Lead Opinion
Appellant Brianna Stephenson brings this 42 U.S.C. § 1983 action against the Davenport Community School District, its Board, and two school officials in their individual capacities (Appellees). Stephenson asserts that Appellees forced her to remove a tattoo pursuant to the school district’s regulation prohibiting gang symbols. There is no evidence Stephenson was ever involved in gang activity and she denies the tattoo is a gang symbol. Stephenson claims that the regulation is overbroad and vague, that Appellees violated her procedural due process rights, and that the Board failed to adequately train its personnel.
The district court granted summary judgment for Appellees and Stephenson appealed. We affirm in part and reverse in part.
The facts in this case, for the most part, are not in dispute. For purposes of this summary judgment motion, however, any disputed facts are considered in the light most favorable to Stephenson. Landreth v. First Nat. Bank of Cleburne County,
In February of 1990, Brianna Stephenson tattooed a small cross between her thumb and index finger. She was an eighth grade student in the Davenport Community School District (District) at the time, and wore the tattoo without incident while enrolled in the District for the next thirty months. Stephenson intended her tattoo to be a form of “self-expression.” Jt.App. at 63. She did not consider the tattoo a religious symbol. She also did not intend the tattоo to communicate gang affiliation.
Stephenson eventually enrolled at West High School, within the District, where, despite a learning disability, she worked her way onto the honor roll and served as a home room representative. Her report cards characterize Stephenson as “conscientious & diligent” and a “pleasure to have in class.” Id. at 89. Stephenson had no record of disciplinary problems and was never involved in gang activity.
While Stephenson attended West High School, gang activity within the District’s schools increased. Students brought weapons to class and violence resulted from gang members threatening other students who displayed rival gang signs or symbols. Furthermore, gang members attempted to intimidate students who were not members into joining their gangs.
The District worked closely with local police to address these problems. In August 1992, Superintendent Peter F. Flynn sent a letter to District parents that included the District’s “Proactive Disciplinary Position K-12.” That regulation states that “[g]ang related activities such as display of ‘colors’, symbols, signals, signs, etc., will not be tolerated on school grounds. Students in violation will be suspended from school and/or recommended to the Board for expulsion.” Id. at 39. No definition of “[g]ang related activities” or “ ‘colors’, symbols, signals, signs, etc.,” id., exists in the regulation.
On August 31, 1992, Stephenson visited Counselor Wayne Granneman to discuss her class schedule. Granneman noticed Stephenson’s tattoo, considered it a gang symbol, and notified Associate Principal Jim Foy. Foy consulted Police Liaison Officer David Holden who, based on a drawing and description of the tattoo, stated his opinion that it was a gang symbol. Aside from the tattoo, there was no evidence that Stephenson was involved in gang activity and no other student complained about the tattoo or considered it a gang symbol.
Foy phoned Stephenson’s mother and informed her that Stephenson was suspended for the day because her tattoo was gang-related. Stephenson’s parents met with Foy the following morning and agreed that Stephenson would continue to attend school on a temporary basis with the tattoo covered. Foy informed Stephenson’s parents that she needed to remove or alter the tattoo, otherwise the school would initiate disciplinary procedures and suspend Stephenson for ten days. Stephenson chose not to alter the tattoo because she did not want a larger tattoo and feared school administrators or police would also classify it as a gang symbol. She then met with a tattoo specialist who advised her that laser treatment was the only effective method to remove the tattoo.
On September 9, Officer Holden examined Stephenson’s tattoo and confirmed his earlier opinion that it was a gang symbоl. Holden contacted another officer who, without viewing the tattoo, also considered it a gang symbol.
Principal William Rettko held another meeting on either September 9 or 10
On September 25, Stephenson and her mother again met with Foy and Rettko and confirmed that she was completing laser treatment for removal of the tattoo later that day. The doctor performing the removal “burnt through four layers of ... skin [and] then [followed up the procedure with] two months of various appointments at which [the] skin [was] scraped off with a razor blade to prevent the bleeding of the tattoo.” Id. at 66. The procedure, which cost about $500, left a sear on Stephenson’s hand.
Stephenson filed suit. On February 14, 1996, the district court granted summary judgment for Appellees and dismissed Stephenson’s cause of action. Stephenson appealed.
