MEMORANDUM AND ORDER
Plaintiff Terence Boddie 1 filed this action on September 25, 2002, alleging that the defendants, in their official and individual capacities, violated his rights under the Equal Protection and Due Process clauses of the Fourteenth Amendment of the U.S. Constitution. In this action brought under 42 U.S.C. § 1983, the plaintiff, who is pro se, challenges both the conditions of his confinement and his continued incarceration in facilities maintained by the New York State Department of Correctional Services (“DOCS”). Defendants move to dismiss the Complaint pursuant to Rules 12(b)(1) and 12(b)(6), Fed.R.Civ.P„ for lack of subject matter jurisdiction and for failing to state a claim.
For the reasons explained below, the motion to dismiss is granted in part and denied in part.
Background
Plaintiff is serving six concurrent sentences after jury convictions on four counts of Rape in the First Degree, five counts of Sodomy in the First Degree, and two counts of Sexual Abuse in the First Degree. The New York Appellate Division, First Department, unanimously affirmed his conviction.
People v. Boddie,
Since his incarceration, Boddie has filed multiple actions in state and federal court regarding his conviction, including at least two in this District petitioning for a writ of habeas corpus.
See, e.g., Boddie v. New York State Dep’t of Correctional Services,
For the purposes of this Rule 12 motion, I describe the facts of this case as they are offered by the plaintiff, and accept them as true.
See Leatherman v. Tarrant County Narcotics Intelligence & Coordination Unit,
The Complaint provides a lengthy narrative pertaining to Boddie’s sentencing and subsequent denials of parole. The purported wrongs of which he complains commenced at the time of his sentencing in 1993, when, he claims, defendant Ann Don-nelly, then an assistant district attorney for New York County, failed to submit a memorandum to the trial court detailing her views on Boddie’s sentencing. (Complaint ¶ 14) Boddie claims that until 1998, he was unaware that Donnelly placed a “negative recommendation letter” in his institutional parole file. 2 (Complaint ¶¶ 15-17) The Complaint depicts bureaucratic confusion about the letter’s existence, until, in 1999, Assistant District Attorney Carmon A. Morales confirmed the letter’s existence. (Complaint ¶¶ 18-23) Boddie contends that upon review of this document, he found it factually inaccurate. (Complaint ¶¶ 24-26, 29-30) He believes that the letter contributed to his parole denials in 1998 and 2000. (Complaint ¶ 32) He alleges that the filing of the letter violated his due process and equal protection rights, and that it reflects malice and bias by defendant Donnelly. (Complaint ¶¶ 37-49)
By letter dated November 1, 2000, Bod-die raised his concerns to one of Donnelly’s supervisors, Robert M. Morgenthau, District Attorney of New York County. (AC ¶ 28) Boddie’s letter informed Morgenthau that defendant Donnelly prejudiced him by placing the negative recommendation letter in his file without granting him an opportunity to correct it. (Complaint ¶¶ 29-30) By letter dated June 1, 2002, Boddie wrote Assistant District Attorney James M. Kindler, again asserting that Donnelly’s negative letter was inaccurate and prejudiced him in his parole hearings.
