delivered the Opinion of the Court.
The defendant, Branko Bogdanov (Bogda-nov), was convicted under a complicity theory of second degree burglary of a warehouse
I.
The prosecution presented the following evidence at trial. On April 22, 1990, Bogda-nov along with three women entered a warehouse clothing store in Fort Collins, Colorado. Two of the women distracted the sales clerks at one end of the store by asking several questions about the merchandise. Bogdanov and the third woman were at the other end of the store near the office door. While Bogdanov held up a large pair of pants, the third woman slipped behind him and entered the store office. The woman emerged from the office about 30 seconds later, after which Bogdanov and the three women exited the store together.
A fourteen-year-old who witnessed the activities of Bogdanov and the third woman immediately reported to a store employee that the woman had been in the office. The employee rushed outside and yelled “excuse me” to the four customers, but the group ran to their car and sped away. The employee obtained a license plate number from the departing car driven by Bogdanov, returned to the office, and called the police. He then checked the office safe, and discovered that five bank bags containing deposits were missing. The store manager later testified that she had entered the safe fifteen minutes prior to the incident for change, and that the bank bags with the deposits were in the safe at that time. The bank bags had contained approximately $2200 in cash, $1100 in checks, and some loose change.
The Fort Collins Police Department issued a dispatch regarding the suspected theft, including a description of Bogdanov’s car, a description of the four occupants,
Pursuant to the investigation, Detective Michael West of the Fort Collins Police Department prepared two photo lineups, one of six females, and the other of six males. The fourteen-year-old witness identified Bogda-nov as the male he had seen in the store. He also identified two of the females who were with Bogdanov at the warehouse. The man
In December 1991, the ease proceeded to trial. The trial judge provided the jury with several instructions, including one on complicity. The jury found Bogdanov guilty of second degree burglary, theft, and criminal conspiracy to commit theft. Bogdanov was ultimately sentenced to five years incarceration for burglary, five years for theft, and four years for conspiracy, to run concurrently.
Upon appeal, Bogdanov asserted a number of errors, including error in the complicity instruction. The court of appeals, relying on People v. Close,
II.
The questions raised by this case require us to review and clarify the state of mind required of an accomplice. Complicity is a theory of law by which an accomplice may be held criminally liable for a crime committed by another person if the accomplice aids, abets, or advises the principal, intending thereby to facilitate the commission of the crime. See § 18-1-603, 8B C.R.S. (1986); People v. Wheeler,
Complicity. A person is legally accountable as principal for the behavior of another constituting a criminal offense if, with the intent to promote or facilitate the commission of the offense, he aids, abets, or advises the other person in planning or committing the offense.
§ 18-1-603, 8B C.R.S. (1986) (emphasis added).
While “intent” is used in the Colorado complicity statute,
Although the statutory definition of intent under section 18-1-501 does not apply, there is nevertheless a dual mental state requirement of the complieitor that must be proven before he or she can be legally accountable for the offense of another. Complicity liability exists when (1) the complieitor has the culpable mental state required for the underlying crime committed by the principal; and (2) the complieitor assists or encourages the commission of the crime com
Complicity is not a theory of strict liability. It is not sufficient that the defendant intentionally engaged in acts which ultimately assisted or encouraged the principal. Rather, the complicitor must intend that his conduct have the effect of assisting or encouraging the principal in committing or planning the crime committed by the principal. See generally, id. As Learned Hand stated in United States v. Peoni,
have nothing whatever to do with the probability that the forbidden result would follow upon the accessory’s conduct; ... [the definitions] demand that [the complicitor] in some sort associate himself with the venture, that he participate in it as something that he wishes to bring about, that he seek by his action to make it succeed.
Id. at 402.
