*1 IV. PLA
The communications of the to the subject
Pipers requirements were to the Accordingly,
the FDCPA. the order of 31, 2003, July
the District Court entered
will be affirmed.
BRENTWOOD MEDICAL
ASSOCIATES
Appellant MINE
UNITED WORKERS
OF AMERICA.
No. 04-1955. Appeals,
United States Court of
Third Circuit.
Argued Dec. 2004.
Jan.
As Amended March
Romea,
gent,
requirements
practices.”
set of
that would consti-
lection
BMA this denied binding arbi- at 06-7. proceeded then J.A. UMWA Article XIV of the col- pursuant tration Arbitrator
lective
II.
Jurisdiction and Standard
to conduct
was selected
John M. Felice
of Review
arbitratiоn,
August
he
and on
timely
Ap
BMA filed a
Notice of
grievance
sustaining
issued a decision
jurisdic
peal
April
2004. We have
Cope
Ms.
permit
BMA to
ordering
final
order
tion to review this
district court
seniority rights and
exercise her
pursuant
to 28 U.S.C.
1291. We exer
J.A. at 68-
the least senior Phlebotomist.
review over a district court’s
plenary
cise
*4
asked
In that
resolving
motions for sum
decision
cross
rhetorically why,
bumping
per-
if
was not
Teamsters Local 312 v.
mary judgment.
bargaining
collective
mitted under
(3d
Matlack, Inc.,
985,
118
994
F.3d
Cir
contended,
BMA
was the
agreement as
Service,
.1997),(quoting United Parcel
Inc.
governing bumping
following language
430,
Bhd.
Teamsters Local No.
v. Int’l
VIII,
in Article
Section 10:
present
(3d Cir.1995)).
138, 140
55 F.3d
“...
who exercise
skill,
rights
quali-
must have the
and
bargaining agree
A collective
fications, ability
physical
and
fitness to
a contractual
accord
represents
ment
in that
remaining
all of the work
perform
an employer
reached between
and its em
...”
classification
If
a contract
an
ployees.
such
includes
clause, it is assumed that the
arbitration
This
does not exist
J.A. at 73-4.
10,
parties bargained
grievance
for a
resolu
any-
Section
or
either
procedure
tion
which an arbitrator
bargaining
collective
where else
interpret
agreement.
would
It is thus
not the role of a court to correct factual or
complaint
BMA filed a
with the United
legal
Major
errors made
an arbitrator.
District Court for the Western Dis-
States
League
v.
Umpires Ass’n
American
pursuant
Pennsylvania
trict of
Clubs,
League
Baseball
357
of Professional
Management
301 of the Labor
Relations
(3d Cir.2004).
272, 279
A
F.3d
district
amended,
1947,
Act of
29 U.S.C.
may
only
court
determine
whether or not
seq., seeking
et
to vacate
award. The
an arbitrator’s award “draws its essence”
parties
summary
filed cross-motions
parties’
from the
judgment,
granted
the District
and
Court
agreement,
Paperworkers
United
Int’l Un
summary
in favor of
judgment
UMWA
ion,
Misco, Inc.,
29,
v.
