PETRAQ BODE v. CONNECTICUT MASON CONTRACTORS, THE LEARNING CORRIDOR ET AL.
AC 32086
Appellate Court of Connecticut
August 16, 2011
130 Conn. App. 672
Lavine, Alvord and McDonald, Js.
On the record before us, we conclude that the trial court had no jurisdiction to hear the defendant‘s claims. Although using supervisory powers, our Supreme Court in Reid chose to treat a motion to vacate as a motion to extend the time for appeal on an eleven year old conviction and then found no jurisdiction and affirmed the judgment of conviction, the defendant has not convinced us that this is that rare case that warrants appellate review under our supervisory powers. Id.
The judgment is affirmed.
In this opinion the other judges concurred.
Petraq Bode, pro se, the appellant (plaintiff).
Angelo Cicchiello and Jonathan A. Cantor filed a brief for the appellant (plaintiff).
Heather Porto, with whom, on the brief, was James L. Pomeranz, for the appellees (defendants).
Opinion
ALVORD, J. The plaintiff, Petraq Bode, appeals from the decision of the workers’ compensation review board (board) affirming the determination by the workers’ compensation commissioner for the fifth district (commissioner) that he was not entitled to benefits pursuant
The following facts and procedural history are relevant to this appeal. The plaintiff was born in Albania in 1947. He has only a limited understanding of the English language. He moved to the United States in 1999, and thereafter the defendant employer, Connecticut Mason Contractors, The Learning Corridor, hired him as a laborer. On October 29, 2002, the plaintiff fell approximately thirty feet from scaffolding and suffered injuries. He was hospitalized for four days for treatment of fractures of the cervical spine, lumbar spine and right shoulder and for a right inguinal hernia, before being transferred to an acute rehabilitation center, where he remained for an additional two weeks.2
The commissioner took administrative notice of a voluntary agreement approved on June 1, 2004. The
The plaintiff requested temporary total disability benefits, accruing after April 26, 2005. On December 18, 2007, February 8, June 3 and July 31, 2008, the commissioner held formal hearings on the plaintiff‘s claim for temporary total disability benefits. At these hearings, the plaintiff testified and provided medical records, vocational evaluations and “Record of Employment Contacts” forms in which he had recorded his unsuccessful efforts to find employment between May, 2003, and December, 2006. The defendants produced three deposition transcripts and an independent vocational evaluation.
Additionally, the plaintiff produced a number of medical records at the hearing. These records reflected that throughout 2003, several doctors opined that the plaintiff was able to perform “light-duty” work. The remaining records produced, showing medical treatment between 2003 and 2008, memorialized the plaintiff‘s repeated complaints to medical professionals related to his injuries. None of the physicians opined that the plaintiff was totally disabled or unable to work on or after April 26, 2005. The plaintiff also provided three records showing psychiatric care.3
On July 7, 2005, Nicola A. DeAngelis, an orthopedic surgeon, told the plaintiff that he had four treatment
Reports of four vocational evaluations were entered into evidence. The first evaluation was performed by Ronald Freedman, a certified vocational rehabilitation specialist, in October, 2003. His November, 2003 report, based on this evaluation (November, 2003 vocational report), concluded that the plaintiff “now can do a limited range of light to sedentary work.” The second evaluation, performed during January, 2004, with results set forth in a February, 2004 report (February, 2004 vocational report), also concluded that the plaintiff was “presently employable.” An August, 2004 report (August, 2004 vocational report) stated that the plaintiff did “not present as able to meet the demands and expectations of competitive employment.” The plaintiff‘s records were reevaluated during July, 2008, again by Freedman (July, 2008 vocational report), who concluded that due to his worsening condition the plaintiff was completely unemployable.
At the hearing, the defendants produced a deposition transcript from Peter R. Barnett, an orthopedic surgeon, in which Barnett opined that as of an office visit on September 19, 2006, the plaintiff had the capacity to
In its decision dated March 3, 2010, the board affirmed the decision of the commissioner. Specifically, the board concluded that, inter alia, the plaintiff failed to meet his burden of proving eligibility for temporary total disability benefits because (1) he “did not introduce one medical report in which a physician opined that [he] was totally disabled,” (2) “the trier was presented with conflicting vocational expert testimony” and (3) it was “well within the power of the [plaintiff] to have procured a report clarifying the period(s) of total disability following the surgery of September 16, 2005 . . . .” The board also upheld the commissioner‘s conclusion that the plaintiff “demonstrated an unwillingness” to proceed with the shoulder surgery because this finding was supported by the record, and concluded that “[i]t may be reasonably inferred that it appeared to the commissioner that the [plaintiff] had failed to avail himself of ‘reasonable medical assistance . . . .’ ” Finally, the board stated that “because this board is not empowered to overturn a trier‘s evidentiary determinations unless they lack foundation in the record . . . the trial commissioner‘s decision to dismiss the [plaintiff‘s] psychiatric claim must stand.” (Citations omitted.) This appeal followed. Additional facts will be set forth as necessary.
