Lead Opinion
delivered the opinion of the Court.
This litigation involves a challenge to a federal grant program that provides funding for services relating to adolescent sexuality and pregnancy. Considering the federal statute both “on its face” and “as applied,” the District Court ruled that the statute violated the Establishment Clause of the First Amendment insofar as it provided for the involvement of religious organizations in the federally funded programs. We conclude ^ however, that the statute is not unconstitutional on its face, and that a determination of whether any of the- grants made pursuant to the statute violate the Establishment Clause requires further proceedings in the District Court.
I
The Adolescent Family Life Act (AFLA or Act), Pub. L. 97-35, 95 Stat. 578, 42 U. S. C. §300z et seq. (1982 ed. and Supp. IV), was passed by Congress in 1981 in response to the “severe adverse health, social, and economic consequences” that often follow pregnancy and childbirth among unmarried adolescents. 42 U. S. C. §300z(a)(5) (1982 ed., Supp. IV). Like its predecessor, the Adolescent Health Services and Pregnancy. Prevention and Care Act of 1978, Pub. L. 95-626, Tit. VI, 92 Stat., 3595-3601 (Title VI), the AFLA is essentially a scheme for providing grants to public or nonprofit private organizations or agencies “for services and research in the area of premarital adolescent sexual relations and pregnancy.” S. Rep. No. 97-161, p~. 1 (1981) (hereinafter Senate Report). These grants are intended to serve several purposes, including the promotion of “self discipline and other prudent approaches to the problem of adolescent premarital sexual relations,” § 300z(b)(l), the promotion of adoption as an alternative for adolescent parents, § 300z(b)(2), the
In pertinent part, grant recipients are to provide two types of services: “care services,” for the provision of care to pregnant adolescents and adolescent parents, § 300z-l(a)(7), and “prevention services,” for the prevention of adolescent sexual relations, §300z-l(a)(8).
“[S]uch problems are best approached through a variety of integrated and essential services provided to adolescents and their families by other family members, religious and charitable organizations, voluntary associations, and other groups in the private sector as well ' as services provided by publicly sponsored initiatives.” § 300z(a)(8)(B).
“shall use such methods as will strengthen the capacity of families to deal with the sexual behavior, pregnancy, or parenthood of adolescents and to make use of support systems such as other family members, friends, religious and charitable organizations, -and voluntary associations.”
In addition, AFLA requires grant applicants, among other things, to describe how they will, “as appropriate in the provision of services[,] involve families of adolescents[, and] involve religious and charitable organizations, voluntary associations, and other groups in the private sector as well as services provided by publicly sponsored initiatives.” § 300z-5(a)(21). This broad-based involvement of groups outside of the government was intended by Congress to “establish better coordination, integration, and linkages” among existing programs in the community, §300z(b)(3) (1982 ed., Supp. IV), to aid in the development of “strong family values and close family ties,” §300z(a)(10)(A), and to “help adolescents and their families deal with complex issues of adolescent premarital sexual relations and the consequences of such relations.” §300z(a)(10)(C).
In line with its purposes, the AFLA also imposes limitations on the use of funds by grantees. First, the AFLA expressly states that no funds provided for demonstration projects under the statute may be used for family planning services (other than counseling and referral services) unless appropriate family planning services are not otherwise available in the community. § 300z-3(b)(l). Second, the AFLA restricts the awarding of grants to “programs or projects
Since 1981, when the AFLA was adopted, the Secretary has received 1,088 grant applications and awarded 141 grants. Brief for Federal Appellant 8. Funding has gone to a wide variety of recipients, including state and local health agencies, private-hospitals, community health associations, privately operated health care centers, and community and charitable organizations. It is undisputed that a number of grantees or subgrantees were organizations with institutional ties to religious denominations. See App. 748-756 (listing grantees).
In 1983, this lawsuit against the Secretary was filed in the United States District Court for the District of Columbia by appellees, a group of federal taxpayers, clergymen, and the American Jewish Congress. Seeking both declaratory and injunctive relief, appellees challenged the constitutionality of the AFLA on the grounds that on its face and as applied the statute violates the Religion Clauses of the First Amendment.
The court first found that under Flast v. Cohen,
The District Court then concluded that the statute as applied also runs afoul of the Lemon effects test.
In a separate order, filed August 13, 1987, the District Court ruled that the “constitutionally infirm language of the AFLA, namely its references to ‘religious organizations,’” App. to Juris. Statement in No. 431, p. 53a, is severable from the Act pursuant to Alaska Airlines, Inc. v. Brock,
II
The District Court in this lawsuit held the AFLA unconstitutional both on its face and as applied. Few of our cases in the Establishment Clause area have explicitly distinguished between facial challenges to a statute and attacks on the statute as applied. Several cases have clearly involved challenges to a statute “on its face.” For example, in Edwards v. Aguillard,
In other cases we have, in the course of determining the constitutionality of a statute, referred not only to the language of the statute but also to the manner in which it had been administered in practice. Levitt v. Committee for Public Education & Religious Liberty,
There is, then, precedent in this area of constitutional law for distinguishing between the validity of the statute on its face and its validity in particular applications. Although the Court’s opinions have not even adverted to (to say nothing of explicitly delineated) the consequences of this distinction between “on its face” and “as applied” in this context, we think they do justify the District Court’s approach in separating the two issues as it did here.
