184 Iowa 1200 | Iowa | 1918
Lead Opinion
A verdict was returned for plaintiff. Thereupon, defendant’s counsel filed a motion in arrest of judgment, a motion for judgment non obstante veredicto, and a motion for new trial. Resistance was interposed, and the court overruled the first two motions, and sustained that for new trial.
In its opinion, the court pointed out that the petition stated a cause of action solely under the state law; that the plaintiff’s proof in connection with defendant’s cross-examinations developed a case solely under the Federal law; and therefore, plaintiff not only had not made out a case, under the pleadings,' but had conclusively shown that he had none, the judge observing:
“The question of the variance of the plaintiff’s evidence from the plaintiff’s pleadings is not a question of pleading. It is a question that can arise for the first time after the plaintiff has introduced his evidence. If, when the evidence is in, it establishes, not the cause of action counted upon in the petition, but a different cause of action, the defendant*1203 can then raise the question in a motion to direct the jury; and that is the first time that the question can be properly raised. In the case at bar, the defendant offered no testimony, and, immediately upon the testimony being concluded, raised the question that the suit was one brought under the laws of the state, whereas the undisputed proof established that the cause of action was, in fact, based, and should have been brought under, the Federal Employers’ Liability Act.”
The third trial came on J anuary 13, 1914, in the course of which Myles Kelleher testified, in substance, that the train had been hauled by his engine from Albia to Marshalltown (wholly within this state), and other matters. Counsel for defendant undertook to develop, on cross-examination, that the train was a through train, from St. Louis, Missouri, through Iowa, to St. Paul, Minnesota; but objections as not cross-examination were sustained. It did not appear, when all the evidence of plaintiff had been adduced, that Kelleher was engaged in interstate commerce when injured.
The conductor on the train was called by defendant, and this question propounded:
“Tell the jury where that train was coming from and where it was going to, — this train that Myles Kelleher, as engineer, was operating that night.”
An objection “as incompetent, immaterial, and irrelevant to any issue in this case, no issue upon that question presented by this interrogatory,” was sustained.
Thereupon, defendant filed an amended and substituted- answer, putting in issue the negligence alleged, the validity of the assignment of the claim to plaintiff, and pleading assumption of risk, as theretofore, but for the first time alleging that Kelleher, at the time of the injury, was engaged as locomotive engineer in pulling a passenger train,. an interstate load; that the rights and liabilities of Kelle
This appeal presents three questions: (1) Whether the court erred in not permitting defendant to show, on cross-examination of plaintiff’s witnesses, that Kelleher, when hurt, was engaged in interstate commerce; (2) whether there was error in not permitting the defendant to show, by way of defense, that Kelleher and it were then so engaged; and (3) whether the court erred in striking the portion of the amended and substituted answer alleging that defendant and Kelleher were then so engaged, and pleading the statute of limitations.
II. Nor might defendant show affirmatively, as a defense against the claim for damages alleged in the petition, in the absence of so pleading, that the engineer and the company were engaged in interstate commerce at the time of the injury. We so ruled in Bradbury v. Chicago, R. I. & P. R. Co., 149 Iowa 51; and nothing to the contrary is to be found in the decisions of the Supreme Court of the United States. In St. Louis, S. F. & T. R. Co. v. Seale, 229 U. S. 156 (57 L. Ed. 1129), notwithstanding suit was brought un
In Atlantic C. L. R. Co. v. Mims, 242 U. S. 532 (61 L. Ed. 476), the decisions cited were construed as stated. There, the cause of action pleaded was under the state law, and at the second trial, after plaintiff had rested her case, defendant for the first time tendered evidence tending to prove that the train which the deceased was in the act of approaching to inspect, when he was killed, was engaged in interstate commerce, and that deceased also was so engaged. This evidence was rejected, as coming too late, and as “not relevant to any issue tendered by the pleadings in the case. No application was made for leave to amend the answer by adding the claim under the Federal law.” With reference thereto, the court, speaking through Clarke, J., said:
