Nathan O. BOWMAN, Jr., Appellant, v. UNITED STATES, Appellee.
Nos. 88-CF-835, 91-CO-1488.
District of Columbia Court of Appeals.
Argued April 20, 1994. Decided Dec. 30, 1994.
652 A.2d 64
Accordingly, we answer the certified question in the affirmative. The Clerk is hereby directed to transmit a copy of this opinion to the Clerk of the United States Court of Appeals for the District of Columbia Circuit and to counsel.
So ordered.
TERRY, Associate Judge:
Appellant appeals from his conviction of burglary in the first degree1 and destruction of property2 and from the denial of a motion to vacate his sentence. He argues that there was insufficient evidence to convict him of burglary; that he was erroneously barred from presenting the testimony of certain witnesses; that the court should have given a special unanimity instruction; that the prosecutor made improper comments in his closing argument; and finally, that he was denied the effective assistance of counsel at trial. We affirm both the judgment of conviction and the denial of the motion to vacate the sentence.
Frances M. D‘Antuono, appointed by the court, for appellant.
Douglas F. Gansler, Asst. U.S. Atty., with whom Eric H. Holder, Jr., U.S. Atty., and John R. Fisher, Roy W. McLeese, III, David Schertler, and Carolyn K. Kolben, Asst. U.S. Attys., were on brief, for appellee.
* Judge Wagner was an Associate Judge of the court at the time of argument. Her status changed to Chief Judge on June 14, 1994.
I
At approximately 11:00 p.m. on Monday, November 23, 1987, Paula Shaw Bowman, appellant‘s estranged wife,3 was in her home, watching a football game on television with her thirteen-year-old daughter Pamela, her two-year-old son Paul, and her friend Edward Cosey, a Metropolitan Police officer, when appellant appeared at her door. Mrs. Bowman told appellant that she would not let him in and reminded him that he was supposed to stay away from her house.4 Appellant began pounding on the door, swearing and telling Mrs. Bowman that he was coming in regardless of her wishes.
Worried and frightened, Mrs. Bowman told her daughter Pamela to call the police. When Pamela reported that the telephone line was dead,5 Mrs. Bowman told her to start banging on the wall and also began to
Appellant then climbed up on the front porch railing, kicked in the living room window, and “rolled through it at the same time” into the house. Upon seeing Officer Cosey, who was off duty and therefore not in uniform, appellant twice asked, “Who is this mother-fucker?” Mrs. Bowman told Cosey, “You don‘t have to answer. That‘s none of his business.” In response, appellant pushed Mrs. Bowman aside and asked Cosey directly, “Now what are you going to do, mother-fucker?” Cosey and appellant scuffled for a moment, but Cosey soon gained the upper hand, and the fight stopped.
Appellant then went back outside after picking up a beer bottle, taking Mrs. Bowman‘s keys and telling her that she should meet him at his mother‘s house in ten minutes. If she did not, appellant warned, she was “going to get hurt.” Appellant also said to Officer Cosey, “If I find out who you are, you [are] going to get hurt too.” As appellant left the house, he encountered Mrs. Wade on the porch. With the sound of police sirens drawing nearer, appellant told her, “If it was you that called the police, you‘re dead too.” Appellant then fled on foot and was arrested on a warrant some time later.
The government presented the testimony of five witnesses, four of whom were present when appellant broke into the house: Mrs. Bowman, her daughter Pamela, Officer Cosey, and Mrs. Wade. Appellant presented no defense. The jury found appellant guilty of burglary and destruction of property. After he was sentenced and noted an appeal, he filed a motion under
II
To obtain a conviction under our burglary statute, the government must prove “that the defendant entered the premises having already formed an intent to commit a crime therein.”6 Warrick v. United States, 528 A.2d 438, 442 (D.C.1987) (footnote omitted). Such intent is rarely capable of direct proof. “The requisite intent ... is a state of mind particular to the accused, and unless such intent is admitted, it must be shown by circumstantial evidence.” Massey v. United States, 320 A.2d 296, 299 (D.C.1974). Thus unauthorized presence, by itself, is not sufficient to prove a burglary; the government must also show “other circumstances” that “might lead reasonable people, based upon their common experience, to conclude beyond a reasonable doubt that appellant intended to commit some crime upon the premises.” Shelton v. United States, 505 A.2d 767, 770 (D.C.1986) (footnote omitted).
