DECISION AND ORDER
Sandra Bonazoli (“Plaintiff’), owner of Beehive Kitchenware, created a design for measuring spoons in 1998, in which the bowl of each spoon was made in the shape of a heart and the handle in the shape of an arrow shaft. In 2002, R.S.Y.P. International, Inc. (“RSVP” or “Defendant”), was shown one of Plaintiffs spoon sets and produced its own version to sell at a lower price. 1 Also in 2002, Plaintiff filed a copyright registration application, which was denied. Plaintiff now brings this action, claiming RSVP violated her copyright and trade dress rights when it copied her spoons. 2 Plaintiff also sues The Paragon Gifts, Inc. (“Paragon”), a marketer of RSVP’s spoons. Because Plaintiff has not met her burden of showing that a reasonable trier of fact could rule in her favor on these claims, this Court grants Defendants’ Motion for Summary Judgment as to all claims and denies Plaintiffs Motion for Partial Summary Judgment. 3
I. Standard of Review
Summary judgment is warranted when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). When a motion for summary judgment is directed against a party that bears the burden of proof, the movant bears the “initial responsibility of informing the district court of the basis for its motion, and identifying those portions of [the record] which it believes demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett,
II. Analysis
A. Copyrightability
“To prevail on a claim of copyright infringement, the plaintiff must show both
*221
ownership of a valid copyright and illicit copying.”
Yankee Candle Co. v. Bridgewater Candle Co.,
Copyright law protects original “pictorial, graphic, and sculptural works.” 17 U.S.C. § 102(a)(5). The parties do not dispute that Plaintiffs spoons constitute sculptural works. However, where a sculptural work is a “useful article,” 17 U.S.C. § 101 (“A ‘useful article’ is an article having an intrinsic utilitarian function that is not merely to portray the appearance of the article or to convey information.”), copyright protection exists “only to the extent that, such design incorporates pictorial, graphic, or sculptural features that can be identified separately from, and are capable of existing independently of, the utilitarian aspects of the article,”
id.
Measuring spoons are clearly useful articles. Thus, the copyrightability of Plaintiffs spoons turns on the separability, if any, of the spoons’ artistic aspects.
See Fabrica Inc. v. El Dorado Corp.,
Courts “have twisted themselves into knots trying to create a test to effectively ascertain whether the artistic aspects of a useful article can be identified separately from and exist independently of the article’s utilitarian function.”
Masquerade Novelty, Inc. v. Unique Indus., Inc.,
The recent opinion of Judge Ripple in Pivot Point, sets forth an extremely helpful survey of the law of conceptual separability. In Pivot Point, the issue was whether a mass-produced mannequin head, based upon an original sculpture by the German artist Horst Heerlein and used by hair-stylists in hair design competitions, was a proper subject of copyright protection. Id. at 916. After reviewing the statutory interplay of the terms “useful article” and “pictorial, graphic and sculptural works,” and assuming for the sake of the opinion that the mannequins were in fact useful articles, the court turned its attention to the issue of separability. Id. at 919-20. The court noted that, “[o]f the many fíne lines that run through the Copyright Act, none is more troublesome than the line between protectible pictorial, graphic and sculptural works and unpro-tectible utilitarian elements of industrial design.” Id. at 921 (quoting Paul Goldstein, 1 Copyright § 2.5.3, at 2:56 (2d ed.2004)). In order to make sense of the varying tests proposed in the case law and secondary sources, the court decided to “study [] the key stages of the doctrinal development in [the Second Circuit’s] ease law,” because that circuit “has had occasion to wrestle mbst comprehensively with the notion of ‘conceptual separability,’ ” and, “[i]ts case'law represents ... an intellectual journey that has explored the key aspects of the problem.” Id. at 924.
Judge Ripple began by looking at
Kieselstein-Cord v. Accessories by Pearl, Inc.,
We see in appellant’s belt buckles conceptually separable sculptural elements, as apparently have the buckles’ wearers who have used them as ornamentation for parts of the body other than the waist. The primary ornamental aspect of the ... buckles is conceptually separable from their subsidiary utilitarian function.... Pieces of applied art, these buckles may be considered jewelry, the form of which is subject to copyright protection.
The next Second Circuit case the
Pivot Point
court examined was
Carol Barnhart, Inc. v. Economy Cover Corp.,
[Wjhile copyright protection has increasingly been extended to cover articles having a utilitarian dimension, Congress has explicitly refused copyright protection for works of applied art or industrial design which have aesthetic or artistic features that cannot be identified separately from the useful article. Such works are not copyrightable regardless of the fact that they may be “aesthetically satisfying and valuable.”