“The practice differs in the courts of the various states as to what testimony may be introduced under 'a specific denial,’ such as was filed in this case, and the Supreme Court of South Carolina, while recognizing fully the ruling character of the Federal Employers’ Liability Act, when the facts making it applicable are properly pleaded, yet, up*1207 on full and obviously candid and competent consideration, decided, as we have seen, that, under the settled rules of pleading in that state, the evidence tendered was not admissible. The essential justice of this decision, which is the fundamental thing, commends it to our favor. * * * To become the basis of a proceeding in error from this court to the Supreme Court of a state, 'a right, privilege, or immunity’ claimed under a statute of the United States must be 'especially set up and claimed,’ and must be denied by the state court. Rev. Stat. § 709, Judicial Code, § 237 (36 Stat. at L. 1156, Ch. 231, Comp. Stat. 1913, Section 1214). This means that the claim must be asserted at the proper time, and in the proper manner, by pleading, motion, or other appropriate action, under the state system of pleading and practice (Mutual L. Ins. Co. v. McGrew, 188 U. S. 291, 308 [47 L. Ed. 480, 484, 63 L. R. A. 33, 23 Sup. Ct. Rep. 375]) ; and upon the question whether or not such a claim has been so asserted, the decision of the state court is binding upon this court, when it is clear, as it is in this case, that such decision is not rendered in a spirit of evasion, for the purpose of defeating the claim of Federal right. Central Vermont R. Co. v. White, 238 U. S. 507 (59 L. Ed. 1433, 35 Sup. Ct. Rep. 865, Ann. Cas. 1916B, 252, 9 N. C. C. A. 265); John, Guardian, v. Paullin, 231 U. S. 583 (58 L. Ed. 381, 34 Sup. Ct. Rep. 178); Erie R. Co. v. Purdy, 185 U. S. 148 (46 L. Ed. 847, 22 Sup. Ct. Rep. 605); Layton v. Missouri, 187 U. S. 356 (47 L. Ed. 214, 23 Sup. Ct. Rep. 137).”
The court then pointed out that the decisions heretofore cited proceeded on the theory that the evidence that the parties were engaged in interstate commerce had been received without objection or had been held by the state courts to have been properly received, and added:
“While it is true that a substantive Federal right or defense duly asserted cannot be lessened or destroyed by a state rule of practice, yet the claim of the plaintiff in error*1208 to a Federal right not having been, asserted at a time and in a manner calling for the consideration of it by the state Supreme Court under its established system of practice and pleading, the refusal of the trial court and of the Supreme Court to admit the testimony tendered in support of such claim is not a denial of a Federal right which this court can review.”
The writ was thereupon dismissed. The trial court, then, did not err in sustaining objection to the proffered testimony.
This amendment pleaded for the first time this defense; and, unless Bradbury v. Chicago, R. I. & P. R. Co., 149 Iowa 51, is to be overruled, and numerous other like rulings by this court, we should not interfere. There, the amendment stricken, pleading a like defense, was filed after all the evidence had been introduced at the first trial; here, the pleading was filed after the close of plaintiff’s evidence and the partial examination of a witness in behalf of defendant, at the third trial.
In Vorhes v. Buchwald, 137 Iowa 721, refusal to allow an amendment changing the issues tendered after plaintiff had rested, was approved, no excuse for the delay appearing. Striking an amendment to a petition setting up a new ground of attachment after the jury was impaneled was
The language of National Horse Imp. Co. v. Novak, 105 Iowa 157, is especially pertinent:
“There were two trials of the case, and at the conclusion of the appellants’ evidence upon the last trial, defendant Novak, Sr., offered an amendment to his answer, pleading that he signed the note as surety after it had been fully executed and delivered, and that there was no consideration for his contract. The only excuse for not filing it at an earlier day was that he was unacquainted with legal proceedings, and supposed his attorneys had obtained knowledge of the facts, and had filed such an answer. The trial court refused to consider the amendment; and of this, complaint is made. While the rule is to allow amendments, and to refuse them the exception, yet the trial court is necessarily vested with a large discretion in such matters, and this court will not interfere, in the absence of a showing of legal abuse of this discretion. Heusinkveld v. Insurance Co., 96 Iowa 224. There is no such showing in this case. The amendment tendered an entirely new and distinct issue, after the case had once been tried, and at the conclusion of defendant’s evidence upon the second trial. No good reason appears for not filing it before that time. Indeed, it appears that defendant knew of the defense at all times, and that either he or his counsel were negligent, or that they had a ‘masked battery,’ which they did not uncover until the last moment. In either event, the trial court was justified in not considering it.”
