MEMORANDUM AND ORDER GRANTING DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT AND MOTION IN LIMINE TO EXCLUDE LEIGHTON E. SIS-SOM FROM TESTIFYING AND GRANTING DEFENDANT ZIM-MER’S FEE REQUEST.
Plaintiffs Mildred Botnick and her husband, Harry Botnick (collectively “plaintiffs” or “the Botnicks”) brought this products liability action in state court against defendant Zimmer, Inc. (hereinafter “Zim-mer”) and unnamed John Does and/or John Does, Inc. for the design, manufacturing, marketing and administration of a Zimmer cable-ready bone plate (the “Device”) surgically applied to Ms. Botnick’s fractured femur. (Docket No. 1, State Complaint). 1 The Botnicks maintain the *718 Device was defective and resulted in injury from which they now seek compensatory damages. In now seeking summary judgment of the Botnicks’ claims, Zimmer maintains the fractured Device was not defective and the plaintiffs have not shown the Device proximately caused Ms. Bot-nick’s injury. Zimmer further seeks to exclude the Botnicks’ design engineer, Leighton E. Sissom, from testifying. Finally, Zimmer seeks execution of this Courts Rule 16(f) Order directing the defendant receive compensation from the Botnicks’ counsel, Jeffrey Leikin. (Dockets 67, 73, 74, 75, 76). The Botnicks have filed responsive briefs (Dockets 68, 71, 80), to which Zimmer has replied (Dockets 70, 82). The matter is now ripe for adjudication.
For the reasons set forth below, the Court will grant Zimmеr’s motion to exclude the testimony of Leighton E. Sissom, grant Zimmer’s Motion for Summary Judgment, and grant Zimmer’s compensation request.
I. Factual Background
On 2 August 2001, Mildred Botnick, age 76, slipped and fell in her kitchen. Ms Botnick is 5'2" tall and weighs 195 pounds and she previously had undergone a right knee and right hip replacement. As a result of her fall, Ms. Botnick sustained a fracture of her femur requiring surgery. Dr. Robert Leb (“Dr.Leb”) performed the surgery at Meridia South Pointe Hospital using a Bone Plate (hereinafter “the Device”) manufactured and distributed by Zimmer, to assist in the healing process. A Zimmer representative wаs present during Ms. Botnick’s surgery on 3 August 2001 and supervised the process of installing the Device. In addition, Dr. Leb testified that he correctly used the product and properly gave Ms. Botnick instructions to place no weight on her repaired and healing leg.
On 29 August 2001 Ms. Botnick underwent a second surgical procedure to replace the Device which had fractured. Dr. Leb inserted an identical Zimmer manufactured Device, the operation was completed without incident and the femur went on to heal.
The parties recognize the Device as a product intended to assist physicians during surgical procedures for fixation of long bone fractures, such as Ms. Botnick’s. The purpose of the Device is to provide temporary fixation while the bone is healing following the surgical procedure to reduce the fracture. The intent of the Device is to provide a plate to withstand pressures while the fracture heals, as the Device has no purpose once the fracture has mended.
The Botnicks seek damages pursuant to the Ohio Products Liability Act (“OPLA”), allеging the Device was defective in manufacture or design or due to inadequate warnings, or for failing to conform to representations made by Zimmer.
II. Whether Mr. Sissom’s expert testimony fails to meet the admissibility standards outlined in Evidence Rules 702, 401, 402 and 403.
Relying on the standards enunciated by the United States Supreme Court for expert testimony in
Daubert v. Merrell Dow Pharm., Inc.,
The Botnicks must show by a preponderance of the evidence the admissibility of Mr. Sissom’s testimony. Fed.R.Evid. 104(a);
Bourjaily v. United States,
If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise, if (1) the testimony is based upon sufficient facts or data, (2) the testimony is the product of reliable principles and methods, and (3) the witness has applied the principles and methods reliably to the facts of the case.
Fed.R.Evid. 702. The Botnicks bear the burden of showing that Mr. Sissom: (1) has the expertise by virtue of his “knowledge, skill, experience, training, or education;” (2) can provide scientifically reliable testimony; and (3) has testimony relevant to this action.