Our holding in People v. Wheeler,
The issue in Wheeler concerned reconciling the requirement that the complicitor “inten[d] to promote or facilitate the commission of the offense” with the definition of negligent homicide. See id. at 103. The principle we enunciated in Wheeler is that when a complicitor intentionally assists or encourages another whom the complicitor knows will thereby engage in conduct that grossly deviates from the standard of reasonable care and poses a substantial and unjustifiable risk of death to another, such a mental state should suffice for complicity liability for an underlying crime defined by the culpable mental states of recklessness or negligence. See id. at 105. Thus, the rule of Wheeler should only be applied to crimes defined in terms of recklessness or negligence, and should not be applied to dispense with the requirement that the complicitor have the requisite culpable mental state of the underlying crime with which he is charged.
III.
In this case, the trial court gave the jury the pattern complicity instruction, which states:
A person is guilty of an offense committed by another person if he is a complicitor. To be guilty as a complicitor, the following must be established beyond a reasonable doubt:
1. A crime must have been committed.
2. Another person must have committed all or part of the crime.
3. The defendant must have had knowledge that the other person intended to commit (all or part of) the crime.
4. The defendant did intentionally aid, abet, advise, or encourage the other person in the commission or planning of the crime.
CJI-Crim. 6:04 (1983) (emphasis added).
Bogdanov argues that the pattern jury instruction on complicity violated his right to due process of law. Under both the United States and Colorado Constitutions, the due process clauses require that in order to convict a defendant, the prosecution must prove every fact necessary to constitute the charged offense beyond a reasonable doubt. See U.S. Const, amend XIV; Colo. Const. art. II, § 25; In re Winship,
Bogdanov’s argument is twofold. First, he maintains that the instruction fails to properly instruct the jury on the statutory element of “intent to promote or facilitate the commission of the offense_” § 18-1-603, 8B C.R.S. (1986). Second, he contends that the language in the third paragraph of the instruction, “[t]he defendant must have had knowledge that the other person intended to commit (all or part of) the crime,” allows the jury to convict even if the defendant did not know the other person or persons intended to commit the crime, but rather only knew the other person or persons intended to commit part of the crime. Both of Bogdanov’s asserted instructional deficiencies concern the complicitor’s dual mental state requirements.
A.
Bogdanov contends that the asserted errors were structural. Therefore, our inquiry begins with an objective determination of whether Bogdanov’s alleged errors in the complicity instruction amount to structural defects. Such analysis in this case is confined to whether the jury instructions, when read in their entirety and considered as a whole, properly instructed the jury on all essential elements necessary to reach its verdict. We conclude that the asserted deficiencies in the pattern complicity instruction are not structural.
There are two categories of constitutional violations that may occur during the course of a criminal proceeding: “trial errors” and “structural errors.” See Sullivan v. Louisiana,
Structural errors are not amenable to either a harmless or a plain error analysis because such errors affect “the framework
The United States Supreme Court provided as examples of structural defects cases involving a total deprivation of the right to counsel at trial, see Gideon v. Wainwright,
A criminal defendant has the right to a jury verdict beyond a reasonable doubt. See U.S. Const. amends. V, VI; Sullivan,
In Sullivan, the Court concluded that a constitutionally deficient burden of proof instruction necessarily vitiated all the jury’s findings and was a structural error because it forced the reviewing court to engage in speculation about what a reasonable jury would have done. Sullivan,
We recently applied the structural error analysis in People v. Vance,
The Supreme Court has clarified that not all errors in jury instructions rise to the level of structural error that would automatically require a reversal. Cf. Rose v. Clark,
We hold that Bogdanov’s asserted errors are not structural because the plain language of the pattern complicity instruction sufficiently reflects the eomplieitor’s two mental state requirements under the complicity statute: (1) the defendant had the requisite mens rea for the underlying crime
Specifically, the first paragraph of the instruction initially directs the jury to find that “a crime” must have been committed, thus instructing that all elements of that crime with which the defendant is charged must be established beyond a reasonable doubt. Thereafter, “the crime” as used throughout the remaining paragraphs of the instruction refers back to the crime that was referenced in the first paragraph. See Close,