This said, we turn to consider whether the District Court was correct in concluding that the AFLA was unconstitutional on its face. As in previous cases involving facial challenges on Establishment Clause grounds, e. g., Edwards v. Aguillard, supra; Mueller v. Allen,
As we see it, it is clear from the face of the statute that the AFLA was motivated primarily, if not entirely, by a legitimate secular purpose — the elimination or reduction of social and economic problems caused by teenage sexuality, pregnancy, and parenthood. See §§300z(a), (b) (1982 ed. and Supp. IV). Appellees cannot, and do not, dispute that, on the whole, religious concerns were not the sole motivation
The District Court rejected this argument,- however, reasoning that even if it is assumed that the AFLA was motivated in part by improper concerns, the parts of the statute to which appellees object were also motivated by other, entirely legitimate secular concerns. We agree with this conclusion. As the District Court correctly pointed out, Congress amended Title VI in a number of ways, most importantly for present purposes by attempting to enlist the aid of not only “religious organizations,” but also “family members . . .., charitable organizations, voluntary associations, and other groups in the private sector,” in addressing the problems associated with adolescent sexuality. § 300z(a)(8)(B); see also §§300z-5(a)(21)(A), (B), Cf. Title VI, § 601(a) (5) (“[T]he problems of adolescent [sexuality] . . . are best approached through a variety of integrated and essential services”). Congress’ decision to amend the statute in this way reflects the entirely appropriate aim of increasing broad-based community involvement “in helping adolescent boys and girls understand the implications of premarital sexual relations, pregnancy, and parenthood.” See Senate Report, at 2, 15-16. In adopting the AFLA, Congress expressly intended to expand the services already authorized by Title VI, to insure the increased participation of parents in education
As usual in Establishment Clause cases, see, e. g., Grand Rapids School District v. Ball,
Given this statutory framework, there are two ways in which the statute, considered “on its face,” might be said to have the impermissible primary effect of advancing religion. First, it can be argued that the AFLA advances religion by expressly recognizing that “religious organizations have a role to play” in addressing the problems associated with teen
We consider the former objection first. As noted previously, the AFLA expressly mentions the role of religious organizations in four places. It states (1) that the problems of teenage sexuality are “best approached through a variety of integrated and essential services provided to adolescents and their families by[, among others,] religious organizations,” §300z(a)(8)(B), (2) that federally subsidized services “should emphasize the provision of support by[, among others,] religious and charitable organizations,” §300z(a)(10)(C), (3) that AFLA programs “shall use such methods as will strengthen the capacity of families ... to make use of support systems such as . . . religious . . . organizations,” §300z-2(a), and (4) that grant applicants shall describe how they will involve religious organizations, among other groups, in the provision of services under the Act. § 300z-5(a)(21)(B).
Putting aside for the moment the possible role of religious organizations as grantees, these provisions of the statute reflect at most Congress’ considered judgment that religious organizations can help solve the problems to which the
We, note in addition that this Court has never held that religious institutions are disabled by the First Amendment from participating in publicly sponsored social welfare programs. To the contrary, in Bradfield v. Roberts,
Of course, even when the challenged statute appears to be neutral on its face, we have always been careful to ensure that direct government aid to religiously affiliated institutions does not have the primary effect of advancing religion.
“[a]id normally may be thought to have a primary effect of advancing religion when it flows to an institution in which religion is so pervasive that a substantial portion of its functions are subsumed in the religious mission _”413 U. S., at 743 .
The reason for this is that there is a risk that direct government funding, even if it is designated for specific secular purposes, may nonetheless advance the pervasively sectarian institution’s “religious mission.” See Grand Rapids School District v. Ball,
In this lawsuit, nothing on the face of the AFLA indicates that a significant proportion of the federal funds will be disbursed to “pervasively sectarian” institutions. Indeed, the contention that there is a substantial risk of such institutions receiving direct aid is undercut by the AFLA’s facially neutral grant requirements, the wide spectrum of public ánd private organizations which are capable of meeting the AFLA’s requirements, and the fact that, of the eligible religious institutions, many will not deserve the label of “pervasively sectarian.”
Nor do we agree with the District Court that the AFLA necessarily has the effect of advancing religion because the religiously affiliated AFLA grantees will be providing educational arid counseling services to adolescents. Of course, we have said that the Establishment Clause does “prohibit government-financed or government-sponsored indoctrination into the beliefs of a particular religious faith,” Grand
We also disagree with the District Court’s conclusion that the AFLA is invalid because it authorizes “teaching” by religious grant recipients on “matters [that] are fundamental elements of religious doctrine,” such as the harm of premarital sex and the reasons for choosing adoption over abortion.
As yet another reason for invalidating parts of the AFLA, the District Court found that the involvement of religious organizations in the Act has the impermissible effect of creating a “crucial symbolic link” between government and religion.
A final argument that has been advanced for striking down the AFLA on “effects” grounds is the fact that the statute lacks an express provision preventing the use of federal funds for religious purposes.
This, of eourse,. brings us to the third prong of the Lemon Establishment Clause “test” — the question whether the AFLA leads to “‘an.excessive government entanglement with religion.'” Lemon,
Here, by contrast, there is no reason to assume that the religious organizations which may receive grants are “pervasively sectarian” in the same sense as the Court has held parochial schools to be. There is accordingly no reason to fear that the less intensive monitoring involved here will cause the Government to intrude unduly in the day-to-day operation of the religiously affiliated AFLA grantees. Unquestionably, the Secretary will review the programs set up and run by the AFLA grantees, and undoubtedly this will involve a review of, for example, the educational materials that a
In sum, in this somewdiat lengthy discussion of the validity of the AFLA on its face, we have concluded that the statute has a valid secular purpose, does not have the primary effect of advancing religion, and does not create an excessive entanglement of church and state. We note, as is proper given the traditional presumption in favor of the constitutionality of statutes enacted by Congress, that our conclusion that the statute does not violate the Establishment Clause is consistent with the conclusion Congress reached in the course of its deliberations on the AFLA. As the Senate Committee Report states:
“In the committee’s view, provisions for the involvement of religious organizations [in the AFLA] do not violate the constitutional separation between church and state. Recognizing the limitations of Government in dealing with a problem that has complex moral and social dimensions, the committee believes that prompting the involvement of religious organizations in the solution to*618 these problems is neither inappropriate or illegal. ” Senate Report, at 15-16.
