STEVEN SAMUEL BRAUNSTEIN AKA STEVEN SAMUEL JALBERT, APPELLANT, v. THE STATE OF NEVADA, RESPONDENT.
No. 35968
THE STATE OF NEVADA
February 13, 2002
40 P.3d 413
Marcus D. Cooper, Public Defender, and Drew R. Christensen, Deputy Public Defender, Clark County, for Appellant.
Frankie Sue Del Papa, Attorney General, Carson City; Stewart L. Bell, District Attorney, and James Tufteland, Chief Deputy District Attorney, Clark County, for Respondent.
OPINION
By the Court, AGOSTI, J.:
Appellant Steven Samuel Braunstein was convicted by a jury of two counts of sexual assault of a minor under the age of fourteen and two counts of lewdness with a child under the age of fourteen.
We conclude that (1) the district court did not abuse its discretion in admitting evidence of one prior act of molestation committed by Braunstein; (2) although a trustworthiness hearing must be held before the admission of a child-victim‘s hearsay statements, failure to conduct such a hearing does not necessarily require reversal, and in this case, reversal is not warranted; (3) the district court did not err in denying Braunstein‘s motion for a new trial where the jury returned guilty verdicts for both sexual assault and lewdness; and (4) sufficient evidence supports Braunstein‘s conviction.
FACTS
On June 14, 1999, Braunstein was charged with two counts of sexual assault upon a minor under fourteen years of age. The victim, J.P., was born November 17, 1990. Braunstein pleaded not guilty at his arraignment.
Prior to trial, the district court ruled that the State was entitled to offer evidence of a prior molestation, allegedly committed by Braunstein, of another young female, A.M. Trial commenced January 18, 2000.
J.P.‘s mother testified at trial that she met Braunstein and became his friend in 1992. Braunstein‘s daughter, K.B., who is four years older than J.P., had been injured in a horse-riding accident in 1996 and was left with severe brain damage. J.P.‘s mother would watch K.B. in Braunstein‘s absence, and Braunstein became accustomed to watching J.P.
J.P. testified that Braunstein began touching her inappropriately when she was four years old. She testified that he touched her in
In January 1999, J.P.‘s mother became involved with the Girl Scouts organization, which required her to attend administrative meetings during which she left J.P. alone with Braunstein. J.P. testified to instances of sexual assault that occurred while her mother was away from the home attending these meetings.
On May 14, 1999, the evening before they planned to vacation at Disneyland, J.P. and her mother stayed the night at Braunstein‘s home. On this occasion, J.P. testified that she was climbing and jumping on Braunstein‘s back while he lay on his stomach. She testified that this helped his back to feel better when it hurt. J.P.‘s mother was not present in the room at the time. J.P. testified that while she was clothed in a long t-shirt and underwear, Braunstein digitally penetrated her. She testified that the experience was painful. Early the next day, on the way to Disneyland, J.P. told her mother about the incident, but her mother did not believe her.
On May 20, 1999, J.P. told her school counselor, Nancy Gentis, about the May 14 incident. Gentis had previously taught a sexual abuse awareness class at J.P.‘s school. Gentis reported the incident to the police. Gentis testified as to her involvement and also as to the statements J.P. made to her concerning Braunstein‘s conduct. The jury also heard the testimony of J.P.‘s cousin, who testified to statements made to her by J.P. over the course of three years, all concerning Braunstein‘s conduct.
On May 27, 1999, J.P. was examined by Phyllis Suiter, a board-certified pediatric and family nurse practitioner at SAINT (Sex Abuse Investigative Team), a program designed to perform examinations on suspected child-victims. Suiter testified that her physical examination of J.P. revealed clear evidence of a penetrating injury that could only have been caused by sexual abuse.1
The jury also heard testimony concerning a prior bad act by Braunstein. A.M. testified that between June and October 1997, when she was thirteen years old, Braunstein repeatedly made sexual advances toward her. A.M. testified that she frequently babysat Braunstein‘s daughter, K.B. A.M. testified to several incidents where Braunstein touched her inappropriately, put ice into her underpants and retrieved it, frisked her, and touched her breasts. On one occasion, A.M. was playing on the computer at
The jury ultimately returned guilty verdicts on both sexual assault counts and on two lesser included counts of lewdness with a minor under the age of fourteen.2 After the district court had excused the jury, Braunstein objected that the verdicts were inconsistent. Braunstein also moved for a new trial. After hearing arguments, the district court struck the convictions for the two counts of lewdness.
