*1
Court of Aug. 2000. Reconsideration Denied Oct. 2000. *4 Nelson, Towson, Macy
G. for Petitioners. O’Donnell, Markham, J. Michael Hannon (Thompson, Nor- Hannon, DC); Botts, ton & Washington, Samuel Y. Alan B. (Jordan, Botts, Greenbelt); Robinson Keys, Jessamy & Linda (Goodell, Devries, LLP, Baltimore); S. Wolf Leech & Gray, Swam, Elwood E. Hampstead, for Respondents. BELL, C.J., ELDRIDGE,
Argued before RODOWSKY, RAKER, WILNER, CATHELL and HARRELL, JJ.
RAKER, Judge. The issue in this case is whether a trial court’s order transferring a civil case one circuit court to another circuit court is a final judgment and thus immediately appeal- able. Petitioners in this appealed case of Special Court Appeals’ venue, dismissal their from a transfer of claiming injury property suit real caused by Respondents’ of water channeling into a stream that runs across the proper- ty. We shall hold that the transfer an immediately order is appealable final judgment, and we shall remand the case Special the Court of Appeals to consider the merits of the appeal.
I. Petitioners, below, plaintiffs Brewster, are Andre W. three other owners of riparian along Piney land Run in Balti- more County, Piney and the Run Preservation Association. *5 that Run, is a stream according complaint, to the Piney The Baltimore border between near the begins at its headwaters County, and counties, Baltimore crosses northern and Carroll turn, Loch Run, which, to the flows joins the Western below, are Wood- defendants Respondents, Raven Reservoir. (“Woodhaven”), the Inc. and Building Development, haven County Maryland (“Hampstead”), Hampstead, Town of (“Carroll The County”), County of Carroll Commissioners (“The Fields”), Hill/Reedy, Association Fields Homeowners R. Myron County employees and Carroll (“Hill/Reedy”), Inc. “Slater”). (“Frock” Slater, and E. Jr. Frock and James Baltimore Court for filed the Circuit complaint, The 10, 1998, built the that Woodhaven alleges County on October center development shopping and housing Fields Roberts from the storm water runoff polluted that County; Carroll Piney channeled into shopping center are development and Fields, for the Run; homeowners’ association as the that The holding ponds owns the development, Roberts Fields flows; of the Hill/Reedy part owns runoff which the center; owns the storm drains Hampstead shopping Run; into Piney Fields storm water the Roberts direct reviewing storm responsible Frock Slater are and that of the headwaters of vicinity for the management plans water also states County. complaint Run in Carroll The Piney Treat- County Hampstead owns the Waste Water that Carroll Plant, discharges its effluent into the plant and that the ment added to the alleges Run. that the water Piney complaint The and otherwise pollutes the stream by Respondents stream liability it asserts theories of property; Petitioners’ damages nuisance, riparian rights, negligence, headings under the injunc- it seeks a liability; permanent strict trespass, and damages. tion and The Hill/Reedy complaint. answered the
Woodhaven and Frock, moved Fields, County, and Slater Hampstead, Carroll venue, Mary- pursuant grounds improper to dismiss on 322(a)(2). Hampstead also The Fields land Rule 2— alternative, moved, to a more convenient for transfer 2-327(c). forum, Conducting no Rule pursuant Maryland Baltimore trial hearing, County judge granted the motion Fields, February and issued an order on convenience, stating that “as a matter of this claim shall be transferred to the Circuit Court for County, Maryland Carroll *6 or proper majority for venue. Vast parties witnesses in are Carroll Co. makes in that venue Co. much more and.this convenient.” Petitioners filed a motion for a hearing and 4, 1999; reconsideration of this on ruling February their points motion also out that the court’s February order of 1999 did not rule on the motions of the other defendants. On motion, February the court denied Petitioners’ sheet, issued order on the docket stating as follows: it Obviously was not the intention of the Court have one defendant’s case tried in Carroll Co. and the rest in Balto. Co. Thus the case was transferred as to all defendants and such If granted. Motions were for some reason convenience is the reason only to transfer as said in Order 2/1/99 case is transferred to Carroll Co. for that reason. For clarity, the entire case is moved to Carroll Co. timely appeal
Petitioners noted a Special the Court of Appeals. The Fields moved to dismiss the on the ground that a circuit court’s order transferring case another circuit court not immediately is appealable because it is not a final judgment. The Court of Special Appeals granted motion, in an order issued without on opinion June 1999. granted We a writ of certiorari.
II.
that a
argue
Petitioners
trial court’s
is immediately
order
order,
if
appealable
it is either a final judgment or a collateral
and that the transfer order in this case was both.
It is a final
judgment, they argue, because it
terminated the
it,
the court
issued
the Circuit Court for Baltimore
County.
argue
Petitioners
that the transfer
order
this case
is appealable also because it satisfies the collateral order
James,
Pittsburgh Corning
doctrine as set out
(1999).