II. DISCUSSION
Stephenson brings her claim pursuant to 42 U.S.C. § 1983. That provision states in relevant part:
Every person2 who, under cоlor of any statute, ordinance, regulation, custom, or usage, of any State ... subjects, or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress ____
42 U.S.C. § 1983. To recover under § 1983, Stephenson must demonstrate that Appellees deprived her of a right secured by the Constitution while acting under “color of state law.” West v. Atkins,
Students do not “shed their constitutional rights to freedom of speech or expression at the schoolhouse gate.” Tinker v. Des Moines Indep. Community Sch. Dist.,
With these thoughts in mind, we turn to the issues before us. Stephenson asserts that the regulation is void-for-vagueness and overbroad. She also argues that Appellees violated her procedural due process rights and that the Board failed to adequately train its personnel. We consider these arguments in turn.
A. STANDING FOR VAGUENESS CLAIM
Stephenson’s vagueness and over-breadth arguments, though related, Kolender v. Lawson,
Appellees also argue that Stephenson’s void-for-vagueness claim is moot because the District amended the regulation.
B. VOID-FOR-VAGUENESS
“The void-for-vagueness doctrine is embodied in the due process clauses of the fifth and fourteеnth amendments.” D.C. and M.S. v. City of St. Louis, Mo.,
Stephenson makes a facial challenge to the District regulation, thus our “first task is to determine whether the enactment reaches a substantial amount of constitutionally protected conduct.” Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
Gang related activities such as display of “colors”, symbols, signals, signs, etc., will not be tolerated on school grounds. Students in violation will be suspended from school and/or recommended to the Board for expulsion.
Jt.App. at 39. As this litigation demonstrates, common religious symbols may be considered gang symbols under the District regulation. The meaning of Stephenson’s tattoo, a cross, is contested by the parties as Stephenson considers it simply a form of “self-expression” while Appellees believe it is a gang symbol. A significant portion of the world’s population, however, views it as a representation of their Christian religious faith. Indeed, the list of “prohibited” materials under the regulation includes other potential religious symbols. See The City of Harvard v. Gaut,
We аlso note that “[t]he degree of constitutional vagueness depends partially on the nature of the enactment.” Video Software Dealers Ass’n v. Webster,
1.
In order to assist in “determining whether an ordinance is unconstitutionally vague, ‘courts traditionally have relied on the common usage of statutory language, judicial explanations of its meaning, and previous applications of the statute tо the same or similar conduct.’ ” D.C. and M.S.,
The Supreme Court, however, analyzed the common usage of “gang.” In Lanzetta v. State of New Jersey,
Any person not engaged in any lawful occupation, known to be a member of any gang consisting of two or more persons, who has been convicted at least three times of being a disorderly person, or who has been convicted of any crime, in this or in any other State, is declared to be a gangster.
Id. at 452,
“gang” has ever been limited in meaning to a group having purpose to commit any particular offense or class of crimes, or that it has not quite frequently been used in reference to groups of two or more persons not to be suspected of criminality or of anything that is unlawful.
Id. at 457,
The passage of nearly fifty years since Lanzetta has only added to the multiple meanings of “gangs.” Experts studying gangs agree with the Supreme Court and consider the term “gang” “notoriously imprecise.” Scott Cummings & Daniel J. Monti, Gangs — The Origins and Impact of Contemporary Youth Gangs in the United States 278 (1993); Robert K. Jackson & Wesley D. McBride, Understanding Street Gangs 20 (1992) (meaning of “gang activity” is “as varied as the background and perspectives of those attempting to define it”). We find no federal case upholding a regulation, challenged as vague or overbroad, that proscribes “gang” activity without defining that term. Cf. Gaut,
Indeed, the Seventh Circuit held a prison regulation virtually identical to the District regulation unconstitutionally vague. Rios v. Lane,
The Seventh Circuit held that the regulation was vague as applied to Rios because it “failed to approximatе the parameters of fairness” and gave “no prior warning that his conduct might be proscribed____ Indeed, aside from the sparse text of the Rule itself, no material whatsoever was available to Rios describing what conduct was prohibited by the Rule.” Id. at 1038. The court noted that the regulation “fell far short” of even the minimum requirements for regulations in the prison environment and observed that inmates have the right “to steer away from prohibited conduct, unentangled by the trappings of poorly delineated prison regulations.” Id. at 1039 (citation omitted).
Unlike the prison environment of Rios, the District’s regulation is in the public school setting where students are afforded greater constitutional protections. Both regulations, however, leave “gang” undefined, yet it represents the sole adjective for the prohibited “ ‘colors’, symbols, signals, signs, etc.” In fact, we previously observed that the failure to define the pivotal term of a regulation can render it fatally vague. Video Software Dealers Ass’n,
2.
