Bournewood Hosp. v. MASS COMM'N AGAINST DISCRIMINATIONBournewood Hosp. v. MASS COMM'N AGAINST DISCRIMINATION
BOURNEWOOD HOSPITAL, INC.
vs.
MASSACHUSETTS COMMISSION AGAINST DISCRIMINATION & another.[1]
Supreme Judicial Court of Massachusetts, Norfolk.
Present: HENNESSEY, C.J., BRAUCHER, KAPLAN, & WILKINS, JJ.
Robert S. Cohen for Ellen J. Silberberg, intervener.
William B. Baker for Bournewood Hospital, Inc.
*304 Francis X. Bellotti, Attorney General, & Patricia C. Gunn, for the Commonwealth, amicus curiae, submitted a brief.
HENNESSEY, C.J.
On October 28, 1970, Ellen J. Silberberg filed a complaint (the first complaint) with the Massachusetts Commission Against Discrimination (MCAD), in which she alleged that Bournewood Hospital, Inc. (Bournewood or the hospital), was discriminating against her on the basis of sex in violation of
Public hearings on both complaints were held before a Commissioner of the MCAD in September and November, 1972. Based on the testimony of the witnesses who appeared *305 before him, the Commissioner was of opinion that Bournewood did pay Silberberg[4] ten cents an hour less than it paid males employed as occupational therapist assistants, and that Silberberg had shown by a preponderance of the evidence that the discrepancy in pay rates was not justified on the basis that male occupational therapist assistants performed additional duties not performed by Silberberg. With regard to the first complaint the Commissioner found that Bournewood was in violation of Federal law and
The Commissioner ordered, on September 5, 1973, that (1) the hospital cease and desist from discriminating on the basis of sex between female and male occupational therapist assistants (see note 4 supra); (2) the hospital equalize the wage rates of its female and male occupational therapist assistants by raising the wage rates of females to correspond with those of males; (3) Silberberg be awarded attorney's fees in the amount of $2,000, payable by the hospital; (4) Silberberg be awarded $2,000 for "emotional distress, pain and suffering" caused by Bournewood's violation of
Bournewood timely filed a petition for review of the Commissioner's order in the Superior Court in Norfolk County.[5] After a hearing, a judgment was entered which, inter alia, set aside the Commissioner's order relating to attorney's fees (No. [3] above) and damages for "emotional distress, pain and suffering" (No. [4] above), and amended that part of the order relating to an award to Silberberg of the difference between the wages paid her and $140 a week (No. [5] above) by reducing the length of time for which this wage difference should have been paid from a period of approximately five months to a period of two weeks.
Silberberg appealed from the Superior Court judgment, see note 1 supra, and the case was transferred by us from the Appeals Court sua sponte. We are asked to determine whether the judge's rulings in setting aside the award of attorney's fees and the award for "emotional distress, pain and suffering," as well as his ruling that Silberberg be compensated at an increased rate of pay for two weeks as opposed to approximately five months, were in error.
We conclude that the judge was correct in setting aside that portion of the Commissioner's order awarding attorney's fees to Silberberg and in limiting that portion of the Commissioner's order which awarded her the pay she should have received as head of the occupational therapy department to the two-week period during which Silberberg actually performed in that supervisory capacity. We reverse so much of the judgment, however, as sets aside that portion of the Commissioner's order awarding Silberberg damages for emotional distress.
1. The attorney's fee award. Silberberg argues that we should uphold the attorney's fee award on either or both of two grounds, viz., that the MCAD has the statutory authority to award such fees to a successful complainant in an employment discrimination case, and that, in all events, the award of such fees was proper here since she was acting as a "private attorney general."