657,
III. from the originally rule1 derives judgment The final ordinarily that a writ of error English principle common law very They concerning judgments not take us far. 1. statutes final do The judgment, but do not indicate right a of from a final establish (1974, Maryland judgments. Code which orders constitute final 12-101(f) Supp.) § and Judicial Proceed- Repl.Vol., 1999 of the Courts ings Article states that sentence, order, decree, judgment” judgment, deter- "Final means a court, mination, decision, by including orphans' or other action a court, application appeal, appeal, for leave to from which may petition be for certiorari taken. provides, pertinent part, with same Article Section 12-301 of the relevant, exceptions not here judgment party may appeal a final entered in a civil or by right appeal exists from a court. The of criminal case circuit special, original, of judgment entered a court in the exercise final would not lie until there had been a final of an disposition controversy. entire Arthur R. mil- See Wright, Charles Alan Cooper, ler & H. 15A Federal Edward Practice Proce- (2d ed.1991). § at 264 final core dure rule is thus that a trial court’s disposing decision of the parties’ may appealed. the merits claims be On this the parties disagree. to this case do not however,
Respondents’ initial Ma argument, based on 2-602, ryland Rule is that this core of final judgment rule really If entirety rule: the order in question does not of the dispose parties’ claims on merits, judgment. it cannot be a final Despite seemingly 2-602, restrictive this is language Rule not the law. It is well settled that an order need not necessarily dispose of See, merits of a case to a final judgment. e.g., be Ferrell v. Benson, (1998) (“The 2, 6, 352 Md. 720 A.2d notion ... that an order the case in circuit terminating court is appealable not final and unless it rights settles the of the action, parties or concludes the cause of consistently has Court.”); expressly rejected by been this Horsey Horsey, 392, 401, (“Contrary to the expressed by view the defendant ... a trial court’s order may a final appealable judgment sometimes constitute even though underlying the order fails settle the dispute between Swanson, parties.”); Wilde (1988) (“An 837, 839 order of a circuit court ... [may be] any adjudication without by the circuit court on merits.”).
IV. *8 second, dispute this case centers on the narrower argument by If a Respondents: judgment advanced does not limited, statutory jurisdiction, particular right unless in a case the expressly by law. is denied many provisions We have observed on occasions that these leave the See, finality Anthony e.g., elements of to be determined the courts. v. Clark, 579, 587, 1070, (1994); Sigma Repro. 335 Md. 644 A.2d 1074 State, 660, 664, 483, (1983).
Health v. Cen. 297 485
611 challeng- case, party must deny of the it the merits settle forum, in to order any the case litigate to ing ability it the judgment that the reply Petitioners’ judgment. be a final in the to the case ability litigate only deny party need availability the judgment that has issued particular —the is irrelevant. of another forum an show that question to this pertaining
Our cases particular in a if it is final terminates judgment rule that a stating general The cases court. early date from an litigation is a terminating 1835, already referring As we were period. early as “well established rule” that Court, in this until a decision can be prosecuted
no below, final, far as to which is so has been had the Court in the settle, of the involved rights party and conclude the of further action, prose- to the the means denying party or defending the suit. cuting or Co., 109, 7 112- rel. Chew & G. & J.
Boteler & Belt State ex (Md.1835). Thus, denying an order it is well settled that immediately anywhere claims is an ability pursue point, reiterated this final order. We have often appealable historical extraordinarily long period applying over subject Grimberg matter. See impressively range wide (an (1995) Marth, 546, 551-52, 659 A.2d 338 Md. motion for reconsideration orphans’ court’s denial of a be immediately appealable judgment was court”); parties cause it “has the effect of out putting (1989) Rohrbeck, 28, 41, A.2d Rohrbeck v. (a order, which left certain issues qualified domestic relations be property be a marital division would determined before it was not “so was not a final because completed, rights involved final as either to determine and conclude or prosecuting the means of further deny appellant or to subject matter of the defending rights his her omitted); v. Los Angeles Peat & Co. proceeding”) (emphasis (a Rams, trial court’s counsel disqualify opposing motion to denying party’s *9 612 final it immediately appealable
was not an
because
rights
“deny
did not
and conclude the
involved” or
“determine
prosecuting
defending
the
the means of further
or
appellant
rights
subject
proceeding”);
his
the
matter of the
McCor-
Church,
422, 426-27,
mick v. St. Francis de
149
Sales
(1959) (a
768, 771
trial court’s
defendant’s
granting
A.2d
immediately
motion to strike
initial
is an
plaintiffs
pleading
final
appealable
judgment because
effect of the court’s
“[t]he
ruling
put
plaintiff
deny
was to
the
out of court and
her the
means of
her
the
prosecuting
against
moving
further
case
State,
227, 229,
v.
11
parties”);
Md.
Jeffers
(1953) (a
dismissing
petition
trial court’s order
father’s
to
him
petition charging
support
dismiss mother’s
with a child
obligation
immediately
judgment,
was not an
final
appealable
“an
because
order of the Circuit Court which does not settle
of the
not
rights
parties,
deny
conclude the
and does
parties
defending
the
the means of further
or
the
prosecuting
Trusts,
action, is not a final
Buckler
judgment”);
re
(1924) (a
424, 427,
Md.