Boddie seeks injunctive relief to compel the removal of the negative recommendation letter from his parole files, and preclusion of its use in parole and sex offender board hearings. (Complaint ¶ 50) He also seeks $ 1,000,000 in damages caused by the letter. (Complaint ¶ 51)
In addition to the negative recommendation letter, Boddie claims that there were inacсuracies in the pre-sentence report, which incorporated remarks suppressed as hearsay at trial. (Complaint ¶¶ 55-62) Boddie wrote letters complaining of the alleged inaccuracies that he found. (Complaint ¶ 57) Donna Dodds, identified in the Complaint only as “Associate Attorney,” twice wrote Boddie indicating that she would not amend the pre-sentence report. (Complaint ¶¶ 69-70) He then filed an Article 78 petition challenging the probation department’s failure to correct the information in his pre-sentence report. (Complaint ¶ 72) Boddie was granted relief in his Article 78 proceeding by default, prompting an order that the probation department amend the pre-sentence report to ensure the accuracy of all information contained therein. (Complaint ¶ 73) Plaintiff alleges that this order was ignored. (Complaint ¶ 74) At a parole hearing conducted in 2000, officials evaluated Boddie under the unamended pre-sentence report. (Complaint ¶¶ 78-79) By letter dated February 23, 2001, Dodds wrote Boddie stating that the probation department stood by the facts as stated in the pre-sentence report, with the exception of a statement that indicated Boddie admitted his guilt, which was deleted. (Complaint ¶ 81) Bod-die alleges that the Department of Probation had an affirmative duty under 9 N.Y.C.R.R. § 350.6 and the Fourteenth Amendment to ensure the pre-sentence report’s accuracy, and argues that the report’s errors led to his parole denial. (Complaint ¶¶ 85, 87-88) He claims that Dodds and the Department of Probation are liable for these errors, and seeks an injunction оrdering the pre-sentence report’s withdrawal and correction, along with $1,000,000 in damages. (Complaint ¶¶ 89-94)
In a letter dated November 9, 1998, Boddie wrote Brion D. Travis, chairman of the Division of Parole, to point out factual errors in the pre-sentence report, and received no response. (Complaint ¶¶ 96-99) On November 18, 1999, Boddie received a document from the New York State Division of Parole that, he states, confirmed his suspicions that the parole board based previous decisions on erroneous information. (Complaint ¶¶ 103-05, 107, 110-12) In naming Travis as a defendant, he seeks injunctive relief mandating that the New York State Division of Parole (1) correct information in his parole files, (2) be barred from using the pre-sentence report to prepare parole summaries until all errors are corrected, (3) be barred from using the negative recommendation letter, and (4) utilize accurate records in future parole hearings. (Complaint ¶¶ 117-120)
Plaintiff next claims that the negative recommendation letter and the pre-sen-tence report affected his participation in the sexual offender program, as well as his security classification, transfers, conditional release date, and good-time credits. (Complaint ¶¶ 95, 121) In April 2002, Boddie was transferred to the Gowanda Correctional Facility to participate in a mandatory sexual offender program.
3
(Complaint ¶ 123) Under threat of losing
On May 15, 2002, Boddie sent a letter of complaint to DOCS Commissioner Glenn S. Goord seeking to correct information in his security assessment summary. (Complaint ¶ 135) He sent a second letter to Goord on May 25, 2002, which pertained to Vera’s misunderstanding of Boddie’s crimes. (Complaint ¶ 138) In a letter dated June 11, 2002, Theresa A. Knapp-David responded to Boddie’s letters, and indicated that his complaints should be addressed to his assigned counselor. (Complaint ¶¶ 140-41) Plaintiff sent yet another letter to Goord, and on June 24, 2002, Deputy Commissioner of Programs Frank R. Headly responded that he was concerned about Boddie’s “Ability To Be Honest’1, and discuss the details of his personal history. (Complaint ¶¶ 142, 146) Knapp-David sent Boddie another letter on July 30, 2002, and reiterated that Boddie should raise his concerns with his assigned counselor. (Complaint ¶ 150)
Plaintiff seeks an injunction requiring that DOCS (1) correct all erroneous information in his files, (2) be barred from relying on the pre-sentence report until it is corrected by the Department of Probation, and (3) be barred from allowing other government agencies access to his institutional files. (Complaint ¶¶ 154-56) Plaintiff seeks $1,000,000 in damages from Goord and DOCS in their individual and official capacities. (Complaint ¶ 157)
The State of New York moves to dismiss claims that Boddie brings against Goord and Travis, the District Attorney of the City of New York moves to dismiss claims brought against Morgenthau, Kindler, and Donnelly, and the City of New York moves to dismiss Boddie’s claims against Dodds and the New York City Department of Probation.