“As a threshold matter, we set forth the standard of review applicable to workers’ compensation appeals. The principles that govern our standard of review in workers’ compensation appeals are well established. The conclusions drawn by [the commissioner] from the facts found must stand unless they result from an incorrect application of the law to the subordinate facts
I
The plaintiff claims4 that the board improperly affirmed the commissioner‘s decision that the plaintiff was not temporarily totally disabled because the commissioner (1) arbitrarily disregarded evidence that he underwent right shoulder surgery on September 16, 2005,5 and the uncontroverted vocational expert opinions and (2) improperly found that the plaintiff demonstrated an unwillingness to submit to right shoulder replacement surgery. We reverse the decision of the board affirming the commissioner‘s finding that the plaintiff was not temporarily totally disabled and conclude that the commissioner improperly considered the plaintiff‘s “unwillingness to submit to right shoulder replacement surgery” in his application of
Under the Workers’ Compensation Act,
This court previously has stated that “[i]n order to receive total incapacity benefits under
“Whether a claimant is realistically employable requires an analysis of the effects of the compensable injury upon the claimant, in combination with his preexisting talents, deficiencies, education and intelligence levels, vocational background, age, and any other factors which might prove relevant. This is of course the analysis that commissioners regularly undertake in total disability claims . . . . A commissioner always must examine the impact of the compensable injury upon the particular claimant before him.” R. Carter et al., 19 Connecticut Practice Series: Workers’ Compensation Law (2008 Ed.) § 8:40, p. 301.
The import of Osterlund v. State, supra, 135 Conn. 498, is that the commissioner must evaluate not only the physical incapacity of the plaintiff, but the effect that the physical injury has on the plaintiff‘s employability. In the present case, we acknowledge that, as the board noted, “the [plaintiff] did not introduce one medical report in which a physician opined that the [plaintiff] was totally disabled.” Further, the commissioner had before him deposition testimony from the defendants’ independent medical examiner, Barnett, stating that the plaintiff had the “capacity” to work, although limited to certain physical functions. The medical evidence undisputedly indicates that the plaintiff had some work capacity, however limited. The commissioner‘s inquiry, however, as to whether the plaintiff was realistically employable should not have ended with his review of the physicians’ assessments of the plaintiff‘s physical capabilities. Under the facts of this case, the commissioner‘s decision necessarily involved his consideration of the plaintiff‘s testimony and his review of the record
The plaintiff claimed total temporary disability arising on April 26, 2005.8 Several vocational reports were introduced into evidence, including the November, 2003 vocational report9 and the February, 2004 vocational report. None of the vocational experts testified at the hearing. The February, 2004 vocational report, which was produced at the defendants’ request, was the only one that, without equivocation, concluded that the plaintiff was ”presently employable.” (Emphasis added.) It was silent as to the plaintiff‘s employability in the future. Both the November, 2003 and February, 2004 vocational reports indicated a single day on which the plaintiff was evaluated. Thus, the February, 2004 vocational report stands alone as unequivocal evidence before the commissioner that the plaintiff was employable.
During July, 2008, while the formal hearings were being held on the April, 2005 claim, Freedman, the vocational expert who produced the November, 2003 vocational report, reviewed the plaintiff‘s updated medical records and provided a revised opinion that “when I add to [my observations of the plaintiff‘s medical issues] the facts that [the plaintiff] still is not fluent in English
The board suggested that the trier of fact was presented with conflicting vocational expert testimony and, thus, it was his responsibility to accept or reject the testimony. In workers’ compensation cases, “the opinions of experts [are] to be received and considered as in other cases generally ....” (Internal quotation marks omitted.) Keenan v. Union Camp Corp., 49 Conn. App. 280, 284, 714 A.2d 60 (1998). Although it is true that, ordinarily, a commissioner is not required to accept as true the opinion of any medical expert; Daly v. DelPonte, 225 Conn. 499, 517, 624 A.2d 876 (1993); in this case there was no basis reflected in the record for the commissioner to discount the August, 2004 vocational
Furthermore, our Supreme Court previously has declined to afford deference to the commissioner‘s credibility determinations when such determinations were based solely on documentary evidence, noting that “no testimony regarding any of the underlying assertions was taken. All of the facts . . . were reflected in the medical reports from the physicians . . . . Thus, the deference we normally would give to the commissioner on issues of credibility is not warranted in the present case, because we are as able as he was to gauge the reliability of those documents.” Pietraroia v. Northeast Utilities, supra, 254 Conn. 75.