Judge Ripple went on to note, in
Pivot Point,
that “[pjerhaps the most theoretical and comprehensive discussion of ‘conceptual separability,’ as opposed to physical separability, can be found in the dissenting opinion of Judge Newman in
[Barnhart].” Pivot Point,
Following this explication of Judge Newman’s dissent in
Barnhart,
the court in
Pivot Point
went on to examine the Second Circuit’s opinion in
Brandir Int'l, Inc. v. Cascade Pacific Lumber Co.,
In creating the RIBBON Rack, the designer has clearly adapted the original aesthetic elements to accommodate and further a utilitarian purpose. These altered design features of the RIBBON Rack, including the spacesaving, open design achieved by widening the upper loops to permit parking under as well as over the rack’s curves, the straightened vertical elements that allow in—and above-ground installation of the rack, the ability to fit all types of bicycles and mopeds, and the heavy-gauged tubular construction of rustproof galvanized steel, are all features that combine to make for a safe, secure, and maintenance-free system of parking bicycles and mopéds.
The Pivot Point court finished its analysis by concluding:
Conceptual separability exists, therefore, when the artistic aspects of an article can be “conceptualized as existing independently of their utilitarian function.” Carol Barnhart,773 F.2d at 418 . This independence is necessarily informed by “whether the design elements can be identified as reflecting the designer’s artistic judgment exercised independently of functional influences.” Brandir,834 F.2d at 1145 .
Pivot Point,
372 F.3d at
931.
The
Pivot Point
court found that such a process-oriented approach, as set out in
Brandir,
was consistent with the evolution of the law in the Second Circuit.
Pivot Point,
[T]here is no evidence that Heerlein’s artistic judgment was constrained by functional considerations. Passage did not require, for instance, that the sculpture’s eyes be a certain width to accommodate standard-sized eyelashes, that the brow be arched at a certain angle to facilitate easy make-up application or that the sculpture as a whole not exceed certain dimensional limits so as to fit within Pivot Point’s existing packaging system.
Id. at 931-32. 5
In a realm where the analysis often sounds more like metaphysics than law, *225 Pivot Point lays out a refreshingly clear approach. As applied to this case, the process-oriented approach leaves Plaintiffs claim of eopyrightability wanting. For example, unlike the mannequin head in Pivot Point, the size, of the scoop of each measuring spoon is dictated by function (the standard sizes of tablespoon, teaspoon, and so forth) and not by artistic interests; the handle (made to look like the feathers at the end of an arrow) are designed to be a grip; and while the material (pewter) arguably serves an aesthetic purpose as opposed to steel, it too serves function by virtue of its strength and durability (a gold shovel is still a shovel, regardless of the material of which it is made). Put another way, like the bicycle rack in Brandir, the heart shape arrow design in this case (which certainly is not original to the Plaintiff) was clearly adapted to be a set of measuring spoons. Everything about their size and shape is designed to measure material accurately and to scoop effectively.
Of course,
Pivot Point
is a very recent case and it is by no means clear that the First Circuit would adopt its analysis. But this Court need not worry whether the Seventh Circuit’s test for conceptual separability would be palatable to the First Circuit because Plaintiffs claim of eopyrightability also fails under every other test set forth in this decision. To begin with, applying the
Kieselstein^Cord
primary/subsidiary test, it is readily apparent that whatever artistic elements comprise Plaintiffs spoons, they are not primary. Rather, it is the utilitarian function of measuring spoons that is primary. While Plaintiff has presented evidence to the effect that her spoons have ornamental aspects in addition to their utilitarian function, she has presented no evidence to rebut the fairly obvious conclusion that the spoons are designed to serve primarily a functional purpose.
6
Furthermore, as has already been discussed, even though the ornamental features of the spoons may “not in any respect [be] required by their utilitarian functions,”
Barnhart,
This conclusion is not to be read as being dismissive of the artistic aspects of Plaintiffs measuring spoons, or the effort she and her husband put into creating them. To the contrary, the magazine articles Plaintiff has submitted to this Court clearly convey that she is a designer who has achieved (and continues to achieve) her goal of adding to people’s joy in preparing food. ■ Both Plaintiff and her husband are fully justified in taking great pride in their creations. However, Plaintiffs effort and purpose in designing these spoons is not enough to bestow upon her a right to sue Defendant for producing and selling similar items. In the admittedly grey area of copyright law that covers items of industrial design, no reasonable trier of fact could conclude that the artistic aspects of Plaintiffs spoons are separable from their functional aspects. See United States Copyright Office, Compendium of Copyright Practices, § 505.05 (1984) (“In applying the test of separability, the following are not relevant considerations: 1) the aesthetic value of the design, 2) the fact that the shape could be designed differently, or 3) the amount of work which went into the making of the design. Thus, the mere fact that a famous designer produces a uniquely shaped food processor does not render the design of the food processor copyrightable.”). Plaintiffs copyright infringement claim must fail.
B. The Trade Dress Claim
In order for Plaintiff to prevail on her trade dress claim she must prove both the existence of a protectible mark and infringement of that mark.
1. Existence of Protectible Mark
Trade dress is “the overall appearance ... of a product.” Black’s Law Dictionary 1530 (8th Ed.2004). “If a trade dress is distinctive and nonfunctional, it may be protected under trademark law.”
Id.
Ultimately, the key issue is whether the alleged mark is “an indicator of origin,”
I.P. Lund Trading ApS v. Kohler Co.,
a. Functionality
“To be protected under the Lan-ham Act, ... trade dress must not be functional.”