For the foregoing reasons we conclude that the AFLA does not violate the Establishment Clause “on its face.”
IWe turn now to consider whether the District Court correctly ruled that the AFLA was unconstitutional as applied. Our first task in this regard is to consider whether appellees had standing to raise this claim. In Flast v. Cohen,
On the merits of the “as applied” challenge, it seems to us that the District Court did not follow the proper approach in assessing appellees’ claim that the Secretary is making grants under the Act that violate the Establishment Clause of the First Amendment. Although the District Court stated several times that AFLA aid had" been given to religious organizations that were “pervasively sectarian,” see
In particular, it will be open to appellees on remand to show that AFLA aid is flowing to grantees that can be considered “pervasively sectarian” religious institutions, such as we have held parochial schools to be. See Hunt, supra, at 743. As our previous discussion has indicated, and as Tilton, Hunt, and Roemer make clear, it is not enough to show that the recipient of a challenged grant is affiliated with a religious institution or that it is “religiously inspired.”
The District Court should also consider on remand whether in particular cases AFLA aid has been used to fund “specifically religious activities] in an otherwise substantially secular setting.” Hunt, supra, at 743. In Hunt, for example, we deemed it important that the conditions on which the aid was granted were sufficient to preclude the possibility that funds would be used for the construction of a building used for religious purposes. Here it would be relevant to determine, for example, whether the Secretary has permitted AFLA grantees to use materials that have an explicitly religious content or are designed to inculcate the views of a particular religious faith. As we have pointed out in our previous discussion, evidence that the views espoused on questions such as premarital sex, abortion, and the like happen to coincide with the religious views of the AFLA grantee would not be sufficient to show that the grant funds are being used in such a way as to have a primary effect of advancing religion.
If the District Court concludes on the evidence presented that grants are being made by the Secretary in violation of the Establishment Clause, it should then, turn to the question of the appropriate remedy. We deal here with a funding statute with respect to which Congress has expressed the view that the use of funds by grantees to promote religion,
> t — l
We conclude, first, that the District Court erred in holding that the AFLA is invalid on its face, ánd second, that the court should consider on remand whether particular AFLA grants have had the primary effect of advancing religion. Should the court conclude that the Secretary’s current practice does allow such grants, it should devise a remedy to insure that grants awarded by the Secretary eomply with the Constitution and the statute. The judgment of the District Court is accordingly
Reversed.
Notes
In addition to these services, the AFLA also provides funding for research projects. See §§ 300z(b)(4)-(6), 300z-7. This aspect of the statute is not involved in this case.
Section 300z-l(a)(4) provides in full:
“(4) ‘necessary services’ means services which may be provided by grantees which are—
“(A) pregnancy testing and maternity counseling;
“(B) adoption counseling and referral services which present adoption as an option for pregnant adolescents, including referral to licensed adoption agencies in the community if the eligible grant recipient is not a licensed adoption agency;
“(C) primary and preventive health services including prenatal and postnatal care;
“(D) nutrition information and counseling;
“(E) referral for screening and treatment of venereal disease;
“(F) referral to appropriate pediatric-care;
“(i) information about adoption;
“(ii) education on the responsibilities of sexuality and parenting;
“(iii) the development of material to support the role of parents as the provider of sex education; and
“(iv) assistance to parents, schools, youth agencies, and health providers to educate adolescents and preadolescents concerning self-discipline and responsibility in human- sexuality;
“(H) appropriate educational and vocational services and referral to such services;
“(I) referral to licensed residential care or maternity home services; and
“(J) mental health services and referral to mental health services and to other appropriate physical health services;
“(K) child care sufficient to enable the adolescent parent to continue education or to enter into employment;
“(L) consumer education and homemaking;
“(M) counseling for the immediate and extended family members of the eligible person;
“(N) transportation;
“(0) outreach services to families of adolescents to discourage sexual relations among unemancipated minors;
“(P) family planning services; and
“(Q) such other services consistent with the purposes of this subchapter as the Secretary may approve in accordance with regulations promulgated by the Secretary.”
Section 300z-10(a) reads in full;
“Grants or payments may be made only to programs or projects which do not provide abortions or abortion counseling or referral, or which do not subcontract with or make any payment to any person who provides abortions or abortion counseling or referral, except that any such program or project may provide referral for abortion counseling to a pregnant adolescent- if such adolescent and the parents or guardians of such adolescent request such referral; and grants may be made only to projects or programs which do not advocate, promote, or encourage abortion.”
On October 2, 1984, the District Court allowed United Families of America (UFA) to intervene and participate as a defendant-intervenor in support of the constitutionality of the AFLA.
The court rejected appellees’ claim that a striet-serutiny standard should apply to the AFLA because the statute’s restriction of funding to organizations that oppose abortion explicitly and deliberately discriminates among religious denominations. See Larson v. Valente,
Prior to this, the court reviewed “the motions, the statements of material fact not in dispute, the allegations of disputed facts, the gol'conda of documents submitted to the Court, and the case law,” and .concluded that the material facts were not in dispute and that summary judgment would be proper.
