Daniel BOUCHER, By and Through his Guardian, Torla BOUCHER, an Individual, and James Boucher, an Individual, Plaintiffs and Appellants, v. DIXIE MEDICAL CENTER, A DIVISION OF IHC HOSPITALS, INC., Edward Foxley, M.D., David Moore, M.D., Kathy Marshall, R.N., and Does 1 Through 20, Inclusive, Defendants and Appellees.
No. 900476
Supreme Court of Utah
Aug. 21, 1992.
850 P.2d 1179
No. 900476.
Supreme Court of Utah.
Aug. 21, 1992.
Thomas V. Rasmussen, Salt Lake City and Irwin M. Zalkin, San Diego, Cal., for the Bouchers.
Charles W. Dahlquist, Larry R. White, and Merrill F. Nelson, Salt Lake City, for Dixie Medical Center.
Larry R. Laycock and David W. Slagle, Salt Lake City, for Dr. David Moore.
HALL, Chief Justice:
Plaintiffs Torla and James Boucher appeal an order of the fifth district court
The trial court dismissed these claims pursuant to
Daniel Boucher, the eighteen-year-old son of James and Torla Boucher, was admitted into Dixie Medical Center with a severely injured right hand. He underwent surgery and lapsed into a coma during the post-operative recovery period. He remained in a coma for ten days before awakening as a severely brain-damaged quadriplegic who will need extensive care for the rest of his life. The Bouchers were present at the hospital and observed their son‘s condition both before and after he awoke from the coma.
Thereafter, the Bouchers initiated this suit. The complaint, in addition to alleging that Daniel Boucher may recover for his injuries, alleges that James and Torla Boucher may recover individually under theories of negligent infliction of emotional distress and loss of filial consortium. The trial court dismissed these claims on the grounds that Utah does not allow recovery for loss of filial consortium and that Utah does not allow recovery for negligent infliction of emotional distress when the plaintiffs do not claim that they were within the zone of danger created by the defendants’ negligence.
The trial court certified these rulings as final decisions pursuant to
This case presents two issues on appeal. First, did the Bouchers allege sufficient facts to state a claim of negligent infliction of emotional distress, as this claim is defined in Utah? Second, does Utah recognize a claim of loss of filial consortium that allows parents to recover for the loss of their adult child‘s society and affection caused by the child‘s nonfatal injuries? While these are two distinct causes of action, a common factual thread underlies both claims. Under both theories, the Bouchers seek recovery for harm caused solely by defendants’ alleged negligence which resulted in injury to a third party. Such claims involve the competing interests of compensating all those who have been harmed by a tort-feasor and setting rational and workable limits to liability.4 With these interests in mind, we examine the issues on appeal.
I
In their first claim, the Bouchers seek recovery for the emotional distress and shock they suffered upon learning of their son‘s condition and observing him in the hospital. This court first recognized the claim of negligent infliction of emotional distress in Johnson v. Rogers.5 In Johnson, after surveying the various tests that courts in this country have developed to determine liability for the negligent infliction of emotional distress, we adopted the position taken by section 313 of the Restatement (Second) of Torts (1965), as explained in the comments accompanying that section.6 Section 313‘s approach, also referred to as the zone of danger approach, allows recovery to plaintiffs who suffer emotional distress because of another‘s negligence, though they do not suffer any physical impact, only if the plaintiffs are placed in actual physical peril and fear for their own safety.7 Johnson, therefore, does not provide recovery to plaintiffs who are not within the zone of danger created by a defendant‘s negligence.8
The Bouchers do not claim that they can recover under the restatement‘s test. Rather, they argue that we should abandon the zone of danger rule in favor of a more expansive approach developed by the California courts. Specifically, they urge this court to adopt California‘s direct victim approach, as set out in Marlene F. v. Affiliated Psychiatric Medical Clinic,9 and Cali-
In urging us to abandon the zone of danger test, the Bouchers cite language in Johnson which suggests that we will consider other approaches in the future.13 However, after the present case was argued, we decided Hansen v. Sea Ray Boats,14 wherein we unequivocally adopted the zone of danger rule, rejected the Dillon approach, and rejected any approach that allows plaintiffs who are not within the zone of danger to recover for emotional distress caused by witnessing another‘s injury.15
In the present case, we need not completely restate our reasoning for adopting the restatement‘s position. We note, however, that Hansen is based in part on the notion that allowing recovery to all those who suffer emotional distress because of another‘s injury has the potential of allowing unlimited recovery.16 The restatement‘s approach, by limiting recovery to plaintiffs who were actually placed in physical danger and feared for their own safety, sets rational and workable limits on liability and “comports with the basic tort principle that a person may not recover for vicarious injuries.”17 The approaches that allow recovery for plaintiffs who are not within the zone of danger have not developed rational limits on liability. Rather, these approaches have led to confusion, inconsistent application, and anomalous results.18
By reason of our holding in Hansen, we need not undertake an in-depth analysis of the Bouchers’ claim.19 The Bouchers did not allege that they were in the zone of danger; therefore, they did not state a claim of negligent infliction of emotional distress, as this claim is defined in Utah.