Though it was aware, as appears from the filing of its own motion to direct a verdict at the second trial, of the existence of the defense now urged, such a claim was not asserted in the pleadings, until after defendant had begun
Apparently, defendant was content to submit the issues under the statutes of the state, until it succeeded in extracting enough evidence, on cross-examination at the second trial, on which to base a claim of variance. Nor does anything appear, indicative that such amendment would have been in promotion of justice. Plaintiff’s assignor was injured, not killed; and defendant could have gained no material advantage in the trial by having the claim for damages asserted under the Federal Employers’ Liability Act, rather than under the state law, save the opportunity to set up the bar of the statute of limitations, and assert the,
The plaintiff had the right to bring his action as he did, and violated no duty in not including allegations bringing his claim within the terms of the Federal .Employers’ Liability Act. Nor was he in a situation to compel defendant to include such allegations in its answer. Each prepared his own pleadings.
Whether evidence raising the variance was admissible was not touched, save in indicating that facts bringing the injury under the Federal Employers’ Liability Act must be pleaded, if affirmative proof were to be introduced by the defendant. Even with this indication of the attitude of the court, the amendment was not proffered until plaintiff had rested, at the subsequent trial. No excuse for not sooner pleading is to be found in the record; and we are content in saying that the interposition of these defenses cannot be said to so vitally affect the justice of the cause as that the court must be held to have abused its discretion in not permitting them to be asserted for the first time at such period in the third trial. The allowance or refusal of amendments is within the sound discretion of the trial court, and only upon a clear showing of an abuse thereof will this court interfere. There was not such a showing in this case, and we may not denounce the ruling of the court in striking the amended and substituted answer from the files as erroneous. As the assignment of the cause of action to plaintiff was valid under the statutes of this state, there is no occasion to inquire whether a cause of action under the Federal law might be thus transferred, at the time the assignment was executed.
The record is without reversible error, and the judgment is — Affirmed.
Dissenting Opinion
(dissenting), I. After the first trial of this cause, a reversal ensued. There was a second trial. In the course of cross-examination of the person whose injuries were the basis of the suit, it was made to appear that his injuries occurred while he was engaged in interstate commerce. Thereupon, defendant moved a directed verdict, on the ground of variance, because the petition charged the injury occurred while said person was engaged in intrastate commerce. At the same time, plaintiff moved that this evidence be stricken out. Both motions were overruled. On verdict’s being returned for plaintiff, a motion in the nature of one for new trial was made and sustained. The ruling pointed out there was a variance, with said cross-examination in, and that it could be availed of without pleading. The third trial ensued. There was an attempt to repeat said cross-examination. The testimony in chief was, in substance, that the person injured was injured while hauling a train from Albia to Marshalltown. The cross-examination attempted to show that, while this was so, these two Iowa towns were but a part of the train’s journey, and that it was run between these two points in going from St. Louis to Albert Lea. The cross-examination was not permitted, on the ground that defendant could not show the injury occurred in interstate commerce, because it had not so pleaded. Thereupon, defendant tendered an amendment to answer, alleging that plaintiff should not recover, because his petition charged injury to intrastate commerce, when in truth it occurred in interstate commerce. A motion to strike this pleading was sustained, in effect, because it came too late.
It will not be denied the plea was a material one. The Supreme Court of the United States has bindingly settled
In effect, striking a pleading for being late is a ruling that the pleader is guilty of prejudicial laches; that he failed in some duty owing to the other party, or to the cause of justice. The striking is never a discretion exercised judicially, unless the party offering amendment is thus guilty: He must not prejudice justice. He must not ■ use a masked battery to surprise his adversary. How did the pleading here offend in either way? In what duty did defendant fail?