A witness must first establish expertise through “knowledge, skill, experience, training, or education.” Fed.R.Evid. 702. For a Court to recognize a witness as a qualifying expert, the subject of the testimony must lie within the purview of the witnesses’s expertise. 4 Weinstein’s Fed. Evid. § 702.06[1];
Redman v. John D. Brush and Co.,
In this instance, Mr. Sissom’s general experience in mechanical engineering fails to establish that he possesses the necessary “knowledge, skill, and experience, training, or education” to offer testimony on the medical Device at issue.
2
Mr. Sis-som’s expertise with regard to the Device consisted in his examination of the object and a review of the manufacturing specifications. (Docket 76, pp. 6-8; Docket 80, pp. 5-8). As other courts have observed, testimony of engineers may be excluded should it prove less than particular to the
*720
science involved in the case.
See,
e.g.,
Krueger v. Johnson and Johnson Prof'l, Inc.,
Secondly, an expert’s methodology must demonstrate scientific reliability. Fed.R.Evid. 702.
Daubert
establishes that an expert must employ a reliable methodology.
Daubert,
A review of Mr. Sissom’s deposition testimony indicates that the methods he employed to reach his conclusions regarding the alleged defects in the Device fall short of the standard established in Rule 702 and Daubert. Mr. Sissom’s methodology consisted of a review of the Scanning Electron Microscope (“SEM”) photographs, a visual inspection which included no testing, no inquiry into failure rates, no knowledge of the Device’s manufacturing process and no explanation for the alleged defect. (Sissom Depo., pp. 84, 93-94, 107-110). Further, Mr. Sissom did not consult the manufacturing specifications and relevant industry standard — ASTM F 138 — to ascertain whether the Device was conforming. (Sissom Depo., pp. 83, 85). 3
The absence of scientific tests or experiments which might enable Mr. Sissom to identify or quantify the stresses placed on the specific medical Device in question demonstrates an absence of a methodology. Such an intellectual rigor and analysis is necessary before this Court can place any reliability on Mr. Sissom’s expert testimony.
See Fuesting v. Zimmer, Inc.,
Third, to be admitted under
Dau-bert,
Mr. Sissom’s testimony must exhibit relevancy, connecting his theory of an alleged defect in the medical Device to Ms. Botnick’s injury.
Daubert,
The evidence indicates that Mr. Sis-som’s theory of the alleged defect fails to meet the relevancy burden laid down in Daubert. Mr. Sissom testified that he reviewed the photographs of the medical Device, but had no familiarity with the manufacturing processes which generated the Device, alternative designs, or the use of the Device in the marketplace. Moreover, Mr. Sissom testified that he did not test the device in situ or interrogate the stresses on the Device. The Court finds Mr. Sissom’s conclusory testimony is not driven, as it must be, by the context of the issues in this case. As this Court finds Mr. Sissom’s expert opinion has no basis, other than mere hypothesis, his testimony will not be allowed before a jury. 5
III. Zimmer’s Motion for Summary Judgment
A. Summary Judgment Standard
Summary judgment must be entered “against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial.”
Celotex Corp. v. Catrett,
always bears the initial responsibility of informing the district court of the basis *722 for its motion, and identifying those portions of “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,” which it believes demonstrate the absence of a genuine issue of material fact.
Id.
at 323,
Once the burden of production has shifted, the party opposing summary judgment cannot rest on its pleadings or merely reassert its previous allegations. It is not sufficient to “simply show that there is some metaphysical doubt as to the material facts.”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
B. Law and Analysis
The Ohio Products Liability Act (OPLA), Ohio Revised Code §§ 2307.71—2307.80OH-ST-ANN, governs strict liability claims in Ohio. Under the OPLA, a plaintiff can recover on a product liability claim only if she establishes, “by a preponderance of the evidence, that the product was defective in manufacture or construction, was defective in design or formulation, was defective due to inadequate warning or instruction, or because it did not conform to a representation made by its manufacturer.”
