This action, brought pursuant to 42 U.S.C. § 1983,
1
challenges the constitutionality of Rule 4.1
2
of the Vermont Rules of Civil Procedure and its companion statute,
The facts as derived from stipulations of the parties and brief testimony at the hearing are as follows: 6
Plaintiffs, Claude and Gladys Briere, are residents of the Town of Cambridge, Lam-oille County, Vermont, and are the owners of certain real and personal property there. Much of that property, both real and personal, was employed in the operation of a dairy farm in Cambridge. The value of the personal property according to the testimony of plaintiff Claude Briere was approximately $40,000.
Agway, Inc. (“Agway”) filed suit in Vermont Superior Court on September 18, 1975, against the plaintiffs herein and Loren and Dianne Rogers, alleging a debt due to it in the amount of $4,618.81. That sum represents certain purchases of grain and other farm supplies, charged to the account of Loren Rogers, and the service charges assessed to the same account. 7
The Brieres made plans to sell much of the property in question at a “farm auction” which was advertised in a local newspaper. After the appearance of the advertisement, but prior to the date of the farm auction, which was to be held on September 19, 1975, a representative of Agway made demand on Claude Briere for the sum alleged to be owing. Mr. Briere informed the representative that he had not made -the purchases giving rise to the debt and that, if any debt-had been incurred, it was the responsibility of Loren and Dianne Rogers.
On or about September 18¡ 1975, Agway’s attorney, Richard L. Seymour, delivered to defendant Sta'nley'T.'Williamson, Constable for the Town of Cambridge, á writ of attachment that had been prepared and signed by Mr. Seymour and another attorney,
8
in accordance with Vt.R.Civ.P. 4.1(a), (b)(1), and (c). The writ of attachment' was directed to all real and personal property, to the value of $6,000, ’belonging to the four defendants in the Superior Court suit. At the request of Mr. Seymour, defendant Williamson then formally recorded the writ of attachment in accordance with 12 Vt.Stat. Ann. § 3252. After the recording, Mr. Seymour drove defendant Williamson to the Brieres’ farm where he served the Brieres with copies of the summons, complaint and writ of attachment in the Superior Court action. At no time prior to the attachment was the probable validity of Agway’s claim against plaintiffs reviewed by any judicial officer of the State of Vermont, nor were
On September 19, 1975, the day of the Brieres’ farm auction, Mr. Seymour met defendant Williamson, drove him to the farm auction and prepared a statement for him to read at the auction. The statement, to the general effect that all property to be sold at the auction was subject to a writ of attachment, was read by Mr. Williamson to those in attendance. 9 Plaintiffs claim that by virtue of the alleged unconstitutional attachment and the actions of Agway through its attorney and Mr. Williamson, they were unable to receive a full return upon their personal property sold at auction.
This same three-judge Court has had occasion to rule on the procedures in question as they apply to real estate attachments.
10
In
Terranova v. AVCO Financial Services, Inc.,
The suggestion that this Court should abstain is based on the holdings of
Younger v. Harris,
It is clear that in the case at bar the plaintiffs are seeking to enjoin neither a state criminal proceeding nor a proceeding even remotely analogous to a criminal action. Thus, the branch of the
Younger-Huffman
rationale described above does not apply in this case. Further, a finding of unconstitutionality in this case would not perforce lead to a substantial interference with the pending processes of the Vermont Superior Court; rather, the state litigation may continue without interruption. A decision of unconstitutionality in this case will
In sum, we do not think this case to be appropriate for abstention on the basis of
Younger
and
Huffman,
because this proceeding is entirely civil in nature, and does not directly interfere in the judicial processes of the State of Vermont.
15
“Such an immediate and continuing curtailment of a constitutionally cognizable property interest [as is involved here] raises serious federal constitutional questions and deserves prompt consideration on the merits.”
United States General, Inc.
v.
Arndt,
Although defendants have not argued on the basis of
Carey v. Sugar,
Further, the holding of
Carey
does not control in this litigation.
Carey
employed
Pullman
abstention where an interpretation of the statute’s post-attachment hearing procedure might cure the statute’s constitutional defect. An appropriate interpretation of the post-attachment hearing procedure was capable of saving the New York statute from unconstitutionality because other constitutional protections already existed in the New York attachment procedures. The procedures provide that the order of attachment must issue from a judge based on an affidavit or other written evidence of the debt and after an undertaking is given by the plaintiff.
Carey, supra,
The major thrust of the argument of both defendants on the merits is that the
Two more arguments of lesser dimension remain to be considered. First, the defendants rightly assuming that we would be loath to depart from
Terranova,
have asked us to distinguish between the realty involved in
Terranova
and the personalty here involved. In answer, we again quote from
North Georgia Finishing.
