Bodman v. Maine, Department of Health & Human ServicesBodman v. Maine, Department of Health & Human Services
ORDER ON MOTION TO DISMISS
Before the Court is Defendant’s Motion to Dismiss Plaintiffs Complaint (Docket #4). For the reasons that follow, the Court GRANTS in part and DENIES in part Defendant’s Motion.
I. LEGAL STANDARD
A motion to dismiss for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6) tests the “legal sufficiency” of a complaint.
Gomes v. Univ. of Me. Sys.,
II. FACTUAL BACKGROUND
Plaintiff Angela Bodman worked for the State of Maine Department of Health and Human Services (“Maine DHHS” or “Defendant”) for just shy of four and a half years, starting in February 2004 and culminating with her resignation on June 20, 2008. As a Family Independence Specialist in its office in Portland, Maine, Bodman worked with low-income individuals and families. Bodman had a “stellar” employment record at Maine DHHS prior to her resignation. (Compl. (Docket # 2) ¶ 30.)
While working at Maine DHHS, Bod-man began dating onе of her co-workers, Michael Damon. Damon left his position at Maine DHHS at some point during the course of this relationship; he remained in the social services field, however, and continued to have professional interactions with various individuals in Bodman’s office. After several months, Bodman attempted to extricate herself from what had become an abusive relationship with Damon.
But Damon refused to leave Bodman alone after the relationship ended, and instead “harassed [her], vandalized her property, slashed her tires, defamed her, and repеatedly violated her privacy at work and home.” (Compl. ¶ 9.) Damon sent email “tirades” to Bodman’s work account, sometimes several times a day, even after she requested for him to stop. (Compl. ¶ 10.) Bodman’s efforts to cease relations with Damon were “complicated” by the fact that “Damon’s work required him to frequent ... Bodman’s place of business.” (Compl. ¶ 8.) On November 5, 2007, Bod-man sought and obtained a temporary Protection from Abuse Order (“PFA”) against Damon ordering him to cease all contact with her. After a full hearing, the temporary PFA became permanent on Dеcember 28, 2007.
Bodman informed Maine DHHS of both Damon’s conduct as well as her efforts to secure the PFA. Maine DHHS made some initial, but unsuccessful, attempts to protect her from contact with Damon in the work setting. Maine DHHS subsequently “gave up all efforts to protect” Bodman, (Compl. ¶ 13.), ignoring her safety concerns and failing to take any additional steps to protect her from future harassment by Damon in the workplace.
On May 7, 2008, Bodman sent what she considered to be a confidential email request for Damon to be banned from participating on the Maine DHHS softball team duе to her concern that such contact with Maine DHHS staff in a non-professional context would only accelerate and perpetuate the harassment. The Maine DHHS employee who received this email forwarded it on to Damon. Based on this email, Damon sought a court order amending the PFA to allow his participation on the team. 1
Bodman again contacted her supervisor and other staff at Maine DHHS regarding her concerns about the ongoing professional and quasi-professional relationship between Damon and Maine DHHS staff. Because Bodman felt that she was not offered any solutions, she filed a Union grievance. Maine DHHS did nothing in response to this grievance, and instead denied its existence. Feeling that she was
III. DISCUSSION
Based on the foregoing faсtual allegations, Bodman alleges that Defendant violated state and federal law when it failed to take meaningful steps to enforce her Protection from Abuse Order in the workplace and thereby protect her from ongoing harassment by an ex-Maine DHHS employee. Before turning to Defendant’s substantive arguments as to why Plaintiff has failed to state a claim, the Court must note that Plaintiffs Complaint is not a model of clarity. Plaintiff styles the Complaint as having four separate counts: (1) “Constructive Discharge” with no statutory reference; (2) “Hostile Work Environment” with reference to “both the Maine Human Rights Act and Title VII of the Civil Rights Act of 1964;” (3) “Sexual Harassment” with reference to “both the Maine Human Rights Act and Title VII of the Civil Rights Act of 1964;” and (4) “Violation of the Whistleblower’s Protection Act” with reference to “the state and federal Whistleblower’s Protection Acts.” (Compl. at 4-6.) As to all four counts, Bodman seeks money damages and “any other relief that is just and proper under the circumstances.” (Id.) The Court will consider each of Bodman’s claims, but will do so in a slightly different order.
