Breen v. PhelpsBreen v. Phelps
This appeal raises procedural issues regarding appellate review of a ruling striking a single count of a complaint and also substantive issues relating to the statute of frauds and the non-claim statute.
The complaint alleged in the first count a claim for specific performance of an agreement for the sale to the plaintiff of certain real estate in Litchfield owned by Anna Phelps, deceased, for whose estate the defendant 1 is acting as administrator. The second count sought damages against the estate upon the ground of unjust enrichment or constructive trust by virtue of payments made by the plaintiff to the decedent upon the agreed price for the real estate, amounts he paid for property taxes, and the value of labor and materials he furnished in repairing and renovating the property.
A motion to strike the first count of the complaint was granted,
N. O’Neill, J.,
upon the ground that the writing memorializing the agreement failed to comply with the statute of frauds;
The defendant claims that we have no jurisdiction to consider the plaintiff’s claim of error in respect to striking the first count of the complaint because the granting of the motion to strike that count is not a final judgment. The change in nomenclature from “demurrer” to “motion to strike” effectuated by the
A plaintiff, however, may elect to stand upon a complaint which has been stricken as deficient by refusing to plead further.
Vincent
v.
McNamara,
I
The agreement which was the subject of the first count of the complaint was set forth on the reverse side of a bank money order in the sum of $100 dated August 27, 1970, drawn by the plaintiff and payable to the decedent, Anna Phelps. Above her signature endorsing the money order the following words appear: “This sum as a deposit on the Henry Phelps or Mrs. Anna Phelps property at agreed price of $5,000.00 (Five Thousand Dollars) by the parties being Anna Phelps and William R. Breen.”
8
The trial court concluded that this writing did not meet the requirements of our statute of frauds;
We shall consider only whether the terms of the sale have been sufficiently stated in the endorsement
The first count of the complaint also alleged that the payment of $3100 on the purchase price, the payment of the property taxes, and the furnishing of labor and materials in the repairs and renovation of the premises “to the extent of $6,300.00” were actions in pursuance of the contract of sale. “In those cases where one party, in reliance upon the contract, has partly performed it to such an extent that a repudiation of the contract by the other party would amount to the perpetration of a fraud, equity looks upon the contract as removed from the operation of the statute of frauds and will enforce it by specific performance or give other relief as the case may be.”
Santoro
v.
Mack,
supra, 690. The acts of part performance must be of such a character that they can be reasonably accounted for in no other way than by the existence of some contract in relation to the subject matter in dispute.
Rutt
v.
Roche,
It is generally held that partial or even full payment of the purchase price for the sale of land under an oral contract does not take the case out of the statute of frauds.
Santoro
v.
Mack,
supra, 691;
McMahon
v.
Plumb,
Applying these principles to the first count of the complaint before us, which we must construe most favorably to the plaintiff in reviewing the action of the court upon the motion to strike, we are satisfied that it states acts of part performance which a trier might reasonably conclude to be sufficient to remove the case from the operation of the statute of frauds. The acts pleaded are not to be weighed separately but must be considered as a whole. The allegation of furnishing “labor and material toward the repair and renovation of the premises” may be
II
In considering the claim of error in the rendition of summary judgment,
Pichett, J.,
on the second count of the complaint for failure to comply with the nonclaim statute;
The law of the case is not written in stone but is a flexible principle of many facets adaptable to the exigencies of the different situations in which it may be invoked. See 18 Wright, Miller
&
Cooper, Federal Practice and Procedure: Jurisdiction § 4478. In essence it expresses the practice of judges generally to refuse to reopen what has been decided and is not a limitation on their power.
Messenger
v.
Anderson,
A judge should hesitate to change his own rulings in a case and should be even more reluctant to overrule those of another judge. IB Moore’s Federal Practice (2d Ed.) If 0.404 [4]. Judge shopping is not to be encouraged and a decent respect for the
We reject the notion that the view of the applicability of the nonelaim statute to the second count expressed by Judge O’Neill in ruling upon the motion to strike was binding upon Judge Pickett when he considered the motion for summary judgment.
The statute of nonclaim provides that a creditor must present his claim against the estate by the time set by the Probate Court within the statutory limits of three to six months from the date of the order or be barred of his demand. It appears from the affidavits filed in connection with the motion for summary judgment that the Probate Court ordered all claims against the estate of Anna Phelps to be presented on or before May 17, 1976, and that the plaintiff submitted no claim by that date. The purpose of the statute is to inform an administrator or executor of what claims may have to be paid out of the estate;
State
v.
Goldfarb,
A claim which is characterized as an existing obligation of the decedent and would be paid out of the estate as a whole falls within the statute and must be presented.