AFL-CIO
484 U.S.
12,
Adopting
appropriate
March
36,
364,
(1987),
Mercury Corp., 24-25, Constr. 460 U.S. An award draws its essence from (1983). 103 S.Ct. As bargaining agreement a collective if its such, an presumed award is valid unless it interpretation any cаn in way rational be otherwise, affirmatively shown to be agreement, derived from the viewed validity subject of an award is to attack context, light language, of its its only grounds on those listed 9 U.S.C. other indicia of parties’ 10,5 intention. or if enforcement of the award is Transp. United Union Local 1589 v. Sub contrary public policy. Exxon Shipping Co., Corp., urban Transit 993 F.2d at (quoting 379-80 W.R. Grace (3d Cir.1995). rule, & Co. Local Union general “As we must Int’l Union of Workers, 757, 766, Rubber 461 U.S. enforce an arbitration award if it was *5 2177, (1983)). S.Ct. arguable based on an interpretation and/or applicаtion bargaining of the collective BMA contends that the arbitrator agreement, may only vacate it if there authority exceeded his when he added lan support is no in the record for its determi guage to the bargaining collective agree nation or if manifest disregard it reflects ment supporting his conclusion that Ms. agreement, totally by of the unsupported Cope could a less senior employee principles of contract construction.” Exx classification, a signals different which Shipping on Co. v. Exxon Sеamen’s Un 10(a)(4). violation of 9 U.S.C. If this (3d Cir.1993) (inter ion, 993 F.2d 360 alleged overstep by the arbitrator is the omitted). Therefore, quotation nal marks only leg supports that his it is we will not disturb an arbitration award within our discretion to vacate the award. if “even we find the basis for it to be Therefore, the narrow issue before us is ambiguous disagree[ or arbitra ] [the with whether the sup arbitrator’s conclusion is Citgo conclusions under tor’s] the law.” ported, any way, by interpre a rational Asphalt Refining Paper, Co. Allied- bargaining agree tation of the collective Indus., Energy Chem. & Workers Int’l duty ment. We reiterate that it is our to 2-991, Union Local No. 385 F.3d 816 urge resist the to conduct de novo review (3d Cir.2004), (quoting Stroehmann Baker of the award on the merits. See United ies, Union, Inc. v. Local Int’l Bhd. Team Paperworkers 484 U.S. of sters, (3d Cir.1992)). (we 1436, 1441 “are not authorized to S.Ct. recon- states, (3) guilty part: 9 U.S.C. in relevant where the arbitrators were of mis- refusing postpone hearing, conduct to the (a) any following In cases the United shown, upon refusing sufficient cause or in States court in and for the district wherein pertinent evidence hear material the may the award was made make an order controversy; or of other misbehavior vacating upon application the award of rights any party preju- which the of have been any party to the arbitration- —(cid:127) diced; or (1) procured by corrup- where the award was (4) pow- where the arbitrators exceeded their tion, fraud, means; ers, undue or imperfectly or so executed them that (2) mutual, partiality final, where there was evident or cor- upon and definite award arbitrators, them; ruption subject in the was or either of matter submitted not made. though bargaining agreement. of an award even the merits
sider
allege
supra., expressly
that the award rests
identifies
parties
of
misinterpretation
or on
seniority
on errors of fact
in terms of the entire
contract.”)- Rather,
merely
we ask
goes
that Article
on to
unit. Section
of
bar-
to the collective
parties
seniority
apply only
whether the
say
rights
that
as
got
they
what
bar-
gaining agreement
expressly provided
for
for,
who
namely an
gained
upon
a clear
which the arbi-
This is
basis
interpretation of the
provide an
would first
seniority
that
trator could have concluded
rationally
that was
based on
contract
preference existed unit-wide.6 This alone
agreement,
and second
provides ample
uphold
basis to
the award.
BMA
produce a rational award.
would
conclusion,
support
additional
reference to
contends that the arbitrator’s
provisions of
the arbitrator cited several
not found
the collective
agreement:
fatally taints the
bargaining agreement
example,
For
Section 1 defines
award,
reference is essential
because this
“bargaining unit-wide” and not within clas-
ultimate conclusion
arbitrator’s
2 provides
sification. Section
inseparable from the remainder of the
is
principle
layoffs,
is a factor
such,
As
our focus must be
award.
promotional
types
recalls and certain
discussion can
whether
the arbitrator’s
provided
employee
ful-
opportunities
if
support
the award we excise the
still
ly qualified.
specifies
Section 5
language. We
that it
anomalous
believe
filling
qualifications
vacancies when the
support.
provide
does
such
(2)
relatively
or more
are
applicants
two
first stated that he was
The arbitrator
*6
equal, preference will be based on seniori-
contrary interpretations
confronted with
of
ty.
specifies
Section
that when the
VIII,
by
Article
offered
BMA Employer decides to affect a recall from
by
parties,
As framed
the
the
UMWA.
