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Brandon v. State, Department of Corrections
938 P.2d 1029
Alaska
1997
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*1 restricting management’s The eases which have addressed this ment prerogative generally distinguish disciplin issue regard policies. between to transfer Accordingly, ary non-disciplinary versus transfers. The there finding is no basis for that such trans- subject grievance proce former are to the policies fer mandatory subject constitute a dure; latter fall within the the realm of bargaining. management prerogatives. E.g., City of light above, of the court’s conclusion (1986). Amboy,

Perth P NJPER there is no need to ascertain whether there distinguish The cases further man between “past practice” [ ] changed that was so agement’s assign to unfettered officers trigger as to grieve. By the way of duties, employees’ rights to different versus dictum, determines, however, the court grieve pertaining pay issues and other analysis such part would [be] of the merits of E.g., Township Wayne, benefits. of resolution, grievance and would not be an P NJPER 23016 appropriate subject for the Board or court to Management prerogatives derive from con- address. provisions tract such as that found in Article Appellant has not indicated evidence II, bargaining Section 1 of the collective that would have been ques- relevant on the agreement here. That section states: “It is tion mandatory bargaining subject. Since recognized that Municipality the retains the question resolution of that against APDEA in right, except provided as otherwise in this conclusive, this case is there was no need for agreement, manage the affairs of the Mu- evidentiary the Board to conduct an hearing. nicipality and direct its work force.” The agreement Based directly per- foregoing, section on the IT IS ORDERED taining VI, transfers is Article Section 14. Board’s decision is AFFIRMED. pertinent part provision of that reads: day December, DATED this 23rd 1994. assignments Job shall be made on the J. M. Woodward /s/ qualifications, by basis as determined JOAN M. WOODWARD Employer. Qualifications being equal, Superior Judge Court job assignments shall be made on the basis department seniority, save that an em-

ployee may involuntarily be transferred for

non-disciplinary job reasons to a different

assignment within division under fol-

lowing circumstances: (1) based Depart- the needs of the BRANDON, Appellant, Richard

ment as determined Chief Po- lice, designee, no more than his/her year_ Any once each calendar invol- Alaska, STATE of DEPARTMENT untary subject transfer shall be to re- CORRECTIONS, Appellee. OF grievance view under the and arbitration provisions No. of this contract S-6983. and shall not upheld if arbitrary, determined to be Supreme Court of Alaska. capricious, discriminatory or made bad faith. June APDEA grieve pursuant did not to this Rehearing July Denied section. APDEA griev- did not claim in its ance that the transfers were to a different they

division or that were not based on the

needs of the as determined argue Chief of Police. Nor did the union particular arbitrary, transfers were etc. provision

Yet there is no other agree- in the

OPINION MATTHEWS, Justice.

I. INTRODUCTION Brandon, prisoner serving Richard a state sentence, was transferred to a transfer in Arizona. He contends that because his interferes with his rehabilitation family him in Arizona. will not be able to visit by question presented this case is jurisdiction superior court had whether the appeal from the to hear his administrative Department of Cor- transfer decision of the (DOC). “yes.” rections Our answer is II. FACTS AND PROCEEDINGS serving twenty-five- Richard Brandon is year for a 1990 conviction. Due to sentence imple- overcrowding prisons DOC Alaska management plan. As population mented a part plan, contracted with the of this DOC Corporation of America to house Corrections inmates at the Central about Alaska Florence, Ari- Arizona Detention Center zona. for transfer ask-

DOC selected inmates through ing “going and then volunteers finding its records and inmates who fit two categories.” categories was broad One of the “inmates with seven and one-half or more years selected un- to serve.” Brandon was category. der this Initially, Brandon was incarcerated at the No- Spring Creek Correctional Center. On 28,1994, given notice of vember Brandon was hearing concerning “[pjossible a classification A transfer to an institution outside Alaska.” 30, hearing was held November Hearing Officer Donald Nelson rec- acknowledging that ommended transfer while family in Alaska and made Brandon’s was weekly Superintendent Larry Kinche- visits. subsequently approved loe the recommenda- tion. Florence, AZ, Brandon, pro se. Richard appealed On December Terrell, McKinistry. Attorney Larry Timothy Assistant to DOC Commissioner W. (1) Botelho, General, Anchorage, appeal, At- In this Brandon claimed: Bruce M. Juneau, General, hearing illegal hearing two torney Appellee. was because (2) present; the outcome of the