Rule 12 Standard
In evaluating a motion brought under Rule 12(b)(6), the Court must accept the Complaint’s allegations as true and “draw inferences from those allegations in the light most favorable to the plaintiff.”
Jaghory v. New York State Dep’t of Ed.,
1. Plaintiff’s Claims Are Not Cognizable Under Section 198S
Each of the defendants moves to dismiss this action in full on the grounds that Boddie cannot challenge the denial of parole in a section 1983 action, and instead should have petitioned for a writ of habeas corpus. As the Complaint directly implicates the validity of Boddie’s continued incarceration, and because a trilogy of Supreme Court rulings precludes a prisoner from using section 1983 to raise such a claim, Boddie’s action is dismissed in substantial part for failure to state a claim under 42 U.S.C. § 1983. I begin by summarizing the Supreme Court’s considerations of the criteria that distinguish section 1983 and the habeas corpus statutes.
In
Heck v. Humphrey,
[W]hen a state prisoner seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated. But if the district court determines that the plaintiffs action, even if successful, will not demonstrate the invalidity of any outstanding criminal judgment against the plaintiff, the action should be allowed to proceed, in the absence of some other bar to the suit.
Id.
at 487,
Heck
built on the logic of
Preiser v. Rodriguez,
So, even if restoration of respondents’ good-time credits had merely shortened the length of their confinement, ratherthan required immediate discharge from that confinement, their suits would still have been within the core of habeas corpus in attacking the very duration of their physical confinement itself. It is beyond doubt, then, that the respondents could have sought and obtained fully effective relief through federal ha-beas corpus proceedings.
Id.
at 487-88,
The third Supreme Court ruling
of
consequence to this issue is
Edwards v. Balisok,
Though none speaks directly to Boddie’s circumstance, the Second Circuit has issued several rulings that further explored the boundaries set by
Heck. Amaker v. Weiner,
I am unaware of any Supreme Court or Second Circuit decisions that address
Heck’s
application to a prisoner’s denial of parole. However, district courts in this Circuit have held that
Heck
precludes section 1983 actions that challenge either the conduct of a parole hearing or the denial of parole. In
Hill v. Goord,
In the Court’s view, because Hill’s Section 1983 claim necessarily implicates the validity of his continuing confinement, it does not accrue unless and until the conviction or sentence is reversed, expunged, invalidated, or impugned by the grant of writ of habeas corpus. See Heck,512 U.S. at 487 ,114 S.Ct. 2364 . For this reason, the Court is of the opinion that Hill fails to state a cognizable claim under Section 1983 as to any of the defendants and, therefore, his Complaint should be dismissed in its entirety as to all of the defendants pursuant to Rule 12(b)(6).
Id. at 261-62.
Likewise, in
Odom v. Pataki,
I find these district court applications of
Heck
to be persuasive, and conclude that
Heck
applies to Boddie’s claims for both monetary and injunctive relief. Although
Preiser
indicated that the injunctive nature of the relief influenced its holding,
Boddie does not allege that his conviction has been invalidated, as is necessary to bring a section 1983 claim in an action attacking the duration of confinement.
See Heck,
Lastly, the Complaint sets forth three narrow claims that are not barred by Heck. In his third and fourth causes of action, Boddie alleges that errors in the presentence report and the negative recommendation letter affected his security classification, his participation in the “Sex Offender Program,” and his transfers between facilities. (Complaint ¶¶ 95, 121, 150) While the Complaint is unclear as to how Boddie suffered damages from these alleged wrongdoings, they do not implicate the duration or validity of Boddie’s confinement. Liberally interpreted, they are directed toward the conditions of Boddie’s confinement, therefore properly brought as part of a section 1983 action and not subject to dismissal under Heck. 6 As noted below, however, these claims are dismissed in substantial part on separate grounds.
Under Heck and its progeny, all other aspects of the complaint are dismissed.
