Memorandum Opinion and Order
Plaintiff Donald Bolton applied for a license to carry a concealed weapon under the recently enacted Firearm Concealed Carry Act. 430 ILCS 66/1, et seq. His application was denied because of an objection by law enforcement. See R. 1, Compl. ¶¶ 13, 15. Bolton filed this suit under 42 U.S.C. § 1983 against the members of the Illinois Concealed Carry Licensing Board and agents of the Illinois Department of State Police for alleged violations of his procedural due process and
I. Background
In 2012, the Seventh Circuit applied the Second Amendment (via incorporation through the Fourteenth Amendment) to invalidate an Illinois law that prohibited carrying a ready-to-use gun outside the home, a fixed place of business, or the property of someone who gave permission to the person carrying the ready-to-use gun. Moore v. Madigan,
To determine if an applicant meets this last requirement under the Act, an applicant’s information is entered into a database by the Department of State Police. 430 ILCS 66/10(i). Law enforcement agencies can access this database and may submit any objections to an applicant “based upon a reasonable suspicion that the applicant is a danger to himself or herself or others, or a threat to public safety.” 430 ILCS 66/15(a). If an objection is made, the Concealed Carry Licensing Board — a body created by the Act— considers the objection. 430 ILCS 66/20(a). When considering an objection, the Board “shall review the materials received with the objection from the law enforcement agency,” and the Board “may request additional information from the law enforcement agency, Department [of State Police], or the applicant.” 430 ILCS 66/20(e) (emphasis added). The Board may only consider the information submitted by the law enforcement agency, the Department of State Police, or the applicant. Id. After reviewing the objection, the seven-member Board determines whether the applicant is eligible for a license by a majority vote. Id.; 430 ILCS 66/20(a). If an application is denied, the applicant may seek judicial review under the Illinois Administrative Review Act. 430 ILCS 66/87; see also 735 ILCS 5/3-101 et seq.
Bolton applied for a concealed carry license in January 2014. Compl. ¶ 11. The Chicago Police Department objected to Bolton’s application. Id. ¶ 13. The objection alleged that Bolton had been arrested for impersonating a peace officer and unlawful' use of a weapon. R. 57, Defs.’ Resp. at 3; R. 57, Defs.’ Exh. A, Law Enforcement Objection at AGO 000038. The basis for the objection (the arrests) has been revealed now, but at the time that the Board acted on Bolton’s application, the Board did not inform Bolton of that basis. The Board neither notified Bolton of the objection nor requested additional- evidence from him, and concluded that Bolton’s application should be denied
After filing the lawsuit, Bolton eventually moved for a preliminary injunction to prevent Defendants from interfering with his right to carry a concealed handgun outside his home, acting against him for carrying a concealed handgun without a license, or preventing him from teaching firearms safety classes. Pl.’s Mot. Prelim. Inj. at 1-2. Shortly thereafter, Defendants moved to dismiss both counts for failure to state a claim under Rule 12(b)(6) and moved to dismiss the due process count on abstention grounds under Rule 12(b)(1). Defs.’ Mot. Dismiss at 5-11.
II. Legal Standards
Under Federal Rule of Civil Procedure 8(a)(2), a complaint generally need only include “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.R.Civ.P. 8(a)(2). This short and plain statement must “give the defendant fair notice of what the ... claim is and the grounds upon which it rests.” Bell Atl. Corp. v. Twombly,
“A motion under Rule 12(b)(6) challenges the sufficiency of the complaint to state a claim upon which relief may be granted.” Hallinan v. Fraternal Order of Police of Chi. Lodge No. 7,
Federal Rule of Civil Procedure 12(b)(1) provides the procedural vehicle by which the defendant may move a federal court to dismiss a claim or suit on the ground that the court lacks jurisdiction.
A preliminary injunction is “an extraordinary remedy that may only be awarded upon a clear showing that the plaintiff is entitled to such relief.” Winter v. Natural Res. Def. Council,
III. Analysis
Bolton alleges that the process by which his application for a concealed-carry license was denied violated his right to procedural due process and was an improper prior restraint on his Second Amendment rights. Compl. ¶¶ 16-31. He has asked for a preliminary injunction to protect these rights, and Defendants have moved to dismiss. As explained below, because the outcome of the motion to dismiss controls the resolution of the motion for a preliminary injunction, the Court will address Defendants’ motion first.