125 A.
trial court’s order
the
of a
striking
pleading
party attempting
would-be
inter-
vene, on the
no
ground
party
the would-be
had
interest
suit,
immediately appealable
judgment,
is not an
final
prevent
filing
separate
because the order did not
action,
“deny
seeking
and thus did not
to the
redress
party
...
prosecuting
defending
rights
the means of further
or
his
Penn,
subject
proceeding”); Bragunier
matter of the
(1894) (a
244, 245-46,
12, 12
29 A.
trial court’s order
dismissing plaintiffs petition
immediately appealable
was
as it
petitioner
“inasmuch
denied the
suit”);
State,
prosecuting
Gittings
means of further
his
(1871) (a
462-63
trial court’s order to submit to
jury
of a
question
purposes
defendant’s residence
determining
jurisdiction
whether the court had personal
was
it was
far
immediately appealable
because
not “so
rights
party
as to settle and conclude the
of the
involved
action,
him
deny
prosecut-
or to
the means of further
(a
suit”);
Belt,
ing
defending
Boteler &
7 G. & J. at 113
trial court’s order
a motion for a new trial was not
granting
the merits
it neither settled
because
immediately appealable
suit).
litigate
means to
nor denied
however, early period,
stated from an
We have also
litiga-
terminating
that a
proposition
specific
more
*10
Waverly
In
judgment.
a final
court is
particular
tion in a
(1885),
338,
Buck,
appellee
Green
Md. 67.
added).
Court’s
342,
The Circuit
(emphasis
at
Id.
definition,
to the lender
because it denied
order satisfied this
complaint,
in its bill of
relief invoked
right
“its
of its suit.”
prosecution
in the
proceed
step
cannot
further
343,
We have
recent
court is a
ing litigation
particular
Benson,
2,
the order of the Circuit “having the effect terminat- court, in the circuit ing judgment.” case 352 Md. 5, at 720 at (quoting Montgomery A.2d 585 v. Revere County (1996)). 1, Nat’l Corp., Com’n, 515, v. Housing Opportunities Carroll (1986), A.2d 540 we considered whether a circuit court’s order denying Carroll a trial jury remanding the case to the District Court is We appealable. held that it was final and Court, appealable. Judge Eldridge, writing for the said: ease, however, In the present the circuit court’s orders court; they denied Mrs. Carroll all relief the circuit court, completely terminated the action in circuit remanding the case to the District Nothing Court trial. was left to circuit Accordingly, be done court. the order was a final appealable judgment. 520, Swanson, at
Id.
A.2d at 542. In Wilde v.
(1988),
we considered whether
defendants,
dismissal of one of multiple
based on improper
*11
venue, was a final judgment
immediately appealable by the
2-602(b).
plaintiff
Maryland
when certified under
Rule
We
held that the dismissal
was an immediately appealable
judgment
final
these
plain-
under
circumstances because “the
tiffs
deprived
were
of the means of further prosecuting their
court,”
against
claim
dismissed
in that
even
[the
defendant]
though they could still enforce their
a suit
rights by initiating
86-87,
him in
against
another court. See id. at
548
at
A.2d
added).
392,
(emphasis
840
And in Horsey Horsey,
v.
329 Md.
(1993),
single entity entirely separate what the Constitution has established as courts. fact, point jurisdictional among there are differences the circuit Many public jurisdiction upon courts. local laws confer the circuit particular county City. general court of one public or Baltimore A few (1997, e.g., Maryland See thing. laws Supp.) do the same Code 1999 2-215(c) § of the Insurance Code.
615
rights
their
before
pursue
opportunity
the
thereby afforded
also
403-04,
A.2d at 311. See
620
id. at
arbitrator. See
the
(1988)
805,
806
State,
540 A.2d
Md.
v.
312
Bunting
if it termi-
only
is
circuit court
(“Ordinarily a
v.
court.”);
Stainless Steel
Eastern
in that
nates the action
(a
(1986)
248,
501-02,
252-53
Nicholson,
492,
510 A.2d
306 Md.
a case to
administrative
remanding
court’s order
trial
proceed-
because
terminates
a final
agency is
continue before
court,
parties
though
even
ings
96,
377, 385-86,
Baer,
435 A.2d
291 Md.
Brown v.
agency);
LeVan,
(1981)
(same);
Safety
Public
Department
100-01
(same).
1052,
543-44,
533,
419 A.2d
our
that certain of
position suggests
Respondents’
that an order terminat
general proposition
stating
cases
more specific
conflict with the
is a final
ing
in particular
terminating litigation
that an order
proposition
in Rohrbeck and
The formulation
judgment.
a final
court is
above,
is not
that the order
cases cited
of the other
several
means of “further
party
deny
final if it does not
in the
rights
or her
and interests
defending
his
prosecuting
41,
A.2d at
318 Md. at
of the
subject
proceeding,”
matter
added),
susceptible
interpretation,
of this
(emphasis
if
can
suggest
may
because it
be taken
tribunal, then the
subject matter before another
pursue
551,
also,
338 Md. at
e.g., Grimberg,
is not final. See
600,
1290;
Schlossberg,
Schlossberg
at
Trusts,
(1975);
In re Buckler
merit, however.