The court also found that the AFLA’s funding of religious organizations is likely to incite political divisiveness. See id., at 1569 (citing, e. g., Lynch v. Donnelly,
We also see no reason to conclude that the AFLA serves an impermissible religious purpose simply because some of the goals of the statute coincide with the beliefs of certain religious organizations. See Harris v. McRae,
Indeed, the legislative history shows that Congress was aware that religious organizations had been grantees under Title VI and that it did not disapprove of that practice. The Senate Report, at 16, states:
“It should be noted that under current law [Title VI], the Office of Adolescent Pregnancy Programs has made grants to two religious-affiliated organizations, two Christian organizations and several other groups that are
One witness before the Senate Committee testified that “projects which target hispanic and other minority populations are more accepted by the population if they include sectarian, as well as non-sectarian, organizations in the delivery of those services.” S. Rep. No. 98-496, p. 10 (1984). This indicates not that sectarian grantees are particularly well qualified to perform AFLA services, but that the inclusion of both secular and sectarian grantees can improve the effectiveness of the Act’s programs.
This undercuts any argument that religion has been “advanced” simply because AFLA added to Title VI the various references to religious organizations. As we noted previously, the amendments to Title VI were motivated by the secular purpose of increasing community involvement in the problems associated with adolescent sexuality. Although the AFLA amendments may have the effect of increasing the role of religious organizations in services provided under the AFLA. at least relative to services provided under Title VI, this reflects merelythe fact that the AFLA program as a whole was expanded, with the role of all community organizations being increased as a result. This expansion of programs available under the AFLA, as opposed to Title VI, has only the “incidental” effect, if that, of advancing religion.
The validity of this observation is borne out by the statistics for the AFLA program in fiscal year 1986. According to the record of funding for that year, some $10.7 million in funding was awarded under the AFLA to a total of 86 organizations. Of this, about $3.3 million went to 23 religiously
Section 300z-3 does, however, expressly define the uses to which federal funds may be put, including providing care and prevention services to eligible individuals. Nowhere in this section is it suggested that use of funds for religious purposes would be permissible.
We also disagree with the District Court’s conclusion that the AFLA is invalid because it is likely to create political division along religious lines. See
Because we find that the taxpayer appellees have standing, we need not consider the standing of the clergy or the American Jewish Congress.
The closest the court came was to identify “at least ten AFLA grantees or subgrantees [that] were themselves ‘religious organizations,’ in the sense that they have explicit corporate ties to a particular religious 'faith and by-laws or policies that prohibit any deviation from religious doctrine.”
Concurrence Opinion
concurring.
This litigation raises somewhat unusual questions involving a facially valid statute that appears to have been administered in a way that led to violations of the Establishment Clause. I agree with the Court’s resolution of those questions, and I join its opinion. I write separately, however, to explain why I do not believe that the Court’s approach reflects any tolerance for the kind of improper administration that seems to have occurred in the Government program at issue here.
The dissent says, and I fully agree, that “[pjublic funds may not be used to endorse the religious message.” Post, at
The need' for detailed factual findings by the District Court stems in part from the delicacy of the task given to the Executive Branch by the Adolescent Family Life Act (AFLA). Government has a strong and legitimate secular interest in encouraging sexual restraint among young people. At the same time, as the dissent rightly points out, “[t]here is a very real and important difference between running a soup kitchen or a hospital, and counseling pregnant teenagers on how to make the difficult decisions facing them.” Post, at 64L Using religious organizations to advance the secular goals of the AFLA, without thereby permitting religious indoctrination, is inevitably more difficult than in other projects, such as ministering to the poor and the sick. I nonetheless agree with the Court that the partnership between governmental and religious institutions contemplated by the AFLA need not result in constitutional violations, despite an undeniably greater risk than is present in cooperative undertakings that involve less sensitive objectives. If the District Court finds
Concurrence Opinion
with whom Justice Scalia joins, concurring.
I join the Court’s opinion, and write this separate concurrence to discuss one feature of the proceedings on remand. The Court states that “it will be open to appellees on remand to show that AFLA aid is flowing to grantees that can be considered ‘pervasively sectarian’ religious institutions, such as we have held parochial schools to be.” Ante, at 621. In my view, such a showing will not alone be enough, in an as-applied challenge, to make out a violation of the Establishment Clause.
Though I am not confident that the term “pervasively sectarian” is a well-founded juridical category, I recognize the thrust of our previous decisions that a statute which provides for exclusive or disproportionate funding to pervasively sectarian institutions may impermissibly advance religion and as such be invalid on its face. We hold today, however, that the neutrality of the grant requirements and the diversity of the organizations described in the statute before us foreclose the argument that it is disproportionately tied to pervasively sectarian groups. Ante, at 610-611. Having held that the statute is not facially invalid, the only purpose of further inquiring whether any particular grantee institution is pervasively sectarian is as a preliminary step to demonstrating that the funds are in fact being used to further religion. In sum, where, as in this litigation, a statute provides that the benefits of a program are to be distributed in a neutral fashion to religious and nonreligious applicants alike, and the program withstands a facial challenge, it is not unconstitutional as applied solely by reason of the religious-character of a specific recipient. The question in an as-applied challenge is not
Dissenting Opinion
with whom Justice Brennan, Justice Marshall, and Justice Stevens join, dissenting.
In 1981, Congress enacted the Adolescent Family Life Act (AFLA), 95 Stat. 578, 42 U. S. C. §300z et seq. (1982 ed. and Supp. IV), thereby “involv[ing] families[,} . . . religious and charitable organizations, voluntary associations, and other groups,” §3Q0z-5(a)(21), in a broad-scale effort to alleviate some of the problems associated with teenage pregnancy. It is unclear whether Congress ever envisioned that public funds would pay for a-program during a session of which parents and teenagers would be instructed:
“You want to know the church teachings on sexuality. . . . You are the church. You people sitting here are the body of Christ. The teachings of you and the things you value are, in fact, the values of the Catholic Church.” App. 226.