officers were (3) COMPTON, C.J., hearing predetermined; fair consid- Before and MATTHEWS, RABINOWITZ, given was not to the rehabilitative EASTAUGH eration (4) visits; family FABE, nature of and JJ. finding officers erred in present questions tutional issues of law and adversely would not be affected the trans- de novo. reviewed Keane v. Local Comm’n, December 19 the Boundary fer. On was re- premature turned because the central yet

classification office had not notified Bran- *3 day, don of the transfer. On that same Chief IV. DISCUSSION Spinde Classification Officer Robert P. in- 22.10.020(d) states, Alaska Statute “The possible formed Brandon that due to a error superior jurisdiction court has in all matters in providing hearing, notice of the Brandon appealed to it from ... a[n] administrative given forty-eight would be hours submit agency appeal provided by when is law.” We further relevant information. previously have stated that neither the Ad- 1, 1995, January ap- On Brandon filed an Act, ministrative Procedure AS 44.62.010- peal from DOC’s December 19 decision with .650, statutory provision nor other pro- superior appeal court. The claimed that appeal vides for an from a DOC administra- appeal the December 15 to the DOC commis- Matsumoto, tive decision. Owen 859 P.2d “arbitrarily rejected.” sioner ap- was The (Alaska 1993). 1308, 1309 Thus AS peal process listed various due violations. 22.10.020(d) jurisdiction does not confer on superior court appeal. to hear this January given On 3 Brandon was notice of prison. his transfer to the Arizona On Janu- However, we have held that adminis ary appeal 8 Brandon submitted an similar to appeals proper trative are from certain DOC appeal deputy the December 15 to the DOC determinations even when not authorized January appeal commissioner. On 10 this Carothers, statute. See Hertz v. 784 P.2d appears appeal was denied. It that no of this (Alaska 659, 1990). example, For “an filed; rather, superior denial was court judicial inmate [has] review of original continued to work from the January major disciplinary proceedings when issues 1 appeal. magnitude of constitutional are raised.” Id. appeal claiming DOC moved to dismiss the 660; Kraus, at Corrections v. jurisdiction. argued the court lacked It that (Alaska 1988); 759 P.2d McGinnis v. jurisdiction the court did not have to review Stevens, 543 P.2d 1236 n. 45 type this of decision in an administrative 1975). Owen, explicitly In we declined to appeal because the decision to transfer Bran- “judicial hold that review of DOC administra “adjudicative” don was not pro- made an disciplinary tive decisions is limited to ac ceeding proceeding produced or in a that tion.” 859 P.2d at 1310. Instead we stated capable record of review. “[a]ny alleged violation of fundamental rights judicial constitutional must be afforded January On 20 Brandon was transferred. Thus, review.” Id. it is clear superi- that the February superior granted On 8 the court jurisdiction or court has to hear an adminis motion appeal, finding DOC’s to dismiss the appeal trative of a action involving DOC con jurisdiction that the court lacked because the stitutional issues. decision to transfer “was not made in the adjudicative course of an proceeding which Kraus, we listed several reasons produced capable a record of review.” allowing appellate review DOC disci decision, appeals Brandon claiming this plinary decisions. These included the fact superior granting that the court erred tape the review would be based on the jurisdiction. motion to dismiss for lack of recording proceedings, of the rather than de evidence, reception novo which is charac III. STANDARD OF REVIEW appeals, appellate teristic of and that review statutory interpretation expensive issues of in consuming is less and time than appeal volved this oversight. Finally, reviewed under a avenues judgment substitution of Long standard. preference reviewing we stated a clear Resources, with v. Dep’t Natural agencies’ adjudicative deci 260 n. Consti- sions means of an 759 P.2d at requirement.1 echos this trative Code 05.252 an administrative Therefore that DOC erred deter- alleged Brandon asserts there is an viola- appropriate where mining that would not be rights in his rehabilitation constitutional fundamental tion of by transferring substantially impaired him to producing a rec- adjudicative proceeding an Owen, facility. question This is a the Arizona capable of review. ord grounded on a fundamental right.2 argues that the adjudicative proceeding pro an Hearing Ad- Is the an B. Classification ducing reviewable on administrative a record Proceeding? judicative further asserts appeal. Brandon explicitly not defined the term We have involved a fundamental classification decision *4 in of an “adjudicative proceeding” the context right. have, however, administrative We adjudication meaning in an discussed the of a Fundamental Constitu- Is There A. judicata ex- res case. We Right Involved? tional plained: a fundamental to Brandon asserts adjudication of The essential elements under the Alaska Constitution. rehabilitation persons adequate include notice to to be correctly that there is a fun- concedes DOC by adjudication, parties’ bound the the to rehabilitation. Alaska damental rights present and rebut evidence and Const, v. I, 12; Abraham § 585 art. argument, of law a formulation of issues (Alaska 1978). 