GARY L. BRANHAM, Plaintiff-Appellant, v. JOHN W. SNOW, Secretary, United States Department of Treasury/Internal Revenue Service, Defendant-Appellee.
No. 03-3599
United States Court of Appeals For the Seventh Circuit
ARGUED JUNE 10, 2004—DECIDED DECEMBER 17, 2004
Appeal from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 01 C 152—John Daniel Tinder, Judge.
RIPPLE, Circuit Judge. Gary L. Branham brought this action under the
I
BACKGROUND
A. Facts
Mr. Branham has Type I insulin-dependent diabetes, a noncurable metabolic condition characterized by elevated blood sugar (hyperglycemia). Type I diabetics use insulin to lower their blood sugar levels (the long term effects of chronically elevated blood sugar include heart disease, kidney disease, nerve disease and blindness). However, excessive use of insulin may cause too much sugar to leave the bloodstream, leading to abnormally low blood sugar levels (hypoglycemia). A person with mild to moderate hypoglycemia may experience symptoms including tremors, sweating, irritability, confusion and drowsiness. Eating simple carbohydrates will raise the blood sugar level in an individual with mild to moderate hypoglycemia. Severe hypoglycemia may lead to unconsciousness and convulsions and can be life-threatening.
In order to keep his blood sugar at an appropriate level, Mr. Branham follows a treatment regimen formulated by his physician, Dr. Paul Skierczynski. Mr. Branham must check his blood sugar level four to five times a day. He controls his blood sugar through the use of insulin1 and through diet
Although Mr. Branham never has experienced a severe hyperglycemic or hypoglycemic reaction, approximately once every three weeks he does suffer from minor reactions to low blood sugar, including trembling and sweating. At all times, Mr. Branham keeps with him additional insulin and a certain amount of carbohydrates, for use in the event his blood sugar level falls below an acceptable level.
Mr. Branham has worked for the IRS as a revenue agent since 1986. In 1998, he applied for the position of criminal investigator. The qualification standards for the position of “Criminal Investigator—Treasury Enforcement Agent” include requirements for undergraduate and graduate education and work experience. There are further requirements with respect to motor vehicle operation, use of firearms and maximum entry age. Most pertinently, the standards establish general and particular medical requirements. Specifically, the standards clearly state that “these positions require moderate to arduous physical exertion involving walking and standing, use of firearms, and exposure to inclement weather.” R.45, Attachment C-2 at 18. A paragraph on “Special Medical Requirements” directs that “[s]ince the duties of these positions are exacting and involve the responsibility for the safety of others under trying conditions . . . [a]ny condition that would hinder full, efficient
The qualification standards point out that “[a]ppointment will be contingent upon a candidate‘s passing a pre-employment medical examination . . . to ascertain possession of the physical and emotional requirements for the position.” Id. Likewise, “[a]ny chronic disease or condition affecting the . . . endocrine . . . system[ ] that would impair full performance of the duties of the position is disqualifying.” Id. at 19.
In March 1999, Mr. Branham was notified by letter of his ”tentative selection” for the position of criminal investigator, “pending the satisfactory outcome of [a] . . . physical examination.”2 R.45, Attachment C-4 (emphasis in original). After Mr. Branham was given a physical exam, Dr. Richard J. Miller, the Director of Federal Law Enforcement Programs and Federal Occupational Health, concluded that Mr. Branham was not medically qualified for the position of criminal investigator. After reviewing Mr. Branham‘s medical history, the results of his medical examination and the report of his private physician, Dr. Miller determined that Mr. Branham could not perform the essential functions of the position with or without reasonable accommodation. R.45, Attachment C-10. Dr. Miller noted that the job “requires the ability to work irregular hours, respond to unanticipated requests, and react in a timely and appropriate manner in an emergency or crisis.” Id. He opined that, if Mr. Branham performed “essential job functions of a Special
In June 1999, Mr. Branham received a letter from the IRS informing him that he was “medically disqualified for the position of Criminal Investigator.” R.45, Attachment C-11 at 1. According to the letter, the IRS had determined that Mr. Branham could not “perform the essential functions of the job . . . with or without accommodation.” Id. The letter further explained that
[t]he position requires the ability to work irregular hours, respond to unanticipated requests and react in a timely and appropriate manner to an emergency or crisis. Subtle and/or sudden incapacitation would place the applicant and others (other Special Agents, the public) at an extreme risk of safety and would be unacceptable.