The indictment in this case alleged that appellant entered the dwelling of Paula Shaw Bowman “with intent to commit an assault.” In Warrick, supra, we reversed a conviction of armed first-degree burglary with intent to commit an assault because the government established only that the defendant had entered a home armed with a dangerous weapon, a showing that, without more, was insufficient to support a burglary conviction. Citing Warrick, appellant argues that there was no evidence to permit the jury to infer that he intended to commit an assault.7 At most, he asserts, the evidence
We cannot agree. First of all, the fact that appellant actually committed an assault very soon after he was inside the house is strong circumstantial evidence that he intended to commit an assault at the time he entered. Lee v. United States, 37 App.D.C. 442, 446 (1911) (when defendant was charged with housebreaking with intent to commit larceny, “the proof of this larceny was the best evidence that his unlawful entry of the house was with that particular intent“). Second, Mrs. Bowman testified that when appellant appeared at her door and demanded to be let in, she started banging on the wall to alert her mother to call the police. This prompted appellant to yell through the door, “Y‘all better stop knocking on that goddam wall because if anybody comes out of that house [i.e., the mother‘s house] ... then they gonna get hurt too, so y‘all better stop knocking on that goddam wall.” His statement that “they gonna get hurt too” would support an inference that appellant intended to “hurt” not only whoever might come out of the mother‘s house, but those inside Mrs. Bowman‘s house as well. This evidence, combined with the violent manner of his entry, his generally aggressive behavior both before and after he entered, and his failure to exhibit any other purpose for being in the house, together with what the Shelton case referred to as “other circumstances,”8 would permit a jury to find that when appellant entered Mrs. Bowman‘s home by force and without authority, he did so with the intent to commit an assault. See Johnson v. United States, 613 A.2d 888, 899-900 (D.C.1992). Indeed, the facts in this case are stronger in some respects than those in Johnson. In this case, unlike Johnson, appellant knew that the house was occupied when he entered it. Moreover, there was evidence of threats by appellant while he was trying to enter the house through the door, evidence not present in Johnson. See id. at 904 (Ferren, J., dissenting). For these reasons we hold that appellant‘s sufficiency challenge is without merit.
III
Appellant contends that the trial court erroneously excluded certain testimony which, he claims, would have established that he went to Mrs. Bowman‘s house with a benign intent. The trial court rejected appellant‘s proffer for several reasons: first, it was not relevant; second, it did not establish his intent; and third, unless appellant himself were to testify, it was inadmissible hearsay.
Our review of the trial court‘s determination of relevance is highly deferential; we will disturb it only upon a showing of an abuse of discretion. See, e.g., Punch v. United States, 377 A.2d 1353, 1358 (D.C.1977), cert. denied, 435 U.S. 955 (1978); Wooten v. United States, 285 A.2d 308 (D.C.1971). The issue at trial was not appellant‘s state of mind before he went to Mrs. Bowman‘s house, but his state of mind at the moment he hurled himself through her living room window.9 Counsel‘s proffer was that a witness would testify that appellant had asked her “to advance him some money so that he could buy Pampers or take the money to his wife.” The proffer was rather vague as to the date of this conversation, a fact that would support the trial court‘s decision to exclude it. But even
IV
Appellant argues that the trial court‘s refusal to give a special unanimity instruction violated his
Appellant maintains that, because he presented different defenses to the same charge, he had a right to a unanimity instruction under Scarborough v. United States, 522 A.2d 869 (D.C.1987) (en banc). In Scarborough the trial court gave only a general unanimity instruction in a trial for receiving stolen property.10 We reversed the conviction, holding that the court should have given a special unanimity instruction to ensure that the jury agreed on which stolen items the defendant had feloniously received. Id. at 871.
Appellant asserts that, like the defendant in Scarborough, he presented “conceptually and factually separate defenses” to the charge of burglary with intent to commit an assault. As to Mrs. Bowman, he says, there was no evidence that he intended to assault her or that she was in fact assaulted; as to Officer Cosey, he argues that he could not have intended to assault Cosey when he unlawfully entered the house because he did not even know that Cosey was in the house at all. Thus his defenses were different with respect to the two alleged victims, and under Scarborough, he contends, he was entitled to a special instruction.