This court may review the vocational documents, job search forms and medical records to determine, as a matter of law, whether the plaintiff was employable. See Lash v. Freedom of Information Commission, 300 Conn. 511, 520, 14 A.3d 998 (2011) (reviewing contents
Additionally, the commissioner had before him evidence that the plaintiff had shoulder surgery during the time that he claimed temporary total disability. As the board stated, it was “eminently reasonable to infer that [the plaintiff] probably did experience a period of total disability associated with the surgery performed on his right shoulder on September 16, 2005 . . . .” In refusing to award such disability benefits, the board pointed to the absence of “appropriate documentation” and ignored the fact that, although there were only three records directly concerning the arthroscopic surgery, the plaintiff did produce a medical report from DeAngelis, an orthopedic surgeon, in which she opined that it would take “six or eight weeks to do most of the recovery from the surgery and up to four to six months to recover completely.” While we agree with
Although the commissioner could have attached great weight to the medical reports and physician‘s deposition testimony in reaching his conclusion not to extend benefits, this evidence illustrates only the plaintiff‘s physical capacity. In the present case, there was also the plaintiff‘s testimony, proof that he attempted to secure employment and two timely vocational reports in which the experts opined he was completely unemployable. The record reflects no reason for the commissioner to have summarily disregarded this evidence. Under the Osterlund standard, and given the specific facts of this case, the commissioner had to consider the vocational evidence in his finding that the plaintiff failed to meet his burden. On the basis of our review of the documents, we determine that the only reasonable conclusion that the commissioner could have arrived at is that the plaintiff was unemployable, at least for portions of the time when he claimed benefits. The commissioner‘s determination that the plaintiff was not temporarily totally disabled resulted from an incorrect application of the law to the subordinate facts and from inferences unreasonably drawn from those facts.
Our analysis does not end with the assessment of the plaintiff‘s employability. A significant number of the commissioner‘s conclusions concern the plaintiff‘s “unwillingness to submit to right shoulder replacement surgery.” The commissioner‘s findings include: “[t]he [plaintiff] has demonstrated an unwillingness to submit to right shoulder replacement surgery,” “the [commission has] authorized the replacement surgery and
Both the board and the plaintiff cite
The Workers’ Compensation Act “is remedial and must be interpreted liberally to achieve its humanitarian purposes.” Gil v. Courthouse One, 239 Conn. 676, 682, 687 A.2d 146 (1997). We conclude, under the particular facts of the present case, that the commissioner improperly disregarded the weight of the evidence that the plaintiff was temporarily totally disabled under Osterlund because, as a matter of law, he was unemployable for at least a portion of the time he claimed. We also conclude that the commissioner misapplied the law by considering the plaintiff‘s “unwillingness” to submit to right shoulder replacement surgery in his evaluation of the plaintiff‘s temporary total disability claim. Accordingly, we conclude that the board improperly affirmed the commissioner‘s finding that the plaintiff was not entitled to temporary total disability benefits. On the specific facts of this case, we reverse the decision of the board affirming the commissioner‘s finding that the plaintiff is not entitled to temporary total disability benefits.
II
The plaintiff also claims that the commissioner and the board committed reversible error in finding that the plaintiff‘s psychiatric claim was not compensable. We disagree, and affirm the decision of the board.
As noted previously, we are limited to determining whether the board‘s conclusions on the basis of the facts “result[ed] from an incorrect application of the law to the subordinate facts or from an inference illegally or
The plaintiff has the burden of proving the causal relationship between the physical injury suffered and the claimed psychiatric symptoms. See
The decision of the workers’ compensation review board is reversed only as to the denial of temporary total disability benefits and the consideration of the plaintiff‘s “unwillingness to submit to right shoulder replacement surgery” under
In this opinion LAVINE, J., concurred.
MCDONALD, J., concurring. I agree with the majority opinion. I only wish to add that I believe the workers’ compensation review board, while misapplying
Following the shoulder surgery performed on the plaintiff, Petraq Bode, by Nicola A. DeAngelis, an orthopedic surgeon, on September 16, 2005, DeAngelis reported on April 27, 2006, that there was some improvement but that the plaintiff‘s symptoms returned and his best option was a total shoulder replacement. It is the plaintiff‘s “demonstrated . . . unwillingness to submit to right shoulder replacement surgery,” which the board found unreasonable, triggering the suspension of all such benefits. I note that the commissioner and the board did not set a date when delaying the further and drastic surgery became unreasonable. In these circumstances, where there has been one failed surgery and the
