Lead Opinion
Cedric Lavell Bradshaw was found guilty in a bench trial of failing to register as a convicted sex offender in that he had failed to provide his valid current address within 72 hours of changing his address. OCGA § 42-1-12 (f). It being his second violation of the registration law/ a mandatory sentence of life imprisonment was imposed. See OCGA § 42-1-12 (n). Prior to his bench trial, appellant filed a motion to dismiss the indictment on the ground that the mandatory sentence of life imprisonment for a second conviction of failing to register constituted cruel and unusual punishment, in violation of the Eighth Amendment to the Constitution of the United States and Article I, Section I, Paragraph XVII of the 1983 Georgia Constitution.
1. The State presented evidence that appellant had been serving a sentence in the county jail for statutory rape.
The evidence presented during the bench trial was sufficient for a rational trier of fact to find appellant guilty beyond a reasonable doubt of failure to register as a sex offender. Jackson v. Virginia,
2. The issue before us is the constitutionality of the mandatory sentence of life imprisonment which the trial court was required to impose upon appellant after finding him guilty of the offense.
In order to determine whether a sentence set by the legislature is grossly disproportionate, the court initially addresses “the gravity of the offense compared to the harshness of the penalty.” Ewing v. California, supra,
The first principle acknowledges that the fixing of penalties and prison sentences for specific crimes “involves a substantive penological judgment that, as a general matter, is properly within the province of legislatures, not courts.” [Id.] The second principle recognizes that the Eighth Amendment does not mandate the adoption of any particular penological philosophy [e.g., goals of retribution, deter-
*678 rence, incapacitation, and rehabilitation] [id.,501 U. S. at 999 ]. The third principle is an understanding that “marked divergences both in underlying theories of sentences and in the length of prescribed prison terms are the inevitable, often beneficial, result of the federal structure.” [Id.] Finally, the fourth principle is a belief that, to the maximum extent possible, proportionality review should be guided by “objective factors,” including the framework established in Solem [v. Helm]. [Id.,501 U. S. at 1000 .]
Crosby v. State,
(a) Citing the recognition in Humphrey v. Wilson, supra,
[t]he mere fact that the Legislature has spoken on the issue of the [sentence to be imposed for a particular crime] does not preclude or in any manner limit this Court’s evaluation of the [sentence] to determine whether it comports with the constitutional prohibition against cruel and unusual punishment.
Dawson v. State,
(c) In examining the sentence imposed on appellant, we note that a sentence of life imprisonment is the third most severe penalty permitted by law, exceeded in severity only by capital punishment and life imprisonment without the possibility of parole. Life imprisonment is the most severe sentence that can be imposed for a crime that does not involve murder or recidivist punishment for a serious violent felony.
nothing in the applicable statutes mandates that the guidelines control the final parole decision.. . . [T]he ultimate grant or denial of parole to a prisoner who is eligible under the guidelines remains a discretionary matter for the Board ... in that the Board expressly reserved its discretion to deviate from the recommended parole date derived therefrom.
Id. Thus, appellant’s “inability to enforce any ‘right’ to parole precludes us from treating his life sentence as if it were equivalent to a sentence of [seven] years.” Rummel v. Estelle,
Based on the foregoing factors, we conclude that the threshold inference of gross disproportionality is raised by the imposition of a mandatory sentence of life imprisonment for appellant’s second failure to amend his sex offender registration by providing his valid current address to the sheriffs department. Consequently, we next determine whether the inference of gross disproportionality is confirmed by a comparison of the defendant’s sentence to sentences imposed for other crimes within Georgia (intra-jurisdictional proportionality analysis) and for the same crime in other jurisdictions (inter-jurisdictional proportionality analysis). See Harmelin v. Michigan, supra,
3. A guilty defendant in Georgia must be sentenced to life imprisonment only in a narrow set of circumstances. A mandatory life sentence is the minimum sentence that may be imposed for the crimes of murder (OCGA § 16-5-1 (d)) and feticide (OCGA § 16-5-80
4. Finally, we turn to the inter-jurisdictional proportionality analysis in which we compare appellant’s sentence of life imprisonment to sentences imposed in other states for the same conduct. Harmelin v. Michigan, supra,
Every state has enacted a statute punishing the failure to register as a sex offender, but no state other than Georgia imposes a punishment of life imprisonment for a second infraction. Twenty-four states (including Georgia) have statutes that specify punishment for a second conviction for failing to register or maintain one’s sex offender registration. Of the other 23 states, one authorizes maximum punishment of imprisonment for less than a year for the second offense (Tennessee: 180 days); one authorizes a maximum sentence of one year imprisonment (South Carolina); another authorizes a maximum sentence of less than two years (Ohio: 6-18 months); 11 states provide maximum punishment of up to five years’ imprisonment (New Mexico (3 years); Virginia and West Virginia (1-5 years); Minnesota (2-5 years); Missouri (up to 4 years); Maine (3-5 years); Iowa, Maryland, Massachusetts, South Dakota, Vermont
Based on this review, Georgia’s mandatory punishment of life imprisonment is the clear outlier, providing the harshest penalty and providing no sentencing discretion. This gross disparity between Georgia’s sentencing scheme and those of the other states reinforces
We conclude that the imposition of a sentence of life imprisonment is so harsh in comparison to the crime for which it was imposed that it is unconstitutional.