Appellant‘s argument fails for at least two reasons. First, because burglary consists only of an entry with intent to commit another offense, it is irrelevant that appellant did not actually carry out that intent by assaulting Mrs. Bowman once he was inside her house. See Strickland v. United States, 332 A.2d 746, 748 (D.C.) (first-degree burglary is “an offense against habitation [and] is completed when an individual enters an occupied dwelling with an intent to commit a criminal offense“), cert. denied, 423 U.S. 846 (1975); Lee v. United States, supra, 37 App.D.C. at 445 (“[t]he actual commission of the additional offense is not necessary to complete the crime of [burglary]“). We note, in any event, that appellant was not charged with assault, and thus the jury never had occasion to find that he assaulted any particular person. Moreover, the elements of bur-
Furthermore, there could not have been two legally separate incidents, as appellant argues, because even if appellant had assaulted several people inside Mrs. Bowman‘s house, he could have been convicted of only one burglary. See Warrick, supra, 528 A.2d at 439 (convictions of burglary with intent to steal and burglary with intent to assault could not both stand because the societal interest protected by the burglary statute was offended only once); cf. Parks v. United States, 627 A.2d 1, 8 (D.C.1993) (although there are two different ways to commit an assault, “a unanimity instruction as to which type of assault appellant committed was not required ... because the alleged assault was based on a single incident“). That is why appellant was charged with only one count of burglary with intent to commit an assault. A burglary with intent to commit two assaults (assuming that appellant had such an intent) is still a single, unitary burglary.
We therefore hold that the trial court properly denied appellant‘s request for a special unanimity instruction.
V
Appellant asserts that “a wealth of prosecutorial impropriety in closing argument” requires reversal here. The government points out—and appellant concedes—that most of the prosecutor‘s allegedly improper remarks must be reviewed for plain error because, with one exception, defense counsel did not object to them. Thus, as to the remarks that did not elicit objections, we must affirm the conviction unless the impropriety was so prejudicial as to jeopardize the very fairness and integrity of the trial. See, e.g., Coreas v. United States, 565 A.2d 594, 600 (D.C.1989); Irick v. United States, 565 A.2d 26, 32 (D.C.1989).
Evaluating claims of prosecutorial impropriety in closing argument is a three-step process. “First, we must determine whether any or all of the challenged comments by the prosecutor were improper.” McGrier v. United States, 597 A.2d 36, 41 (D.C.1991) (citations omitted). The second step requires us to consider several other factors, in order to place the impropriety in context:
The applicable test ... in determining whether prosecutorial [impropriety] infects a verdict is to balance ... the gravity of the [impropriety], its direct relationship to the issue of innocence or guilt, and the effect of specific corrective instructions of the trial court, if any, against the weight of the evidence of appellant‘s guilt.
Villacres v. United States, 357 A.2d 423, 428 (D.C.1976) (citation omitted); accord, e.g., Dixon v. United States, 565 A.2d 72, 75 (D.C.1989). The third step, determining the degree of prejudice, is usually the most significant:
McGrier, 597 A.2d at 41 (citation omitted); see Gaither v. United States, 134 U.S.App.D.C. 154, 172, 413 F.2d 1061, 1079 (1969) (defining “substantial prejudice“). If the allegedly improper comment did not elicit any objection at trial, the third step is even more demanding:
[W]hen the defendant has failed to object to the prosecutor‘s supposedly improper remarks ... the defendant cannot obtain reversal without a showing of plain error, i.e., error “so clearly prejudicial to substantial rights as to jeopardize the very fairness and integrity of the trial.” ... When there has been no objection at trial, reversal of a conviction based on improper prosecutorial argument is appropriate only in a “particularly egregious” case, when “a miscarriage of justice would otherwise result.”
McGrier, 597 A.2d at 41 (citations omitted).
Guided by these basic principles, we turn to appellant‘s specific claims of impropriety.
A. The exhortations to “tell” appellant something
Two of the prosecutor‘s remarks during closing argument were improper because they both called upon the jury to consider what its verdict would “tell” appellant about his conduct on the night of November 23. During his initial summation, the prosecutor reviewed how appellant had mistreated his estranged wife and then asked the jury “to tell Mr. Bowman that our society won‘t allow that kind of behavior.” This comment brought no objection from defense counsel. Later, at the end of his rebuttal argument, the prosecutor said that “to find Mr. Bowman not guilty in this case is to tell him that he can go on doing what he did, and that‘s okay.” Defense counsel objected to this last remark on the ground that it was “unreasonable,” “misleading,” and inflammatory. While this objection could have been more clearly stated, we will assume for the sake of argument that it was sufficient to raise the claim of error that appellant, through new counsel, now presents on appeal.