I.P. Lund,
The burden is on' Plaintiff to prove non-functionality, and the presumption is that the item is functional.
TrafFix Devices, Inc. v. Mktg. Displays, Inc.,
b. Distinctiveness
The distinctiveness prerequisite for receiving trademark protection can be met either by demonstrating inherent distinctiveness or secondary meaning.
I.P. Lund,
“[SJecondary meaning in a product configuration case will generally not be easy to establish.”
Duraco Prods., Inc. v. Joy Plastic Enters.,
“Proof of secondary meaning entails vigorous evidentiary requirements,”
Boston Beer Co. v. Slesar Bros. Brewing Co.,
[While t]he only direct evidence probative of secondary meaning is consumer surveys and testimony by individual consumers], secondary meaning may also be proven through circumstantial evidence, specifically the length and manner of the use of the trade dress, the nature and extent of advertising and promotion of the trade dress, and the efforts made to promote a conscious connection by the public between the trade dress and the product’s source.
Yankee Candle,
No reasonable jury could find any secondary meaning here. First, Plaintiffs spoons are functional, and “there is a relationship between functionality and secondary meaning,” because a claim of secondary meaning is made on the basis of “something in the design which is not functional serving] primarily to signify the source of the [product] and not primarily to signify that it is an aesthetically pleasing [product].”
I.P. Lund,
Plaintiff had an opportunity to protect her measuring spoons via copyright or patent.
See I.P. Lund,
2. Infringement of Protectible Mark
Because the Court concludes Plaintiff does not have a protectible mark, the question whether that mark was infringed does not arise.
C. The State Unfair Competition Claim
Plaintiff makes a claim for unfair competition under Rhode Island law. (PL’s Opp. at 8.) Defendant argues that this Court does not have jurisdiction to hear the state law unfair competition claim after the two federal counts are dismissed because there is no diversity in this case. This is not correct.
See Tenn. v. 777 N. White Station Rd.,
The Supreme Court of Rhode Island “has undertaken a similar analysis as the Restatement in unfair competition cases. Unfair competition occurs when ‘the device ... would be likely to confuse and mislead the public generally to purchase the product ... of one person when the actual intention was to'purchase the product ... of another.’ ”
Nat’l Lumber & Bldg. Materials Co. v. Langevin,
III. Conclusion
For the foregoing reasons, the Court hereby ORDERS as follows:
1. Plaintiffs Motion for Partial Summary Judgment is DENIED; and
2. Defendants’ Motion for Summary Judgment is GRANTED.
IT IS SO ORDERED.
Notes
. Plaintiff’s measuring spoons sell for $36 to $39, while RSVP’s sell for approximately $10.
. Plaintiff also brings a state unfair competition claim.
.RSVP’s role as manufacturer of the allegedly infringing spoons is primary. Plaintiff’s case against Paragon rests on Paragon’s sale of the allegedly infringing articles. The claims against Paragon fail as a consequence of Plaintiff's failure to prove the articles Paragon sold are infringing.
. In this case, the copyright office has refused to grant Plaintiff a copyright on her spoons and RSVP argues this point to the Court in support of its motion. The degree of deference to be accorded the Copyright Office's determination, however, is unclear.
Compare Norris Indus., Inc. v. Int’l Tele. & Tele. Corp.,
. The
Pivot Point
court also based its conclusion upon the fact that ”[i]t certainly is not difficult to conceptualize a human face, independent of all of [the mannequin head]’s specific facial features.”
. Plaintiff's own submission of various ads and magazine articles describing the spoons supports this conclusion. (See PL's Reply Ex. 2 ("Beehive describes its wares as 'utensils that integrate ornament and playfulness with utility.’ As with any well-crafted baking tool, they are sturdy and designed to last, yet when not in use, they could serve as a part of your kitchen decor.”); Ex. 6 ("Bonazoli recognizes that kitchenware serves a humble purpose, but from the start she wanted the designs to be charming as well as functional.”); Ex. 8 (“For a gift that’s utilitarian yet fun, try Beehive Kitchenware’s four heart-shaped measuring spoons.”); Ex. 9 ("Heart-shaped measuring spoons.... Like your tried-and-true recipes, they’re meant to be used often and handed down for generations.”).)
. While Plaintiff has produced no customer survey evidence, she did submit an affidavit following the hearing on this motion, referencing four "craft show buyers [who] saw the RSVP spoons and were either confused about their origin, or stated to plaintiff that she had been 'knocked off.' " (Pl.'s Suppl. Mem. at 2.) Putting aside the issue of whether this Court should take cognizance of this post-hearing filing, which not only presents facts not previously submitted but bases at least part of its allegations on further affidavits Plaintiff is "in the process of preparing"
(id.),
this submission is insufficient to alter the Court’s conclusion. A showing that some people have come to associate the heart-shaped spoons with Plaintiff's company does constitute some evidence of secondary meaning. However, in light of all the evidence set out in the body of this opinion, Plaintiff has not produced enough evidence to allow any reasonable jury to conclude that "in the minds of the public, the
primary
significance of a product feature ... is to identify the source of the product.”
Inwood Labs.,