Or of curricula that taught:
“The Church has always taught that the marriage act, or intercourse, seals the union of husband and wife, (and is a representation of their union on all levels.) Christ commits Himself to us when we come to ask for the sacrament of marriage. We ask Him to be active in our life. God is love. We ask Him to share His love in ours, and God procreates with us, He enters into our physical union with Him, and we begin new life.” Id., at 372.
Or the teaching of a method of family planning described on the grant application as “not only a method of birth regulation but also a philosophy of procreation,” id., at 143, and promoted as helping “spouses who are striving ... to transform their married life into testimony[,]... to cultivate their matrimonial spirituality!, and] to make themselves better in
Whatever Congress had in mind, however, it enacted a statute that facilitated and, indeed, encouraged the use of public funds for such instruction, by giving religious groups a central pedagogical and counseling role without imposing any restraints on the sectarian quality of the participation. As the record .developed thus far in this litigation makes all too clear, federal tax dollars appropriated for AFLA purposes have been used, with Government approval, to support religious teaching. Today the majority upholds the facial validity of this statute and remands the action to the District Court for further proceedings concerning appellees’ challenge to the manner in which the statute has been applied. Because I am firmly convinced that our cases require invalidating this statutory scheme, I dissent.
I
The District Court, troubled by the lack of express guidance from this Court as to the appropriate manner in which to examine Establishment Clause challenges to an entire statute as well as to specific instances of its implementation, reluctantly proceeded to analyze the AFLA both “on its face” and “as applied.” Thereafter, on cross-motions for summary judgment supported by an extensive record of undisputed facts, the District Court applied the three-pronged analysis of Lemon v. Kurtzman,
As is evident from the parties’ arguments, the record compiled below, and the decision of the District Court, this lawsuit has been litigated primarily as a broad challenge to the statutory scheme as a whole, not just to the awarding of grants to a few individual applicants. The thousands of pages of depositions, affidavits, and documentary evidence were not intended to. demonstrate merely that particular grantees should not receive further funding. Indeed, because of the 5-year grant cycle, some of the original grantees are no longer AFLA participants. This record was designed to show that the AFLA had been interpreted and implemented by the Government in a manner that was clearly unconstitutional, and appellees sought declaratory and injunc-tive relief as to the entire statute.
“The undisputed record before the Court transforms the inherent conflicts between the AFLA and the Constitution into reality. . . . While the Court will not engage in an exhaustive recitation of the record, references to representative portions of the record reveal the extent to which the AFLA has in fact ‘directly and immediately’ advanced religion, funded ‘pervasively sectarian’ institutions, or permitted the use of federal tax dollars for education and counseling that amounts to the teaching of religion.”657 F. Supp., at 1564 (footnote omitted).
The majority declines to accept the District Court’s characterization of the record, yet fails to review it independently, relying instead on its assumptions and casual observations about the character of the grantees and potential grantees.
II
Before proceeding to apply Lemon’s three-part analysis to the AFLA, I pause to note a particular flaw in the majority’s method. A central premise of the majority opinion seems to be that the primary means of ascertaining whether a statute that appears to be neutral on its face in fact has the effect of advancing religion is to determine whether aid flows to “pervasively sectarian” institutions. See ante, at 609-610, 616, 621. This misplaced focus leads the majority to ignore the substantial body of case law the Court has developed in analyzing programs providing direct aid to parochial schools,
“Pervasively sectarian,” a vaguely defined term of art, has its roots in this Court’s recognition that government must not engage in detailed supervision of the inner workings of religious institutions, and the Court’s sensible distaste for the “picture of state inspectors prowling the halls of parochial schools and auditing classroom instruction,” Lemon v. Kurtzman,
“[I]t would simply ignore reality to attempt to separate secular educational functions from the predominantly religious role performed by many of Pennsylvania’s church-related elementary and secondary schools and to then characterize Act 195 as ■ channeling aid to the secular without providing direct aid to the sectarian.”
See also Hunt v. McNair,
The majority first skews the Establishment Clause analysis by adopting a cramped view of what constitutes a pervasively sectarian institution. Perhaps because most of the Court’s decisions in this area have come in the context of aid to parochial schools, which traditionally have been characterized as- pervasively sectarian, the majority seems to equate the characterization with the institution.
More importantly, the majority also errs in suggesting that the inapplicability of the label is generally dispositive. While a plurality of the Court has framed the inquiry as “whether an institution is so ‘pervasively sectarian’ that it may receive no direct state aid of any kind,” Roemer v. Maryland Public Works Board,
The voluminous record compiled by the parties and reviewed by the District Court illustrates the manner in which the AFLA has been interpreted and implemented by the agency responsible for the aid program, and eliminates whatever need there might be to speculate about what kind of institutions might receive funds and how they might be selected; the record explains the nature of the activities funded with Government money, as well as the content of the educational programs and materials developed and disseminated. There is no basis for ignoring the volumes of depositions, pleadings, and undisputed facts reviewed by the District Court simply because the recipients of the Government funds may not in every sense resemble parochial schools.
As is often the case, it is the effect of the statute, rather than its purpose, that creates Establishment Clause problems. Because I have no meaningful disagreement with the majority’s discussion of the AFLA’s essentially secular purpose, and because I find the statute’s effect of advancing religion dispositive, I turn to that issue directly.