The District regulation suffers from an additional defect because it allows school administrators and local police unfettered discretion to decide what represents a gang symbol. The National Institute of Justice acknowledged that “traditional law enforcement efforts sometimes exacerbate gang problems by overlabeling people as gang members____ Some police departments have recognized this problem and improved their ability to identify gang members____ The key to the approach is to establish a set of restrictive definitions.” Catherine H. Conly, et al., National Inst, of Justice, Street Gangs: Current Knowledge and Strategies 50 (1993). The District regulation contains no such restricting definitions, thereby failing to remedy the danger of overlabeling.
The Supreme Court emphasized the impоrtance of defining prohibited conduct with specificity. In Goguen, the Supreme Court held a statute attaching criminal liability to anyone “who[] treats contemptuously the flag of the United States” facially void-for-vagueness because it set forth a standard so indefinite that police and juries were free to act based on little more than their own views about how the flag should be treated. Goguen,
[Tjhere is no comparable reason for committing broad discretion to law enforcement officials---- Indeed, because display of the flag is so common and takes so many forms, changing from one generation to another and often difficult to distinguish in principle, a legislature should definе with some care the flag behavior it intends to outlaw.
Id. at 581,
Gang symbols, as with display of the flag, take many forms and are constantly changing. See, e.g., Jackson & McBride, supra at 76-77. Accordingly, the District must “define with some care” the “gang related activities” it wishes students to avoid. The regulation, however, fails to define the term at all and, consequently, fails to provide meaningful guidance for those who enforce it.
Furthermore, there is no evidence that District students perceived Stephenson’s tattoo as a gang symbol or complained about the tattoo during the thirty months Stephenson had it on her hand. Indeed, the District regulation contains no requirement that students consider a symbol gang related before disciplinary action is taken. In this case, Stephenson underwent medical treatment, incurred expense and suffered physical injury solely on the basis of the subjective opinion of school administrators and local police who
3.
Sadly, gang activity is not relegated to signs and symbols otherwise indecipherable to the uninitiated. In fact, gang symbols include common, seemingly benign jewelry, words and clothing. For example, color combinations frequently represent gang symbols. Gaut,
Accordingly, the District regulation violates the central purposes of the vagueness doctrine because it fails to provide adequate notice regarding unacceptable conduct and fails to offer clear guidance for those who apply it. A person of common intelligence must necessarily guess at the undefined meaning of “gang related activities.” See, e.g., Murphy, supra at 1356 (citing examples of high school gang regulations that offer “very specific” guidelines for proscribed behavior). The District regulation is void-for-vagueness.
C. OVERBREADTH
Stephenson also argues that the District regulation is overbroad. We need not
Stephenson challenges the District regulation as facially overbroad. Appellant’s Br. at 22-23. “The First Amendment doctrine of substantial overbreadth is an exception to the general rule that a person to whom a statute may be constitutionally applied cannot challenge the statute on the ground that it may be unconstitutionally applied to others.” Massachusetts v. Oakes,
We disagree. As we noted, supra at 1307, the District amended the regulation. The Supreme Court holds that “overbreadth analysis is inappropriate if the statute being challenged has been amended or repealed.” Oakes,
D. PROCEDURAL DUE PROCESS
Stephenson also asserts that Appel-lees violated her procedural due process rights by failing to provide an adequate appeals process. Stephenson must exhaust state remedies for purposes of this claim. See Zinermon v. Burch,
The relevant District regulation states:
7. Due process in all eases will be followed according to Board Policy.
a. Principal immediately informs parent in writing giving reason for all suspensions.
b. Principal schedules a meeting as soon as possible with student and parents at which time they have the opportunity to respond to the allegations.
c. Principal makes decision to re-admit student to school or refer the student to Administrative Advisory Council for expulsion.
d. A prompt impartial hearing shall be scheduled by written notice to the pupil and parents.
e. The pupil shall be entitled to representation by counsel and have the right to call and cross-examine witnesses.
Proactive Disciplinary Position K-12, Jt.App. at 78. Stephenson concedes that Appellees followed sections 7a and b, and that these procedural safeguards satisfy the basic constitutional safeguards for the type of suspension Stephenson confronted. See Goss v. Lopez,
Stephenson, however, failed to exhaust her administrative remedies because she never availed herself of the District’s appeal process to challenge the finding that the tattoo was a gang symbol. Indeed, the district court succinctly summarized the denial of Stephenson’s procedural due process claim as follows:
[T]he full district disciplinary policy ... sets forth clearly a seven step procedure for bringing complaints against school officials when a student believes her rights are violated. Moreover, plaintiffs could have pursued the appeal by simply refusing to have the tattoo removed and asking the Administrative Advisory Council or*1313 Board to make a final decision. Plaintiffs chose not to take that appeal.
Jt.App. at 5.