“We are no more inclined now than we have been in the past to distinguish among different kinds of property in applying the Due Process Clause.”
Finally, Agway argues that this case presents an “extraordinary situation” in which a prejudgment remedy, without the entire panoply of due process safeguards, is appropriate.
See Sniadach, supra,
The Court recognizes that the constitutionality of nonpossessory attachment procedures, such as those presented by Vt.R. Civ.P. 4.1, is a much discussed and unsettled issue.
See Terranova, supra,
We, of course, cannot ignore the authority of
Spielman-Fond
merely because it in
This special relationship is one of the several factors that are weighed in determining the extent of the process that is due.
See Mitchell, supra,
Thus, we respectfully disagree with Judge Gignoux’s reasoning and we conclude that Spielman-Fond does not require us to find the rule in question here constitutional.
Finally, we grant that Vt.R.Civ.P. 4.1(e) provides some protection to the plaintiffs, but that is simply not enough.
See Terranova, supra,
We, therefore, hold that Vt.R.Civ.P. 4.1 and 12 Vt.Stat.Ann. §§ 3251-52 are unconstitutional to the extent that they allow prejudgment nonpossessory attachment of personal property without adequate due process safeguards.
22
For reasons stated in
Terranova,
the judgment today shall apply only to the parties at bar and to the prospective enforcement of the procedures at issue here.
See
It is so ORDERED.
Notes
. Jurisdiction is conferred upon the Court by 28 U.S.C. §§ 1343(3) and 1331(a).
. The Rule reads in pertinent part:
RULE 4.1. ATTACHMENT
(a) Availability of Attachment. In any action under these rules (except an action for malicious prosecution, libel, slander, or alienation of affections), real estate, goods and chattels, and other property may, in the manner and to the extent provided by law and by this rule, be attached and held to satisfy any judgment for damages and costs which the plaintiff may recover.
(b) Writ of Attachment: Issuance.
(1) . . . [A] writ of attachment of real estate or of personal property where such property is not to be removed or taken into possession, shall be filled out by the plaintiff’s attorney, as provided in subsection (c) of this rule.
(c) Same: Form. The writ of attachment shall be dated and signed by the plaintiffs attorney, or, if the plaintiff has no attorney or the writ is issued under paragraph (2) of subdivision (b) of this rule, by the clerk. It shall contain the name of the court, the names and residences of the parties, the date of the complaint, and any order of approval issued under paragraphs (2)-(4) of subdivision (b) of this rule; be directed to any sheriff or constable in the state or to a person specially appointed to serve process under rule 4(c); and command him to attach the goods, chattels or estate of the defendant in the amount specified in the order of approval or, if there is no order, to the value of the plaintiffs demand for judgment together with a reasonable allowance for interest and costs, and to make due return of the writ with his doings thereon.
(e) Dissolution, Modification, or Discharge upon Motion.
(1) On 2 days notice to the plaintiff or on such shorter notice as the court may prescribe, a defendant whose property has been attached without the hearing on motion and notice provided by paragraph (3) of subdivision (b) of this rule may appear and move the judge who ordered issuance of the writ or the Presiding Judge of the court in which the action is pending for an order dissolving, modifying, or discharging the attachment. Such appearance shall not submit the person of the defendant to the jurisdiction of the court. The judge shall proceed to hear and determine such motion as expeditiously as the ends of justice require. At the hearing, the plaintiff shall have the burden of justifying the continuance of the attachment. Unless the judge finds that there is a reasonable likelihood that the plaintiff will recover judgment, including interest and costs, in an amount equal to or greater than the amount of the attachment over and above any liability insurance, bond, or property or credits attached by other writ of attachment or trustee process shown by defendant to be available to satisfy the judgment, he shall dissolve the attachment or modify it in amount, as appropriate. If the judge does not dissolve the attachment he may modify it or discharge it as provided in paragraph (2) of this subdivision.
(2) At any time before entry of final judgment, defendant may move the Presiding Judge of the court in which the action is pending for an order modifying or discharging any attachment. After notice and hearing, the judge may modify the attachment on such terms as to custody, use, insurance, or substitution of other security as are just if he finds that some or all of the property attached consists of domestic or personal articles or furnishings in defendant’s residence, an automobile used for personal transportation, real or personal property necessary in earning a livelihood, or other property, the encumbrance or temporary deprivation of which would cause significant hardship to defendant. The judge may discharge the attachment in full upon the defendant’s giving bond to the plaintiff in such sum and with such sureties as the judge directs, conditioned for the payment by the defendant of the damages and costs which the plaintiff may recover in the action.