A
The majority’s holding that the AFLA is not unconstitutional on its face marks a sharp departure from our precedents. While aid programs providing nonmonetary, verifi-ably secular aid have been upheld notwithstanding the indirect effect they might have on the allocation of an institution’s own funds for religious activities, see, e. g., Board of Education v. Allen,
Notwithstanding the fact that Government funds are paying for religious organizations to teach and counsel impressionable adolescents on a highly sensitive subject of considerable religious significance, often on the premises of a church or parochial school and without any effort to remove religious symbols from the sites,
(1)
The District Court concluded that asking religious organizations to teach and counsel youngsters on matters of deep religious significance, yet expect them to refrain from making reference to religion is both foolhardy and unconstitutional. The majority’s rejection of this view is illustrative of its doctrinal misstep in relying so heavily on the college-funding cases. The District Court reasoned:
“To presume that AFLA counselors from religious organizations can put their beliefs aside when counseling an adolescent on matters that are part of religious doctrine is simply unrealistic. . . . Even if it were possible, government would tread impermissibly on religious liberty merely by suggesting that religious organizations instruct on doctrinal matters without any conscious or unconscious reference to that doctrine. Moreover, the statutory scheme is fraught with the possibility that religious beliefs might infuse instruction and never be detected by the impressionable and unlearned adolescent to whom the instruction is directed” (emphasis in original).657 F. Supp., at 1563 .
I find it nothing less than remarkable that the majority relies on statements expressing confidence that administrators of religiously affiliated liberal arts colleges would not breach statutory proscriptions and use government funds earmarked “for secular purposes only,” to finance theological instruction or religious worship, see ante, at 612, citing Roemer,
(2)
By observing that the alignment of the statute and the religious views of the grantees do not render the AFLA a statute which funds “specifically religious activity,” the majority
It is true, of course, that the Court has recognized that the Constitution does not prohibit the government from supporting secular social-welfare services solely because they are provided by a religiously affiliated organization. See ante, at 609. But such recognition has been closely tied to the nature of the subsidized social service: “the State may send a
There is also, of course, a fundamental difference between government’s employing religion because of its unique appeal to a higher authority and the transcendental nature of its message, and government’s enlisting the aid of religiously committed individuals or organizations without regard to their sectarian motivation. In the latter circumstance, religion plays little or no role; it merely explains why the individual or organization has chosen to get involved in the publicly funded program. In the former, religion is at the core of the subsidized activity, and it affects the manner in which the “service” is dispensed. For some religious organizations,
B
The problems inherent in a statutory scheme specifically designed to involve religious organizations in a government-funded pedagogical program are compounded by the lack of any statutory restrictions on the use of federal tax dollars to promote religion. Conscious of the remarkable omission from the AFLA of any restriction whatsoever on the use of public funds for sectarian purposes, the Court disingenuously argues that we have “never stated that a statutory restriction is constitutionally required.” Ante, at 614. In Tilton v. Richardson, this Court upheld a statute providing grants and loans to colleges for the construction of academic facilities because it “expressly prohibited] their use for religious instruction, training, or worship . . . and the record show[ed] that some church-related institutions ha[d] been required to disgorge benefits for failure to obey” the restriction,
' The majority interprets Tilton “to indicate that the constitutional limitations on use of federal funds, as embodied in the statutory restriction, could not simply ‘expire’ ” after 20 years, but concludes that the absence of a statutory restriction in the AFLA is not troubling, because “there is also no intimation in the statute that at some point, or for some grantees, religious uses are permitted.” Ante, at 614. Although there is something to the notion that the lifting of a pre-existing restriction may be more likely to be perceived as affirmative authorization than would the absence of any restriction at all, there was in Tilton no provision that stated that after 20 years facilities built under the aid program could be converted into chapels. What there was in Tilton was an express statutory provision, which lapsed, leaving no restrictions; it was that vacuum that the Court found constitutionally impermissible. In the AFLA, by way of contrast, there is a vacuum right from the start.
“Nothing in the statute, for instance, bars a qualifying school from paying out of state funds the salaries of employees who maintain the school chapel, or the cost of renovating classrooms in which religion is taught, or the cost of heating and lighting those same facilities. Absent appropriate restrictions on expenditures for these and similar purposes, it simply cannot be denied that this section has a primary effect that advances religion in that it subsidizes directly the religious activities of sectarian elementary and secondary schools” (emphasis added).413 U. S., at 774 .
Despite the glaring omission of a restriction on the use of funds for religious purposes, the Court attempts to resurrect the AFLA by noting a legislative intent not to promote religion, and observing that various reporting provisions of the statute “create a mechanism whereby the Secretary can police the grants.” Ante, at 615. However effective this “mechanism” might prove to be in enforcing clear statutory directives, it is of no help where, as here, no restrictions are found on the face of the statute, and the Secretary has not promulgated any by regulation. Indeed, the only restriction
Indeed, nothing in the AFLA precludes the funding of even “pervasively sectarian” organizations, whose work by definition cannot be segregated into religious and secular categories. And, unlike a pre-enforcement challenge, where there is no record to review, or a limited challenge to a specific grant, where the Court is reluctant to invalidate a statute “in anticipation that particular applications may result in unconstitutional use of funds,” Roemer v. Maryland Public Works Board,
By placing unsupportable weight on the “pervasively sectarian” label, and recharacterizing appellees’ objections to the statute, the Court attempts to create an illusion of consistency between our prior cases and its present ruling that the AFLA is not facially invalid. But the Court ignores the unwavering vigilance that the Constitution requires against any law “respecting an establishment of religion,” U. S. Const., Arndt. 1, which, as we have recognized time and again, calls for fundamentally conservative decisionmaking: our cases do not require a plaintiff to demonstrate that a government action necessarily promotes religion, but simply that it creates such a substantial risk. See, e. g., Grand Rapids School District v. Ball,
While it is evident that the AFLA does not pass muster under Lemon’s “effects” prong, the unconstitutionality of the statute becomes even more apparent when we consider the unprecedented degree of entanglement between Church and State required to prevent subsidizing the advancement of religion with AFLA funds. The majority’s brief discussion of Lemon’s “entanglement” prong is limited to (a) criticizing it as a “Catch-22,” and (b) concluding that because there is “no reason to assume that the religious organizations which may receive grants are ‘pervasively sectarian’ in the same sense as the Court has held parochial schools to be,” there is no need to be concerned about the degree of monitoring which will be necessary to ensure compliance with the AFLA and the Establishment Clause. Ante, at 615-616. As to the former, although the majority is certainly correct that the Court’s entanglement analysis has been criticized in the separate writings of some Members of the Court, the question whether a government program leads to “ ‘an excessive government entanglement with religion’ ” nevertheless is and remains a part of the applicable constitutional inquiry. Lemon v. Kurtzman,
To determine whether a statute fosters excessive entanglement, a court must look at three factors: (1) the character and purpose of the institutions benefited; (2) the nature of the aid; and (3) the nature of the relationship between the government and the religious organization. See Lemon v. Kurtzman,
“What would appear to some to be essential to good citi- ' zenship might well for others border on or constitute instruction in religion. . . .
