MEMORANDUM:
In Matter of Bolt v. New York City Dept. of Education and Matter of Beatty v. City of New York, the order of the Appellate Division should be reversed, with costs, respondents' cross motion to dismiss the petition granted, and the certified question answered in the negative; in Matter of Williams v. City of New York, the arbitral award appealed from and the Appellate Division order brought up for review should be reversed, with costs, and the judgment of Supreme Court, New York County, dismissing the proceeding reinstated.
"That reasonable minds might disagree over what the proper penalty should have been does not provide a basis for vacating the arbitral award or refashioning the penalty" ( City School Dist. of the City of N.Y. v. McGraham,
I agree with my colleagues that the Appellate Division orders should be reversed because in all three appeals the court exceeded its authority and substituted its own judgment for that of the hearing officer (majority op. at 1068,
Under other circumstances I would have no cause to write separately. Certainly, there is an argument to be made that brevity of analysis coupled with a solid reversal is sufficient
I. JUDICIAL REVIEW OF ADMINISTRATIVE SANCTIONS
Judicial review of an administrative disciplinary determination is statutorily and constitutionally defined (see CPLR 7803, 7511 ; NY Const, art VI, § 3 ). We have repeatedly explained in article 78 proceedings that contrary to the Appellate Division's general broad jurisdiction, its review of administrative sanctions is circumscribed and no greater than our own. Thus, "the Appellate Division lacks any discretionary authority or interest of justice jurisdiction in reviewing the penalty imposed" by an administrative entity (Matter of Featherstone v. Franco,
Against this backdrop, the Court and the Appellate Division have uniformly reviewed administrative penalties under the standard set forth in Pell, which provides that "[u]nless an irrationality
The phrase "shocking to one's sense of fairness," must by its nature "reflect [ ] a purely subjective response to the situation presented" ( Pell,
"a result is shocking to one's sense of fairness if the sanction imposed is so grave in its impact on the individual subjected to it that it is disproportionate to the misconduct, incompetence, failure or turpitude of the individual, or to the harm or risk of harm to the agency or institution, or to the public generally visited or threatened by the derelictions of the individuals. Additional factors would be the prospect of deterrence of the individual or of others in like situations, and therefore a reasonable prospect of recurrence of derelictions by the individual or persons similarly employed. There is also the element that the sanctions reflect the standards of society to be applied to the offense involved. Thus, for a single illustrative contrast, habitual lateness or carelessness, resulting in substantial monetary loss, by a lesser emplоyee, will not be as seriously treated as an offense as morally grave as larceny, bribery, sabotage, and the like, although only small sums of money may be involved" (id. at 234-235,, 356 N.Y.S.2d 833 ). 313 N.E.2d 321
This Court's recognition of societal standards as a factor in determining whether a sanction exceeds the bounds of acceptable punishment for misconduct in the administrative context
"Moreover, in every case there must be sensitive distinction among agencies based uрon their responsibilities to the public" ( Pell,
Applying these legal principles to the three appeals at issue here, and with a full appreciation of the narrow confines of judicial review of administrative penalties, it is abundantly clear that the sanctions awarded in each case are not irrational and do not shock the conscience. To the contrary, the penalties further DOE's mission, discourage similarly egregious behavior in the future, and are well suited to mitigate the impaсt of petitioners' respective misconduct on their students' personal development, as well as on the integrity of the public education system.
II.
In these three appeals, petitioners were afforded hearings before an arbitrator, in accordance with Education Law § 3020-a. In each case, the arbitrator determined that the evidence sufficiently established misconduct that warranted
As is plain from the majority analyses of the record, the Appellate Division exceeded the bounds of its review power, ignored the arbitrators' credibility findings and substituted its judgment for that of DOE. The courts improperly concluded that the penalties were disproportionate to the misconduct and petitioners' employment histories tipped in favor of a penаlty short of termination.
