Lead Opinion
The Superior Court dismissed appellant’s suit for personal injury against the District of Columbia and other defendants on the ground that the three-year statute of limitations governing such actions had expired. Appellant concedes that the statute of limitations had run, but urges this court to apply principles of equitable tolling and to hold that his earlier suit against the District of Columbia filed in the United States District Court for the District of Columbia, alleging the same cause of action, but which had been dismissed by that court for lack of subject matter jurisdiction, tolled the statute of limitations for purposes of his Superior Court suit. Concluding that we are bound by a previous decision of this court rejecting a functionally identical argument, Namerdy v. Generalcar,
I.
On August 27, 1983, appellant was involved in a collision with two other vehicles including a District of Columbia police car. Appellant gave the required notice to the District of Columbia (the District) of the circumstances of his negligence claim, D.C. Code §§ 1-1213 & 12-309 (1987), and on August 14, 1986, filed a complaint alleging
On November 26, 1986, the trial court denied the District’s motion to dismiss the Superior Court suit without prejudice to its renewal after the pending federal action was decided. On January 6,1987, the United States District Court ruled that pendent party jurisdiction over the District of Columbia in a diversity action was proper; the court relied primarily on a decision of the district court in an unrelated case and a prior panel decision of the United States Court of Appeals for the District of Columbia Circuit which had been vacated en banc.
The trial court rejected appellant’s claim that the pendency of the federal action tolled the statute of limitations. The court noted that this case involved an ordinary negligence claim arising from an automobile accident on August 27, 1983, to which the three-year statute of limitations applied. It further pointed out that appellant did not claim that he had been unable to discover his cause of action earlier (i.e., invoke the so-called “discovery rule”) or contend that the District of Columbia had been responsible for his failure to heed the statute of limitations in his Superior Court suit. Rather, appellant argued that his federal suit embodying an identical claim should toll the statute of limitations with regard to his Superior Court action. Citing decisions of several other courts, appellant urged the court to apply a species of equitable tolling and rule that the statute of limitations is tolled by the pendency of a suit filed in another court in the reasonable (though in hindsight mistaken) belief that jurisdiction was proper. The trial court found this position to have “considerable intuitive appeal” because District of Columbia law favors resolving claims on the merits, and because the District government had conceded that the primary purposes underlying statutes of limitations — protection against stale claims, surprise, and loss of evidence — were not immediately implicated in this case. The court concluded, nevertheless, that “basic considerations ... militate against creating a new exception to the statute of limitations.”
First, the court determined that the statute of limitations “is inherently an arbitrary strict rule providing a definite termination of the time period within which an injured party may file suit,” and should not entail “a case-by-case review of the equities of individual situations.” Second, the court pointed out that this court “has not created a general equitable exception to the statute of limitations” and, in those situations where it has allowed exceptions, “has emphasized that the exceptions are narrow.” Finally, the court concluded that “creating
II.
Appellant, relying primarily on decisions of other courts,
In Namerdy v. Generalcar, supra, however, this court rejected a contention not materially distinguishable from appellant’s. The plaintiff there sued the defendant in the courts of New York for failure to pay four installments of a debt under an agreement that had been negotiated by the parties in New York. Personal jurisdiction could not be obtained in New York, however, and when the defendant was traced to Washington, D.C., plaintiff brought suit there in the court of General Sessions on the debt. As to the first installment, the defendant raised the defense that it was barred by the three-year statute of limitations because the installment was due on April 17, 1961, and suit had not been filed in the District of Columbia until April 23, 1964.
This court began by noting the settled rule that where a debt is payable in independent installments, the right of action accrues upon each installment as it matures. The court then dealt with plaintiffs claim that, although the statute of limitations had strictly run on the installment in question, the statute “was tolled by the timely filing of a suit in New York and by general principles of estoppel and fundamental justice.” Id. at 113 (emphasis added). Apparently deeming no further discussion of the point to be necessary, the court dismissed this argument by observing that “[tjhere is no basis for finding that filing suit in another jurisdiction tolls the statute of limitations here.... Recovery on the first installment was thus barred by limitations.” Id.
Appellant seeks to distinguish Namerdy on the ground that the court rejected a claim of “equitable estoppel,” not the theory of equitable tolling appellant advances. This argument is unpersuasive. The court in Namerdy was asked specifically to hold that the filing of suit in New York on the same cause of action tolled the statute of limitations for purposes of the District of Columbia suit. The court found “no basis” for such a principle and held that the statute of limitations barred suit on the installment in issue. Appellant further notes that Namerdy has not been cited by this court again on the statute of limitations issue, and that may be true. But the decision has not been overruled. As a division of this court, we are bound by it. M.A.P. v. Ryan,
Accordingly, the order of the trial court dismissing the complaint is
Affirmed.