“. . . Unlike a book, a teacher cannot be inspected once so as to determine the extent and intent of his or her personal beliefs and subjective acceptance of the limitations imposed by the First Amendment.” Id., at 619.
Accord, Aguilar v. Felton,
In Roemer, Tilton, and Hunt, the Court relied on “the ability of the State to identify and subsidize separate secular functions carried out at the school, without on-the-site inspections being necessary to prevent diversion of the funds to sectarian purposes,” Roemer v. Maryland Public Works Board,
V
The AFLA, without a doubt, endorses religion. Because of its expressed solicitude for the participation of religious organizations in all AFLA programs in one form or another, the statute creates a symbolic and real partnership between the clergy and the fisc in addressing a problem with substan
A related point on which I do agree with the majority is worth acknowledging explicitly. In his appeal to this Court, the Secretary of Health and Human Services vigorously criticized the District Court’s analysis of the AFLA on its face, asserting that it “cannot.be squared with-this Court’s explanation in United States v. Salerno, [
Of course, the manner in which the challenge is characterized does not limit the relief available. Where justified by the nature of the controversy and the evidence in the record, a federal district court may invoke broad equitable powers to pi-event continued unconstitutional activity. See Hutto v. Finney,
The majority finds support for its “observation^]” in the statistics for the AFLA program in fiscal 1986. See date, at 610, n. 12. Because there are some organizations that were funded in 1982, but not in 1986, and vice versa, I find' the cumulative funding figures for FY 1982-1986 more helpful. Looking at those figures, and the same group of recipients identified by the majority, I find that of approximately $53.5 million in AFLA funding, over $10 million went to the 13 organizations specifically cited in the District Court’s opinion for constitutional violations. App. 748-756. The District Court, of course, did not “engage in an exhaustive recitation of the record,’’ but made references only to “representative portions.”
The Court leaves for the District Court on remand the “consideration of the evidence presented by appellees insofar as it sheds light on the manner in which the statute is presently being administered,” ante, at 621, conceding, as it must, that the factual record could paint a troubling picture about the true efféct of the AFLA as a whole. See Witters v. Washington Dept. of Services for the Blind,
I fully agree with the majority’s determination that appellees have standing as taxpayers to challenge the operation- of the AFLA, ante, at 618-620, and note that appellees may yet prevail on remand.
In rejecting the claim that the AFLA leads to excessive government entanglement with religion, the. Court declines “to assume that the reli
The District Court observed that 9 of 17 “necessary services,” see § 300z-l(a)(4), expressly involved some sort of education, counseling, or an intimately related service.
Thus, for example, until discovery began in this lawsuit, St. Ann’s, a home for unmarried pregnant teenagers, operated by the Order of the Daughters of Charity and owned by the Archdiocese of Washington, D.C., purchased books containing Catholic doctrine on chastity, masturbation, homosexuality, and abortion, using AFLA funds, and distributed them to participants. See App. 336, 354-359, 362. Catholic Family Services of Amarillo, Tex., used a curriculum outline guide for AFLA-funded parent workshops with explicit theological references, as well as religious “reference” materials, including the film “Everyday Miracle,” described as “depicting the miracle of the process of human reproduction as a gift from God.” Record 155, Plaintiffs’ Appendix, Vol. IV, p. 119. The District Court concluded:
“The record demonstrates that some grantees have included explicitly religious materials, or a curriculum that indicates an intent to teach theological and secular views on- sexual conduct, in their HHS-approved grant proposals. . . . One such application, which was funded for one year, included a program designed, inter alia, ‘to communicate the Catholic diocese, Mormon (Church of Jesus Christ of Latter Day Saints) and Young Buddhist Association’s approaches to sex education.’”
In addition to funding activity of a wholly different character, the AFLA differs from the statutes reviewed in those cases in its expressed solicitude for the participation of religious organizations. In Tilton v. Richardson,
The District Court’s conclusion, which I find compelling, is that the AFLA requires teaching and counseling “on matters inseparable from religious dogma.”
“Broadly speaking, I find it hard to find any kind of educational or value type of program that doesn’t have some kind of basic religious or ethical foundation, and while a sex education class may be completely separate from a religious class, it might relate back to it in terms of principles that are embedded philosophically or theologically or religiously in another discipline.” App. 122.
Mr. Sheeran’s views were echoed by Dr. Paul Simmons, a Baptist clergyman and professor of Christian Ethics:
“The very purpose of religion is to transmit certain values, and those values associated with sex, marriage, chastity and abortion involve religious values and theological or doctrinal issues. In encouraging premarital chastity, it would be extremely difficult for a religiously affiliated group not to impart its own religious values and doctrinal perspectives when teaching a subject that has always been central to its religious teachings.” Id., at 597.