This notion is without
at
V. Consideration of some of the underlying purposes of the final judgment rule our supports conclusion. We have often purpose stated that the of final judgment to rule is avoid see, piecemeal Harris, P.A., appeals, e.g., Harris v. David S. 310, 314-15, (1987), reason for avoiding piecemeal appeals promotion judicial is the efficiency. aspect judicial One efficiency that concerns us here trial interruption court process by repeated application appellate courts.
Postponing review until the final or judgment, minimizing the number of occasions for interlocutory also is appeal, important to avoid interference with trial process.... Repeated interruptions of the trial court ... process may require wasteful losses of with familiarity the case and perhaps counsel as well. §
Wright, supra, at 277. Cooper, Miller & This sort of interruption cannot occur in a case which a motion to transfer has granted. been In the transferring . court, there are no longer any proceedings interrupt, the proceedings court, have been terminated. In the receiving proceedings cannot interrupted, be because they have not yet begun. The case is otherwise when motion to transfer is denied; to allow appeal immediate then interrupt would ongoing trial court process. justifies This difference the dis- tinction we in allowing make immediate from the granting of a transfer order and disallowing immediate from the denial of a transfer order.
It is also instructive to compare the rules on appealability decisions on motions due to im transfer proper venue inconvenient forum with the rules on the
617 improper motions to dismiss for of decisions on appealability An dis order such granting or inconvenient forum. venue an is immediately denying while appealable, missal is James, 657, 353 not, Pittsburgh v. Corning see Swanson, 80, 86-87, A.2d (1999); Wilde (1988). the same justified by is approach This like justifying a just we mentioned as considerations have both a transfer order and to transfer With approach orders. of order, the is out challenging put the party dismissal order, free being court while left grants particular situations, In there to the case another court. both pursue trial court ongoing process. danger interrupting no transfer motion or a dismissal Conversely, when either a denied, is not challenging the court’s order party motion is court, would be appeal an immediate put permit out of to trial interrupt process. court’s there- two situations —transfer and dismissal—should alike. in our rules fore be treated The allowance transfers exception principles not intended to was create It whether order is final determining appealable. that, hand, on illogical would be conclude the one Wilde, at for lack of 314 Md. at dismissal venue was as a final because properly entered “of the means of further deprived plaintiffs dismissal court,” their claim prosecuting against [the defendant] but, hand, trans- plaintiffs’ on the other if the case had been court, original of the circuit court to another circuit ferred out finality. the transfer order have lacked would VI. transfer of holding granting
Our
that an order
immediately appeal-
from
circuit
to another is
venue
one
court
to file an
opposed
who
order either
permits
able
to wait
days
entry,
from the order
its
within
has
completed
until the
the transferee
been
ground
on
court’s
that the case should not have been
A
transferred.3
decision to
forego the immediate appeal
prevent
does not
a party from
raising the
propriety
the transfer
in the later
appeal.4
argues
3. The dissent
holding
*14
that our
is inconsistent with
Parrott
State,
411,
(1984)
301 Md.
We
often
have
an issue that could have
mately
of a
based on
disposing
case
been,
not,
appeal.
earlier
but was
made
basis
case is when
present
closest to the
the circumstance
Probably
should not
the trial court that it
first contends before
arbitrate,
arbitrate,
not take
does
be ordered to
ordered
proceed-
terminating
from that order
an immediate
arbitration,
court,
appeals
submits
ing
the trial
has
confirmed
issue
after
arbitration award
been
only
in a
Curtis G. Testerman
proceeding.
the trial court
new
(1995),
Buck,
plaintiffs
Similarly, Board Educ. Dorchester County for Hubbard, 774, 783-85, (1986), 629-30 sought to their grievances teachers arbitrate with the Garrett County Board of Education.5 The Board filed the Circuit County Court for Garrett a declaratory judgment action seek- ing a of arbitration stay and declaration that the issue in dispute was not arbitrable under collective bargaining agree- ments state law. The Circuit Court ordered Board to proceed arbitration, with Board took no that final terminating the cáse. Subsequent to the later, decision a arbitrator’s few months Board brought new action the Circuit Court vacate the arbitrator’s denied, decision. After the was petition the Board appealed ground on the dispute sole between and the teachers not properly subject was of arbitration. We the Board’s appeal, despite entertained the fact that the Board appealed could have very raised the same issue immedi- ately after Circuit Court’s final order in the declaratory with proceed action Again, arbitration. we did penalize failing to appeal an issue at the possible Case, earliest moment. In re Sealed 121 F.3d Cf. (D.C.Cir.1997) “a (although President is allowed to imme- diately requiring production of subpoenaed *16 materials----we believe that White House should not be cpurt penalized because it waited until the district issued its final ruling”). although
5. as Board Educ. appeal, reported Dorchester for Hubbard, cases, County v. separate involved two from one Dorchester County County. one from Garrett