Judgment affirmed, sentence vacated, and case remanded with direction.
Notes
While there is nothing in the record that reflects that appellant was previously convicted of this offense, all parties maintain that this is appellant’s second conviction for violating the sex offender registry law. At oral argument, counsel for the assistant district attorney reported that appellant had been sentenced to time served (approximately six months’ imprisonment) for his first violation of OCGA § 42-1-12 (f).
The Eighth Amendment to the United States Constitution provides that “[e]xcessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” Article I, Section I, Paragraph XVII of the Constitution of Georgia provides that “[e]xcessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted; nor shall any person be abused in being arrested, while under arrest, or in prison.”
This appeal falls within this Court’s exclusive appellate jurisdiction of “[a]U cases in which the constitutionality of a law . .. has been drawn in question” (1983 Ga. Const. Art. VI, Sec. VI, Par. II (a)), as a result of the trial court’s verbal denial, memorialized in a certified transcript of the proceedings, of the motion to dismiss that was based solely on appellant’s contention that the statutorily-mandated punishment violated the constitutional ban on cruel and unusual punishment. See Jenkins v. State,
On November 30, 2001, two weeks after his 19th birthday, appellant committed the offense of statutory rape. He was sentenced to serve five years and was released after serving four years and ten months.
The Georgia General Assembly first enacted a requirement that sex offenders register in 1996; at that time, the first failure to register or the first provision of false information was deemed to be a misdemeanor, with the third and subsequent offenses being felonies punishable by imprisonment of one to three years. Ga. L. 1996, p. 1520, § 1 (OCGA § 42-1-12 (h) (1996)). In 1998, the legislature modified the punishment for the second and subsequent offenses by labeling those offenses as felonies punishable by one to three years’ imprisonment or a $100,000 fine, or both. Ga. L. 1998, p. 831, § 1 (OCGA § 42-1-12 (h) (1998)). In 2002, the General Assembly enacted legislation that made a felony of the first failure to register or the first provision of false information, punishable by imprisonment of one to three years, with the second and subsequent offenses still punishable by one to three years’ imprisonment or a $100,000 fine, or both. Ga. L. 2002, p. 1400, § 1 (OCGA § 42-1-12 (h) (2002)). In 2006, the General Assembly passed legislation making the first failure to register or the first provision of false information a felony punishable by imprisonment for ten to thirty years, and the second offense punishable by life imprisonment. Ga. L. 2006, p. 379, § 24. OCGA § 42-1-12 (n).
The U. S. Supreme Court has recognized that its Eighth Amendment proportionality decisions “have not established a clear or consistent path for courts to follow.” Loekyer v. Andrade,
A “serious violent felony” is statutorily defined as malice and felony murder, armed robbery, kidnapping, rape, aggravated child molestation (excluding the “Romeo and Juliet” exception of OCGA § 16-6-4 (d) (2)); aggravated sodomy and aggravated sexual battery. OCGA §17-10-6.1 (a) (l)-(7).
In Rummel, the Court, addressing Rummel’s “complex matrix” in which he compared his sentence to that imposed by other states in support of his proportionality argument, acknowledged Texas’s “relatively liberal policy of granting ‘good time’ credits to its prisoners, a policy that historically has allowed a prisoner serving a life sentence to become eligible for parole in as little as 12 years.” Nonetheless, the Court rejected the idea that eligibility for parole was the sentence to be considered in analyzing whether a sentence was cruel and unusual. As is evidenced in Daker, the Georgia policy of parole cannot be described as being as predictable as the Texas parole system in play nearly 30 years ago, or as generous. Of note is the fact that Bradshaw served 58 months of his 60-month sentence for the underlying statutory rape conviction.