Indiana Ins. Co. v. General Elec. Co.,
Zimmer moves for summary judgment, averring no genuine issue as to any material fact in any of the Botnicks’ products liability, negligence or loss of consortium claims. In its brief for summary judgment, Zimmer proffered law and evidence in addressing the Botnicks’ product liability claims of manufacturing defect, design defect, failure to warn, and misrepresentation, as well as the plaintiffs’ common law claims of negligence and loss of consortium. The Botnicks replied in a memorandum addressing Mr. Sissom’s qualifications and detailing their claim that the Device was materially defective.
The Botnicks agree with Zimmer with respect to all of their claims except their manufacturing defect products liability claim. (Docket 80). Stated otherwise, the Botnicks do not contest the entry of judgment in Zimmer’s favor on the Botnicks’ product liability claims of design defect, failure to wаrn, and misrepresentation, as well as the plaintiffs’ common law claims of negligence and loss of consortium. The Botnicks do not address Zimmer’s arguments regarding these claims in their Memorandum in Opposition. The Court will conclude the Botnicks have abandoned their claims of design defect, failure to warn, misrepresentation, negligence and loss of consortium, or otherwise failed to respond and create a genuine issue of material fact that necessitates a trial on those claims.
Anderson v. Liberty Lobby, Inc.,
The now, lone, claim in dispute involves the Botnicks’ contention that Zim-mer’s medical Device exhibited a “materials defect” because the Device met neither Zimmer’s specifications nor industry standards.
Under Ohio Law a plaintiff must prove by a preponderance of the evidence: (1) that there was a defect in the product, (2) that the defect existed at the time the product left the mаnufacturer’s hands; and (3) that the defect was the direct cause of the plaintiffs injuries.
Miller v. Uniroyal Technology Corp.,
Under Ohio law, a plaintiff must present expert medical testimony to establish causation when she asserts a specific physical injury, the cause for which is not within common knowledge.
Conde v. Velsicol Chemical Corporation,
In this instance, the Botnicks have produced no expert testimony on medical causation and, as а result, their claim fails as a matter of law. The Botnicks assert that Mr. Sissom, a mechanical engineer allegedly qualified to submit expert testimony only on the Device itself, is also qualified to offer medical causation opinions in this matter. (Docket 80., p. 3). Even if the Court had not already excluded Mr. Sis-som’s design testimony on Daubert grounds, a review of his deposition testimony indicates he is not offering medical causation opinions in this case:
Q: Okay. And again, I’m just trying to get an understanding of your — what your testimony is in this case.
And its my understanding that it does not include medical cаusation testimony; that that would be something that a doctor would offer an opinion on; is that right?
A. That’s correct.
(Docket 82, Exh. F, p. 29). The Court finds that Mr. Sissom, by his own admission, is not offering opinions establishing causation.
In their responsive brief, the Botnicks also offer testimony from Ms. Botnick’s treating physician, Dr. Leb, as expert opinion on medical causation. (Docket 80, pp. 17-18). Dr. Leb testified that Ms. Botnick’s “anatomy and prior surgical procedures” would have contributed minimally to the “eventual failure of the” Device, though he does concede they “definitely had some relative impact on her healing or lack thereof.” (Leb Depo., pp. 67-68). Holding in abeyance for the moment the question of whether Dr. Leb might even qualify as an expert on medical causation in this matter, the Court finds Dr. Leb’s testimony equivocal at best. The Court finds no affirmative evidence from Dr. Leb that the alleged defect in the Device proximately caused Ms. Botnick’s injuries. As to Dr. Leb’s proffered posture as a causation expert, the Botnicks have not provided an expert disclosure report announcing any expert opinions from Dr. Leb, as required by Fed.R.Civ.P. 26. Without tendering the necessary expert disclosure report, the Botnicks’ reframing of Dr. Leb’s opinions as those of an expert on medical causation clearly exceeds the scope of his testimony.
See Harville v. Vanderbilt Uni
*725
versity, Inc.,
The Court finds the Botnicks have failed to establish the necessary medical causation for their remaining products liability claim. Accordingly, the Court will grant the Zimmer’s Motion for Summary Judgment dismissing this case in its entirety as a matter of law.