621 party when a fore- are other situations many There appellate may still seek appeal, to an but right earlier goes may final. A seek party becomes when the review under the appealable that were review issues appellate State, 406, Md. v. 287 Pulley See collateral order doctrine. (1980) 1244, if an order is 419, (holding 1251 412 A.2d under collateral order judgment6 as a final appealable doctrine, perfect appeal to or to appeal a failure party’s “cause forfeiture of a defendant’s from that order does from a appeal ... in an later ruling” to a review the right merits). Carbaugh also case on its See terminating (1982) State, 1153, 323, 328, (permit 449 1156 A.2d v. 294 under collat appeal to an immediate ting right defendant with and raise issue forego appeal immediate eral order doctrine 701, Grant, 690, 481 v. 300 Md. judgment); Vogel after final (1984) 186, (allowing entry after 191 A.2d un immediately appealable order was though even doctrine). the collateral order der forego right
A to an immediate party may in a same issue later injunction and raise the appeal of Co., v. 225 Md. Drugs Upjohn Save-Mor appeal. See (1961) 223, appellant, Save (holding “[t]he 170 A.2d Mor, granting from the inter have the order appealed could so, and it locutory injunction, it was not bound do could but so questions might which it have bring up review decree”). also, e.g., the final See on presented 531, Brosius, 612, 647-48, 241 Md. Rocks v. 389, Albrecht, 401, (1966); v. 157 Md. Washington Cleaners Masonheimer, 310, 233, (1929); Lippy 146 A. (1856). right has a another situation which Still issue, deciding of a but seek review appellate by seeking and later raise the issue may forego right involves review of subsequent judgment, review of a appellate appealable as limited 6. The collateral doctrine “treats the trial class which do not terminate the court.” of orders Valley League, Public Serv. Com’n Patuxent Conservation added). (emphasis *17 622
judgments
appellate
by
remanding
intermediate
courts
cases.
Counsel,
See
Maryland
Public Serv. Com’n v.
People’s
309
1, Md.
Finally, party forego an may from a final appeal court, judgment terminating particular a case a but subse quently separate proceeding declaratory raise issue in a judgment questions liability actions resolve of insurance a coverage when insured is defendant in a tort suit. See Atwood, Allstate Co. v. Ins. Md. (1990) (holding an bring declaratory insurer’s failure to action, “or an appeal to take from dismissal of declaration,
such an without operate action will not as an insurer”). estoppel or a waiver against all these situations, final, appeal was taken when the was raising an on issue which an earlier was appeal permissible but not Our holding today taken. is consistent with these cases. principle
No
or rule of law
stands
way
permitting
party
choose between immediately appealing
waiting
transfer order and
until
the end
the case to
litigate
instance,
this
For
issue further.
the fact that more
than
days might
have
since
passed
the transfer order was
not prevent
appeal
entered does
from the ultimate disposi
tion of the
based
argument
case
on the
that the transfer was
improper.
It is true that
requirement
...
that an
“[t]he
of appeal
thirty
filed within
days
be
of a final
if
jurisdictional;
met,
the requirement
is not
the appellate
jurisdiction
no
acquires
and the
must
appeal
be dis
Houghton,
missed.”
at
Nor does of the effect the transfer order has forego appeal to of decision of the issue further precluding failure to ordinarily judgment. While ultimate of review appellate later precludes from an appealable is this not a judicata, doctrine res that order under the is judicata rule. The doctrine res universal or absolute litigation, see policy against repetitive in the grounded public 100, 108 v. Realty Lingo, Pat Perusse (1968); will not judgment occasions where final but there are Montgomery County e.g., effect. See given preclusive be 382, 1, Nat’l 341 Md. Corp., Revere may some (stating public policy of a state that “fundamental final be vacated or times that a consent require effect”). given preclusive conclusion, of this Court’s note that a review we no years or will show that forty fifty over the
opinions past than the subject opinions has of more one issue been is The bar question appealable. of whether a trial court order difficulty determining finality appealability had more has Nonetheless, there exists any with other issue. perhaps than to which this Court has continu one principle appealability adhered, An simple is and understandable. ously one is proceeding particular in a order which terminates final and appealable. THE APPEALS OF COURT OF SPECIAL
JUDGMENT APPEAL CASE RE- DISMISSING THE REVERSED. MANDED TO THAT COURT FOR CONSIDERATION OF APPEAL. ABIDE THE MERITS THE COSTS TO OF THAT THE RESULT IN COURT. RODOWSKY, WILNER, J, in which
Dissenting opinion by CATHELL, J., join. J. and
WILNER, Judge, dissenting: today Court, The Court holds that an a Circuit 2-327(b) (c), under Maryland entered Rule that transfers a Circuit equivalent case another Court having jurisdiction (or exclusive) but better venue constitutes a final is immediately result, appealable. To reach that cases, Court misinterprets others, some no pays heed to comes the extraordinary conclusion that there can be more than single one in a case. The Court’s decision State, is flat-out inconsistent with Parrott v. (1984),
A.2d
notwithstanding
the majority’s rather strained
and unconvincing attempt
distinguish
and,
that case
but for
this new notion that there can be
multiple
judgments,
also
with
inconsistent
our
year
unanimous
holding last
Nunes,
(1999).