Notes
. The unreported district court decision was Biscoe v. Arlington County, C.A. No. 80-0766 (D.D.C. Jan. 22, 1981) (Greene, J.). The appellate court decision was Rieser v. District of Columbia,
. Long v. District of Columbia,
. E.g., Hosogai v. Kadota,
Concurrence Opinion
concurring:
Appellant learned too late that you cannot obtain pendent party jurisdiction over the District of Columbia in a diversity action in federal court. Meanwhile, the statute of limitations had run on his cause of action in Superior Court, where the suit should have been filed. He asks to be relieved of the consequences of his mistake by citing equitable considerations, includ
I.
"Statutes of limitations are not simply technicalities. On the contrary, they have long been respected as fundamental to a well-ordered judicial system.” Board of Regents v. Tomanio,
[Statute of limitations] periods are established to cut off rights, justifiable or not, that might otherwise be asserted and they must be strictly adhered to by the judiciary. Remedies for resulting inequities are to be provided by Congress, not the courts.
Kavanagh v. Noble,
This court’s own decisions, although recognizing that the shield provided by statutes of limitations “has never been regarded as what is now called a ‘fundamental’ right,” Ehrenhaft v. Malcom Price, Inc.,
II.
In the present case, appellant asks us to take what I consider a giant step beyond our previous decisions and adopt a broad concept of equitable tolling that excuses the plaintiffs failure to obey the statute of limitations when a court determines, notwithstanding, that the essential purposes of the statute have been met. Aware of the potential breadth of an equitable tolling doctrine applied to non-induced plaintiff mistake, appellant offers a narrower rule of tolling which begins with the assumption that plaintiff has timely filed his action in some court, and then asks whether there has been:
(1) timely notice to the defendant in filing the first claim;
(2) lack of prejudice to the defendant in gathering evidence to defend against the second claim;
(3) reasonable and good faith conduct by the plaintiff in prosecuting the first action and diligence in filing the second action.
Hosogai v. Kadota,
Appellant acknowledges that this species of equitable tolling is contrary to the traditional rule “that if a plaintiff mistakes his remedy, in the absence of any statutory-provision saving his rights, or where from any cause a plaintiff becomes nonsuit or the action abates or is dismissed, and, during the pendency of the action, the limitation runs, the remedy is barred.” Willard v. Wood,
As the court’s opinion makes clear, we would not be writing on a clean slate by accommodating appellant’s argument. Indeed, besides our decision in Namerdy, supra, we have cited — although ultimately not had to apply — the rule of Willard v. Wood in one other case. More instructively, however, two decisions of the United States Court of Appeals for the District of Columbia Circuit, applying local District of Columbia law, have effectively concluded that both the courts and the legislature in the District of Columbia would not favor an equitable tolling exception of the kind appellant advocates. It is useful first to summarize these decisions.
III.
As the court’s opinion indicates, Namer-dy rejected an argument that timely filing of the plaintiff’s suit in the New York courts tolled the statute of limitations in the District of Columbia. The court did so in a case where — unlike this one — it appears that subject matter jurisdiction properly lay in the court of first filing; the action in New York failed only because, “despite the diligent efforts of the process server, [defendant] could not be found in that jurisdiction.” Namerdy, supra,
We next had occasion to treat the question whether the pendency of an earlier-filed suit tolls the statute of limitations for purposes of a later suit in York & York Construction Co. v. Alexander,
In Dupree v. Jefferson,
As appellant points out, the same court in Carter v. Washington Metro. Area Transit Auth.,
Appellant maintains that Carter assists his argument because, unlike there, dismissal in the present case denies him access to any court insofar as the liability of the District of Columbia is concerned. The fact, however, that the court in Carter was required only to “choose not to exempt from the statute of limitations a plaintiff to whom remedies remain available in another court,” id., does not imply that it would have reached a contrary result had those remedies not survived, given its understanding that the District of Columbia “particularly wishes that its statute of limitations be respected.” Moreover, appellant’s effort to turn Carter to his advantage points up a fundamental difficulty, to which I will return later, with the equitable tolling exception. As the trial court pointed out in this case, dismissing appellant’s claim against the District of Columbia in local court did not leave him nonsuit against the remaining three defendants in federal district court. To appellant’s reply that the “prime tortfeasor” in the accident was the District of Columbia, the court countered that the exercise of discretionary power to preclude the District from relying on the statute of limitations would be “especially inappropriate” since waivers of sovereign immunity must be strictly eon-strued, citing Gwinn v. District of Columbia,
It is not .important for my purpose who had the upper hand in this debate about the significance of the District of Columbia’s role as defendant in this case. The point is that, to condition the decision whether to toll the statute of limitations on just how harsh the effect of plaintiff’s error may be, not merely runs doctrinally against the grain of statutes of limitations — which enforce finality at the cost of harsh results— but would entangle trial judges in a painstaking analysis of the “equities” of given situations without, I submit, any promise of correct results.
IV.