II
The Bouchers’ second claim presents an issue of first impression in this court: Should Utah judicially adopt a cause of action that allows the parents of a tortious-
Loss of consortium claims are based on the recognition of a legally protected interest in personal relationships.20 Accordingly, if one member of the relationship is tortiously injured the noninjured party has a cause of action to recover for damage to their relational interest, i.e., the loss of the injured party‘s ” ‘company, society, co-operation, [and] affection.’ ”21 In the instant case, we are asked to recognize a right of recovery based on the relationship between parents and their adult son. For the reasons set forth below, we decline to adopt such an approach.
A review of the case law reveals little support for the adoption of a cause of action for the loss of filial consortium. At common law, the father of a tortiously injured child did have a cause of action to recover the value of the child‘s loss of services and the medical expenses incurred
These common law principles have undergone some modification.25 However, no widely accepted development has occurred that allows recovery in cases involving adult children, nor has any widely accepted development occurred that allows recovery for the loss of a child‘s society and affection.
Indeed, the majority of jurisdictions that have addressed the issue have declined to recognize a cause of action for loss of filial consortium.26 While a minority of jurisdictions do recognize this claim,27 no clear
More importantly, Utah law does not support the adoption of a loss of filial consortium claim. While we have not addressed the specific issue presented in this case, we have decided several cases relevant to the Bouchers’ claim. The most prominent is Hackford v. Utah Power & Light Co.,31 wherein we reaffirmed case law holding that
First, allowing recovery for the loss of an adult child‘s consortium and denying recovery for the loss of a spouse‘s consortium would lead to anomalous results. In many instances, the marital relationship is closer and more involved than the relationship between parents and their adult children and therefore should be granted greater or equal protection.33 However, because of our holding in Hackford, we cannot recognize a filial consortium claim and extend the same right of recovery to a plaintiff who suffers a loss of consortium because his or her spouse has been tortiously injured. The adoption of the Bouchers’ claim, therefore, would invite inequitable applications of the consortium doctrine.
Furthermore, the modern concept of recovering for loss of consortium developed in the area of spousal consortium.34 Utah,
Apart from the problems presented by the fact that Utah does not recognize a cause of action for loss of spousal consortium, much of the reasoning in Hackford undercuts the Bouchers’ position. In declining to recognize a spousal consortium claim, we relied not only on statutory considerations, but also on several factors relevant to the Bouchers’ claim.