2. Plaintiff Fails to State Claims Against Individual Defendants
Were Heck inapplicable, much of the Complaint would nevertheless be dismissed because Boddie fails to state a claim as to the liability of the individual defendants. I address each defendant in turn.
A. Boddie Fails to Allege the Personal Involvement of Defendants Goord and Travis
Defendants Goord and Travis move to dismiss Freeman’s claims based on their lack of personal involvement in the violations Boddie alleges. “It is well settled in this Circuit that ‘personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under § 1983.’ ”
Wright v. Smith,
While mere receipt of a letter from a prisoner is insufficient to establish individual liability, an official’s actions and responses arising out of a grievance may. In
Greenwaldt v. Coughlin,
The Complaint offers no claims that imply a nexus between allegedly unconstitutional acts and defendant Travis. Boddie merely alleges that he transmitted a letter to Travis. There is no allegation that Bod-die told Travis that he was harmed by conduct that violated the Ú.S. Constitution. The existence.of this single letter of November 9, 1998 is insufficient to survive a Rule 12 motion under Colon. Similarly, Boddie’s claim against Goord does not indicate a nexus between any unconstitutional acts and defendant Goord. There is no claim that the letters Boddie sent Goord on May 15, May 25, and June 16, 2002 notified Goord of any violation of federal law or the U.S. Constitution.
Drawing every reasonable inference in favor of the plaintiff and accepting the truth of his allegations, as required by Rule 12, the Complaint alleges at most that Boddie informed Goord and Travis of bureaucratic error. Section 1983 shields against “the deprivation of any rights, privileges, or immunities secured by the Constitution and laws” of the United States. 42 U.S.C. § 1983 (West 2003). Because Boddie fails to allege that he alerted these two defendants of actions barred by the Constitution or federal law, he fails to state a claim that they were involved in conduct barred by section 1983.
While a plaintiff many not pursue money damages against an individual defendant who lacks personal involvement with the underlying offense, that dоes not preclude a plaintiff from seeking prospective, in-junctive relief against the same defendant. “ ‘Rather, actions involving claims for prospective declaratory or injunctive relief are permissible provided the official against whom the action is brought has a direct connection to, or responsibility for, the alleged illegal action.’ ”
Loren v. Levy,
Having reviewed the memorandum of law offered by Goord and Travis, I conclude that Goord sets forth no argument that supports -the dismissal of injunctive relief pertaining to Boddiе’s security classification, transfers, and his status in the
Boddie’s claims seeking monetary damages against Goord and Travis are dismissed in full. Boddie’s claims against Goord seeking injunctive relief remain, limited solely to his security classification, transfers, and placement in the sex offender program.
B. Defendants Donnelly, Morgen-thau, and Kindler are Entitled to Absolute Immunity
Donnelly moves to dismiss Boddie’s claim against her based on the immunity granted to prosecutors for acts within the scope of their duties as advocate of the state. I begin by noting that a lawsuit bringing claims over the administration of the district attorney’s office is treated as a suit against the municipality
According to the Supreme Court, “acts undertaken by a prosecutor in preparing for the initiation of judicial proceedings or for trial, and which occur in the course of his role as an advocate for the State, are entitled to the protections of absolute immunity.”
Buckley v. Fitzsimmons,
The Second Circuit, in
Pinaud v. County of Suffolk,
There is no basis to distinguish Boddie’s allegations against Donnelly from those granted absolute immunity and dismissed in the courts of this Circuit. Donnelly acted as the prosecuting attorney in the trial that led to Boddie’s conviction, and her recommendations concerning Boddie’s sentencing arose directly from responsibilities that she assumed in that role. Because Boddie anchors his cause of action on Donnelly’s communications affecting the duration of Boddie’s sentence, Donnelly is entitled to absolute immunity, and the claim against her is dismissed.