A. Due Process Claim
1. Failure to State a Claim
Defendants argue that Bolton’s due process claim should be dismissed. To state a claim for violation of procedural due process, Bolton must show, “(1) deprivation of a protected interest, and (2) insufficient procedural protections surrounding that deprivation.” Michalowicz v. Village of Bedford Park,
First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Mathews v. Eldridge,
In their motion to dismiss, Defendants do not contest that Bolton has a protecta-ble interest (and given the mandatory “shall” directive to issue the license unless an exception applies, it is likely that there is indeed a protectable interest). Instead, Defendants argue that Bolton cannot show
To support the argument that postdeprivation review is sufficient to meet due process requirements, Defendants argue that the denial of the license was a “random and unauthorized” act. That characterization is important because when a state official commits acts that are “ ‘random and unauthorized^]’ the state is only responsible for providing postdeprivation remedies.” Veterans Legal Defense Fund v. Schwartz,
Defendants first argue that the deprivation that Bolton suffered was random and unauthorized because the Board had discretion to hear additional evidence from Bolton after receiving the law enforcement objection. R. 60, Defs.’ Sur-Reply at 2 (citing 430 ILCS 66/20(e)). In exercising its discretion, the Board could give an applicant the opportunity to be heard and to offer evidence in some instances. Defendants argue, therefore, that it cannot be the Board’s established policy to deny applicants a predeprivation right to be heard. Id. They further argue that the Board’s actions cannot be characterized as “predictable and authorized,” because each license application is unique and the Board’s response to each will therefore also be unique and unpredictable. Id. at 2-3. Finally, Defendants claim that a violation of due process cannot be authorized because the statute would never authorize the Board to violate due process. Id. at 3.
Defendants’ arguments miss the mark. When a state official acts within the bounds of discretion given to him by law, his acts are not random and unauthorized. Zinermon,
Moreover, Defendants’ argument that the alleged deprivation could not be authorized because the statute would not authorize a violation of due process is circular. No state intends to violate due process, but some established procedures might fall short of the constitutional minimum. If any state procedure that does not satisfy the requirements of due process is random and unauthorized because the state could not possibly authorize a denial of due process, there could never be a due process violation due to established state procedure. Every denial of process would be random and unauthorized and could be automatically cured by postdeprivation remedies alone. This is clearly at odds with the very idea that some procedure (or lack of procedure) can violate due process because it' was not provide before the deprivation occurred. The alleged deprivation that Bolton suffered was therefore not random and unauthorized, and the availability of postdeprivation state-court review is not automatically sufficient to overcome Bolton’s due process claim.
Even though the conduct of the Board and Department of State Police was not random and unauthorized, the postdeprivation procedures provided through the Illinois Administrative Review Act are.still relevant to the due-process analysis. When evaluating a procedural due process claim, “the constitutional violation actionable under § 1983 is not complete when the deprivation occurs; it is not complete unless and until the State fails to provide due process.” Zinermon,
Courts have recognized .several circumstances in which postdeprivation remedies, either alone or coupled with some limited predeprivation protections, can satisfy due process. Although “the Constitution [usually] requires some kind of hearing before the State deprives a person of liberty or property,” postdeprivation remedies may be sufficient when, for example, the state must act quickly, the length or severity of the deprivation does not pose a risk of serious loss, or when the combination of procedures are reliable enough to minimize risk of erroneous deprivation. Zinermon,
Accepting the allegations of the complaint as true, Bolton has plausibly alleged that the process provided by the Board and Department of State Police was insufficient under the Mathews framework. Mathews requires courts to balance (1) “the private interest that will be affected by the official action”; (2) “the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards”; and (3) “the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.”
2. Younger Abstention
Defendants also move to dismiss Bolton’s due process claim based on the abstention principles of Younger v. Harris,
Defendants argue that Younger abstention should apply to this case even though there is no ongoing state proceeding. Defs.’ Mot. Dismiss at 7. Younger abstention is only appropriate, however, “when there is an action in state court against the federal plaintiff and the state is seeking to enforce the contested law in that proceeding.” Forty One News,
Defendants rely on Nelson v. Murphy,
That description of Nelson makes clear that it does not help Defendants in this case. Unlike Bolton, the plaintiffs in Nelson had already participated in state proceedings in which they could have raised their constitutional claims. The Seventh Circuit’s concern was that plaintiffs would fail to raise issues in the state-court proceedings “because they were dissatisfied with the relief that state courts had afforded to other inmates,” or, the Seventh Circuit suspected, because of the “shakiness of plaintiffs’ arguments on the merits.” Id. at 501-02. Such “[fjederal post-trial intervention ... deprives the States of a function which quite legitimately is left to them, that of overseeing trial court dispositions of constitutional issues which arise in civil litigation over which they have jurisdiction.” Id. (quoting Huffman,