Padula
v.
Padula,
supra, 107. The word “claim” as used in the statute “means those obligations which are in the broad sense of the term, debts” and would include “obligations arising out of contract express or implied.”
Sherwood
v.
Bridgeport,
A claim for the recovery of specific property is not within the statute of nonclaim.
Dennen
v.
Searle,
A claim which is contingent is also exempt from the presentation requirement.
Roth
v.
Ravich,
supra, 652;
Bacon
v.
Thorp,
The plaintiff’s claim in the second count is essentially for restitution of the benefits received by the decedent at his expense. Thé allegations refer to two theories of recovery: (1) unjust enrichment and (2) constructive trust. Unlike the first count which seeks the conveyance of particular property, the second count demands damages which would have to be paid out of the estate as a whole. Unjust enrichment, of course, is a quasi-contractual theory of recovery.
Brighenti
v.
New Britain Shirt Corporation,
The plaintiff’s attempt to impress a constructive trust upon the estate to the extent of the consideration received by the decedent relies upon the analogy
There is- error with respect to the granting of the motion to strike the first count of the complaint. There is no error with respect to the judgment upon the second count. The judgment is set aside and the ease is remanded to the trial court for further proceedings upon the first count of the complaint in accordance with this opinion.
In this opinion the other judges concurred.
Notes
The plaintiff named as defendants not only the administrator of the estate but also the heirs of the decedent. Most of the references in the briefs are to “the defendant” and we shall adopt this convention.
The trial court also concluded that the allegations of a constructive trust in the second count of the complaint were insufficient to state such a cause of action.
The plaintiff: assumed that the granting of the motion to strike the first count of his complaint was a final judgment. Pursuant to
The problems of judgments upon separate claims and their appealability is dealt with in $ 54 (b) of the Federal Buies of Civil Procedure. The rule presently allows the entry of a final judgment upon fewer than all of the claims pleaded “only upon an express determination that there is no just reason for delay and upon an express direction for the entry of judgment.” See 6 Moore’s Federal Practice (2d Ed.) [¶] 54.01 [1] through 54.01 [6.-5].
Although, the judgment file in this ease purports to dispose of only the second count of the complaint, because the first count had been stricken and the plaintiff had deliberately not repleaded, the judgment effectively terminated the entire ease in the trial court. There could not very well be any further proceedings upon the first count which has been stricken and which the plaintiff has elected not to amend except for the formal entry of judgment on that count, a procedure which
The appendix to the plaintiff’s brief includes the text of endorsements and notations upon several checks given later to Anna Phelps as payments on the purchase price of the property. The complaint referred only to the money order dated August 27, 1970, which was attached as an exhibit and which contained the language quoted. Payment is alleged of a total sum of $3100 to Anna Phelps from August 27, 1970, to February 3, 1976, the date of her death, but no reference is made to any other writings signed by her. The checks referred to in the plaintiff’s appendix are not included in the record or in the trial court file. We could not consider them in any event in reviewing a ruling upon a motion to strike which must be decided solely upon the basis of the allegations of the complaint.
Amodio
v.
Cunningham,
The Restatement oí Contracts § 197 provides as follows:
197. CONTRACTS SPECIFICALLY ENFORCEABLE BECAUSE OF PART performance. Where, aeting under an oral contract for the transfer of an interest in land, the purchaser with the assent of the vendor (a) makes valuable improvements on the land, or (b) takes possession thereof or retains a possession thereof existing at the time of the bargain, and also pays a portion or all of the purchase price, the purchaser or the vendor may specifically enforce the contract.”
The statement of facts in the plaintiff’s brief indicates that he was living in the household of the decedent. The amended complaint to which the motion to strike was addressed contains no such allegation. We must, therefore, ignore this statement in the brief.
1 Restatement (Second), Contracts § 129 retframes § 197 as follows: “A contract for the transfer of an interest in land may be. specifically enforced notwithstanding failure to comply with the Statute of Frauds if it is established that the party seeking enforcement, in reasonable reliance on the contract and on the continuing assent of the party against whom enforcement is sought, has so changed his position that injustice can be avoided only by specific enforcement.”
In
Maloney
v.
Pac,
See Public Acts 1967, No. 558, § 49. Claims on which an action is pending in any court against the decedent at the time of his death have been exempt from the nonclaim statute since 1965. See Public Acts, Spee. Sess., Peb. 1965, No. 287.
The plaintiff does not maintain that his claim is one “founded in tort,” although the complaint does assert that the refusal of the administrator to reimburse him for the consideration received by the decedent “constitutes a constructive fraud.” No actual fraud against the decedent or his administrator is pleaded.