Her first argument relies in part on the broad grant of power to the MCAD under § 5 of c. 151B, as amended through St. 1969, c. 751, §§ 10-12, after finding that an employer has violated § 4, to issue a cease and desist order and "take such affirmative action, including, but not limited to, hiring, reinstatement or upgrading of employees, with or without back pay ..." (emphasis supplied). She further points out that there is no explicit prohibition against an award of attorney's fees in an employment discrimination case under c. 151B, § 5, as there is under that same section with regard to the remedial powers of the MCAD in dealing with complaints alleging that an individual has engaged in a discriminatory practice in the housing or real estate spheres. See
Silberberg's alternative contention is rooted in the belief that her situation presents an appropriate case for this court to assert its equitable power to grant or uphold an award of attorney's fees in spite of the traditional "American Rule," which teaches that attorney's fees are not ordinarily recoverable in the absence of statute, court rule, enforceable contract or stipulation providing therefor. 1 S.M. Speiser, Attorneys' Fees §§ 12:3, 13:1 (1973). She places her case within the elements of the "private attorney general" exception to the "American Rule" as set forth in La Raza Unida v. Volpe,
Bournewood argues that nothing in c. 151B expressly gives the MCAD the power to award attorney's fees. It draws our attention to a portion of c. 151B, § 5, which, as we read it, provides that at a hearing before the MCAD, "[t]he case in support of the complaint shall be presented ... by one of its attorneys or agents" (
The most persuasive point made by either party before us, and the one we rely on in rejecting Silberberg's first argument in support of the attorney's fee award here, is that c. 151B, § 5, does not explicitly grant the MCAD the power to make counsel fee awards. We concede that we perceive some incongruity in the fact that the Legislature has expressed its intention that our courts make attorney's fee awards to successful litigants in discrimination cases "unless special circumstances would render such an award unjust,"
However, we think we would be indulging in pure speculation if we were to attempt to state the legislative purpose in providing for attorney's fees in § 9, while expressly prohibiting attorney's fees in housing and real estate discrimination cases in § 5, third par., and saying nothing about the permissibility of an award in employment discrimination cases in § 5, second par. If it is true, as Silberberg avers, that the Legislature is attuned to the fact that our courts rarely make attorney's fee awards, it must follow that, where the Legislature intends an award to be within the power of an administrative agency charged with enforcing the mandates of a particular statute, it will expressly state its intentions.
Silberberg's second contention is more in line with the reasons given by the Commissioner for awarding attorney's fees in this case. The Commissioner stated that "[Silberberg] has successfully shown that [Bournewood] has pursued discriminatory policies which not only violate the interests of [Silberberg], but which have affected the public interest as well." In such circumstances, at least under Federal civil rights statutes and cases, attorney's fee awards have been made. See, e.g., as to actions under Title II of the Civil Rights Act of 1964,
Even if we assume that the "private attorney general" rationale for awarding attorney's fees to public interest litigants is applicable here, we reject Silberberg's assertion that it should serve as the basis for upholding her award. We note that the Federal courts have been "foreclosed" from awarding attorney's fees pursuant to this theory (Committee on Civil Rights of the Friends of the Newburyport Waterfront v. Romney,
In Alyeska Pipeline the Court took stock of the growing number of Federal cases awarding attorney's fees under the "private attorney general" theory and found those cases to have been erroneously decided.
The traditional practice of this court has been to allow attorney's fees, as between opposing parties in litigation, *312 in four limited instances: (1) as costs, in accordance with specific statutory provisions or court rules, see, e.g., Boynton v. Tarbell,
Even though it is well established that "[c]ourts of equity, in certain cases under ... [their] general powers, allow counsel fees," Sears v. Nahant, supra at 240; Loyal Protective Life Ins. Co. v. Massachusetts Indem. & Life Ins. Co.,
2. The award for "Emotional Distress, Pain and Suffering." The Commissioner found the following facts relating to Silberberg's second complaint: In August, 1971, approximately ten months after the filing of the first complaint, the head of the occupational therapy department at Bournewood resigned. During the period of time Silberberg had worked at the hospital (since September, 1970), three persons had held the position of head of the occupational therapy department and, at the time of their respective appointments to the supervisory position, each of the three had been the occupational therapist assistant with the most seniority in the department.[7] When the position was vacated this time, Silberberg was the occupational therapist assistant with the most seniority.
Silberberg applied for and was offered the vacant supervisory position. However, she was not offered a raise in pay from her weekly salary as an occupational therapist assistant ($94), and was told that her pay would be raised only if she proved she was capable of handling the job. The testimony before the Commissioner indicated that Silberberg did serve as head of the occupational therapy *314 department at her regular weekly salary for about two weeks.
Some time later a woman was hired to fill the supervisory position at a salary of $140 a week. This woman, although qualified to perform the job, had no previous experience at a psychiatric hospital, and was not required to serve any trial period before receiving the weekly salary just mentioned.
On these facts, the Commissioner found that Bournewood had retaliated against Silberberg in violation of
The Superior Court judge set aside the award for emotional distress as being unsupported by substantial evidence, based on error of law, and in excess of the statutory authority of the MCAD.
*315 Bournewood takes the same tack. It would have us frame the issue broadly, that is, whether the MCAD has the authority under c. 151B to award compensatory or punitive damages in employment discrimination cases. See Van Hoomissen v. Xerox Corp.,
We see the issue we must resolve, however, to be much narrower than that. First of all, there is no suggestion in the record before us that the Commissioner awarded emotional distress damages to punish Bournewood for engaging in a practice prohibited by c. 151B, § 4. Beyond that, we think it is important to note that the Commissioner was not dealing with a mere assertion of discrimination in employment based on sex. We have before us, as the Commissioner had before him, an independent claim of retaliation by an employer against an employee who was simply doing that which the law of this Commonwealth provides is her right. Neither Bournewood nor the judge below accorded sufficient weight to this factor in considering the issue of the MCAD's authority under c. 151B to award damages for emotional distress.