IV. Court Ordered Sanction of the Botnicks’ counsel, Jeffrey Lei-kin, pursuant to Fed.R.Civ.P. 16(f).
In a Memorandum and Order filed 13 May 2005 this Court applied sanctions to the Botnicks’ counsel, Jeffrey Leikin (“Mr.Leikin”), pursuant to the Court’s inherent authority and the authority of Fed. R.Civ.P. 16(f). The Court specifically ordered “attorney Jeffrey Leiken to pay costs associated with Zimmer’s initial expert reports.” (Docket No. 57 p. 4).
The Zimmer’s counsel has provided an accounting of the expenses associated with the production of those initial expert reports. (Docket No. 67). The Zimmers request reimbursement of: (1) $4,650.00 for expenses incurred from Dr. William Maloney, chair of the Stanford University School of Medicine, in preparing his expert report (¶ 3); (2) $5,324.50 for expenses incurred from Dr. Bradley James, Principal Engineer at Exponent, in preparing his expert report (¶ 4); and (3) $4,279.60 for expenses incurred by the Zimmer’s counsel in legal fees for assisting with the preparation of the expert reports of Drs. Maloney and James. (¶ 5). The Zimmer’s counsel has provided evidencе of the claimed expenses which total $14,254.10. (¶ 8).
The Botnicks’ counsel opposes the Zim-mer’s request for expenses on three grounds: (1) the Court’s Order (Docket No. 57) required payment of costs and not of attorney fees; (2) Dr. Maloney’s expenses should be excluded because he did not require the Device to render his expert opinion; and, (3) the expenses requested are excessive in light of the $3,531.85 the plaintiffs were billed for their expert witness, Mr. Sissom. (Docket No. 68). Counsel requests an oral hearing to determine the reasonablе expenses.
In reviewing the pertinent briefs, affidavit, expense logs, and this Court’s several Orders addressing the plaintiffs counsel’s lack of due diligence in failing to Inform the Court or opposing counsel that he had misplaced the Device, the Court finds no merit in any of Mr. Leikin’s arguments. (Docket Nos. 40, 45, 57). The sanction imposed by this Court on Mr. Leikin, pursuant to Fed.R.Civ.P. 16(f), makes him responsible for the “costs associated with Zimmer’s initial expert reports.” (Docket No. 57, p. 4). First, Rule 16(f) enables sanctions for “reasonable expenses incurred because of any nonсompliance with this rule” which explicitly includes attorney’s fees. Second, Dr. Maloney’s expenses were associated with the initial expert reports and must, therefore, be compensated by Mr. Leikin. That Dr. Maloney did not need to use the device for his report misses the point of the sanction imposed by this Court for the plaintiffs counsel's abject lack of due diligence. Finally, the Court does not consider Drs. James’ and Maloney’s expenses ($5,324.50 and $4,650.00, respectively) unreasonable in light of the plaintiffs expert’s expense of $3,531.85.
Aсcordingly, the Court will grant the Zimmer’s request for compensation from Mr. Leikin for the expenses the defendant incurred in preparing its initial expert reports in the amount of $14,254.10. The defendant’s request comports with this *726 Court’s 13 May 2005 Memorandum and Order. (Docket No 57). Because the Court finds the requested expenses reasonable, Mr. Leikin’s request for an oral hearing on the matter will be denied. (Docket Nos. 68, 71).
V. Conclusion
For the reasons set forth above, the Court finds no genuine issues of material fact in dispute. Zimmer is entitled to judgment as a matter of law on the Bot-nicks’ statutory and common-law claims. Accordingly, the Court grants the defendant’s motion for summary judgment on the entirety of the Botnicks’ claims. In addition, the Court grants Zimmer’s motion to exclude the testimony of Leighton E. Sissom, and grants Zimmer’s request for $14,254.10 in compensation from Mr. Leikin, pursuant to this Court’s prior Order.
IT IS SO ORDERED.