Defendants Morgenthau and Kin-dler are similarly entitled to absolute immunity. “To the extent the supervision or policies concern the prosecutorial decisions for which the ADAs have absolute immunity, then those derivative allegations against supervisors must also be dismissed on the ground that the supervising district attorneys have absolute immunity for the prosecution-related decisions of their subordinates and because Section 1983 supervisory liability depends upon the existence of an underlying constitutional violation.”
Sheff v. City of New York,
Boddie’s claims against Morgenthau and Kindler arise out of their decisions not to act on his concerns about Donnelly’s letter. As such, Boddie’s claims against them arise directly from his displeasure with Donnelly’s recommendation letter. Absolute immunity protects them both from liability arising out of Donnelly’s conduct.
Defendant Dodds similarly moves to dismiss the Complaint on grounds of absolute immunity. As an attorney employed by the City of New York Department of Probation, Dodds is entitled to immunity for conduct undertaken as an arm of the court, in light of allegations that a pre-sentence report was insufficiently investigated and inaccurаte.
Hili v. Sciarrotta,
The claims against Donnelly, Morgen-thau and Kindler are dismissed.
C. The New York City Department of Probation is a Non-Suable Entity
Section 396 of the New York City Charter states:
All actions and proceedings for the recovery of penalties for the violation of any law shall be brought in the name of the city of New York and not in that of any agency, except where otherwise provided as law.
(N.Y. City Charter, Chapter 17, § 396) Courts applying New York law have routinely held that departments of the City of New York are immune from suit.
See, e.g., Bailey v. New York City Police Department,
Plaintiffs claim against the Department of Probation is dismissed.
D. Sovereign Immunity
All defendants move to dismiss Boddie’s claims brought against them in their official capacities, pursuant to the Eleventh Amendment of the U.S. Constitution. The Supreme Court in
Seminole Tribe of Florida v. Florida,
The Eleventh Amendment immunizes state officials against damages for conduct undertaken in them official capacity only if the state is the “real, substantial party in interest.”
Pennhurst State School & Hosp. v. Halderman,
Conclusion
The motion to dismiss brought by defendants Donnelly, Morgenthau, and Kindler is granted. The motion to dismiss brought by defendants Dodds and the New York County Department of Probation is granted. The motion to dismiss brought by defendants Travis and Goord is granted to Travis in full, granted to Goord for all claims seeking monetary relief, and denied to those claims against Goord that seek injunctive relief pertaining to Boddie’s security classification, transfers, and status in the sex offender program.
Notes
. Though the caption of this action identifies plaintiff as Terence Bodie, his last name is spelled "Boddie” in submissions to this Court. The text of this opinion therefore identifies plaintiff as "Boddie.”
. Though the letter was unsigned, Donnelly’s submissions do not dispute that she was its author.
. Plaintiff has since been transferred to Arthur Kill Correctional Facility. (Letter, Terence Boddie to Hon. Debra C. Freeman, Feb. 19, 2003)
. In
Edwards,
the Supreme Court declined to dismiss the plaintiff's claim for injunctive relief. The
Edwards
plaintiff alleged that prison officials did not date-stamp witness statements that were made in cases involving "jail house attorney[sj” in an effort to weaken any due process challenges brought in the future.
See Edwards,
. I will not
sua sponte
convert this action into a petition for habeas corpus relief. As explained in
Adams
v.
United States,
. While at least one ruling in this district has held that
Heck
bars section 1983 suits over conditions of imprisonment that necessarily implicate the fairness of parole denial,
see Gomez v. Kaplan,
. If Boddie intended to bring a section 1983 action against the City of New York, the Complaint fails to state a claim. A municipality may not be liable unless the plaintiff's rights were violated pursuant to official municipal custom or policy.
See Monell v. Dep't of Social Services of the City of New York,
. The Eleventh Amendment provides: "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” While the text of the amendment does not purport to provide a defense to a suit by a citizen of the same state as the defendant state, the amendment has been read more broadly to be reflective of the underlying sovereign immunity of a state.
Seminole Tribe,