It is implicit in the Commissioner's order that he recognized the egregious character of retaliation for filing a complaint with the MCAD. He also may have considered the shortcomings inherent in a simple back pay order. It is clear to us that such an order is remedial only in the sense that it tells the violator that he did wrong and not to do it again; it hardly makes the aggrieved party whole. It is from this posture that we consider the Commissioner's order as regards the award for emotional distress.
Our inquiry into this matter does not end here, however. We must determine whether the Commissioner's order was supported by substantial evidence. "Substantial evidence is such evidence as a reasonable mind might accept as adequate to support a conclusion.
That there was substantial evidence to support the Commissioner's conclusion that Bournewood retaliated against Silberberg for filing the first complaint is not seriously disputed. The judge below found as much, though he also pointed to "evidence that the hospital ... [was] acting in good faith when they agreed to give Silberberg the supervisory job on a trial basis with no increase in pay...." On the record before us we conclude that the finding of retaliation alone permitted the inference of emotional distress as a normal adjunct of the hospital's actions.[11]
3. The judge did not exceed the scope of review entrusted to him by modifying the commission's order relating to the length of time Silberberg should have received an increased rate of pay because she performed as head of the occupational therapy department. Moreover, his conclusion was correct, since the more liberal finding of *318 the Commissioner was not supported by the evidence before him.
4. The judgment is to be modified by reinstating the award of damages for emotional distress, and, as so modified, is affirmed.
So ordered.
NOTES
Notes
[1] Ellen J. Silberberg, complainant in the proceedings before the Massachusetts Commission Against Discrimination (MCAD), was allowed to intervene in the proceedings before a judge of the Superior Court on the plaintiff's petition for review of the order of a single Commissioner of the MCAD. She, but not the MCAD, whose motion to withdraw its appeal from the judgment of the Superior Court was allowed by a Justice of the Appeals Court, prosecutes this appeal. The Attorney General of the Commonwealth filed a brief as amicus curiae urging affirmance of the single Commissioner's order awarding damages to Silberberg for emotional distress and pain and suffering.
[2]
[3]
[4] Since the Commissioner has granted Silberberg's motion to amend her first complaint to include the class of other female employees who were performing the duties of occupational therapist assistants and psychiatric aides at Bournewood, his findings of fact, opinion and order encompassed this class rather than simply Silberberg. However, on Bournewood's petition for review of the Commissioner's orders, a judge of the Superior Court ruled that "the allowance of [Silberberg's] amendment into a class action was based upon an error of law and was unwarranted by the findings of fact made by the ... commissioner and is therefore invalid. See Spear v. [H.]V. Greene Co.,
[5] For the purposes of
[6] An example of recent legislative action in this area is St. 1976, c. 233, which provides that a court may award to parties against whom wholly insubstantial, frivolous, or bad faith claims are asserted an amount representing the reasonable counsel fees incurred in defending against such claims.
[7] There was testimony from Silberberg which further indicated that the department head immediately preceding the three who held that position while she worked for the hospital had also been promoted based on seniority.
[8] The hospital had introduced evidence that it was looking for a registered occupational therapist (which Silberberg was not) to fill the "vacant" position. As the Commissioner observed, this fact, if accepted as true, would seem to have no bearing on the hospital's treatment of Silberberg. At any rate, the person finally hired for the supervisory position was not a registered occupational therapist.
[9] In construing identical statutory language, the Supreme Court of New Jersey has held that the administrative agency charged with enforcing its anti-discrimination laws had authority to award a complainant compensatory damages for pain and suffering as well as for economic loss. Zahorian v. Russell Fitt Real Estate Agency, supra, Jackson v. Concord Co., supra (both cases construing N.J. Stat. Ann. 10:5-17 [Supp. 1976-1977]).
[10] Our approach here may appear to conflict with and contradict the approach we adhered to in seeking a resolution of the attorney's fee award issue. However, the considerations which impelled us to take a restrictive view on that issue are not applicable here. As one court has pointed out, there is a basis for distinguishing between the way courts may deal with an award of counsel fees by an administrative agency (since there is no common law principle which would allow the award as costs or damages) as opposed to the way they may treat an award of damages by that same administrative agency (since damages are an integral part of the common law). A.P. Green Servs. Div. of BigelowLiptak Corp. v. Fair Employment Practices Comm'n,
[11] The standards applicable to an award of damages for emotional distress, pain, and suffering under G.L.c. 151B as a means of enforcing the Commonwealth's employment discrimination statutes are, for obvious reasons of statutory construction and policy, not as stringent as those applicable to actions of tort for intentional infliction of emotional distress. Cf. Agis v. Howard Johnson Co. ante, 140, 144-145 (1976).