526, 530-33 P.2d specific parties fact in of and and terms 33.30.061(b) transactions, finality provides specific spec- a rule of Alaska Statute ifying point proceeding in may designate an the the when the DOC commissioner only presentations and a final decision is prison prisoner upon for a end out-of-state rendered, any procedural ele- “that rehabilitation or treat- and determination substantially necessary for a conclusive determi- prisoner will not be ments ment of the question. Regulation 22 nation of the matter in Restate- impaired.” Alaska Adminis- Kentucky Dep’t Thompson, provides part: 490 22 05.252 Corrections AAC of 454, 468, 1904, 1912-13, will, (a) U.S. S.Ct. 104 department's 109 prisoner in the dis- A (1989) (Marshall, cretion, facility dissenting). L.Ed.2d 506 J. be transferred to a contract Alaska, by except operated family important outside one the unit is Preservation of the Prisons, Bureau of if the is Federal reintegration person of the confined and the provided hearing a classification as set out in possibility of recidivism decreases the 22 AAC 05.216 and a determination is made release. prisoner’s the rehabilitation or treatment (quoting S.Ct. at 109 1912-13 substantially impaired by the would not be Sentencing and N.C.C.U.S.L. Model Corrections transfer. Act, (1979)). § Comment 4—115 Virtually every by statement on visitation important is That visitation the ACA Manual to the officials from widely recognized. has been State Association of Correction Administrators (1972), Visiting most link for the inmate is the direct NAC) study (e.g., Indeed, every national the visiting with the world left behind. indispensable is every major any program and textbook on corrections realistic of reha- single proven has been bilitation. No factor stresses the nature of visitation both in critical directly objective be more correlated with the terms of the reduction of tension inside the society visiting. of a crime-free return to than prison and the facilitation of the ultimate reha- is almost too obvious to The reason for this prisoner by strengthening his bilitation of the family state: “Strained ties with and friends ties with the "free world.” difficulty making increase the the eventual ABA Standards for the Administration of Crimi- community.” transition back to the If those Justice, (1977). nal 14 Am.Crim.L.Rev. 502 imperative. preserved, visiting ties are to be is recognition privileges Our that visitation are a Mushlin, Rights § 2 Michael Prisoners 12.00 component the constitutional to rehabili- (2d ed.1993) (footnotes omitted). required scope not their or the tation does define recognized Prison visits have been permissible exercise. Such defini- limits on their critically important to inmates as well as the adjudica- tions will have to be achieved in future ultimately to which the inmates communities tions. will return. 83(2) (Second) § Judgments by issued ment be the classification committee. 22 05.216(c).7 AAC Dep’t Johnson v. Alaska Fish & State significance in DOC finds the fact Game, n. 17 “[cjentral independently classification solic- many The classification has of the and regarding ited received information such qualities adjudication. of an The is factors as an inmate’s medical condition or 05.216(b).3 entitled to 22 AAC notice. The However, legal proceedings.” the informa- prisoner may prepare evidence before the so documentary, pre- tion received was is committee. AAC record, served case was 05.216(b)(7).4 is directed to The committee germane to the initial classification deci- prisoner’s consider whether sion, dispute. an issue not in Other than 05.252(a). impaired. will be 22 AAC errors, alleged procedural only disputed point at which a final is decision rendered issue was whether committee erred the committee and various internal ave- determining that Brandon’s rehabilitation Further, nues of are clear. the hear- substantially impaired not would ing general addresses individual rather than transfer. The evidence relevant to that issue policy determinations. See Wickersham v. contained in the record. Comm’n, Entry Commercial Fisheries *5 (Alaska 1984) (“When 1135, P.2d 1144 an V. CONCLUSION agency makes factual individual determina- The implicates classification determination impact tions on which of the law on the the right. a constitutional The classification depends, acting adjudi- individual it in an is hearing adjudication committee is an and capacity.”). cative these reasons For we con- produces adequate a record review. hearing clude that the an classification is Though potential Brandon has other reme- adjudicative proceeding. dies, clearly this court expressed pref- has a C. Hearing Did the Pro- Classification appeal. for an erence administrative There- Capable duce a Record Review superior fore we hold that court the has jurisdiction present to hear the administra- hearing required “tape The is record- tive kept ed and in transcribable form.” 22 AAC