The fourth paragraph then instructs the jury on the complieitor’s requisite mental state. That paragraph directs that to be convicted as a complieitor, the defendant must intentionally aid, abet, advise, or encourage the principal in the commission or planning of the crime as defined in the first paragraph. We conclude that the language adequately directs the jury to determine whether the defendant had the requisite mens rea of the crime, because the defendant could not have intended his participation to further the crime unless he also intended the crime to occur. For him to intend that the crime occur, he would necessarily share the principal’s mental state. If the defendant did not intend that his actions would assist or encourage the other principal(s) in the commission or planning of the underlying crime, the defendant cannot be criminally liable for the commission of that crime. See People v. Rodriguez,
Hence, the instruction satisfies both aspects of the test: (1) the defendant had formed the mens rea requisite to the underlying crime; and (2) he committed an act intending thereby to further the crime. Criminal responsibility is a complex concept, to which whole books and years of course work are devoted. In the end, the question is whether the jury receives adequate instruction on the elements of any particular crime. As to the complicity instruction, we here determine that the elements necessary to establish complicity liability are set out in terms that direct the jury to the appropriate and necessary inquiries. Thus, despite the omission of the statutory language “with the intent to promote or facilitate the commission of the offense” from section 18-1-603, the complicity instruction does not create a structural defect.
We find that the plain language of the entire instruction does not allow the defendant to be convicted of a crime under a complicity theory for which he did not have the requisite mental state. We therefore
B.
While we find that the complicity instruction, when considered in its entirety, does not create a structural defect, we nonetheless find that the “all or part of’ language was superfluous in this case and therefore in error. In People v. Rodriguez,
Here, Bogdanov did not object to the pattern instruction on complicity either during the trial or in his motion for a new trial, other than objecting to the word “abet,” which is not at issue here. Therefore, we must consider the validity of the instructions under a plain error analysis. See Crim. P. 52(b) (permitting review of plain errors or defects affecting substantial rights not brought to the attention of the court); Wilson v. People,
Each case involving a plain error analysis must be resolved in light of its particular facts and the law that applies to those facts. See Ramirez v. People,
We have previously found that jury instructions that do not undermine the fundamental fairness of the trial so as to east serious doubt on the reliability of the judgment of conviction withstand scrutiny. See, e.g., id. at 239-40 (failure to define “may” as used in child abuse statute not plain error in light of overwhelming evidence of defendant’s guilt; error could not be said to have reasonably contributed to defendant’s conviction); People v. Mattas,
Failure to instruct the jury properly does not constitute plain error where the subject of the error in the instruction is not contested at trial, or where evidence of the defendant’s guilt is overwhelming. See People v. Fichtner,
Thus, under a plain error analysis, unlike a structural error analysis, the defendant must demonstrate not only that the
Bogdanov was convicted as an accomplice, and the third woman alone actually committed the essential elements of the underlying crimes of burglary and theft. The evidence established that no other persons entered the office or stole the money and checks. We distinguish the fact pattern of this ease where the accomplice is not charged with committing any act essential to the elements of the underlying crime, from the fact pattern wherein the principal and at least one other person, possibly the defendant, together commit the essential elements of the crime. It is this latter situation to which the “all or part of’ language applies.
Reed v. People,
However, in instances such as the present case, where the defendant being charged with the underlying crime under a complicity theory did not actually commit any of the essential elements of that crime and where one principal alone committed all elements of the crime, we see no need for the jury instruction on complicity to contain the “all or part of’ language. Here, the prosecution charged that one person alone committed all essential elements of both the crimes of burglary and theft. We therefore conclude that it was error to include the “all or part of’ language in the pattern complicity instruction.