The attachment in this case was made in accordance with Rule 4.1(b)(1).
. We considered Rule 4.1 and its companion statute 12 Vt.Stat.Ann. §§ 3291-92, as they apply to real estate attachments in
Terranova
. 12 Vt.Stat.Ann. §§ 3251-52 read as follows:
§ 3251. Attachment or levy of execution by filing
When personal property is taken upon a writ of attachment or execution, the officer serving such process may lodge a copy of the same, with his return, in the office or offices proper for the filing of a financing statement to perfect a security interest in such property under section 9-401 of Title 9A. Such lodgment shall hold the property against all subsequent sales, attachments or executions as if it had been actually removed and taken into the possession of the officer, and different officers thereafter may serve in like manner other writs of attachment or execution so as to create a valid subordinate lien upon the same property. Where such process is required by this section to be lodged in any office other than that of the town clerk in the town where the property is found, it shall be sufficient if the officer sends a copy of the process by registered or certified mail, return receipt requested to the appropriate office.
§ 3252. Recording by clerk
When a copy of a writ of attachment upon which personal property is attached is lodged in the office of a town clerk, he shall enter in a book to be kept by him, in alphabetical order, the names of the parties, the date of the writ, the time when and the court to which the same is returnable and the amount demanded.
. 28 U.S.C. § 2281 was repealed, effective August 12, 1976. However, the repeal does not apply to any action commenced on or before that date. Pub.L.No.94-381, §§ 1, 7 (Aug. 12, 1976). This action was commenced by a complaint filed February 19, 1976, and accordingly the constitutional issue must be decided by a three-judge court.
. The parties have adopted stipulations of fact for use in the determination of the issue of constitutionality. The stipulations were expressly limited to that purpose and are not intended to apply in later phases of this litigation.
. In connection with the constitutional issue, it is unnecessary for us to resolve any legal or factual dispute concerning liability for payment of the Agway account and we leave this to later proceedings. However, it appears that the controversy may revolve around a purported lease of the farm, farm equipment and dairy herd by the plaintiffs, in September, 1974, to their daughter and son-in-law, Diane and Loren Rogers, and certain purchases made thereafter from Agway by Loren. We also note that Ag-way has filed a counterclaim in the present action, which eventually must be resolved, asserting that the plaintiffs will be unjustly enriched if they are not required to pay for supplies that allegedly benefitted their farm.
.Rule 4.1(c) of the Vermont Rules of Civil Procedure requires that the “writ of attachment shall be dated and signed by the plaintiff’s attorney.” The reason for the second signature in this case is not readily apparent.
. Defendant Williamson asserts that all of the acts performed by him were at the request and direction of Mr. Seymour.
. The procedures for the nonpossessory attachment of personalty are virtually identical to those for realty. See Vt.R.Civ.P. 4.1; compare 12 Vt.Stat.Ann. §§ 3251-52 with 12 Vt. Stat.Ann. §§ 3291-92.
. We note that the language of the current Rule 4.1 is not identical to that upon which we ruled in Terranova. The substance of its amendment, however, is in no respect pertinent to our decision today.
. We find much support for our analysis on this issue in
United States General, Inc. v. Arndt,
.The decision in
Younger
involved an extensive explanation of the policy of the Federal anti-injunction statute, 28 U.S.C. § 2283,
see
.
See United States General, Inc. v. Arndt,
.
See also, Hernandez
v.
Danaher,
. Abstention under Pullman obtains neither where the relevant state law is settled, nor where it is clear that the state statute is unconstitutional no matter how it may be interpreted by the state courts. See C. Wright, Federal Courts § 52 at 196-97 (1970).
.
See Wisconsin v. Constantineau,
. Defendant Williamson urges that
McKay v. McInnes,
. Rule 4.1(b)(4) of the Vermont Rules of Civil Procedure is intended to be such a statute.
. Defendant Agway’s briefs and arguments contain vague inferences that plaintiffs would be inclined to accelerate the proposed auction, conceal the proceeds thereof or otherwise dispose of the property in issue if they were to receive notice and a hearing on the attachment. On the basis of the information available to the Court, these inferences appear highly speculative. Indeed, one can scarcely conceive of a means less adaptable to the concealment of assets than their sale at a publicly announced auction.
. We note in passing that the Arizona statutes in question in Spielman-Fond provide certain protections to a property owner that are not present in the Vermont procedure. Before the lien becomes effective, a statement of the facts surrounding the debt must be given under oath. Ariz.Rev.Stat.Ann. § 33-993. Also, the property owner has a right to discharge the lien by filing a bond. Ariz.Rev.Stat.Ann. § 33-1004.
.
See United States General, Inc. v. Arndt,