Carter and Dupree are not, of course, binding on this court in their assessment of District of Columbia law regarding statutes of limitation generally or its hospita-bility to the equitable tolling doctrine. We cannot, however, brush aside the judgment of five of our federal colleagues
When courts apply the doctrines of lulling and concealment to toll the statute of limitations, they do more than apply an ancient rule of fairness — one, for example, “read into every federal statute of limitations.” Holmberg v. Armbrecht,
On balance, then, I think we must reject as an impermissible inroad on the legislature’s authority the principle that a good faith but mistaken filing of a lawsuit forgives a later failure to heed the statute of limitations, if, on balancing the competing claims of fairness, the court finds that dismissal is “unnecessary”, Galligan, supra,
In Burnett, the plaintiff filed a jurisdic-tionally proper action in the Ohio state courts under the Federal Employers’ Liability Act. The suit was dismissed, however, because venue was improper and Ohio law made no provision for transfer to a court of proper venue. Plaintiff then brought an action in federal district court, which that court dismissed because the statute of limi
In reversing that decision, the Supreme Court began by recognizing that “the basic inquiry is whether the Congressional purpose is effectuated by tolling the statute of limitations in given circumstances.” Id. at 427,
In Kleiboemer v. District of Columbia,
V.
I am especially reluctant to adopt a broad rule of equitable tolling when a plaintiff like appellant has it within his power to avoid loss of his cause of action by filing a protective suit in the court where jurisdiction indisputably lies — in this case just across the plaza. Though I impute no bad faith to appellant, the fact is that he waited until two weeks before the statute of limitations ran to file a federal suit on diversity grounds in a case presenting, as the trial court recognized, a garden-
Moreover, beyond the fact that the Superior Court can employ measures such as a stay to minimize the costs of a protective filing, see Johnson v. Railway Express Agency, Inc.,
As this discussion already suggests, arriving at the “equitable” result when the plaintiff claims that the statute of limitations has been tolled by the filing of a timely but defective lawsuit is a troublesome task. Easy assertions as to what is adequate to provide notice are misleading. In other respects as well, an equitable tolling exception can immerse trial courts in a difficult, and even inconclusive, attempt to find the appropriate result despite the plaintiffs responsibility for his own misfortune. One might concede that, at least in cases where the plaintiffs successive filings involve the same claim, it will not be hard to determine whether the defendant was “prejudice[d] ... in gathering evidence to defend against the second claim.” Hosogai v. Kadota, supra,
Under that criterion, the trial judge must decide how mistaken plaintiff was in previously bringing a defective suit. In the present case, for example, the inquiry would have to be whether, despite the ultimate rejection of his position by the United States Court of Appeals, appellant had reasonable grounds to suppose that the feder
In short, the multi-factored inquiry that appellant urges into the basic fairness of enforcing the statute of limitations in a given case, by its indeterminacy, can lead to inconsistent and hence inequitable results. Consequently, I think Judge Richter put the matter right in concluding:
Plaintiff took a calculated risk in assuming that pendent party jurisdiction over the District of Columbia would be sustained in an area in which the law was unsettled. Having taken a chance that jurisdiction would be sustained and lost, it hardly seems inequitable to deny plaintiff relief from his mistake when filing suit in Superior Court was clearly open to him from the outset.
. Dupree was a suit against the District of Columbia government and numerous police officers for alleged violation of constitutional rights. The parties treated the case, however, as though the local three-year statute of limitations controlled, and the court of appeals proceeded on that assumption.
. The facts in Carter did not require the circuit court to apply "the specific rule of Dupree — that the suit of a plaintiff who mistakes his remedy does not toll the statute of limitations — ” because the trial court in plaintiffs original suit, filed in Superior Court, had mistakenly dismissed for lack of jurisdiction, and the matter had been reinstated by this court. Nevertheless, the circuit court pointed out, plaintiffs federal suit would be barred if the pendency of the local suit did not toll the District of Columbia’s three-year statute of limitations for purposes of her suit in federal district court.
. Chief Judge Wald participated in both decisions.
. Appellant argues that the absence of a statutory saving provision proves little as to the legislature’s will in the District of Columbia because there is no evidence that the Council of the District of Columbia considered and rejected such ameliorative solutions. However, there was no evidence of this kind before the court in Walko either. Furthermore, as the trial court pointed out in the present case, the legislature in the District has seen fit to mitigate the harshness of the statute of limitations in particular situations. See D.C.Code § 12-302 (1981) (limitations period tolled due to disability of plaintiff); § 12-303 (period tolled due to absence of
. Put differently, it is for the legislature to balance the hardship resulting from strict application of technical, seemingly arbitrary rules of repose against the fact that, as three members of the Supreme Court stated recently, “A technical rule with equitable exceptions is no rule at all.” Jones v. Thomas, — U.S.-,
. As my previous discussion makes clear, however, even when the defendant cannot point to faded memories or other evidence lost as a result of plaintiffs untimely filing of the second suit, time and resources will have been expended seeking dismissal of the first suit which could have better been used preparing a defense on the merits in the court where suit should have been brought initially.