Specifically, we noted that consortium claims have the potential for greatly expanding the liability that can flow from one negligent act, and courts that have adopted consortium claims have been unable to develop rational limits on this liability.37 We also noted the potential adverse impact the recognition of consortium claims may have on the cost and availability of insurance.38 Finally, given these concerns and the fact that the legislature has previously acted in this area, we concluded that the legislature is the appropriate body to determine if Utah should recognize consortium claims.39
As we observed in Hackford:
There is nothing inherent in the cause of action [of loss of consortium] as it is now recognized around the country that limits its availability to spouses. It could as easily be extended to all negligent infliction of emotional harm upon children, in-laws, lovers, and close friends. In recent years, courts and commentators have struggled mightily to find limiting principles for claims based on relational interest, but appear to have failed. . . . The result is profound confusion and rather arbitrary linedrawing.40
. . . [I]f the right to consortium is to be given in this state, the proper approach should be for the legislature to do it. . . . In so doing, the legislature can give that right to both husband and wife. It can also consider how far the right should be extended. . . . Since most torts are compensated for, if at all, by insurance purchased by the tort-feasor, the cost and reasonable availability of insurance are inexorably related to the enlargement of the circle encompassing those persons entitled to recover damages. However admirable in the name of justice it is to attempt to compensate everyone who suffers at the hand of the tort-feasor, boundaries around liability must be drawn. . . . The legislature is peculiarly equipped to draw the lines. We are not.41
Therefore, though we have not previously dealt with a filial consortium claim, our case law nevertheless undermines the Bouchers’ assertion that they may recover for the loss of their son‘s society and affection.
Furthermore, we do not find the Bouchers’ arguments persuasive. They claim that because they have reorganized their lives in order to undertake the care of their son, they should be able to recover personally from the parties responsible for their son‘s condition. However, the expense incurred for Daniel Boucher‘s nursing care is recoverable as part of the damages in Daniel Bouchers’ own suit. Even the jurisdictions that allow recovery for loss of consortium would not allow the Bouchers to recover for the nursing care they have provided, because to do so would be to allow a double recovery.42
The Bouchers also contend that because Utah allows recovery for the loss of society and affection in wrongful death cases, it is logical to extend this theory of damages to cases involving nonfatal injuries.43
However, we view wrongful death cases as distinguishable from consortium cases. In wrongful death cases, the party that suffers the actual physical injury has no cause of action and the legislature has prescribed the parties who have a right to recover for the loss of the deceased‘s society and affection.44 Therefore, there is no danger of expansive liability and no need for the judiciary to attempt to fashion rational limits on relational interests. Indeed, we rejected a similar argument in Hackford.45
The Bouchers also contend that
We decline to adopt a cause of action that allows the parents of a tortiously injured adult child to recover for the loss of consortium. The trial court, therefore, did not err in dismissing the Bouchers’ claims of negligent infliction of emotional distress and loss of filial consortium.
Affirmed.
HOWE, Associate C.J., and ZIMMERMAN, J., and LEONARD H. RUSSON, Court of Appeals Judge, concur.
DURHAM, J., having disqualified herself, does not participate herein; RUSSON, Court of Appeals Judge, sat.
STEWART, Justice (concurring and dissenting):
I concur in part I of the majority opinion but dissent from part II.
In part II, the majority holds that Utah does not recognize a parent‘s cause of action for the loss of a permanently disabled adult child‘s consortium resulting from a tortiously inflicted injury. The majority‘s holding is technically a narrow one because it applies only to the loss of an adult child‘s consortium. To the extent that dicta in the majority opinion implies a broader holding that would apply to unemancipated children and to minors, I make the following observations.
The majority relies heavily upon Justice Zimmerman‘s opinion in Hackford v. Utah Power & Light Co., 740 P.2d 1281 (Utah 1987), as authority for its holding. That opinion, however, was not concurred in by any other justice. Justice Howe concurred in the result, and Chief Justice Hall concurred in Justice Howe‘s opinion. Justice Durham dissented, and I concurred in her dissent. The majority does not make clear that the lead opinion in Hackford reflected the views of only one member of the Court. Moreover, the issue in Hackford was essentially one of statutory construction—specifically, whether the
The majority also incorrectly asserts that Utah has not recognized any consortium claim. We expressly reaffirmed legal protection for marital consortium in Norton v. MacFarlane, 818 P.2d 8 (Utah 1991). In addition, a parent‘s cause of action for the loss of the companionship, society, and affection (i.e., consortium) of a child as a result of a wrongful death has been deemed so important in Utah that it is protected by our Constitution and by statute. See
The Court asserts the hoary law school cliche that to recognize a cause of action for loss of filial consortium would “open the floodgates of litigation.” However, extending the constitutional and statutory policies in wrongful death cases to a parent‘s loss of a child‘s consortium resulting from a permanent loss of the child‘s physical capacities simply will not open any floodgate. I see no reason to refuse to extend the policies that protect filial consortium in wrongful death actions to cases where a child survives an injury but is so badly injured that the basis for normal filial companionship and society between parent and child is destroyed.