Notes
. The Court hereby dismisses the unnamed Jane and John Does. The Botnicks' failure to amend their complaint to name the still unnamed parties causes the complaint to fall outside the applicable limitations period with regard to those specific defendаnts. The Bot-nicks have satisfied neither the notice nor relation back requirements of Fed.R.Civ.P. 15(c)(3), which establishes ground for this Court to dismiss the suit against those unnamed parties. The John Does, John Does, Inc’s., and John Does 1-10 have received neither actual nor constructive notice as deemed necessary under Fed R. Civ. P. 15(c)(3) and 4(m).
. Mr. Sissom maintains the following expertise to testify in this matter concerning the medical Device at issue:
Areas of Expertise
My testimony will be offered in the discipline of mechanical engineering, which has stems of Mechanical Systems and Energy Systems. My expertise includes: statics and dynamics of electro-mechanical systems, including structures; cause of origin of fires; machine design; safety; ergonomics; and human factors.
Sissom, Expert Report 7 June 2005, p. 4. The Sixth Circuit upheld a decision excluding Mr. Sissom on
Daubert
grounds from testifying in a matter involving an alleged defect in a lighter in
Pride v. BIC Corp.,
Sissom’s general engineer expertise is clearly not particular to the science involved in this сase, and I am of the opinion that the plaintiff did not demonstrate that Sissom qualifies as an expert in the area of product defects and lighters by virtue of his "knowledge, skill, expertise, training, or education.”
Pride v. Bic Corp., 54 F. Supp 2d 757 (E.D.Tenn.1998).
. In their reply brief to Zimmer's motion to exclude and motion for summary judgment, the Botnicks characterizes this dispute as a “materials defect” case, noting that “the critical issue is not whether the Bone Plate is a medical device, how it was designed or used, but whether the materials that were used to manufacture the Bone Plate met сertain specifications and industry standards for its intended use.” (Docket 80, p. 2). Yet, the only evidence before the Court about whether the Device conforms to industry standards comes from the Zimmer's expert witness. (Docket 76: Declaration of Bradley E. James, Exh. G); see also Docket 69, Joint Stipulation of Facts. By recharacterizing the matter as a “materials defect” case, the Botnicks render Mr. Sis-som’s testimony wholly irrelevant as their expert admits to not consulting the industry standard in forming his opinion. Nor does Mr. Sissom's study address the manufacturing procеss:
Q: Do you have any understanding of how this particular device was manufactured?
A: No, sir. I think it was specified in some of the material I saw, maybe in Zimmer or maybe even in the Exponent report. But I’m not familiar with the manufacturing process. I just see the end result.
(Docket No. 76, Exh. B, p. 84). With this admission it appears clear that Mr. Sissom is not qualified, pursuant to rule 702 and Daubert, to testify about an alleged manufacturing defect in the Device.
. In their reply brief, the Botnicks provide an affidavit from Mr. Sissom addressing his methodology. (Docket 80, Exh. 5). The affidavit is untimely and stands in stark contrast to his earlier deposition testimony on methodology. (Sissom Depo., pp. 17, 56, 73, 98,
110-11). In
addition, Mr. Sissom’s affidavit testimony that he "had the results of the analysis performed,” "peer-reviewed” by Dr. Dale Wilson, provides a contrasting gloss to his earlier deposition testimony that he merely discussed the document with Dr. Wilson but he "didn’t see the document.” (Sissom depo., p. 98). Mr. Sissom’s affidavit finds no support in the record and it does not create a triable issue of fact.
Farrell v. Automobile Club of Michigan,
. In addition, the probative value of Mr. Sis-som's conclusory testimony has the potential of misleading the jury and will be excluded upon that basis as well. Mr. Sissom's evidence runs afoul of the relevancy and probative value requirements of Fed.R.Evid. 401, 402, and the introduction of his hypothesis without a reliable methodology implicates the jury prejudice concerns enunciated in Fed. R.Evid. 403.
Daubert
recognizes the duty of the trial court to reduce the risk of jury confusion by exercising just such control over expert witnesses.
Daubert,