05.216(4).5 In the addition committee tois REVERSED and REMANDED. findings” “make written and factual “indicate upon” “provide the evidence so as to relied RABINOWITZ, Justice, dissenting part. in adequate an basis for of its review decision.” 05.216(b)(8).6 22 including AAC A form dissent from section IV.A. of the court’s opinion. factors on which the decision was made is to 05.216(b) (B) part: provides years 3. 22 AAC in three if the classification is action appealed Superior Court to the or the classi- The to at is entitled least 48 hours' fication in a to a action resulted transfer advance written of a notice classification hear- Alaska; facility or outside of ing. ... (C) days 30 if the classification action is not appealed. 05.216(b)(7) provides part:

4. 22 AAC 05.216(b)(8) hearing may prepare part: provides [B]efore the 22 AAC statements, testimony, compile solicit or [T]he classification will make committee writ- evidence if such action would not create a findings, ten will indicate factual and the evi- reprisal substantial risk of undermine secu- dence relied in sufficient detail so as to rity facility. of the provide adequate for review an basis of its decision.... 05.216(b)(4) provides part: 5. 22 AAC 05.216(c) part: provides 22 AAC purpose hearing [I]f the is ... transfer Alaska, facility complete outside of will be The classification committee shall tape kept recorded in transcribable the Classification Sentenced Prison- form Form for _ custody ers The decision as and securi- (A) ty 12 months status on the factors con- if the action is must be based appealed department; within the tained in the form. 1034 designed programs of access to to reform that DOC violated his tee asserts prisoner. right to rehabili- constitutional