A. Matter of Bolt v. New York City Dept. of Education
Petitioner Ericka Bolt was a fifth-grade teacher alleged to have improperly directed students to cheat while proctoring statewide examinations. The arbitrator found sufficient evidence, which included testimony from several of petitioner's students and the principal, that petitioner improperly assisted students during the administration of the statewide English Language Arts examination, violated the school's protocol for statewide testing, was insubordinate for failing to comply with testing protocol, and caused an inaccurate measurement of student performance. The arbitrator deemed dismissal warranted based on this gross misconduct and neglect of duty, as well as petitioner's failure to serve as a positive role model for students.
Petitioner challenged the determination, arguing that the arbitrator had exceeded his power, his decision was irrational, and the penalty was excessive. Supreme Court vacated the award in its entirety, finding the decision irrational and termination of petitioner's employment "disproportionate and excessive." ( Matter of Bolt v. New York City Dept. of Educ. ,
The Appellate Division, with one justice dissenting, modified the judgment on the law to confirm the arbitrator's finding of guilt and remanded the matter to DOE to impose a lesser penalty (Matter of Bolt v. New York City Dept. of Educ.,
Contrary to the Appellate Division's conclusion, which failed to properly consider the severity of the misconduct, there is nothing shocking to the conscience about imposing terminаtion as a penalty on a teacher who encourages her students to cheat on statewide examinations. To the extent the court suggests, as petitioner maintains on this appeal, that termination of an employee with an unblemished history is per se shocking to the judicial conscience, the court misapplies the "rigorous Pell standard" ( Featherstone,
Here, petitioner helped children cheat on a statewide examination. She set a terrible example for her impressionable students, for whom she served as both a role model and authority figure. Her behavior undermined and skewed the results of the examination for her students and other students in her school and throughout the state. Her students clearly did not realize that being told by a teacher to fix their answers on an examination was wrong, as demonstrated by their request for similar help from their subsequent teacher. The revelation of such misconduct serves to cast aspersions on the ethics of the teaching profession and on the аccuracy of statewide examinations and grading in general. Given the seriousness of petitioner's conduct, its adverse impact on the children's education and development, and the potential of a lesser penalty to encourage similar future misconduct by teaching staff, undermining the integrity of statewide measures of student progress and the public education system, the Appellate Division erroneously concluded that petitioner's dismissal shocked the conscience.
B. Matter of Beatty v. City of New York
Petitioner Amira Beatty worked as a special education teacher in DOE's Home Instruction Prоgram for 13 years. The program provides both short- and long-term teachers for students who are unable to receive instruction in a traditional classroom setting due to medical or psychiatric reasons. Teachers in the program work "in the field," are largely unsupervised and work on the honor system, as they create schedules with each individual student and then apprise their supervisors of their schedules and any changes. The teachers are responsible for maintaining accurate employment records and submit daily
One of petitioner's students had cerebral palsy and entered the Home Instruction Program following major surgery. Petitioner began providing the student instruction at the student's home, but following Hurricane Sandy, which greatly affected the Rockaways where the student lived, petitioner failed to meet with the student for two months without informing her supervisor-all the while submitting daily logs and time sheets in which she certified they were continuing to meet. The Special Commissioner for Investigation found that petitioner had not met with the student on 24 occasions despite petitioner's contrary certifiсations. Petitioner admitted that she did not provide services to the student after the hurricane and that she submitted false daily logs and time sheets.
Petitioner challenged the penalty and DOE successfully cross-moved to dismiss the petition before Supreme Court (Matter of Beatty v. City of New York ,
The majority exceeded its authority and did not limit its review to the proportionality of the sanction, but rather supplanted the hearing officer's judgment with thе court's own assessment of the individual's misconduct and its impact on DOE's educational mission. The majority characterized the petitioner as an experienced teacher who made one mistake, which did not even result in monetary gain. In doing so, the majority improperly reweighed the evidence and ignored the arbitrator's credibility findings, in violation of our limited standard of review, which is confined to the factual record before the agency and requires deference to a hearing officer's credibility determinations ( Pell,
Termination of employment, even for this long-term teacher, does not shock the conscience: over the course of two months, petitioner falsified daily logs and time sheets and failed to provide her student with necessary special education instruction. Both are serious violations and
C. Matter of Williams v. City of New York
According to the evidence at the hearing, petitioner Terrell Williams was a tenured physical education and health teacher at a middle school who initiated conversations with several of his female students in the eighth grade during two school terms, inquiring if they had eligible older sisters, and if so, asked for physical descriptions and their telephone numbers. He accepted the telephone number of one student's older sister and contacted her for a date. Petitioner stated that he did not view himself as a role model for the students.