Leung
articulated at as early least as Boteler Belt& v. 7 G. & 109, 113 J. appeal Court,
“no can be in prosecuted this until a decision below, final, has been had in the Court which is so far as to settle, and conclude the of rights the in party involved the action, or denying to the party the means of further prose- cuting defending or the suit.” State, 142, See Popham 136, 28, also 634 A.2d 31 (1993), confirming principle nearly in identical language (to constitute a final judgment, the order must far be “so as to determine and rights action, conclude the in involved the deny or to party seeking to the by redress the the of means or prosecuting further defending rights his in subject of interests the matter the proceeding”). proceeds, however, The Court then to construe the alterna- requirement tive that the lower “deny court decision to the party seeking redress the appeal the means of further prosecuting or defending rights his and interests in the sub- ject matter of proceeding” as being satisfied when the case, order removes the on venue grounds, from one Circuit
625
construction, it states
a
for that
As
basis
to another.
Court
terminating
that an order
principle
have applied
“[w]e
(emphasis
judgment”
a final
court is
particular
in a
treating
cases
added),
proposition
for that
authority
as
citing
transferring
a
orders of Circuit Court
judgments
as
dismissing
of
or
Maryland,
to the District Court
action
agency
judicial
of
administrative
seeking
review
action
agency,
requiring
to the
remanding the case
decision
in the court.
otherwise triable
dispute
arbitrate
parties to
however,
notion that
cases,
not
support
do
Those
case,
one Circuit Court
for venue
from
purposes,
of a
transfer
final, appealable judgment.
another constitutes
Benson,
2,
relies on Ferrell
The Court first
(1998).
case,
for Montgom
Court
In that
the Circuit
A.2d
on the
to the District Court
transferred a tort case
ery County
$2,500,
controversy
in
did
exceed
ground that the amount
of
jurisdiction
therefore within
exclusive
that the case was
Court,
jurisdic
no
and that the Circuit Court had
the District
held,
order,
a final judg
we
constituted
tion to
it. That
try
in
Id.
the case
the circuit court.”
because
“terminated
ment
5,
583,
Montgomery
at
(quoting
at
720 A.2d
(1996)).
Revere,
We
County v.
it terminated the
that the order was final because
never said
was
Montgomery County.
Court for
It
case
the Circuit
case
terminated “in
circuit court.”
final because the
was
that,
court’s-jurisdictional
was
due to
point
The crucial
determination,
ability
litigate
her
plaintiff
lost
right
Circuit Court—where she had
any
Circuit Court—
trial,
discovery,
right
to conduct
jury
right
The termi
Special Appeals.
the Court
direct
than mere
action
a Circuit Court had more
nation
her
consequences.
pertained
The same situation
Car
logistical
*20
Comm’n,
515,
Md.
510 A.2d
Housing
306
Opportunities
roll
Court;
there, too,
(1986),
we observed
540
also cited
the
transferring
the case to the District Court
520,
in
court.” Id.
terminated the action
circuit
at
“completely
Ferrell,
of
right
As in
lost her
plaintiff
The same was involved in the principle remanding cases an action to an administrative an agency dismissing action favor arbitration. The for regarding rationale an order remanding action an administrative agency as a final Pritts, explained 1, was lucidly Schultz v. 6, 1319, 1322-23 (1981): 432 A.2d
“When proceeding remands a to an administrative agency, the matter processes reverts of the agency, is nothing there for the court to do. further Such order is an appealable order because it terminates the judicial proceeding and denies the parties means offurther prosecuting or defending their rights judicial pro- ceeding.” added).
(Emphasis See also Eastern Stainless Steel v. Ni- cholson, 492, 501-02, (1986). 248, Md. 252-53
That is also the rationale for regarding orders to arbitrate as final judgments. Horsey v. Horsey, 392, (1993), A.2d 305 plaintiff filed an action for en- specific forcement of a marital separation agreement, an agreement contained arbitration clause. The court construed the agreement plaintiff directed that the pursue her claim for alimony under agreement through arbitration. Citing Co., Houghton v. County Comm’rs Kent (1986), for the proposition that an order that has “the effect of putting parties out of court ... is a order,” final appealable we concluded: “A circuit court’s order to arbitrate the entire dispute before the means, court does deprive plaintiff of the court, case before trial of enforcing rights claimed. The effectively terminates that particular Thus, case before the trial court. clearly the order would seem to be final under appealable the above cited cases.” cases, them,
Those
and' others like
are entirely consonant
general
with the
rule regarding
judgments
and do not
support
proposition
adopted by the Court in this case.
We are not
here
dealing
plaintiffs
with
who have been denied
*21
are remanded
the
when cases
as is
situation
judicial remedy,
a
in
of arbitration.
dismissed
favor
agencies or
to administrative
Court,
to the District
Nor,
with a remand
as is the situation
prevented
who have been
plaintiffs
dealing
we
with
are
Court,
with
jury
of
a
trial
having
in a
their case
Circuit
trying
their
of
jury,
preserving
a
respect
to issues triable before
of
Special Appeals,
of
to the Court
right
of direct
in
available
a
discovery
practice
and motion
all of the
having
of
order under consideration
only
court. The
effect
circuit
County
must
case in Carroll
try their
plaintiffs
is that the
equivalent
in
of
County,
in Baltimore
a court
rather
than
at
is not
all like
situations
jurisdiction.