A. Plaintiffs Title VII and MHRA Claims (Counts I — III)
In Counts I — III of the Complaint, Bod-man alleges that when Maine DHHS failed to respond to her requests for protection from abuse in the workplace, she was subjected to harassment and a hostile work environment, which led to her constructive discharge, all in violation of the Maine Human Rights Act, 5 M.R.S.A. §§ 4551-4634 (“MHRA”) and Title VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e-2, et. seq. (“Title VII”). 2
1. Hostile Work Environment (Count II)
In Count II, Bodman alleges that Defendant subjected her to a hostile work environment in violation of both federal and Maine law. To prove a claim of hostile work environment, a plaintiff must establish six elements:
(1) that she (or he) is a member of a protected class; (2) that she was subjected to unwelcome sexual harassment; (3) that the harassment was based upon sex; (4) that the harassment was sufficiently severe or pervasive so as to alter the conditions of plaintiffs employment and create an abusive work environment; (5) that sexually objectionable conduct was both objectively and subjectively offensive, such that a reasonableperson would find it hostile or abusive and the victim in fact did perceive it to be so; and (6) that some basis for employer liability has been established.
Agusty-Reyes v. Dep’t of Educ.,
In the pending motion, Defendant argues that Bodman fails to allege sufficient facts to satisfy the third required element of a sexual harassment claim — i.e., she makes no showing that the above-described harassment was directed at her because of her gender. 3 Bodman’s Complaint identifies only in vague terms a few incidents that occurred after she ended her relationship with Damon. These incidents fall into two categories: (1) the conduct of Damon himself (i.e., he “harassed” Bodman, “vandalized” her property, “slashed” her tires, directed repeated “tirades” at her work email account, and attempted to participate on the Maine DHHS softball team); 4 and (2) the conduct of Maine DHHS employees and/or supervisors (i.e., an employee forwarded to Damon an email regarding Bodman’s concerns involving the softball league and a lack of response to Bodman’s requests for protection from harassment in the workplace, including her Union grievance).
Defendant asserts that these allegations are insufficient to survive a motion to dismiss because “[sjimply being a woman is not enough to state a claim[; t]he harassment must have been directed at her
because of
her protected class status.” (Def.’s Reply (Docket # 7) at 2.) In support of this argument, Maine DHHS relies exclusively upon
Forrest v. Brinker International Payroll Co.,
The First Circuit’s analysis in
Forrest
reflects its review of the district court’s grant of summary judgment. Thus, the parties before it had the opportunity to engage in discovery and were expected to present a complete factual record.
6
By contrast, this case is at the preliminary motion to dismiss stage.
As
such, the factual record before the Court is by its very nature incomplete.
See
Fed. R. Civ. P. 8(a)(2) (requiring only that a Complaint provide “a short and plain statement of the claim showing that the pleader is entitled to relief’). In relying exclusively upon the
Forrest
case, Defendant fails to acknowledge that the determination of whether an issue is trialworthy simply is not the same as the determination of whether a plaintiff states a claim upon which relief can be granted.
See, e.g., Hercik v. Rodale, Inc.,
No. 03-CV-06667,
Looking at the facts alleged in the complaint in the light most favorable to Plaintiff, the Court finds there to be sufficient circumstantial evidence to suggest that Damon’s behavior towards Bodman was triggered by more than personal animosity. “Presumably the prior relationship would never have occurred if the victim were not a member of the sex preferred by the harasser, and thus the victim’s sex is inextricably linked to the harasser’s decision to harass.”
Forrest,
The fact that certain of the eomplainedof conduct appeared to have no sex-based connotation at all — for example, throwing her food away and removing items from her desk — does not diminish to force of the evidence indiсating gender-based animus. Indeed, as we have noted, such acts may be added to the mix in assessing a hostile work environment claim.