In our view, both of these remarks were improper. This court has stated repeatedly that an attorney must not ask a jury to “send a message” to anyone, and we now expressly hold that urging the jury to “tell” someone something is likewise improper, and for the same reason. Juries are not in the message-sending business. Their sole duty is to return a verdict based on the facts before them. Urging a jury to “send a message” is impermissible because it implies that there is a reason to find the defendant guilty other than what the evidence has shown. See, e.g., Coreas v. United States, supra, 565 A.2d at 604 (“[a]rgument which encourages the jury to ‘send a message’ has been found improper“); Powell v. United States, 455 A.2d 405, 410 (D.C.1982) (holding that the comment “Isn‘t it time that this jury, acting as the conscience of the community, stood up and sent a message to the defendant?” was “irrelevant and inappropriate“). Thus we hold that it was improper for the prosecutor to ask the jury to send a message to appellant or to “tell” him anything at all, or even to consider what an acquittal would “tell” him.13 As the late motion picture producer Samuel Goldwyn is reported to have said when someone asked why he did not make more “message” movies, “If you want to send a message, call Western Union.”
We are satisfied, nevertheless, that neither of these comments requires reversal because appellant has not shown either plain error14
B. Other alleged improprieties
Appellant claims that several other comments by the prosecutor, to which no objection was made below, were improper. One such claim is that the prosecutor crossed the line in referring to certain concessions and admissions that defense counsel had made in his opening statement. The prosecutor said:
Now, in his opening statement, Mr. Koppelman [defense counsel] told you that there were certain things that you would hear from those witnesses that the defense wouldn‘t argue with, that they wouldn‘t challenge. They are not going to contest that....
Let‘s start with what‘s not disputed. Mr. Koppelman in his opening statement admits that Mr. Bowman went over to Mrs. Bowman‘s house that night. Not only did he go over to her house, but he went over to her house in direct violation of a civil protection order....
These and similar statements, appellant maintains, were improper because they violated the principle that statements of counsel are not evidence, because they constituted impermissible references to appellant‘s failure to testify, and because they put words in appellant‘s mouth. We find no plain error in these remarks.
With respect to appellant‘s assertion that the prosecutor impermissibly commented on his exercise of his right not to testify, reversal is warranted only if the challenged remarks were manifestly intended as comments on his failure to testify, or if they were of such a nature that the jury “naturally and necessarily” would take them as such. Byrd v. United States, 364 A.2d 1215, 1218 (D.C.1976); accord, e.g., Peoples v. United States, 640 A.2d 1047, 1057 (D.C.1994). The prosecutor‘s remarks here do not meet this standard. He was not commenting in any way on appellant‘s decision not to testify, but instead was addressing counsel‘s announced strategy of defending against the burglary charge by conceding the issue of unlawful entry and arguing that the government could not meet its burden of proving specific intent. See Tillman v. United States, 487 A.2d 1152, 1154 (D.C.1985); Watts v. United States, 449 A.2d 308, 312-313 (D.C.1982).
Finally, citing Hawthorne v. United States, 476 A.2d 164 (D.C.1984), appellant argues that the prosecutor‘s comments improperly put words in his mouth.16 We cannot agree. The prosecutor‘s argument here was vastly different from that in Hawthorne, a murder case in which most of the prosecutor‘s summation was delivered “in the first-person voice of the deceased” and “not only included non-evidence but irrelevancies designed to
Appellant also asserts that the prosecutor‘s rebuttal argument was “intentionally inflammatory,” ending in a “crescendo” which “implored [the jury] to pass moral, not legal, judgment upon the defendant....” In particular, he complains about the prosecutor‘s statement that Mrs. Bowman was “in her home in a state of terror” when her ex-husband broke in, and about suggestions that Mrs. Bowman suffered not only physical damage to her home but emotional injury as well:
Can you imagine somebody terrorizing you like that? And there may not be a lot of physical damage, but what about the mental damage? How do you sleep at night? How do you cope with something like that?
Defense counsel did not object to the language about “mental damage,” however, and we find no plain error. The vivid testimony about appellant‘s violent entry into the house provided sufficient basis for a reasonable inference that Mrs. Bowman was “terroriz[ed]” and may have suffered at least some transitory “mental damage.” While there was nothing in the evidence about her ability to “sleep at night” after appellant‘s intrusion, we are not persuaded that this language requires reversal when defense counsel saw no reason to complain about it at trial.
In any event, these comments can be justified, to some extent, under the “invited response” doctrine. See United States v. Young, 470 U.S. 1, 11-14 (1985). Defense counsel, in his summation, had asked the rhetorical question, “What damage did he do to [Mrs. Bowman]?“, suggesting that her only actual injury was in being pushed aside as appellant “went toward Officer Cosey.” We think the prosecutor could permissibly infer, and suggest to the jury, that she suffered a greater injury than merely being pushed aside.