This
status
Carroll, Schultz,
Ferrell,
Horsey.
Swanson,
(1988), as a authority regarding no proposition. that case stands for such judgment, but Wilde, Indeed, In opposite. it Circuit demonstrates the of defendants against action one several Court dismissed the defendant, that, a lack of to that there was ground on the as of as a court then entered that order dismissal venue. The Maryland agreed that Rule 2-602. We under a final under the properly the order was entered as rule, dismissing of only but because effect the order “of the of further deprived plaintiffs defendant means against claim him that court.” What the their prosecuting give effect to is that the neglects Court here to consider to anoth- against action the one defendant was not transferred Court; plaintiffs Circuit it was If the wanted er dismissed. defendant, they have been judicial relief would against out, quite clearly, a action. points forced to file new Wilde for lack venue and the a dismissal distinction between circuit court. The whole transfer of an action to another transfer, requiring allowing rather than dis- purpose missal, occurred in consequence was to avoid the what every respect, simply but keep the action alive Wilde—to having proper to court venue. transfer for trial Nunes, Circuit Court for Baltimore supra, Leung case, 2-327(c), Rule City a tort under transferred Circuit Court for County. Howard No was taken from order, and the case was tried on its merits Howard County. Following entry judgments by defendants’ Circuit County, Court for Howard far longer than 30 days order, after the transfer *22 plaintiff noted an appeal, from judgments, only those complaining about the transfer order. of Special The Court Appeals reviewed the of merits that order and reversed County the Howard judgments, holding that the case was erroneously Despite transferred. what clearly jurisdictional would be a if defect the transfer order regarded to be judgment, were as a final granted we certiora- order, ri to review the merits of the transfer and we affirmed of the Court of Special Appeals. basis only upon which we could have reviewed the transfer in that order case was to treat the entered in the Circuit Court for as County Howard the final judgment in the regard case and to the transfer order as an interlocu- tory order appeal reviewable on from the later-entered final what, now, judgment. up Under our has been clear and jurisprudence, routine if a transfer order constitutes a final holds, judgment, as the Court now the transfer order Leung for, (1) unreviewable, would have been as noted no appeal had (2) order, been taken from that only that appeal was long taken was filed days after the 30 for noting allowed appeal. We would have jurisdiction lacked substantive enter the mandate that we entered.
The Court’s current belief that a venue transfer order final, constitutes a immediately appealable judgment is also State, inconsistent with holding our Parrott supra, that removing a case from one IV, Circuit Court to § another under Article of8 the Mary- an interlocutory land Constitution is order that is not immedi- ately appealable. always This Court has regarded removal IV, § nature, orders under Article interlocutory but, as Parrott, until we had entertained appeals immediate from them on theory any that order that denied an absolute right immediately Constitutional was appealable. See Smith (1970). Bank, 141, 265 In A.2d 236 v. Fredericktown immediate Parrott, ap broad of we that doctrine abrogated immedi abrogation right went and with pealability, of remov the order orders: “Because ate from removal and does from in this case is al appealed exception, doctrine we collateral order not fall within the Parrott, supra, Md. at appeal.” Parrott’s dismissed added). direct defiance (emphasis 483 A.2d at Parrott, Parrott, preceding cases all of the removal Circuit Court to transfer order one majority regards a interlocutory order.1 not an judgment, as a final another Leung, majority consequence To the obvious avoid may either opposing holds transfer footnote, majority attempts Parrott on the alterna- to dismiss 1. In a (1) that case of whether the transfer order in grounds tive the issue decided, any judgment was never raised or constituted a final event, finality judgments in crimi- between the there are differences *23 basis respond a footnote. The first is nal cases. I shall in and civil noted, just appeal "[b]e- we dismissed the in Parrott perplexing. As appealed in this is not a final or removal from case cause the order excep- order doctrine judgment and does not fall within collateral regarding holding an issue the case? It is is that not a in tion.” How interlocutorily appealable, was true that claimed that the order Parrott for, reason, consistently regarded point, we good up to that had for is, point interlocutory, appealable as such. The such orders as however, that, notwithstanding that we our determination in Parrott immediately appealable longer regard as would no removal orders orders, appeal if interlocutory we dismissed the we would not have appealable judg- us constituted an final believed that the order before jurisdictional played a We would not have so fasf and loose with ment. manifestly unjust. been We issue in a case. That would have criminal appeal we that the removal order was dismissed the because concluded interlocutory appealable order. That is judgment a nor neither said, plainly plainly is did. that what we what we by majority equally mysterious. is What second basis offered case, that, judgment on it a a one does make in criminal difference may appealed though even information be count of an indictment or signifies yet that judgment no on another count? All there is entered not, equivalent yet, applied common law we as of a that have says absolutely nothing It Maryland 2-602 to criminal cases. Rule If on of a removal order. removal venue about the nature and effect case, a even grounds judgment a final in criminal does constitute Court, transferring Circuit how though it the action in terminates a on the a final in civil case can a removal constitute such transferring court? ground it the action in the that terminates or wait until the immediately litigation has completed been the transferee court from appeal “and that court’s final judg- ment on ground that the case should not have been It says transferred.” that permitted have often “[w]e from a ultimately disposing of a case based been, on not, an issue that could have but was made the basis of an appeal,” citing involving earlier cases orders to arbitrate. again, Once recognize has failed to a critical distinction between those cases and this one. Buck,
In Testerman (1995), Co. 667A.2d 649 a plaintiff who had filed against suit for damages contractor was ordered to dispute arbitrate the in accordance with an arbitration clause the contract. He did not appeal from that order but proceeded arbitration, with the which ended with an against award him. apparently He appealed subsequent order of the confirming award, Circuit Court (1) he complaining was not a to agreement to arbitrate, and the arbitrator authority had no to award counsel No fees. issue was raised in over Tester- man’s right appellate review of the confirming the arbitration award or whether he had right waived his to raise the first issue not appealing arbitrate, from the and no comment appears opinion the Court’s with regard to Nonetheless, either order, matter. because the first requiring arbitrate, parties could have been appealed as judgment, the Court now treats that case as authority (or more) proposition there can be two final judgments in the same action.