On March 14, 2000, the district court sentenced Braunstein to two consecutive prison terms of life with parole eligibility after twenty years. The judgment was entered on March 17, 2000, and Braunstein filed this timely appeal on April 13, 2000.
DISCUSSION
Braunstein first argues that the district court improperly admitted A.M.‘s testimony. Braunstein argues that the district court did not explicitly determine the relevance of the evidence, state specifically why the evidence was clear and convincing, and only slightly referenced the probative value of the evidence. In addition, Braunstein argues that the incident was not similar to those with which he was charged.
The trial court‘s determination to admit or exclude evidence of prior bad acts is a decision within its discretionary authority and is to be given great deference. It will not be reversed absent manifest error.3 We conclude that the district court, after conducting a hearing outside the presence of the jury, did not abuse its discretion in admitting A.M.‘s testimony.
The general rule for admitting evidence of prior bad acts is set forth in
This court has generally held inadmissible prior acts that are remote in time and involve conduct different from the charged conduct.6 This court has stated that the use of uncharged bad acts is heavily disfavored and is likely to be prejudicial or irrelevant.7 Prior bad act evidence forces the accused to defend himself against vague and unsubstantiated charges and may result in a conviction because the jury believes the defendant to be a bad person.8 Thus, using uncharged bad acts to show criminal propensity is forbidden and is commonly viewed as grounds for reversal.9
We perceive no error in the district court‘s decision to admit A.M.‘s testimony. In so ruling, however, we specifically do not rely upon and today repudiate the legal proposition stated in McMichael v. State10 that evidence showing an accused possesses a propensity for sexual aberration is relevant to the accused‘s intent.
In McMichael, the court quoted a 1956 Arizona case, State v. McDaniel, for the proposition that
“[c]ertain crimes today are recognized as stemming from a specific emotional propensity for sexual aberration .... Even granting the general rule of inadmissibility of evidence of independent crimes to prove the offense charged, many courts recognize a limited exception in the area of sex crimes to prove the nature of the accused‘s specific emotional propensity.‘’11
The McMichael court then noted that “in sex crimes generally a more liberal judicial attitude exists in admitting evidence of prior
We note that McDaniel was decided well before the promulgation of the first draft of the Federal Rules of Evidence.14 This case represents a common law approach that Nevada abandoned when the Legislature enacted into law the evidence code.
The “doctrine” of McMichael was extended out of its context in Findley v. State,17 where the court cited McMichael for the proposition that “[e]vidence showing that an accused possesses a specific emotional propensity for sexual aberration is relevant, and outweighs the prejudicial possibility that a jury might convict for general rather than specific criminality.”18 Stated in this way, it appears the court determined as a matter of law that prejudice is outweighed by relevance whenever other act evidence of sexual aberration is considered for admission. This language and logic have persisted in our jurisprudence and, in our opinion, unnecessarily so. This court now abandons McMichael, Findley and their progeny and returns to an analysis of evidence of other sex crimes according to the parameters of
Here, the district court conducted a proper hearing outside the presence of the jury and concluded that the State had established the prior bad act by clear and convincing evidence. The court heard A.M.‘s testimony and was presented with evidence that Braunstein had been convicted of a crime in connection with his actions against A.M. The district court determined that the prior bad act was relevant to prove a common scheme or plan19 and was proximate in time and that its admission was not substantially outweighed by the danger of unfair prejudice. We cannot say that the district court‘s decision was manifestly erroneous. The admission of the testimony was a proper exercise of the district court‘s discretion which we will not disturb.