fundamental I, 12 of the Alas- article section tation under in oor first This distinction was drawn that a It is well established ka Constitution.1 recognized which a constitutional decision deci- may court review right Abraham v. to rehabilitation. (Alaska 1978), only they affect a fundamental a na- when P.2d 526 addressed sions he prisoner’s complaint tive was denied right. Abruska v. constitutional (Alaska programs, that as a access to alcohol abuse Corrections, 319, 321 Yupik speaker he would be in iso- virtual Matsumoto, 1995); v. Owen prison, lation in state and that he would be 1993).2 (Alaska pre- This court has not Id. at denied his traditional native diet. a fundamental constitu- viously recognized only grievance which this court 533. The See, e.g., right to visitation. McGinnis tional acknowledged raising as a valid rehabilitation Stevens, P.2d 1237-38 claim Abraham’s asserted denial of ac- visits). 1975) conjugal (finding no programs. cess to alcohol abuse Id. at 533. the United States has Supreme Court of the rather harsh circumstance of incar- Even rejected the existence of such unambiguously cerating he be unable Abraham where would Kentucky Dep’t Corrections v. right. to communicate with others was not viewed 454, 460-61, Thompson, 490 U.S. S.Ct. implicating as his to rehabilitation.3 1904,1908-09,104 L.Ed.2d 506 Abraham thus established that rehabilitation interest, an constitutional but enforceable reject I would Brandon’s On this record programs in the context of institutional challenge to reformulate his transfer effort designed inmate. to rehabilitate the a claim that his constitutional has violated. our Subsequent clarify been Given cases and reaffirm this limiting scope prisoner’s understanding. of a All precedents define the constitutional guarantee ac- right to rehabilitation as a right to and de- *6 program cess to a formal addressed to the ferring discretion in such matters to DOC’s specific problems impelled prison- transfers, I would affirm the con- er’s antisocial conduct. Abraham was ap- superior court’s dismissal of Brandon’s Ferguson In cerned with alcohol abuse. v. subject jurisdiction. peal lack of matter Corrections, 816 P.2d short, In I am of the view that Brandon has (Alaska 1991), recognized a 139 this court any of his failed to raise a viable claim that pro- prisoner’s claim of exclusion from work rights fundamental constitutional have been job grams designed a lack of to redress adversely impacted by virtue of his transfer. skills. We held that the Alaska Constitution qualify type does not as the Visitation creates “an enforceable interest continued therapeutic program prisoners for adult participation types of] rehabilitation [these right programs.” examples which the constitutional to rehabilita- Id. Other of constitu- Rather, right guaran- tionally protected might reform include sex tion attaches. is a I, approximately prisoners 1. Article section 12 of the Alaska Constitution there are 200 Alaskan provides part: in relevant incarcerated with Brandon in Arizona and sever- prisoners al hundred other Alaskan in other loca- administration shall be based Criminal country.) around the tions following: protecting pub- the lic, the need for offender, community condemnation of the constitution, does Under the federal Brandon crimes, rights of victims of restitution from transfer, right a not have avoid an inter-state offender, principle and the of reformation. particular prison, to be incarcerated at a or to a Fano, particular classification. Meachum v. 427 firmly It is also established that an inmate has 215, 223-29, 2532, 2537-41, U.S. 96 S.Ct. 49 no constitutional to be incarcerated in a Wakinekona, (1976); L.Ed.2d 451 Olim v. 461 particular prison, either or out-of-state. in-state 238, 244-48, 1741, 1745-47, placement U.S. 103 S.Ct. We have held transfer of prisoners ultimately State, L.Ed.2d 813 ais matter within the discre- tion of DOC. Rust v. 136-38 State, 1978). linguistic de facto Dwyer 3.We did address whether this v. (Alaska 1969), punish- upheld isolation constituted cruel and unusual ment, this court the transfer (At present did not. Id. at 533. inmates facilities. and concluded that it to out-of-state literacy counseling provided. or assistance. Implicit offender rehabilitation was in this Invariably, holding the constitutional to reha- is that DOC has discretion to decide grounded pro- bilitation has been in a formal type what of rehabilitation is suited to the gram specific problem.4 to a addressed inmate. undoubtedly important Hays While visitation particular significance has for this constitutionally qualify protect-