Testerman is a weak reed on which to
An
rely.
order to
may
arbitrate
be
entered
three contexts under the Uniform
*24
Code, §
Arbitration Act. Maryland
3-207 of the Courts and
Article,
Judicial Proceedings.
allows a
an
party to
arbitration
agreement
petition
to file
to compel
arbitration if the other
to
party
agreement
refuses to arbitrate. Section 3-208
permits
arbitration,
a person, threatened with
to petition the
stay
to
court
the arbitration on the ground that
person
agreed
situation,
never
to arbitrate the matter.
In either
if
the court
an agreement
exists,
determines that
to arbitrate
it
immediately appeal-
is
Such an order
order arbitration.
must
is
There
jurisdiction.
court’s
able,
it exhausts the
because
has been
party
court.
any
in the
nothing left
court —
judicial
his, her,
right to a
resolution.
alleged
its
deprived of
or
A third
Sections
through
who have been
Proceedings
permit parties
Article
in the Circuit
post-award petitions
file
arbitration to
certain
(§ 3-223),
an
to vacate
modify or correct an award
Court—to
(§ 3-227).
(§ 3-224),
Unless
or to confirm an award
award
to an order
pursuant
to
the matter
arbitration
proceeded
3-209,
action in the
§
would be a new
this
entered under
Court,
relief allowed under
seeking only
particular
Circuit
statute,
any
entered
respective
final,
single,
appeal-
constitute the
that action would
viewing
Testerman
in that action.2
able
Hubbard,
(see
Ed.
Dorchester Co.
similar cases
Bd. of
(1986))
involving two
Finally, the Court finds some in party succor the fact that a appeal immediately who may from an interlocutory order under the § collateral order doctrine or under of 12-303 Proceedings Courts and Judicial Article may choose not to at appeal that time and later from appeal the final judgment. is, The critical—and obvious—distinction is that the first order indeed, an interlocutory Although one. law allows an appeal orders, immediate from certain of interlocutory kinds general preference end, its is to have but one at the why, subject which is to ordinary mootness, of rules waiver permits a appealing it party from the final judgment contest interlocutory orders entered during the action. With but one possible exception, contextual we have never endorsed the notion being there more than one in single only action. potential in exception is those actions jurisdiction which an equity has a continuing to entertain and enter final in orders discrete proceedings, example being a receivership divorce or today, action. The holding that there can be more than one final this kind of case, is unprecedented.
In regarding the transfer order as a final judgment, overlooks, important Court two aspects such clearly its If interlocutory demonstrate nature. party court, opposing prevails transfer the transferee moot, of the issue transfer will effectively become and the prospect being issue made moot further proceedings is, be, in the action or at least should one the critical factors in determining whether order generating is issue interlocutory, hand, than if, rather final. On the other as Leung, court, loses transferee it can raise the raise, other issues chooses issue, along with any transfer clearly judgment. the final in an from what to have transfer event, no need simply there is either to re- certainly no reason immediately appealable *26 in judgment simply an order as a such gard appealability. immediate ground provide can holding. It for the Court’s logical basis There no will be deleterious. only Its effects purpose. no useful serve cases that are in the trial of delay It will be used create trans- 2-327, parties opposing Rule as transferred under “on for a fer, put can the case ice” immediately appealing, as dormant on docket linger Cases will year or more. fade; animosity memories or have their witnesses die By recogniz- will persevere. uncertainty inherent judgments or more final being two ing there prospect sow confusion action, certainly will approach this new single just not this context a final judgment, over what is or is not has no others, given the Court which I am sure many but cavalier, treatment of res almost summary, thought. may real problems, which be estoppel, collateral judicata and If all of were to haunt the Court. surely will return is likely to appealability of immediate this new rule enough, Special for the Court of appeals of additional engender dozens work. in no need of additional Appeals, which is authorized me and CATHELL have Judges RODOWSKY join dissenting opinion. in this they to state that