layoff,
employees
it will “consider
with re-
essentially
issue
the arbitrator was
before
rights
call
first within the clаssification
plural
whether use of the
term “classifica-
off,
they
by
from which
laid
then
were
VIII,
tions” in Article
Section 10 enables
first,
seniority,
upon
the most senior
based
by layoff
employees affected
to exercise
n the
position preferences
designated
on the
by bumping
an-
seniority rights
their
into
proviso obviously
forms.” This
entitles
taking
other
After
notice of
classification.
employees
senior
to be recalled
reverse
generally
the fact that
hold
arbitrators
layoff
position
order of
to a
other than tо
seniority provisions to be at
of
the heart
off,
they
position
the
from which
were laid
bargaining agreement,
collective
he
provided they
qualified.
are
reviewing
agreement’s
set about
vari-
Furthermore,
explained:
Id.
he
provisions.
ous
pronounced
arbitrator
“conjunctive
that a
Arti-
“in
interpretation
language
of
inverse order of
cle
of the
[collective
VIII
the classification affected”
agreement] leads to the
con-
inescapable
bargain-
Section 10 of the [collective
parties
consistently
clusion that the
ing agreement]
interpreted
have
cannot be
recognized seniority preference ...”
prohibit
by
J.A.
senior
affected
by
at 73.
out
layoff
exercising
“bargaining
This is born
review of the
from
their
pass-judgment
6. We cannot and do not
on the
or not his award draws its essence from the
wisdom of the arbitrator's conclusion. All we
bargaining agreement.
empowered
are
to determine here is whether
seniority rights
unit-wide”
less ment. Certainly,
this was a mistake.
Moreover,
senior
outside
their classifi-
this
clearly
mistake
violates Ar-
cation, provided they
qualified.
are
XIV,
ticle
prohibition
Section l’s
against
to,
from,
adding
subtracting
at 74.
J.A.
The arbitrator concluded his
or modifying
Nonetheless,
by noting that
provision
review
no
in Arti-
this error is insufficient to warrant vaca-
agreement
of the
prevent
VIII
would
cle
tion of the
judicial
award.
“Full-blown
bumping bargaining unit-wide. J.A. at 75.
review” of the arbitrator’s decision would
reviewing
After
the totality of the
annul
bargain
between BMA and
arbitrator’s
we are confident that UMWA for an arbitrator’s construction of
solely upon
award doеs not
his
rest
agreement
their
replace
it
judi-
with a
by
aberrant
added
the arbitrator.
interpretation
cial
bargained
was not
it is true that
support
While
the clearest
Bakeries,
for.
Inc.,
Stroehmann
arbitrator’s
from
conclusion comes
at
Only
where there is manifest
interpolated,7
he
there is suf disregard for
agreement
can we over-
ficient substance in the remainder of the
ride an arbitrator. Because the remainder
pass
rationality
discussion
minimum
justification
of the
for the award offered
threshold. Faced with what hе perceived
by the arbitrator
capable
was
of separation
as an incongruity
position
BMA’s
between
from the aberrant
language, his decision
and the bargaining
unit-wide
reflects an interpretation of the contract
employees,
at
rights
minimally
is at least
rooted in the
tempted
together,
to construe
and then
collective bargaining agreement, and not
to,
give
provisions
effect
all
agree
his “own
justice.”
brand
industrial
While BMA
ment.
take issue with
Union,
Paperworkers
United
Intern.
contractual
interpretation,
this
not
U.S.
BMA’s argument entire ar- rests the inexplicable quotation bitrator’s of lan- I believe this presents case the rare guage that present was not agree- the appropriate situation in which it is for our colleague award, 7. Our learned leg” reiterates in his dis- “bum of the arbitrator's there are undisputed that it is sent that the arbitrator many upon still others which this award can agreement modified in violation of agree stand. We do not with the dissent’s XIV, 1, that the arbitrator that, regardless justifi- assertion of what other authority. therefore exceeded his contractual cations there are for his the arbitra- only Had this been the sion, basis for his conclu- single tor's error alone allows us to void the agree we would appropri- that vacatur is award in toto. However, even ate. if were to we kick out the 244 it is language, this leave-no-doubt Despite an arbitration award. vacate
Court
that,
rеndering
an arbitra-
Therefore,
undisputed
dissent.