does not as a case because there we made clear the flaw in program. ed reform Like Abraham’s lan- Hays’ jurisdictional. claim was Id. at 785. claim, guage alleges only that the Although Hays alleged had he was removed change geographical in the location of his opportunity, from a reform prison because is harsh and will limit confinement visitation authorities had discretion to determine which family. with his two children and The record him, program grievance was best for his did does not indicate that Brandon claims ishe not raise “an magni- issue of constitutional appropriate denied access to tude.” Id. superi- We therefore affirmed the programs. guarantor the courts While Hays’ court’s dismissal of programs, of access to such it is not their subject jurisdiction. lack of matter role to define what needs should be ad- dressed or programs how rehabilitative Finally, outset, as noted at the I would Historically should be structured. such deci- reject Brandon’s effort to reformulate his legislative judgment sions have been left challenge transfer as a constitutional rehabil- Respect and the discretion of DOC. for this Allowing itation claim. such a conversion authority precludes allocation of courts from holdings eviscerates the of our decisions reviewing, guise enforcing under the Abraham and Rust. If a prisoner’s mere prisoner’s to rehabilita- allegation placement that his interferes with tion, impact changes on inmates of enough judicial his rehabilitation trigger place their of confinement. review, then all may transfers be reviewed discretion, The fact of DOC and concomi- by courts. review, judicial tant limitations on were rec- many Movement of inmates raises issues Hays ognized by this court in only properly that can be considered from P.2d 783 There we held that prison perspective. administrator’s For cognizable inmates have no interest in access reason, this would hold that a Id. particular programs. seeking review must establish in the Hays 785. Petitioner had been fired as a appeals process DOC administrative that his poor librarian because of his attitude *7 rehabilitation claim on a rests factual basis snow, position shoveling and transferred to a other than the mere assertion that transfer where he would have less direct contact with placement adversely or affects visitation. A recognized at others. 784. We that the allegation placement mere that a transfer or library position constitutionally pro- was a adversely impacted decision of DOC visita- rehabilitation, tected form of but neverthe- tion does not raise an issue of fundamental rejected less Hays because “was right requiring judicial constitutional review.5 opportunities.” not denied all rehabilitative Id. words, 785. One additional DOC could ex- observation. The court prisoner clude a pro- recognition from an actual reform notes that its “visitation gram, appropriate so privileges some form of component are a of the constitu- State, Health, 33.30.061(b) Dep’t complaint. See also Goodlataw v. The court relies on AS of (“Rehabilita- 1985) to establish a link between transfer and con- implies therapeutic program working tion stitutional to rehabilitation. Section period complex prob- over a of time to correct a .061(b) may declares that an Alaskan lem.”) omitted); (emphasis LaBarbera v. facility "only moved to an out-of-state if the com- (Alaska 1979) (judicial inter- missioner determines that or treat- appropriate only vention is when the state fails substantially ment of the not be will provide appropriate pro- "to an impaired.” requires While the section consider- gram.”). transfer, impact ation of the it vests this re- sponsibility only. with DOC Nowhere does it apart I note that from constitutional basis Indeed, judicial authorize review. elsewhere the decision, for review of DOC’s transfer no Alaska statute declares that “the commissioner shall statute authorizes review of Brandon’s does not define right to rehabilitation

tional on scope permissible limits required

their have to definitions will Such

their exercise. adjudications.” Given in future

be achieved component is now a prisoner visitation rehabilitation, it Department of that the Correc-

seems to me necessarily

tions, will encoun- of Alaska State justify difficulty attempting great

ter incarcerations, incar- most out-of-state

most facilities, in urban of rural Alaskans cerations encompass sig- incarcerations that

and most (e.g., Fair- geographical

nificant dislocation correc- incarcerated

banks residents Seward). facility located in This is not tional prisoners incarceration of say that view inap- that will facilitate visitation locations contrary, I think such a

propriate. On salutary despite the

development is a one

significant implications fiscal which will flow implementation of this constitutional

from prisoner visitation. PAYTON,

Tom and Diane on behalf of similarly and others

themselves

situated, Appellants, Rue, Frank in his

STATE of Alaska and capacity

official as Commissioner Game, Appellees.

Fish and

No. S-7557.

Supreme Court of Alaska. 13, 1997.

June *8 Corrections," designate facility correctional discretion of the Division of which trative 33.30.061(a). prisoner is to be committed.” AS and "the exercise of that discretion within consti- Rust, 137-38, language 582 P.2d at this In interpreted subject tutional bounds is not to the control or to hold that all transfers review of the courts.” Id. at 138 n. 11 ultimately within the discretion of DOC. (quoting Agency Superior Public Defender delegation authority Rust relied on this Court, (Alaska 1975)). virtually dismiss a claim identical to the one grounds finding To the the court its extent presented sought here. Petitioner Rust an order 33.30.061(b), jurisdiction in AS it relies on that prohibiting Anchorage, his transfer out of where remedy plainly to create a that it does not statute presence family Eagle of his River would would adhere to our decision in authorize. "benefit his Id. at 135. This rehabilitation." statutory and hold there is no basis for Rust place- rejected court We found that prisoner transfer claims. review of prisoners ment of to the adminis- “is committed

Case Details

Case Name: Brandon v. State, Department of Corrections
Court Name: Alaska Supreme Court
Date Published: Jun 6, 1997
Citation: 938 P.2d 1029
Docket Number: S-6983
Court Abbreviation: Alaska
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