Ala. Code §§ 13A-11-200 (c), 13A-5-6 (a) (3); Alaska Stat. §§ 11.56.835 (d), 12.55.035 (b) (4); Ariz. Rev. Stat. §§ 13-3824,13-702 (A) (5); Ark. Code. Ann. §§ 12-12-906 (f) (3), 5-4-401 (a) (4); Cal. Penal Code § 290.018 (b); Col. Rev. Stat. Ann. §§ 18-3-412.5 (2) (a), 18-1.3-401 (1) (a) (V) (A); Conn. Gen. Stat. §§ 54-251 (e), 53a-35a; 11 Del. Code Ann. §§ 4120 (k), 4205; Fla. Stat. Ann. §§ 943.0435, 775.082 (4) (b), (d); Haw. Rev. Stat. §§ 846E-9 (d), 706-660; Idaho Code § 18-8311 (1); 111. Comp. State Ann. § 730/150.10 (a); Ind. Code. Ann. §§ 11-8-8-17 (b), 35-50-2-6 (a); Iowa Code Ann. §§ 692A.7 (1), 902.9 (5); Kan. Stat. Ann. §§ 2-4903 (a), 21-4501 (e); Ky. Rev. Stat. §§ 17.510 (11), 17.532.020; La. Rev. Stat. Ann. § 15:542.1.4 (A) (2); Me. Rev. Stat. Ann. Title 34-A § 11227, Title 17-A, § 4-A (2) (B); Md. Code Ann., Crim. Proe. § 11-721 (b) (2); Mass. Gen. Laws Ann. 6 § 178H (a) (2); Mich. Comp. Laws Ann. § 28.729 (1) (c); Minn. Stat. Ann. § 243.166, subd. 5 (c); Miss. Code Ann. § 45-33-33 (2); Mo. Ann. Stat. §§ 589.425 (1), 558.011 (I) (4); Mont. Code Ann. § 46-23-507; Neb. Rev. Stat. §§ 29-4011, 28-105; Nev. Rev. Stat. § 213.1243 (8); N.H. Rev. Stat. §§ 651-B:9, 625.9 (III) (a) (1); N.J. Stat. Ann. §§ 2C:7-2 (e), 2C:43-6 (a) (3); N. M. Stat. Ann. §§ 29-11A-4 (N) (1987), 31-18-15 (A) (9) (1978); N.Y. Correct. Law § 168-t, N.Y. Penal Code § 70.00 (2) (d); N.D. Cent. Code §§ 12.1-32-15 (9), 12.1-32-01 (4); Ohio Rev. Code Ann. §§ 2950.99, 2929.14 (A) (4); 57 Okla. Stat. Ann. § 587 (A); Or. Rev. Stat. §§ 181.599 (3), 161.605 (3); 18 Pa. Cons. Stat. Ann. §§ 4915 (b) (3), 1103 (2); R.I. Gen. Laws § 11-37.1-10 (a); S.C. Code Ann. § 23-3-470 (B) (2); S.D. Codif. Laws §§ 22-24B-12.1, 22-6-1 (8); Tenn. Code Ann. § 40-39-208 (d); Vernon’s Ann. Tex. Code Crim. Pro. Art. 62.102 (b), Vernon’s Ann. Tex. Penal Code § 12.34 (b) (2); Utah Code Ann. § 77-27-21.5 (14) (a) (i); Vt. Stat. Ann. § 5409 (a) (2); Va. Code Ann. §§ 18.2-472.1 (A), 18.2.10 (f); Wash. Rev. Code Ann. §§ 9A.44.130 (II) , 9A.20.021 (c); W Va. Code § 15-12-8 (b); Wis. Stat. Ann. § 301.45 (6) (a) (2); Wyo. Stat. Ann. § 7-19-307 (d) (1977). Because of the number of variable factors involved, North Carolina’s sentence was not considered. N.C. Gen. Stat. Ann. §§ 14-208.11 (a) (2), 15A-1340.17.
The Georgia Constitution provides a more extensive guarantee against cruel and unusual punishment than does the Eighth Amendment to the U. S. Constitution. See Fleming v. Zant,
Concurrence Opinion
concurring in part and dissenting in part.