Braunstein‘s second argument is that the district court‘s failure to hold a pretrial hearing to determine the trustworthiness of J.P.‘s
1. In addition to any other provision for admissibility made by statute or rule of court, a statement made by a child under the age of 10 years describing any act of sexual conduct performed with or on the child or any act of physical abuse of the child is admissible in a criminal proceeding regarding that act of sexual conduct or physical abuse if:
(a) The court finds, in a hearing out of the presence of the jury, that the time, content and circumstances of the statement provide sufficient circumstantial guarantees of trustworthiness; and
(b) The child testifies at the proceeding or is unavailable or unable to testify.20
This court previously concluded in Quevedo v. State21 and Lytle v. State22 that irrespective of lack of objection by opposing counsel or confrontation of the victim at trial, failure to hold a “trustworthiness” hearing pursuant to
While Quevedo and Lytle each applied a strict rule of automatic reversal for the violation of
In Brust v. State,23 the hearsay statements consisted of the victim‘s own videotaped statements to a psychologist.24 The child-victim had already testified and been cross-examined when the
More recently, in Lincoln v. State,30 we held that the district court‘s failure to hold a trustworthiness hearing was error, but the error was harmless. Lincoln was distinguished from Lytle and Quevedo on the bases that the hearsay statements in question were tape-recorded and the victim testified and was subject to cross-examination.31
Factually, this case could be decided under either Brust and Lincoln, or Lytle and Quevedo. The analysis under Brust and Lincoln acknowledges that a harmless error analysis applies and contradicts the bright line rule of inadmissibility if a trustworthiness hearing is not held, as decided in Lytle and Quevedo.
We hold today that the failure to conduct a trustworthiness hearing under
When applying a harmless error analysis to hearsay statements admitted without a hearing as required by
Here we conclude that the district court erred by failing to hold a trustworthiness hearing; however, the error was harmless. Numerous indications of reliability surrounded the admitted statements. First, J.P. made her statements to Nancy Gentis on her own accord and just six days after the incident with Braunstein. The statements made to Gentis were consistent with statements J.P. made to her cousin and her mother. Second, the statements made by J.P. to her cousin, uttered over the course of three years, were described by her cousin as being said while J.P. was emotionally upset and sometimes crying. J.P.‘s described mental condition while she made her statements to her cousin seems very appropriate to the circumstances and is an indication of credibility. No evidence was offered to show that J.P. had any motive to fabricate such statements. Furthermore, the statements introduced through the testimony of either Gentis or J.P.‘s cousin were consistent with J.P.‘s in-court testimony. Because she was fully cross-examined by defense counsel, Braunstein was not deprived of his opportunity to test her credibility concerning these statements.32
Braunstein‘s third argument is that the district court improperly denied his motion for a new trial on the ground that the jury returned an inconsistent verdict. Braunstein objects to the jury‘s guilty verdicts for both lewdness and sexual assault.
We conclude that the district court properly determined that Braunstein cannot be convicted of both lewdness and sexual assault. The crimes of sexual assault and lewdness are mutually exclusive offenses.33
A person who subjects another person to sexual penetration, or who forces another person to make a sexual penetration on himself or another, or on a beast, against the will of the victim or under conditions in which the perpetrator knows or should know that the victim is mentally or physically incapable of resisting or understanding the nature of his conduct, is guilty of sexual assault.
any lewd or lascivious act, other than acts constituting the crime of sexual assault, upon or with the body, or any part or member thereof, of a child under the age of 14 years, with the intent of arousing, appealing to, or gratifying the lust or passions or sexual desires of that person or of that child.
(Emphasis added.)