We recognize that pursuing an appeal involved significant risks for Stephenson, including a certain ten-day suspension and, in the event of an unfavorable ruling, expulsion. Procedural due process, however, does not guarantee a risk-free appeal procеss. Accordingly, we affirm the district court’s grant of summary judgment for Appellees for purposes of Stephenson’s procedural due process claim.
E. FAILURE TO TRAIN
Finally, we reject Stephenson’s argument that the District failed to properly train and instruct its employees. Section 1983 liability may attach for failure to train, but “only where the failure to train amounts to deliberate indifference to the rights of persons with whom the [employees] come into contact.” Canton v. Harris,
III. CONCLUSION
We affirm in part and reverse in part and remand for further proсeedings consistent with this opinion.
Notes
. The record is unclear on the date of the meeting. See Jt.App. at 46, 75.
. A school district may be considered a "person” for purposes of § 1983 liability. Keckeisen v. Indep. Sch. Dist.,
. The dissent suggests that we should not reach the merits of Stephenson’s void-for-vagueness challenge for two reasons. First, the dissent asserts that Stephenson “waived [her] claim by agreeing to have her tattoo removed.” Infra, at 1313. Appellees, however, failed to raise this
As a general rule, “we will consider an issue not raised or briefed in this court waived." Bechtold v. City of Rosemount,
We also emphasize that if Stephenson initially followed the dissent's suggestion to avoid the lawsuit by utilizing the District’s administrative review, she would have been suspended from school for ten days and faced possible expulsion. Perhaps it would be more accurate to state that the District could have avoided this litigation by allowing students to contest its policies without such serious penalty.
Second, the dissent echoes Appellees’ argument that Stephenson’s claim is moot because she “has long since graduated from high school, and there is no possibility that she might ever again be affected by the regulation.” Infra, at 1313. We disagree. "Claims for damages or other monetary relief automatically avoid mootness, so long as the claim remains viable.” 13A Charles A. Wright, Arthur R. Miller & Edward H. Cooper, Federal Practice & Procedure § 3533.3, at 262 (2d ed. 1984); Gibson v. DuPree,
. Stephenson's initial assertion that her tattoo represents "political speech” and is therefore protected by the first amendment fails by her own admission. Significantly, Stephenson does not identify her tattoo as representing any form of religious expression. Rather, she admits the tattoo was simply "a form of self-expression.” Jt.App. at 63.
In order to determine whether Stephenson’s conduct raises first amendment protections, we inquire "whether ‘[а]n intent to convey a particularized message was present, and [whether] the likelihood was great that the message would be understood by those who viewed it.'" Texas v. Johnson,
. The District’s amended regulation regarding gang activities, see Jt.App. at 108, now defines "gang” consistent with a definition of that tеrm in the Iowa State Code. Iowa Code § 723A.2 and § 723A.3 (1993). The definition in the Iowa Code withstood constitutional challenge on vagueness grounds in state court. State of Iowa v. Walker,
. We recognize that “there are limitations in the English language with respect to being both specific and manageably brief....” United States Civil Serv. Comm'n v. National Ass’n. of Letter Carriers,
Indeed, evidence that a more precise definition of "gang related activities” can be crafted is contained in the District’s amended gang regulation. The new regulation states:
A “gang” as defined in this policy and under Iowa Code 723A means any ongoing organization, association, or group of three or more persons, whether formal or informal, having as one of its primary activities the commission of one or more criminal acts, which has an identifiable name or identifying sign or symbol, and whose members individually or collectively engage in or have engaged in a pattern of criminal gang activity. The "pattern of gang activity” means the commission, attempt to commit, conspiring to commit, or solicitation of two or more criminal acts, provided the criminal acts were committed on separate dates or by two or more persons who are members of, or belong to, the same criminal street gang.
Jt.App. at 108.
Concurrence Opinion
concurring and dissenting.
I agree with the court that Stephenson’s tattoo was not protected by the first amendment, that Stephenson’s overbreadth claim is moot, that Stephenson’s failure to exhaust her state remedies moots her procedural due prоcess violation claim, and that the district court was not guilty of failing to train its employees.
Although I disagree with the court’s holding that the regulation in question is void for vagueness, I would not reach that issue, for in the unique circumstances of this case I believe that Stephenson waived that claim by agreeing to have her tattoo removed. Had Stephenson utilized the procedural steps that would have allowed her to challenge the district’s finding that the tattoo was a gang symbol, this lawsuit might well have been averted. Stephenson has long since graduated from high school, and there is no possibility that she might ever again be affected by the regulation. Thus, there is no threatened injury that might otherwise give her standing to challenge the regulation. Cf. Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