Rosario,
While the Court is unsure that Bodman ultimately will prove her entire prima facie case — and particularly whether she will be able to overcome the substantial hurdle of establishing that there is some basis for imputing to Defendant liability for the harassing conduct of Damon, a non-employee 7 — the Court finds that the Plaintiff states a plausible claim of hostile work environment sexual harassment under Title VTI and the MHRA. Therefore, the Court will DENY Defendant’s Motion as to Count II.
2. Sexual Harassment (Count III)
Notably, Defendant does not have a stand-alone argument for dismissal of Count III. Rather, Defendant primarily seeks to dismiss this Count based on the same argument as Count II. Nonetheless, in the Court’s view, Plaintiff has failed to state a claim for sexual harassment above and beyond her hostile work environment claim just discussed.
8
Thus, the Court
3. Constructive Discharge (Count I)
In Count I, Bodman again recites the same legal theory that she also states in Counts II and III. She alleges that Damon’s sexual harassment led to the creation of a hostile work environment. She further contends that as a result of Maine DHHS’s failure to act in response to her complaints about Damon’s behavior, her working conditions became so intolerable that she was left with no choice but to resign from her position — that is, she was constructively discharged. Maine DHHS points out that Bodman fails to identify under which state or federal law she is bringing a claim of “constructive disсharge.” Defendant does not allege such an omission necessarily to be fatal. Rather, Defendant asserts that the Court should dismiss Count I because constructive discharge is not a “stand-alone claim.” (Def.’s Reply at 2 n. 1.)
Constructive discharge technically is a “compound” rather than an independent claim.
See Pa. State Police v. Sutlers,
The Court remains cognizant, however, that the constructive discharge standard is more onerous than the hostile work environment standard. From the facts alleged in the complaint, it is plausible that Bod-man suffered from “working conditions so intolerable that a reasonable person would have felt compelled to resign.”
Pennsylvania State Police,
If these facts are assumed to be true, as they must be at this stage in the proceeding, the Plaintiff has proffered sufficient facts to establish such intolerable working conditions that a “reasonable person in [her] shoes would have felt compelled to resign,”
Lee-Crespo v. Schering-Plough Del Caribe Inc.,
B. Plaintiffs Whistleblower Protection Act Claim (Count IV) 10
What remains is Plaintiffs allegation in Count IV that Maine DHHS violated Maine’s Whistleblowers’ Protection Act (“MWPA”), 26 M.R.S.A. § 831 et seq., when, in response to her reports of unlawful conduct and harassment to her supervisors, it “imposed more burdens on [her], including harsh treatment, unlawful discrimination[,] shame, additional harassment, exposure to further violent acts, and derogatory conditions.” (Compl. ¶ 46.) Bodman additionally asserts that, because Maine DHHS’s “reaction to her reporting [of] her treatment was to increase the severity of the unlawful acts,” she “was forced to resign her positiоn to protect herself.” (Compl. ¶47.) Defendant argues that Bodman fails to establish a prima facie retaliation claim for a violation of the MWPA.
“The MHRA provides a right of action to persons who have been subject to unlawful discrimination, including whistle-blowers who have suffered retaliatory discharge or other adverse employment actions.”
Costain v. Sunbury Primary Care, P.A.,
Under the MWPA, an employee has engaged in protected activity if she
There are, however, at least twо instances where the Plaintiff plausibly did engage in protected activity: (1) she complained to her “supervisor and other staff’ when a co-worker forwarded to Damon her email requesting that Damon be excluded from participation on the agency softball team because of his harassment; and (2) she filed a Union grievance, the contents of which the Court assumes were related to both the softball incident and the harassment in her work environment, to which her employer did not respond. Taking the facts pled by the Plaintiff as true, Bodman complained about conduсt by another employee, which she considered to be a breach of confidentiality, to an individual who could address the violation; this satisfies the protected activity element of the MWPA prima facie case.
See, e.g., Osher,
Defendant next argues that Plaintiff does not plead sufficient facts to establish the аdditional prongs of her MWPA claim because she fails to establish “that she had no reasonable alternative to resignation because her employer created intolerable working conditions.” (Mot. to Dismiss at 7.)