In Hinkle v. Davenport, 38 Iowa 355, it is pointed out that counsel on one side purposely refrained, during the trial, from making suggestions in any form that the action could not ]je maintained in the form in which it was originally commenced, and that, indeed, counsel seemed carefully to have avoided raising any question which' might create a doubt in the minds of opposing counsel of the propriety of uniting two parties plaintiff in an action for slander. It seems that the court, on its own motion, suggested that it would instruct against the plaintiff because of this misjoinder, and the complaint was made here that, in making the suggestions, the court went beyond its legi
“The law allows a party to avail himself of the mistakes of his opponent, but neither law nor morals allows him to complain because mistakes are discovered.”
There was no laches here, and no breach of duty, unless defendant was the guardian of the plaintiff. Both parties knew the injury had been sustained in the course of interstate commerce. If there was ever a moment when it became the duty of the defendant to plead that fact, there was not a moment when plaintiff was not at liberty to amend his petition in accordance with the known truth. I cannot conceive when it became the duty of the defendant to advise plaintiff that the latter ought to plead what he knew to be the truth. If it had no such duty, it should not be penalized for failing so to advise. In view of what had occurred at one of the trials, it cannot seriously be claimed that filing the amendment was a surprise to the plaintiff. He had been fully advised, in open court, that defendant took the position it should have a verdict because the proof varied from the petition as it stood. Certainly, it wa's in the interest of justice to point out that the petition stated what was untrue.
No estoppel should be based on the fact that defendant failed to tell plaintiff that, if plaintiff told the truth, he would fail to prove his case. Plaintiff might plead as he pleased, but at the peril of being told, at any time, what he knew all the time: to wit, that he had seen fit to plead a
Surely, the striking cannot be justified merely by the fact that it was tendered after reversal and remand. We have reversed for disallowing amendments tendered then. Jones v. Clark, 31 Iowa 497. And we held, in In re Estate of Oldfield, 175 Iowa 118, 119, that an amendment raising new issues may be allowed after remand.
The. last pronouncement on the subject in this court is Cottong v. Zybell, 179 Iowa 1184. He who speaks for the majority here spoke for the court in that case. It is a reversal for refusing to allow the plaintiff, after motion to direct verdict against him had been made, to avoid a fatal variance by changing his petition from one on contract for labor to one on quantum meruit. If it be reversible error to refuse letting the moving party so change his petition, it is difficult to understand why it is not reversible error to strike an amendment by a defendant, involving, in effect, no more than denying allegation in petition that injuries had been sustained in the course of intrastate traffic. If, in this case, there be no excuse for not sooner tendering this amendment to answer, there was less excuse in the Zybell case, where the late pleading was an amendment of the petition.
I agree that the refusal of the Supreme Court of the United States to review Bradbury v. Chicago, R. I. & P. R. Co., 149 Iowa 51, works that that court will not interfere with us, whether striking this amendment is right or wrong. But that should have no bearing on our deciding whether it was right or wrong to strike the amendment.
II. The reasoning underlying the refusal of the Supreme Court to review the Bradbury case is well stated in the majority opinion to be that, on mere rules of procedure, the decision of the state court will- be held to be binding, “when it is clear that such decision is not rendered in a
As I understand it, the only avoidance by the majority is, first, that the cross-examination was rightly refused because it had no bearing on the main issue; that its only purpose was to inject a new issue, in the shape of a pitfall; and that the testimony sought bore on no. more than on which of two proper remedies or court procedure the plaintiff could rely. I have said enough, as it seems to me, to indicate that the purpose was not merely to inject a new issue; that there was no pitfall about it, because the amendment but tendered what the plaintiff was fully aware “might, at any time, be tendered, and what he knew, at all. times, was the truth. It remains but to add that it would seem to be quite immaterial that the cross-examiner sought to show, not that the plaintiff had suffered no injury, or could nowhere recover, but only that his allegations and proof, for the purpose of recovering in the State court, were untrue, and that he must seek his remedy in another forum, and under a different law. It was material for plaintiff to plead and prove as he did do. Though he had such plea and proof, he might still fail of a recovery. Without such plea and proof, no matter how much he was entitled to recover, he could not do so in the suit that he had brought. For the purpose of testing whether cross-examination was proper, anything which, by getting the full truth out of the witness on a point where he had stated but part of the truth, would defeat his right to recover in the suit brought, is just as material and permissible as though the like cross-examination would tend to prove that he had no right to recover at all. That he had the right to go into the state court is no answer. He could recover in the state court by