I fully concur in Division 1 and in the affirmance of the judgment of conviction for failure to register as a sex offender. In Division 2, however, the majority rejects the clearest and most objective evidence under our Eighth Amendment precedent, simplistically minimizes the gravity of Bradshaw’s crime by denominating it as a passive, nonviolent felony, erroneously maximizes the harshness of the penalty by treating his eligibility for parole as insignificant, and disregards the evolving consensus with respect to that crime both within and outside Georgia. Therefore, adherence to the doctrine of stare decisis, the rules of statutory construction, and the principle of separation of powers compels me to dissent to today’s monumental abuse of this Court’s authority to determine the constitutionality of legislation.
1. Based upon precedent of the Supreme Court of the United States, this Court has repeatedly “[r]ecogniz[ed] that recent legisla
Under the majority’s erroneous and wholly unsupported analysis, a societal consensus as expressed in the most recent legislative amendment is apparently relevant only in invalidating a penalty and not in upholding it. To the contrary, even if a societal consensus opposes a particular sentence at some time, that “does not mean that such consensus may not [again] change thus altering what comes within the meaning of cruel and unusual punishment.” Fleming v. Zant, supra at 690 (3). Therefore, the most recent statutory sentencing provision constitutes the clearest and most objective evidence of how society views a punishment which was nonexistent or less severe in the past.
In this case, the 2006 amendment to OCGA § 42-1-12 (n), especially when considered in the context of its initial codification and the ensuing increases in the penalty for failure to register as a sex offender, which are set forth in footnote 5 of the majority opinion, is the clearest and most objective evidence that society’s view of that punishment has shifted, such that life imprisonment for a second conviction is now viewed as a necessary and appropriate punishment for failure to register as a sex offender.
2. In Division 2 (b), the majority, citing Solem v. Helm,
The General Assembly finds and declares that recidivist sexual offenders . . . and sexual offenders who prey on children are sexual predators who present an extreme threat to the public safety. Many sexual offenders are extremely likely to use physical violence and to repeat their offenses; and some sexual offenders commit many offenses, have many more victims than are ever reported, and are prosecuted for only a fraction of their crimes. The General Assembly finds that this makes the cost of sexual offender victimization to society at large, while incalculable, clearly exorbitant. The General Assembly further finds that the high level of threat that a sexual predator presents to the public safety, and the long-term effects suffered by victims of sex offenses, provide the state with sufficient justification to implement a strategy that includes: . . . [Requiring the registration of sexual offenders, with a requirement that complete and accurate information be maintained and accessible for use by law enforcement authorities, communities, and the public; [and] [providing for community and public notification concerning the presence of sexual offenders .... The General Assembly further finds that the state has a compelling interest in protecting the public from sexual offenders and in protecting children from predatory sexual activity, and there is sufficient justification for requiring sexual offenders to register and for requiring community and public notification of the presence of sexual offenders. The General Assembly declares that in order to protect the public, it is necessary that the sexual offenders be registered and that members of the community and the public be notified of a sexual offender’s presence.
could conclude that a conviction for a sex offense provides evidence of substantial risk of recidivism. The legislature’s findings are consistent with grave concerns over the high rate of recidivism among convicted sex offenders and their dangerousness as a class. The risk of recidivism posed by sex offenders is “frightening and high.” [Cits.]
Smith v. Doe,
3. In Division 2 (c), the majority quotes Rummel v. Estelle,
Nevertheless, because parole is “an established variation on imprisonment of convicted criminals,” [cit.], a proper assessment of [the] treatment of [the defendant] could hardly ignore the possibility that he will not actually be imprisoned for the rest of his life.
Rummel v. Estelle, supra at 280-281 (II). Although parole is a discretionary matter for the Board of Pardons and Paroles, “the General Assembly has required the Board to establish and use a parole guidelines system. [Cit.]” Daker v. Ray,
Accordingly, in light of the gravity of Bradshaw’s offense and his eligibility for parole in seven years, this surely is not “the rare case in which a threshold comparison of the crime committed and the sentence imposed leads to an inference of gross disproportionality.” Harmelin v. Michigan, supra at 1005 (II) (A). Therefore, the intra-jurisdictional and inter-jurisdictional proportionality analyses set forth in the majority opinion are completely unnecessary. Harmelin v. Michigan, supra.