Id. After the IRS notified Mr. Branham of its decision, he unsuccessfully pursued an administrative appeal. He later brought this action under the Rehabilitation Act.
B. District Court Proceedings
Before the district court, the IRS sought summary judgment against Mr. Branham. The IRS took the position that Mr. Branham was not disabled under the Rehabilitation Act. In the alternative, the IRS submitted that Mr. Branham was not qualified for the position of criminal investigator because he could not perform the essential functions of the job without creating a safety threat to himself or others. Mr. Branham moved for partial summary judgment against the
The district court determined that Mr. Branham was not disabled for purposes of the Rehabilitation Act and granted summary judgment to the IRS.3 Specifically, the court found that Mr. Branham‘s diabetes, although constituting a physical impairment, does not substantially limit him in the major life activities of eating and caring for himself because he can “take care of himself, although by dint of greater effort than would be required of a non-diabetic,” and because there is “no restraint on his physical activities and he exercises regularly.” R.68 at 15. The district court distinguished this court‘s decision in Lawson v. CSX Transportation, Inc., 245 F.3d 916 (7th Cir. 2001), on the grounds that Mr. Branham‘s own physician had found that Mr. Branham had very good control of his diabetes, whereas Lawson had been unable properly to control his blood sugar; as well, Mr. Branham had shown himself capable of continued employment, while Lawson‘s diabetes for several years had rendered him unable to maintain employment. The district court also distinguished this court‘s decision in Nawrot v. CPC International, 277 F.3d 896 (7th Cir. 2002), on the ground that Mr. Branham‘s symptoms were much less severe than those experienced by the diabetic plaintiff in that case.
II
ANALYSIS
A. Standard of Review
We review the district court‘s grant of summary judgment de novo, viewing the record in the light most favorable to Mr. Branham, the nonmoving party. Lawson, 245 F.3d at 922. Summary judgment will be affirmed “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.”
B. Rehabilitation Act Framework
The Rehabilitation Act protects a “qualified individual with a disability” from discrimination solely because of his disability in any program receiving federal financial assistance.
The Rehabilitation Act defines an individual with a disability as “any person who (i) has a mental or physical impairment which substantially limits one or more of such person‘s major life activities; (ii) has a record of such an impairment; or (iii) is regarded as having such an impairment.”
C. An Individual with a Disability
Mr. Branham contends that, on this record, there is a genuine issue of triable fact as to whether he should be considered an individual with a disability under the Rehabilitation Act because his diabetes is a physical impairment that substantially limits the major life activities of eating and caring for himself. See
1.
We first consider the applicability of
For an impairment to limit substantially a major life activity, “the impairment must make the individual ‘[u]nable to perform a major life activity that the average person in the general population can perform’ or ‘[s]ignificantly restricted as to the condition, manner or duration under which an individual can perform a particular major life activity as compared to . . . the average person.’ ” Nawrot, 277 F.3d at 904 (quoting
The determination whether a particular person with an impairment is substantially limited must be individualized; in other words, we may not declare that all individuals who suffer from a particular medical condition are disabled for the purposes of the Rehabilitation Act. See Sutton v. United Air Lines, Inc., 527 U.S. 471, 483-84 (1999). Underlining the specificity that is required in making an individualized determination of disability, the Supreme Court has noted that it would be contrary to the language of the ADA to find “all diabetics to be disabled,” regardless of whether an individual diabetic‘s condition actually impaired his daily
Furthermore, we emphasize that our holding in this case does not affect the principle that “diabetic status, per se, is not sufficient to qualify as a disability.” Nawrot, 277 F.3d at 904; see also Homeyer v. Stanley Tulchin Assocs., Inc., 91 F.3d 959, 962 (7th Cir. 1996) (“Some impairments may be disabling for particular individuals but not for others . . . .“). For example, a ” ‘diabetic whose illness does not impair his or her daily activities,’ after utilizing medical remedies such as insulin, should not be considered disabled.” Lawson, 245 F.3d at 926 (quoting Sutton, 527 U.S. at 483). An individualized inquiry into each plaintiff‘s condition remains the rule in cases under the Rehabilitation Act and the ADA.