One student testified that petitioner's behavior made her feel "kind of uncomfortable" and another stated she was "kind of aggravated." The arbitrator determined the female students' testimony was consistent and that petitioner's was not credible. The arbitrator also rejected petitioner's claims that his statements were made jokingly. The arbitrator concluded dismissal was warranted because petitioner showed an inability to provide a safe and appropriate learning environment for his students by engaging in behavior that was "miles beyond any appropriate boundary between teacher and student," and that he abused his position of power "for his own benefit, without regard to the lessons he was passing on to impressionable young girls." The arbitrator noted that contrary to petitioner's "misguided" view, he was indeed a role model for his students. The arbitrator also considered petitioner's 13 years of teaching, but found them outweighed by the misconduct and his apparent lack of remorse.
Supreme Court denied the petition to vacate the part of the award that terminated employment and dismissed the proceeding. The Appellate Division, with one justice dissenting, reversed on the law and remanded the matter to DOE for imposition of a lesser penalty (Matter of Williams v. City of New York,
The Appellate Division majority improperly reweighed the evidence, and, as in Beatty, ignored the credibility determinations of the arbitrator, who did not credit petitioner's testimony and found it contradicted by the student's consistent description of the events. As the record reveals,
Although the majority acknowledged that petitioner's behavior was inexcusable, it nevertheless supplanted its own assessment of the precise penalty to be imposed for that of the
III. CONCLUSION
Termination of employment for the misconduct evinced in these three appeals is neither irrational nor such an affront to one's sense of fairness as to shock the conscience. This Court has repeatedly explained that under this "rigorous" standard, an administrative sanction may not be disturbed unless it is "disproportionate to the misconduct ... of the individual, or to the harm or risk of harm to the agency or ... the public" ( Pell,
In Matter of Bolt v. New York City Dept. of Educ. : On review of submissions pursuant to section 500.11 of the Rules of the Court of Appeals ( 22 NYCRR 500.11 ), order reversed, with costs, cross motion by respondent New York City Department of Education to dismiss the petition granted, and certified question answered in the negative, in a memorandum.
Chief Judge DIFIORE and Judges RIVERA, STEIN, FAHEY, GARCIA, WILSON and FEINMAN concur, Judge RIVERA in a concurring opinion.
In Matter of Beatty v. City of New York : On review of submissions pursuant to section 500.11 of the Rules of the Court of Appeals ( 22 NYCRR 500.11 ), order reversed, with costs, cross motion by respondents City of New York et al. to dismiss the petition grantеd, and certified question answered in the negative, in a memorandums Case No. 53: On review of submissions pursuant to section 500.11 of the Rules, the arbitral award appealed from and the Appellate Division order brought up for review reversed, with costs, and judgment of Supreme Court, New York County, dismissing the proceeding reinstated, in a memorandum.
In Matter of Williams v. City of New York : On review of submissions pursuant to section 500.11 of the Rules of the Court of Appeals ( 22 NYCRR 500.11 ), the arbitral award appealed from and the Appellate Division order brought up for review reversed, with costs, and judgment of Supreme Court, New York County, dismissing the proceeding reinstated, in a memorandum.
Chief Judge DiFIORE and Judges RIVERA, STEIN, FAHEY, GARCIA, WILSON and FEINMAN concur, Judge RIVERA in a concurring memorandum.
Notes
In fact, in 2013, New York City launched the "NYC Girls Project," a multi-faceted public educational initiative supported by DOE and other agencies, and including programming at city schools and after-school programs, promoting the message that girls should be valued for their skills, beliefs, and character instead of their physical appearance (see e.g. Anemona Hartocollis, City Unveils Campaign to Improve Girls' Self-Esteem, N.Y. Times, Sept. 30, 2013, http://www.nytimes.com/2013/10/01/nyregion/ city-unveils-a-campaign-to-improve-girls-self-esteem.html [accessed Jan. 2, 2018] ).
