Bobby Earl Lusk was convicted in Florida of first-degree murder and sentenced to death. He filed a 28 U.S.C. § 2254 petition seeking habeas corpus relief. The district court denied relief as to the conviction, but granted relief as to the sentence. Lusk appeals the denial of relief as to the conviction, and the state cross-appeals the grant of relief as to the sentence. We affirm the denial of relief as to the conviction, reverse *334 the grant of relief as to the sentence, and remand to enable the district court to consider the claims it has not yet addressed.
I. Procedural Background
Florida State Prison inmate Bobby Earl Lusk fatally stabbed fellow inmate Michael Hall. The Supreme Court оf Florida has accurately summarized the facts as follows:
At the Thanksgiving Day noon meal in the Florida State Prison cafeteria on November 23, 1978, Bobby Earl Lusk fatally stabbed inmate Michael Hall. Lusk was serving three consecutive life terms for two convictions of armed robbery with a pistol and a simultaneous conviction of first-degree murder. The victim, Hall, was serving a 30-year sentence for the second-degree stabbing murder of an inmate at Sumter Correctional Institution. Lusk initially made a statement to prison officials that Hall and two other inmates had robbed him in his cell on the morning of the murder, stabbed his mattress several times and threatened him if he reported the incident. He then said he would not take it anymore and resolved to kill one of the men. According to Lusk, he took his homemade knife to the dining hall at lunchtime and stabbed Hall in the back two or three times. (The body had three stab wounds in the back.) He concluded the statement by saying that Hall had been sitting when he stabbed him and Hall had thrown a tray at him after the stabbing. Lusk moved to suppress the confession as being involuntary but this was denied.... At trial, Lusk testified and offered self-defense as an explanation for the crime, stating that Hall threatened to “take him out” and that Hall attacked him first with a knife of his own.
Lusk v. State,
Lusk was indicted for first-degree murder. Attorney Mack Futch was appointed to represent him, and the case went to trial in December, 1979.
Lusk testified at the trial and offered self-defense as his explanation for the slaying. The jury found Lusk guilty of first-degree murder as charged. Two days later the trial court reconvened the jury for an advisory sentencing hearing (the “penalty phase”). Lusk also testified at this hearing, and other witnesses were called on his behalf. The state’s evidence at this hearing consisted of Lusk’s prior first-degree murder conviction and two robbery convictions; a narrative description of these crimes was read to the jury.
In closing arguments to the jury at the penalty phase, the state argued the presence of four statutory aggravating factors:
(a) The capital felony was committed by a person under sentence оf imprisonment.
(b) The defendant was previously convicted of another capital felony or of a felony involving the use or threat of violence to the person.
(c) The defendant knowingly created a great risk of death to many persons.
(h) The capital felony was especially heinous, atrocious, or cruel.
Fla.Stat.Ann. § 921.141(5) (1985).
In his closing argument, attorney Futch did not review the evidence presented at the penalty phase, but instead pleaded for mercy. The jury returned a recommendation of life imprisonment.
The second phase of the sentencing proceeding (the “sentencing phase”) was held before Judge Fagan, the trial judge, in February, 1980. Judge Fagan acknowledged that the jury had responded to counsel’s eloquent and persuasive argument for mercy. He stated that “[n]o argument was made, nor could any have been justifiably made, in favor of mitigating circumstances outweighing aggravating circumstances.” Appendix to Petition for a Writ of Habeas Corpus (hereafter “Appendix”) Vol. 1, p. 588. Judge Fagan found no mitigating factors to balance against the four aggravating factors presented by the state. He noted that “[tjhere were no mitigating circumstances, either as statutorily prescribed or as should otherwise be considered against the aggravating circumstances pre *335 scribed by the statute.” Id. at 588-89. He thus accepted all of the aggravating factors, оverrode the jury’s recommendation, and sentenced Lusk to death.
Lusk appealed to the Florida Supreme Court, which unanimously affirmed his conviction and affirmed the death sentence with two justices dissenting.