Here, the lewdness statute excludes from its definition “acts constituting the crime of sexual assault.‘’34 The crimes of sexual assault and lewdness are mutually exclusive and convictions for both based upon a single act cannot stand. This court has consistently held that when a defendant receives multiple convictions based on a single act, we will reverse “redundant convictions that do not comport with legislative intent.’ ’35 We decline Braunstein‘s request that we revisit our prior jurisprudence in this area. We, therefore, conclude that the district court properly struck Braunstein‘s convictions for lewdness and properly denied Braunstein‘s motion for a new trial.
Braunstein‘s final argument is that there is insufficient admissible evidence to support his sexual assault convictions. We conclude that ample evidence was presented to support the jury‘s verdict.
In reviewing evidence supporting a jury‘s verdict, this court must determine whether the jury, acting reasonably, could have been convinced beyond a reasonable doubt of the defendant‘s guilt by the competent evidence.36 Where conflicting testimony is presented, the jury determines what weight and credibility to give it.37 We ask, “‘[W]hether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could
Here, the jury heard compelling evidence presented by J.P., her mother, her school counselor, her cousin, and others that established that Braunstein had sexually assaulted her. The jury also heard testimony that a physical examination of J.P. showed clear evidence of a penetrating injury to her hymenal tissue. More than sufficient evidence existed to support the jury‘s verdict.
CONCLUSION
We conclude that the district court did not err in admitting evidence of Braunstein‘s prior bad acts. The district court‘s failure to hold a trustworthiness hearing is not grounds for automatic reversal, and the district court‘s failure to hold such a hearing was harmless. The district court properly denied Braunstein‘s motion for a new trial. Finally, sufficient evidence supports the jury‘s verdict. Accordingly, we affirm Braunstein‘s convictions.
SHEARING, LEAVITT and BECKER, JJ., concur.
MAUPIN, C. J., with whom YOUNG, J., agrees, concurring:
I agree that the judgments of conviction in this matter should be affirmed.
I disagree, however, that this court should overturn Findley v. State1 and McMichael v. State2 as authority for the proposition that evidence showing that an accused poses a propensity for sexual aberration may be relevant in prosecutions for sexual assault. In this, I believe that both cases formulate a rule that is consistent with the exceptions to the general rule of non-admissibility of “other crimes, wrongs or acts” under
ROSE, J., concurring in part and dissenting in part:
Accusations of child sexual assault are often hard to disprove, even when a defendant is factually innocent. The majority strips yet another procedural safeguard from anyone accused of this crime1 and reverses a decade of precedent in the process.
First, there is always a concern that a witness can perceive and accurately relate what has been seen, felt, or heard; and this is especially true when children testify. Hearsay statements of children are usually testified to at trial by a parent, relative, health care provider, or law enforcement officer. Not only is the reliability of the child‘s recollection of concern, but the motives of and influences on the adult repeating the child‘s testimony in court are also relevant to the reliability determination. It is not uncommon for an adult testifying about a child‘s statements to be angry at the accused or to have a financial interest in the balance. A reliability hearing determines if the repeated child‘s statements as testified to by an adult are sufficiently trustworthy to be admitted in evidence.
Second,
Finally, the law itself is a directive, stating that a reliability hearing shall be held before child hearsay statements are admitted. We should not lightly reject the legislature‘s concern for the reliability of this type of testimony as well as jettison our prior precedents in the process.
We have held in two cases that a harmless error analysis is appropriate when the child hearsay statements are those of the child on a videotape.4 We reasoned that the tape of the testimony was already in the possession of the district court and presumably
I too have precious little sympathy for adults who sexually assault children, but we should keep the process to determine guilt a fair and balanced one. We should save our condemnation of the accused until after he or she is proven guilty, not remove safeguards provided by the Legislature and previously approved by this court before guilt is established.
I am also concerned about the practical effect of subjecting all violations of
In effect,
I do agree with the majority‘s insightful rejection of McMichael v. State and its progeny,5 that have supported the admission of evidence showing an accused‘s propensity for sexual aberration to establish his intent.
Therefore, I respectfully concur in part and dissent in part, and would reverse this case based on our prior precedents.