That damages cannot be precisely quantified is not a valid objection to the adoption of a cause of action for loss of filial consortium. The law protects all kinds of human values that cannot be measured by a slide rule, such as marital and filial consortium in wrongful death actions, reputation, privacy, and emotional security from outra-
Certainly, the law need not recognize causes of action for ephemeral injuries or for every form of personal distress that arises from living in a necessarily rough and tumble world. But that is not what this case is about. There is every reason to believe that the loss in this case is both permanent and profound.
I would remand this case to the trial court for a determination of whether David Boucher was an unemancipated child. If so, I believe the parents should have a cause of action.
HALL, Chief Justice
Notes
(1) If the actor unintentionally causes emotional distress to another, he is subject to liability to the other for resulting illness or bodily harm if the actor
(a) should have realized that his conduct involved an unreasonable risk of causing the distress, otherwise than by knowledge of the harm or peril of a third person, and
(b) from facts known to him should have realized that the distress, if it were caused, might result in illness or bodily harm.
(2) The rule stated in Subsection (1) has no application to illness or bodily harm of another which is caused by emotional distress arising solely from harm or peril to a third person, unless the negligence of the actor has otherwise created an unreasonable risk of bodily harm to the other.
For a more in-depth discussion of section 313, see Hansen v. Sea Ray Boats, 830 P.2d 236 (Utah 1992).Indeed, several courts have denied recovery under the zone of danger test for plaintiffs who suffered emotional distress because medical malpractice resulted in injury to a family member. See, e.g., Owens v. Children‘s Memorial Hosp., 480 F.2d 465, 467 (8th Cir. 1973); Maloney v. Conroy, 208 Conn. 392, 545 A.2d 1059, 1062-64 (1988); Villamil v. Elmhurst Memorial Hosp., 175 Ill.App.3d 668, 125 Ill.Dec. 105, 106-107, 529 N.E.2d 1181, 1182-83 (1988).
However, under section 313 neither the mother nor the sister could recover for emotional distress because she suffered shock and apprehension concerning the victim‘s death. See Hansen, 830 P.2d at 241; Restatement (Second) of Torts § 313 cmt. d (1965). The sister, who was in danger, could recover if she suffered emotional distress concerning her own safety. The mother, who was not in danger, could not recover. See Hansen, 830 P.2d at 241; Restatement (Second) of Torts § 313 cmt. d (1965). Viewed in this light, the result is not arbitrary.
We also point out that Washington, as a matter of statutory construction, has noted that the damages for loss of filial consortium are not limited to the child‘s minority. Harbeson, 656 P.2d at 493. However, language in Shockley v. Prier, 66 Wis.2d 394, 225 N.W.2d 495 (1975), suggests that a parent‘s action for loss of filial consortium is limited to the child‘s minority. Id. at 499-501.
We do recognize a claim of alienation of affections, Norton v. MacFarlane, 818 P.2d 8, 15 (Utah 1991). However, alienation of affections is an intentional tort committed on the non-alienated spouse by interference with the marital contract, while consortium claims of the type presented in the instant case are negligence actions that are based on a coincidental relationship between the victim of a tort-feasor and a third party. Because of these distinctions, the problems of expansive liability described infra are not implicated in alienation of affections cases. Indeed, many courts have found these actions to be distinguishable. See, e.g., Hackford, 740 P.2d at 1287 (Howe, Assoc. C.J., concurring in the result, joined by Hall, C.J.); Black, 263 F.Supp. at 476-77; Wilson, 668 P.2d at 1111; see also Siciliano, 475 A.2d at 23 (cause of action for intentional interference with parental custody distinguishable from filial consortium claim).
Except as provided in Title 35, Chapter 1, a parent or guardian may maintain an action for the death or injury of a minor child when such injury or death is caused by the wrongful act or neglect of another. . . .
In every action under this and the next preceding section [Section 78-11-6] such damages may be given as under all circumstances of the case may be just.