13
The Court disagrees. With both her co-worker’s email to Damon and the non-response to her Union grievance, Plaintiff has described intense frustration flowing from what she perceived to be evidence of her employer taking the side of
IV. CONCLUSION
As explained above, Defendant’s Motion to Dismiss is hereby GRANTED IN PART and DENIED IN PART. In accordance with this ruling, Count III and any federal claim in Count TV are hereby DISMISSED for failure to state a claim. The Court will allow Plaintiff to proceed with her hostile work environment claim (Count II), her constructive discharge claim (Count I) and her claim under the MWPA (Count IV).
SO ORDERED.
Notes
. Apparently Damon then abandoned the effort and did not participate on the team. (Def.'s Mot. to Dismiss (Docket # 4) at 4 & Ex. A.) (“Mot. to Dismiss”).
. To the extent Plaintiff makes the same claims under both the MHRA and Title VII, the same analysis applies.
See, e.g., Forrest v. Brinker Int'l Payroll Co.,
. Defendant rests its motion to dismiss Count II solely on its argument that Plaintiff has failed to allege sufficient facts to satisfy the "basеd upon sex" prong of the prima facie case of hostile work environment. (Mot. to Dismiss at 5-6.) ("Plaintiff has failed to allege sufficient facts to satisfy the third element____As a result, the Court need not look any further to consider the adequacy of the response of Maine DHHS.”). Accordingly, the Court will assume for the purposes of deciding this motion that Plaintiff alleges sufficient facts to establish the rest of her prima facie case of hostile work environment, including that the conduct was both "subjectively and objectively offensive,” and that there is some basis for employer liability.
. (Compl. ¶¶ 9-10, 16-17.) It is unclear from the Complaint whether all of this conduct actually occurred at Bodman's workplace or during working hours.
. The First Circuit ultimately affirmed the lower court’s grant of summary judgment, however, holding that "no reasonable jury could conclude that [the employer’s] response was not prompt and appropriate” and therefore no liability could be imposed on the employer. Id. at 232.
. Indeed, a review of cases assessing the impact of a prior relationship on the "based upon sex” prong reveals that such an analysis generally occurs at the summary judgmеnt stage or later in the proceedings. See,
e.g., Lipphardt v. Durango Steakhouse of Brandon, Inc.,
. Once again, this argument is not a basis for the pending motion to dismiss. Moreover, the First Circuit has made clear that there are at least some circumstances under which an employer may be found liable for the sexually harassing conduct of a non-employee.
See Rodriguez-Hernandez v. Miranda-Velez,
. In addition to sexual harаssment based on hostile work environment, the law does recognize
quid pro quo
sexual harassment.
See, e.g., Soto-Martinez v. Colegio San Jose, Inc.,
Civ. No. 08-2374,
. Perhaps for this reason, courts within the First Circuit have considered independently claims of constructive disсharge.
See, e.g., Landrau-Romero,
. Although Plaintiffs Complaint references a federal Whistleblower Protection Act, in moving to dismiss Count IV, Defendant correctly points out that there is no federal Whistle-blower's Protection Act that applies to state government employees. While it is possible that Bodman intеnded to bring a retaliation claim under some federal statute such as Title VII, see 42 U.S.C. § 2000e-3(a), she makes no effort to address the established framework for such a claim.
See, e.g., Simas v. First Citizens' Fed. Credit Union,
. Plaintiff makes no effort to argue that Damon’s harassing conduct can be imputed to her employer.
. Notably, the First Circuit has emphasized that "[n] either state nor federal law requires that the reported condition, activity, or practice actually
be
unsafe or illegal; under either scheme, an employee's reasonable belief that it crosses the line suffices, as long as the complainant communicates that belief to his employer in good faith.”
Higgins v. New Balance Athletic Shoe, Inc.,
.The Defendant does not challenge as a general premise that constructive discharge due to a hostile working environment can constitute an adverse employment action pursuant to the MWPA. The Court notes that the Law Court has yet to find opportunity to decide this issue.
See Blake v. State,