In any event, regardless of the efforts AFLA teachers and counselors may have undertaken in attempting to separate their religious convictions from the advice they actually dispensed to participating teenagers, the Dis
Religion plays an important role to many in our society. By enlisting its aid in combating certain social ills, while imposing the restrictions required by the First Amendment on the use of public funds to promote religion, we risk secularizing and demeaning the sacred enterprise. Whereas there is undoubtedly a role for churches of all denominations in helping prevent the problems often associated with early sexual activity and unplanned pregnancies, any attempt to confine that role within the strictures of a government-sponsored secular program can only taint the religious mission with a “corrosive secularism.” Grand Rapids School District v. Ball,
In arguing that providing “social welfare services” is categorically different from educating schoolchildren for Establishment Clause purposes, appellants relied heavily on Bradfield v. Roberts,
Employees of some grantees must follow the directives set forth in a booklet entitled “The Ethical and Religious Directives for Catholic Health Facilities,” approved by the Committee on Doctrine of the National Conference of Catholic Bishops. App. 526, 540-544. Solely because of religious dictates, some AFLA grantees teach and refer teenagers for only “natural family planning," which “has never been used successfully with teenagers,” id., at 535, and may not refer couples to programs that offer artificial methods of birth control, because those programs conflict with the teachings of the Roman Catholic Church. Id., at 407, 628. One nurse midwife working at an AFLA program was even reprimanded for contravening the hospital’s religious views on sex vdien she answered “yes” to a teenager who asked, as a medical matter, whether she could have sex during pregnancy. Id., at 552.
This vacuum is particularly noticeable when we consider the pains to which Congress went to specify other restrictions on the use of AFLA funds. For example, the AFLA expressly provides:
“Grants or payments may be made only to programs or projects which do not provide abortions or abortion counseling or referral, or which do not subcontract with or make any payment to any person who provides abortions or abortion counseling or referral, except that any such program or project may provide referral for abortion counseling to a pregnant adolescent if such adolescent and the parents or guardians of such adolescent request such referral; and grants may be made only to projects or programs which do not advocate, promote, or encourage abortion.” §300z-10.
The AFLA also sets certain conditions on funding for family planning, services, § 300z — 3(b)(1), and requires of applicants some 18 separate “assur-
Appellees have challenged that presumption here, calling into question the manner in which grantees were selected and supervised. Mr. Shee-ran, the Director of the Division of Program Development and Monitoring in the Office of Adolescent Pregnancy Programs, testified that he was surprised at the lack of experience, yet high proportion of religious affiliation, among those selected to read and evaluate grant applications. App. 98. Some of the reader’s comments strongly suggest they considered religious indoctrination indispensable to achieve the AFLA’s stated purpose, see, e. g., id., at 509; Record 155, Plaintiffs’ Appendix Vol. I, pp. 354-355, and that evidence of no involvement by religious*organizations was a factor in rejecting applications, see, e. g., Record 155, Plaintiffs’ Appendix, Vol. I-A, pp. 505D, 505E, 505G; Record 155, Plaintiffs’ Appendix, Vol. I, pp. 340, 346.
Despite the clear religious mission of many applicants, pre-award investigations or admonitions against the use of AFLA funds to promote religion were minimal. Mr. Sheeran was instructed to call Catholic grantees already selected for funding, and obtain assurances that the grant money would not be used for “teaching of morals, dogmas, [or] religious principles.” App. 107. The calls lasted two or three minutes, and involved no detailed discussion of the use of church and parochial school facilities, or religious literature. Id., at 112-113.
The District Court found that the problems that should have been noted at the application stage remained uncured in implementation:
“Nor do the facts suggest that the programs in operation cured the First Amendment problems evident from these approved grant applications. At least one grantee actually included ‘spiritual counseling’ in its AFLA program. Other AFLA programs used curricula with explicitly religious
“Similarly, the record reveals that some grantees attempted to evade restrictions they perceived on AFLA-funded religious teaching by establishing programs in which an AFLA-funded staffer’s presentations would be immediately followed, in the same room and in the staffer’s presence, by a program presented by a member of a religious order and dedicated co presentation of religious views on the subject covered by the AFLA staffer” (citations omitted).
Indeed, the AFLA stands out among similar grant programs, precisely because of the absence of such restrictions. Cf., e. g., 20 U. S. C. § 27 (support for vocational education); 20 U. S. C. § 241-l(a)(4) (federal disaster relief for local education agencies); 20 U. S. C. § 1021(c) (assistance to college and research libraries); 20 U. S. C. § 1070e(c)(l)(B) (1982 ed., Supp. IV) (assistance to institutions of higher education); 20 U. S. C. § 1134e(g) (1982 ed., Supp. IV) (fellowships for graduate and professional study); 20 U. S. C. § 1210 (1982 ed. and Supp. IV) (grants to adult education programs); 42 U. S. C. § 2753(b)(1)(C) (college work-study grants); 42 U. S. C. § 5001(a)(2) (grants to retired senior-citizen volunteer service programs).
Justice Kennedy, joined by Justice Scalia, would further constrain the District Court’s consideration of the evidence as to how grantees spent their money, regardless of whether the grantee could be labeled “pervasively sectarian,” see ante, at 624-625, asserting that “[t]he question in an as-applied challenge is not whether the entity is of a religious character.” This statement comes without citation to authority and is contrary to the clear import of our cases. As ill-defined as the concept behind the “pervasively sectarian” label may be, this Court consistently has held, and reaffirms today, that “ ‘[a]id normally may be thought to have a primary effect of advancing religion when it flows to an institution in which religion is so pervasive that a substantial portion of its functions are subsumed in the religious mission.’ ” Ante, at 610, quoting Hunt v. McNair,
See also Roemer v. Maryland Public Works Board,
Appellees argued in the District Court, and here as cross-appellants, that the portions of the statute inviting the participation of religious organizations were not severable, and thus that the entire statute must be held unconstitutional. I take no position on this issue.