Even if Defendants could avoid the pending-proceeding requirement under Nelson, Younger abstention still would not apply. A court may only abstain under Younger from (1) state criminal prosecutions, (2) civil enforcement proceedings, and (3) civil proceedings involving certain orders that are uniquely in furtherance of the state courts’ ability to perform their judicial functions. Sprint Commc’ns, Inc. v. Jacobs, — U.S. -,
The Supreme Court’s decisions “applying Younger to instances of civil enforcement have generally concerned state proceedings ‘akin to a criminal prosecution’ in ‘important respects.’ ” Sprint,
Similarly, Bolton’s application for a concealed-carry license does not qualify as a .civil enforcement proceeding. Defendants’ arguments that the concealed-carry application process is quasi-criminal or initiated to somehow sanction Bolton are unconvincing. Bolton himself initiated the proceeding when he applied for a concealed-carry license. If Bolton had not filed the application, the' Chicago Police Department would have had no reason to file any “complaint” against him. Furthermore, the denial of the application cannot properly be construed as a “sanction” against Bolton. The Board does not deny licenses based on law enforcement objections to punish applicants for the conduct described in the objection. The Board denies licenses based on law enforcement objections when it determines that the applicant is a danger to himself or the community. 430 ILCS 66/10(a), 20(e). The administrative proceeding was therefore not initiated by the State to sanction Bolton for his wrongful acts. Nor does the mere inclusion of criminal records into the administrative review process make this “akin to a criminal prosecution.” Younger abstention is only warranted in “exceptional situations.” Mulholland,
B. Prior Restraint Claim
Bolton alleges that the “unfettered discretion” of the licensing authority is an unconstitutional prior restraint on his Second Amendment rights. Compl. ¶¶ 25-31. He argues that Illinois may not “specifically license the right to keep and bear arms outside of the home,” or that the licensing regime must be “narrowly tailored to serve a compelling government interest.” Id. ¶ 26. Although the prior restraint doctrine is typically confined to the First Amendment, Bolton argues that the similarities between the rights guaranteed by the First and Second Amendments warrant extension of the prior restraint doctrine to his case. R. 36, Pl.’s Br. at 3-8. Defendants move to dismiss the prior restraint count for failure to state a claim, arguing that the prior-restraint analysis must be confined to the First Amendment, and that, even if the prior-restraint framework did apply, the licensing regime is constitutional. Defs.’ Resp. at 9-11.
Under the First Amendment, “a law subjecting the exercise of First Amendment freedoms to the prior restraint of a license, without narrow, objective, and definite standards to guide the licensing authority, is unconstitutional.” Shuttlesworth v. City of Birmingham, Ala.,
Bolton concedes that the defense is correct in arguing that there is no binding authority applying the prior restraint doctrine to the Second Amendment. See PL’s Br. at 3; Defs.’ Mot. Dismiss at 10. In asserting that the doctrine should be extended to the Second Amendment, Bolton argues that courts have often analogized to the First Amendment in evaluating challenges on Second Amendment grounds. It “naturally follows,” therefore, that First Amendment prior-restraint analysis is appropriate in this context as well. See Pl.’s Br. at 3-4 (citing District of Columbia v. Heller,
Bolton is halfway correct, but ultimately wrong. It is true that District of Columbia v. Heller, the Supreme Court’s seminal Second Amendment decision, often draws parallels between the First and Second Amendments. See
Although Bolton is correct that the First Amendment has served as an important interpretive guidepost in developing Second Amendment jurisprudence, the analogy does not extend so far as to import the entire prior restraint doctrine into the Second Amendment. The prior restraint doctrine embraces concepts unique to the First Amendment; the primary focus of the doctrine is preventing censorship and limiting the chilling effect of prior restraints on protected speech. The Supreme Court has even said that that protection against prior restraint is at the core of the First Amendment guarantee. Near,
C. Preliminary Injunction
Because Bolton’s due process claim survives the motion to dismiss, it is necessary to evaluate his motion for a preliminary injunction. To prevail, Bolton must show (1) a likelihood of success on the merits; (2) a lack of an adequate remedy at law; and (3) an irreparable harm will result if the injunction is not granted. Lambert,
As discussed above, Bolton has shown that he has at least some likelihood of success on the merits of his due process claim. See Ty, Inc. v. Jones Group, Inc.,
Nevertheless, Bolton’s motion for a preliminary injunction must be denied because the balance of the harms tips strongly in favor of the public. “A preliminary injunction is an extraordinary remedy.” Winter,
The harms that Bolton would suffer if the preliminary injunction were denied do not overcome the public’s interest. Bolton alleges that he is entitled to a preliminary injunction because, without the right to carry a concealed weapon,, he cannot defend himself or his family from physical threats. See Pl.’s Br. at 14-15; Pl.’s Resp. at 14. Those are important interests, but there is no record evidence of imminent or upcoming threats, and “speculative injuries do not justify th[e] extraordinary remedy” of a preliminary injunction. E. St. Louis Laborers’ Local 100 v. Bellon Wrecking & Salvage Co.,
IV. Conclusion
For the reasons discussed above, Defendants’ motion to dismiss is denied as to the due process claim and granted as to the prior restraint claim. Plaintiffs motion for a preliminary injunction is denied.
Notes
. This Court has subject matter jurisdiction under 28 U.S.C. § 1331. Citations to the docket are indicated by “R.” followed by the docket entry.
. A motion to dismiss on abstention grounds does not fit neatly into Rule 12(b)(1) or Rule 12(b)(6). Courts in this district have recognized this difficulty in categorization, see, e.g., Carter v. Doyle,