In this case, it is undisputed that Mr. Branham‘s treatment regimen allows him to avoid severe hypoglycemic and hyperglycemic episodes, and protects him from the long term consequences of Type I diabetes (which include heart disease, kidney disease, nerve disease and blindness). However, that is in no way dispositive of our analysis, because “[t]he use . . . of a corrective device does not determine whether an individual is disabled; that determination depends on whether the limitations an individual with an impairment actually faces are in fact substantially limiting.”
For Mr. Branham, these negative side effects are many. He is significantly restricted as to the manner in which he can eat as compared to the average person in the general population. His dietary intake is dictated by his diabetes, and must respond, with significant precision, to the blood sugar readings he takes four times a day. Depending upon the level of his blood sugar, Mr. Branham may have to eat immediately, may have to wait to eat, or may have to eat certain types of food. Even after the mitigating measures of his treatment regimen, he is never free to eat whatever he pleases because he risks both mild and severe bodily reactions if he disregards his blood sugar readings. He must adjust his diet to compensate for any greater exertion, stress, or illness that he experiences.
We must conclude that, on the record before us, a trier of fact rationally could determine that Mr. Branham‘s diabetes and the treatment regimen that he must follow substantially limit him in the major life activity of eating. Accordingly, we cannot accept the district court‘s determination that summary judgment was appropriate on the question of whether Mr. Branham is substantially limited in a major life activity.
2.
The district court also granted the IRS summary judgment on the question of whether Mr. Branham is an individual with a disability under the Rehabilitation Act because the
D. Otherwise Qualified
The Rehabilitation Act prohibits discrimination based solely on a person‘s disability, but it does not compel an employer entirely to disregard a person‘s disabilities. See Knapp v. Northwestern Univ., 101 F.3d 473, 482 (7th Cir. 1996), cert. denied, 520 U.S. 1274 (1997). “[A]lthough a disability is not a permissible ground for assuming an inability to function in a particular context, the disability is not thrown out when considering if the person is qualified for the position sought.” Id. (citing Southeastern Cmty. Coll. v. Davis, 442 U.S. 397, 405-06 (1979)).
The IRS contends it is entitled to summary judgment, regardless of Mr. Branham‘s status as an individual with a
In order to determine whether an individual is qualified under the ADA standards, this court looks first at whether the individual “satisfies the prerequisites of the job, in terms of skills or experience“; second, the court considers whether the individual “can perform the essential functions of the job with or without a reasonable accommodation.” Peters, 311 F.3d at 845; see also Bay v. Cassens Transp. Co., 212 F.3d 969, 974 (7th Cir. 2000);
In determining the essential functions of a job, we may consider, but are not limited to, “the employer‘s judgment as to what functions of a job are essential, and if an employer has prepared a written description before . . . interviewing applicants for the job, this description shall be considered evidence of the essential functions of the job.”
The plaintiff in a Rehabilitation Act case or an ADA case generally bears the burden of proof on the question of whether he is qualified to perform the essential functions of a job with or without reasonable accommodation. Bay, 212 F.3d at 973. Because Mr. Branham, the nonmoving party with respect to the motion for summary judgment on the issue of qualification, would bear the burden of proof at
In its motion for summary judgment, the IRS asserted that there will sometimes be a need for criminal investigators “to work irregular hours, respond to unanticipated requests, and react appropriately to an emergency or crisis.” R.44 at 26. Mr. Branham, on the other hand, has offered his own testimony and that of his personal physician, Dr. Skierczynski, that he is able to work long hours and to deal with stress. Dr. Skierczynski, for instance, stated in an affidavit that he believed Mr. Branham would have no difficulty working long or irregular hours, reacting appropriately to a stressful crisis or emergency, and adapting to changing circumstances. R.53, Ex.4 at 4. Dr. Skierczynski also stated that he believed Mr. Branham would be able to perform the duties of a criminal investigator safely. R.53, Ex.4 at 4.
The real dispute between the parties seems to be not simply whether Mr. Branham can withstand the working conditions that may be imposed on a criminal investigator, but whether he can continue to function safely in those conditions. In fact, the only essential function of the position that appears to be in question is the specification, included in the qualification standards for the position, that provides that “[a]ny condition that would hinder full, efficient performance of the duties of these positions or that would cause the individual to be a hazard to himself/herself or to others is disqualifying.” R.45, Attachment C-2 at 18. The IRS
This aspect of the qualification standards incorporates the “direct threat” defense that is part of the law of the ADA.4 “Direct threat” has been defined as “a significant risk of substantial harm to the health or safety of the individual or others that cannot be eliminated or reduced by reasonable accommodation.”