respectfully
I
Union,
in favor
the
the arbi-
tion award
of arbitration
our
review
Although
language in the CBA
trator modified the
by my colleagues
stated
awards is—as
allowing
“bump-
provision
to include
deferential, courts
majority highly
—
provision
no such
exists
ing” where
en-
entitled nor
nonetheless “neither
are
so,
doing
text of the CBA.8
actual
in-
stamp’ the
simply
‘rubber
couraged
provision
arbitrator violated
of arbitrators.”
and decisions
terpretations
modifying
him from
prohibited
CBA that
Inc.,
108,
Sys.
99 F.3d
Ryder
Matteson
scoрe
its terms. He thus exceeded
Cir.1996).
(3d
courts re-
The federal
113
authority.
contractually
delegated
his
of labor
role
the review
significant
tain a
v. Local
Pennsylvania Power Co.
Union
may vacate awards
arbitration awards
(3d Cir.2001)
174,
276
179
No.
F.3d
Id. at 113-14.
under certain circumstances.
(vacating an arbitration award because
occurs when
such circumstance
One
under
powers
arbitrator exceeded his
disregard” for
“manifest
arbitrator shows
“in
by altering the CBA
direct viola-
CBA
the terms of the
that he had
provision
CBA’s]
tion of [the
(“CBA”
“Agreement”)
or
is-
аgreement
so.”);
9
power
no
to do
see also U.S.C.
See,
Major League Umpires
e.g.,
sue.
10(a)(4) (providing
that a federal court
League
Baseball
Ass’n v. Am.
of Profl
may vacate an arbitration award “where
(3d Cir.2004),
Clubs,
cert.
F.3d
—
powers,
the arbitrators exceeded their
or
U.S. -,
denied,
S.Ct.
them that a mutu-
imperfectly
so
executed
(“[A]n
769,
An derives the arbitrator’s her/his tion” of was a scope from the of the CBA and the not CBA terms parties. clear violation of Article IV 1 of that of the issues submitted Ass’n, Major Umpires Agreement. They 357 F.3d at nevertheless conclude League *8 case, cannot provides 279. In the CBA that that the arbitrator’s award be va- this binding rationally an final it arbitrator’s decision is and cated because was based I (Step language agree, on the Art. of the CBA. parties. CBA XIV 4). course, that an Importantly, explicitly the CBA also arbitration award must be upheld “any way” not if it is in rational related states that arbitrator shall add “[t]he to, See, from, modify any way language agreement. or in to the of the subtract agree at But I do not that provisions, e.g., of the terms conditions id. 280. o[r] added). here. Agreement.” (emphasis of this Id. this standard has been met fact, unsuccessfully negotiating In the Union had at- the CBAwhen its terms. tempted bumping provision to include in employee in classification, believed there was an another the ar- The arbitrator Brentwood Medical incongruity between bitrator twice cited and discussed the lan- (“BMA”) position that senior Associates’ guage regarding right bump to sen- employees right bump had no less very hе wrote into the section the CBA employees ior other work classifications under Id. at A compari- review. 73-74. seniority bargaining-unit rights and the language son the actual of the CBA the CBA. J.A. at provided language by with the used resolving purported incongruity this and (shown bold) highlights the differences finding employee that the here could ex- between two. seniority rights bump her and an ercise Actual Text of Bargaining Text Used Collective Agreement Decision_Page Arbitrator’s “... who ex- “The reduction will be seniority rights accomplished ercise in inverse bump must hаve the order of classifications in the skill, affected, qualifications,abili- J.A. ty physical provided fitness that the perform all of the to be retained skill, VIII, remaining in that must work have Art. qualifications,ability ...” classification physical fitness to perform all of the work
remaining in that
classificationwithout
training, and will assume
remaining
schedule.”
n
language
agree
my colleagues
I do not
This added
informed the arbi-
with
reference,
majority that the
at
(indeed
arbitrator’s
tipped
trator’s
it
the bal-
belief
“
‘plant-wide
the end of his
to the
ance)
position
that the
BMA took in the
seniority’ system ...
ingrained
was inconsistent with the terms
arbitration
CBA”,
Section of the
J.A.