For all of these reasons, we find no basis for reversal in the prosecutor‘s closing argument.
VI
Appellant argues that the trial judge erred in denying his
In this case the trial judge, at the end of the
We see no need to analyze the judge‘s findings in detail, for we are fully satisfied that they are well supported by the evidence presented at the
Appellant does make one specific assertion which we address a bit more fully, but ultimately we find it meritless. He maintains that his trial counsel kept him from testifying and that he did not knowingly and voluntarily waive his right to testify. During trial, after conferring privately with appellant for about ten minutes, defense counsel told the court, “It‘s my understanding that my client has decided that he will not testify in this case.... However, it might be appropriate at this time for the court to just ask my client if that is his desire and intent.” The trial judge agreed, and asked appellant if he had decided not to testify. Appellant answered, “Yes, Your Honor. I have my reasons for—it‘s just like Mr. Koppelman stated earlier, they haven‘t shown any intent. I feel comfortable.” But when the judge asked if he had had “enough time to consult, consider, and make a decision” about whether or not to testify, appellant replied, “I have my doubts, Your Honor. I‘d rather not answer that question.” Once more the judge inquired, “Have you made your decision not to testify?” Appellant said, “Yes, I have.” The judge then told appellant that it was his constitutional right not to testify.
Under Boyd v. United States, 586 A.2d 670 (D.C.1991), the right to testify is “a personal and fundamental right [which] will be deemed waived only if there is record evidence demonstrating ‘an intentional relinquishment or abandonment of a known right or privilege.‘” Id. at 674-675 (quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938)).19 Although the trial judge did not explicitly advise appellant that he had a right to testify, her colloquy with him was sufficient to verify that he knew of that right and waived it. This, indeed, was more than Boyd required; see id. at 677 (“[w]e need not now decide whether the trial judge had a sua sponte duty to conduct a colloquy“). At the end of the
happened.... It cannot be forgotten that the Government‘s case was simply overwhelming....
Therefore, the strategy that Mr. Bowman and Mr. Koppelman ... developed [was] to deny that Mr. Bowman had any criminal intent by jumping through or throwing himself through that living room window.... That strategy certainly was a reasonable one and was a strategy that met professional standards in terms of giving the jury some type of argument or some type of reasonable doubt as to whether the Government had proved its case or not.
VII
Because appellant has failed to demonstrate any reversible error, the judgment of conviction and the order denying his
Affirmed.
SCHWELB, Associate Judge, concurring in part and concurring in the judgment:
In my opinion, proof that Bowman told a prospective witness that he was going to bring Pampers to his wife was relevant to his later state of mind when he forced his way into the home. See, e.g., E. CLEARY, MCCORMICK ON EVIDENCE § 185, at 542 (3d ed. 1984), quoted in Street v. United States, 602 A.2d 141, 143 (D.C.1992) (evidence is relevant if it could reasonably show that a fact is slightly more probable than it would be without the evidence). The proffered testimony should therefore have been admitted. I think we can say with fair assurance on the basis of the record as a whole, however, that the exclusion of the testimony did not prejudice Bowman. An impartial jury would necessarily have concluded that any laudable donative intent on Bowman‘s part had been dissipated by the time he kicked in the window and “rolled into the house” in an obviously belligerent frame of mind. Accordingly, any error was harmless.
In all other respects, I join in the opinion of the court.
Notes
This is a case where Mr. Bowman had no right to go into Mrs. Bowman‘s home. He went in without her permission, granted. He made an unlawful entry, but the Government did not
And Mr. Bowman had no right to go through that window. But whether he had the right to go through that window or not, that‘s not the issue that you‘ve got to decide here. The issue is, did he intend to commit the crime of assault, as the Government has charged? [Emphasis added.]
Some time later the prosecutor said:It‘s not disputed that he hurled himself through [Mrs. Bowman‘s] front window when she kept her door locked and wouldn‘t let him in. Ladies and gentlemen, Mr. Bowman doesn‘t dispute that. He admits that that‘s exactly what happened.
And in this case, it would be reasonable for you to infer that, given all of the other circumstances of what Mr. Bowman admits he did that night, that he cut those telephone wires too.... Now those are the things that Mr. Bowman admits.
[It is] necessary to first clarify and state what the defense strategy was at trial.... The strategy of the defense at trial—a strategy that had been agreed upon by Mr. Bowman and Mr. Koppelman—was to deny and contest the absolutely essential element of criminal intent.... This defense, of course, made excellent sense in view of the fact that there was really no contest about the main outlines of what in fact