4. Even assuming that an inference of gross disproportionality has been raised, the majority’s comparison of Bradshaw’s sentence with those imposed for other crimes in Georgia and for the same crime outside the state do not in any way confirm that inference. In Division 3 of its opinion, the majority errs, in a manner similar to Division 2 (b), by assuming that violent criminals in Georgia are necessarily more culpable than sex offenders who fail to register. As discussed above, however, the legislature was authorized to conclude that such failure to register increases the extremely high and grave risk of repeated sexual offenses against members of the public, which commonly involve violence or the threat of violence.
Moreover, the Supreme Court of the United States has observed that “the presence or absence of violence does not always affect the strength of society’s interest in deterring a particular crime or in punishing a particular criminal.” Rummel v. Estelle, supra at 275 (II). Other crimes in this state, “of course, implicate other societal interests, making any such comparison inherently speculative.” Rummel v. Estelle, supra at 282 (II), fn. 27. Many offenses in Georgia can hardly be termed “violent,” “and yet each can be viewed as an assault on a unique set of societal values as defined by the political process.” Rummel v. Estelle, supra. Such offenses include, for example, a variety of crimes which relate to property or, similar to the crime here, impede the administration of justice in some way. Many of those nonviolent offenses have statutory punishments which are equal to or greater than some of the violent crimes listed by the majority. See OCGA §§ 16-8-12 (penalties for theft), 16-9-1 (b) (first degree forgery), 16-9-2 (b) (second degree forgery), 16-10-50 (b) (hindering apprehension or punishment of criminal), 16-10-52 (b)
Accordingly, the majority’s intra-jurisdictional proportionality review fails to confirm any inference of gross disproportionality.
5. In the inter-jurisdictional proportionality analysis in Division 4 of its opinion, the majority merely recites the penalties in other states without considering any of the recognized variables which complicate that analysis, including parole eligibility, as discussed above, and the role of prosecutorial discretion with respect to recidivist provisions. Rummel v. Estelle, supra at 280-281 (II).
Another factor undermining the majority’s analysis is the nationwide trend of increasing the penalties for failure to register as a sex offender. In 2006, Congress increased the federal punishment for failure to register as a sex offender to a single maximum penalty of ten years’ imprisonment. 42 USC § 2250 (a); United States v. Gill, 520 FSupp.2d 1341, 1343 (D. Utah 2007). Congress also required states to establish a maximum term of imprisonment that is greater than one year for a sex offender’s failure to comply with registration requirements. 42 USC § 16913 (e); United States v. Senogles, 570 FSupp.2d 1134, 1149 (III) (A) (2) (D. Minn. 2008). Thus, all of those states cited by the majority with maximum penalties of one year or less will presumably amend their statutes to increase those penalties in conformity with federal law.
Furthermore, I have not located any instance of a decreased punishment, and many, if not most, states have at some point increased the sentences for failure to register as a sex offender. State v. Cook,
[ejven were we to assume that the statute employed against [Bradshaw] was the most stringent found in the 50 States, that severity hardly would render [his] punishment “grossly disproportionate” to his offenses or to the punish*689 ment he would have received in the other States. . .. Absent a constitutionally imposed uniformity inimical to traditional notions of federalism, some State will always bear the distinction of treating particular offenders more severely than any other State.
Rummel v. Estelle, supra at 281-282 (II). Thus, the majority’s inference of gross disproportionality is not reinforced by its inter-jurisdictional proportionality review.
In just one year, the majority has departed from the analytical framework of Humphrey v. Wilson, including its emphasis on utilizing the clearest and most objective evidence of how society views a particular punishment. In Humphrey, supra at 532 (3) (g), this Court joined the Supreme Court of the United States in ‘‘emphasizing] that it is the ‘rare case()’ in which the threshold inference of gross disproportionality will be met and a rarer case still in which that threshold inference stands after further scrutiny. [Cit.]” Indeed, outside the context of capital punishment and extreme cases such as punishment of overtime parking by life imprisonment, successful challenges to the proportionality of legislatively mandated terms of imprisonment should be “exceedingly rare.” Ewing v. California,
Concurrence Opinion
concurring.
Life in prison is a severe punishment that should be reserved for society’s most serious criminal offenders. Some people even believe that rotting in prison for life is more torturous and inhumane than a quick and instantaneous death. Be that as it may, Bradshaw’s failure to register as a sex offender, when his underlying crime only landed him in jail for five years, is not the kind of crime a civilized society ought to require him to pay for with his life.