CBA, causing
ques-
of the
the arbitrator to
support
sufficient to
a conclusion
why language governing bumping
tion
was
arbitrator’s award draws its essence from
if,
agreement
included in the
as BMA as-
prior
modifi-
notwithstanding
CBA
serted, an employee whose classification
cation of
not
was eliminated was
allowed
bargaining
defines
CBA
employee
an
in another classification.9
only generieally
unit-wide
as follows: “Se-
problem
There was but one
—the
years,
niority shall be defined as the
with which the arbitrator believed BMA’s
days
employee
an
has worked
months and
position
part
inconsistent
not
was
was
Employer
with the
unit
employee’s
the CBA.
since the
last date of hire
*9
"[I]f,
seniority rights
and
9. The arbitrator wrote:
as
as-
who exercise
[BMA]
serts,
skill, qualifications,
apply only
bump must
abili-
reductions
'...
in the inverse
have the
ty
perform
physical
of
the
affect-
fitness to
all of the
order
in
classifications
"
why
“following language
remaining
... [?]'
ed
was the
work
in that classification
govern bumрing,
at 74.
[inserted] to
to wit:
J.A.
(em-
jobs
junior employees
§
Art.
from their
in order
CBA
VIII
Employer.”
the
added).
layoff, provided they
to
their own
avoid
phasis
junior
the
em-
perform
can
the work of
in this ease con-
underlying dispute
(internal quotation
ployees.”
Id.
job
employee
an
whose
cerned whether
omitted).
abolished, and who
classification had been
any
of
being
Far from there
an “absence
off,
bump
laid
could
facing being
was thus
however,
provision,”
the
contract
CBA
in another classifi-
employee
a
senior
less
“[sjeniority
apply only
that
shall ...
states
a specific provi-
The CBA contains
cation.
provided
Agree-
as
for in this
expressly
Recalls,”
“Layoff and
see CBA
sion for
(emphasis
Art.
ment.” CBA
VIII
add-
and,
above,
it
Art.
as discussed
VIII
ed).
implying right
bump
In
a
to
because
misquot-
that the arbitrator
that section
is
provision prohibited bumping
no contract
award should not be
ed. The arbitrator’s
and because this result was consistent with
general
on the basis of the
lan-
upheld
general
principles,
arbitration
the arbitra-
bargaining-unit seniority
guage regarding
again
scope
powers
tor
exceeded the
of his
VIII,
in Article
Section when the arbi-
by ignoring
applying
the CBA’s ban on
specific
the more
lan-
trator first rewrote
seniority “only
expressly provided”
layoffs
guage regarding
that he should
Agreement
Ignoring plain
itself.
lan-
to
applying
dispute.
have been
resolve this
guage
language
of all
that set the
—least
forgive
Humpty Dump-
To
the arbitrator’s
authority'
arbitrator’s
no-no of first
—-is
specific provision
ty approach to
Paperworkers
rank.
Int’l
See United
Un-
general
to a
play by refеrring
statement
Misco, Inc.,
29, 38,
ion v.
484 U.S.
decreeing
akin to
that
(1987); Pennsyl-
S.Ct.
general
mercy expiates
specific
call for
Co.,
vania Power
gard for the actual CBA’s or finds
a meaning to exist because it is not ex-
pressed, uphold and we either sleight-of-
hand, “deference” becomes a “rubber If
stamp.” this arbitrator’s award evades
vacating, what respect- award does not? I dissent.
fully
In re: UNITED HEALTHCARE
SYSTEM, INC., Debtor
The Reconstituted Committee of Unse-
cured Creditors of Health- the United System, Inc., Appellant
care Jersey Department
State of New
of Labor.
No. 03-4768.
United States of Appeals, Court
Third Circuit.
Argued Oct.
Filed Jan.