While the inclusion of such language was error, we conclude that such language was merely superfluous in this case, and therefore not plain error. The jury here necessarily found, first, that Bogdanov knew the third woman intended to enter the store office and commit burglary and theft therein, as the third paragraph of the instruction required such a finding before the jury could reach a guilty verdict. Moreover, according to the fourth paragraph, the jury also found that Bogdanov had the requisite mental states for the underlying crimes of which he was convicted in order to have found him guilty under a complicity theory. The act of holding up a pair of pants without the mental state to aid in the commission of theft and burglary is certainly not criminal in nature. Rather, the instruction required the jury to conclude that Bogdanov knew the third woman intended to enter the store office and commit burglary and theft, and that Bogda-nov intended his actions to aid and encourage her in the commission of those crimes in order to convict him of burglary and theft under a complicity theory. Had the jury not found that Bogdanov had the requisite mental state, it would have found Bogdanov innocent of the charges against him.
We therefore hold that the “all or part of’ language in the standard complicity instruc
IV.
We conclude that the pattern complicity instruction, CJI-Crim. 6:04 (1983), did not violate Bogdanov’s right to due process, and therefore affirm the court of appeals in sustaining Bogdanov’s judgment of conviction.
Notes
. § 18-4 — 203, 8B C.R.S. (1986).
. § 18-4-401, 8B C.R.S. (1986 & 1996 Supp.).
. §§ 18-2-201, —4-401, 8B C.R.S. (1986 & 1996 Supp.).
.The dispatch mistakenly described the occupants as three males rather than one male and three females.
. The sentence had originally been for seven years for burglary, seven years for theft, and four years for conspiracy, but was later reduced following a Crim. P. 35(b) hearing.
. Other state statutes use different language that specifies a lesser culpable mental state requirement, such as "acting with knowledge that another person is committing or intends to commit an offense, the person knowingly provides the other person with means or opportunity for the commission of the offense.” 1997 Ariz. Legis. Serv. Ch. 136, § 6 (amending Ariz.Rev.Stat. § 13-1004 (1989)) (emphasis added).
.Section 18-1-501(5) defines "intentionally” and "with intent” as those terms are used in the "offenses” set forth in the Colorado Criminal Code, §§ 18-1-101 to -22-103, 8B C.R.S. (1986 & 1996 Supp.). See § 18-1-501(5); see also Wheeler,
. We note that some jurisdictions have complicity statutes that would hold an accomplice liable for any crimes that are a reasonably foreseeable consequence of the crime which the accomplice intended to aid or encourage. See, e.g., Me.Rev. Stat. Ann. tit. 17-A, § 57 (West 1983). The Colorado General Assembly chose not to extend accomplice liability to reasonably foreseeable crimes, but rather limited such liability to those particular crimes which the accomplice intended to promote or facilitate. See § 18-1-603, 8B C.R.S. (1986).
. We disapprove of that portion of People v. Close,
For the same reasons, we also object to reliance on that portion of Close in the following two court of appeals decisions: People v. Fisher,
. While we have concluded that the standard complicity instruction does not amount to structural error that would affect the entire trial from beginning to end or that would deny the defendant a basic protection, we nevertheless acknowledge that the pattern instruction should more properly mirror the applicable statutory language as follows (changes are highlighted):
A person is guilty of an offense committed by another person if he is a complieitor. To be guilty as a complieitor, the following must be established beyond a reasonable doubt:
1. A crime must have been committed.
2. Another person must have committed [ all or part of] the crime.
3. The defendant must have had knowledge that the other person intended to commit [ all or part of] the crime.
4. The defendant must have had the intent to promote or facilitate the commission of the crime.
5. The defendant must have aided, abetted, advised, or encouraged the other person in the commission or planning of the crime.
The language contained in brackets should be included in the complicity jury instruction only in those cases where one or more persons, possibly including the defendant, together committed the essential elements of the underlying crime. See discussion infra Part III.B. If only one person alone committed all essential elements of the crime with which the defendant is charged under a complicity theory, the language in brackets should be omitted from the jury instruction as given.