The parties disagree about whether Mr. Branham or the IRS bears the burden of proving or disproving that Mr. Branham is a direct threat; the IRS asserts it is Mr. Branham‘s responsibility to prove he is not a direct threat, and Mr. Branham alleges the IRS must prove as a defense that he is a direct threat. This court has stated that “it is the employer‘s burden to show that an employee posed a direct threat to workplace safety that could not be eliminated by a reasonable accommodation.”5 Dadian v. Vill. of Wilmette, 269 F.3d 831, 841 (7th Cir. 2001)
In order to determine whether Mr. Branham is a direct threat and therefore not qualified to perform the job of criminal investigator, we look to several factors including: “(1) the duration of the risk; (2) the nature and severity of the potential harm; (3) the likelihood that potential harm will occur; and (4) the imminence of potential harm.” Emerson v. N. States Power Co., 256 F.3d 506, 514 (7th Cir. 2001); see also
With respect to the second factor under the direct threat analysis, the nature and severity of the risk, the IRS contends that drastic changes in Mr. Branham‘s blood sugar level could “significantly degrade his abilities to function as a special agent, potentially endangering Mr. Branham, his colleagues and the public.” R.54 at 12. Mr. Branham argues that, although the risks of severe hypoglycemia can include incapacitation, confusion, coma and death, he never has lost consciousness and he never has experienced physical or mental incapacitation as a result of mild hypoglycemia. We emphasize that at this point, the summary judgment stage, we must view the facts in the light most favorable to the nonmoving party, in this case, Mr. Branham, and we must draw all inferences in his favor. A reasonable trier of fact could conclude that any hypoglycemia experienced by Mr. Branham will not impair him in the performance of his duties.
With respect to the fourth factor in the test, the imminence of the potential harm, Mr. Branham argues there is no evidence he poses an imminent threat, because he “has never suffered any period of incapacitation or other hypoglycemic episode and there is no medical evidence indicating that he will do so in the future.” R.42 at 16. Furthermore, he cites several cases in which an at-work episode has preceded a court‘s finding that an employee was not qualified by reason of being a direct threat, see, e.g., Emerson, 256 F.3d at 514; Hutton v. Elf Atochem N. Am., Inc., 273 F.3d 884 (9th Cir. 2001), and argues that, because he has never suffered a severe hypoglycemic episode on the job, there is no indication he presents an imminent threat. The IRS simply responds that “such an assertion is not supported by logic.” R.54 at 18.
We have no reason to determine whether an on-the-job incident is a prerequisite for finding that an employee pre-
On the record in this case, a reasonable trier of fact could find that Mr. Branham is qualified for the position of criminal investigator. Therefore, we must conclude that the IRS is not entitled to summary judgment on the question of Mr. Branham‘s qualifications. See Anderson, 477 U.S. at 248 (“summary judgment will not lie . . . if the evidence is such that a reasonable jury could return a verdict for the nonmoving party“). Mr. Branham has raised a genuine issue of material fact as to whether he can perform the essential functions of the position of criminal investigator without becoming a threat to the safety of himself or others. On this record, the agency has not established otherwise.
Conclusion
For the reasons set forth in this opinion, the judgment of the district court is reversed and the case is remanded for proceedings consistent with this opinion. Mr. Branham may recover his costs in this court.
REVERSED and REMANDED
Teste:
Clerk of the United States Court of Appeals for the Seventh Circuit
Notes
R.68 at 10-11.On the one hand, in order to qualify as disabled under the Rehabilitation Act, the Plaintiff emphasizes those portions of the record, . . . which tend to show the gravity of his condition; but to demonstrate that he is nonetheless medically qualified and does not present a threat of harm, he does a 180-degree turn and points to . . . his diabetes as being under excellent control.
- It may be a defense to a charge of discrimination under this chapter that an alleged application of qualification standards . . . that screen out or tend to screen out or otherwise deny a job or benefit to an individual with a disability has been shown to be job-related and consistent with business necessity, and such performance cannot be accomplished by reasonable accommodation . . . .
- The term “qualification standards” may include a requirement that an individual shall not pose a direct threat to the health or safety of other individuals in the workplace.