Lusk v. State,
After having reviewed the record and in light of the totality of the circumstances, we hold that the jury override in this case is proper since the facts suggesting the death sentence are so clear and convincing that no reasonable person could differ.... Additionally, we conclude that the jury’s recommendation of life was not based on any valid mitigating factor discernible from the record and therefore it was proper for the trial judge to decline to follow their recommendation.
Lusk then petitioned for collateral relief pursuant to Fla.R.Crim.P. 3.850. His claims included a claim that he received ineffective assistance of counsel at the guilt, penalty and sentencing phases of his trial. An evidentiary hearing was held in the state court before Judge Fagan at which Lusk offered evidence оf his victim’s reputation for violence, contending that he was prejudiced by the failure of his counsel to introduce this evidence at the guilt and penalty phases of trial. Lusk also presented evidence of his own troubled background, alleging prejudice in his counsel’s failure to introduce such evidence at the penalty and sentencing phases. Lusk’s petition for relief was denied.
The Florida Supreme Court affirmed denial of the 3.850 petition.
Lusk v. State,
Lusk thereafter petitioned the Florida Supreme Court for a writ of habeas corpus, alleging ineffective assistance of counsel on direct appeal. That petition was summarily denied.
Lusk v. Dugger,
In January 1988, Lusk filed the instant petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. His petition asserts a claim of ineffective assistance of counsel at all stages of trial and on direct appeal, which challenges both his conviction and his sentence. He asserts other claims which challenge only his sentence. The district court denied relief as to the conviction, but granted relief as to the sentence. The court vacated the sentence of death and allowed the state 120 days within which to resentence Lusk to a sentence other than death. Lusk appealed this denial of relief as to his conviction; the state cross-appealed the order vacating the death sentence. 2
*336 II. The Ineffective Assistance of Counsel Claims
Initially, we address our standard of review of the district court’s conclusion that Lusk was not denied effective assistance of counsel at the guilt, penalty and sentencing phases of his trial. The claim of ineffective assistance of counsel presents a mixed question of law and fact and, as such, is subject to our plenary review.
Strickland v. Washington,
The familiar standard enunciated in
Strickland v. Washington,
A. The Guilt Phase
Lusk asserts prejudicial error on the part of his counsel for failure to introduce “critical evidence” to support his defense of self-defense. This consists of evidence of his victim’s character and reputation as well as the facts underlying Hall’s prison murder conviction and disciplinary record. Lusk presents these factors as justification for the stabbing, stating that there is “of course, little more powerful evidence to support a claim of self-defense.” Brief for Appellant, 45-47.
The jury was well aware that this case arose from a prisoner-on-prisoner homicide in a Florida state penitentiary. In view of the evidence regarding Hall’s alleged robbery of Lusk the morning of the murder, his threats against Lusk, as well as his nickname of “Yard Dog,” explained at trial as meaning that Hall was a “big wheel” in the prison, Hall’s violent nature could not have been lost on the jury. We agree with the Florida Supreme Court’s finding that “the jury was made aware of Hall’s reputation for violence.”
Lusk I,
B. The Penalty and Sentencing Phases
Lusk also contends that his attorney’s failure to present various nonstatutory mitigating evidence at the penalty and sentencing phases of the trial constitutes ineffective assistance.
3
He argues that this mitigating evidence would have supplied a reasonable basis for the jury’s recommеndation of life and would have precluded an override by the trial judge under the
Ted-der
standard. Judge Fagan, who had been the trial judge, considered the evidence at the 3.850 hearing and concluded that Lusk was not prejudiced by his attorney’s failure to present these matters at the penalty and sentencing hearings, as nothing new and was merely cumulative of that which was considered previously. The Florida Supreme Court agreed that the evidence was cumulative, and added that it “would not have affected the ultimate sentence imposed in view of the aggravating factors affirmed by this court [on direct appeal].”
Lusk II,
The district court found that counsel’s failure to obtain and offer evidеnce at the penalty and sentencing phases which established these nonstatutory mitigating circumstances constituted deficient performance on his part, but concluded that petitioner had not established that he was prejudiced. We agree that Lusk has not demonstrated prejudice and therefore need not address the performance prong of the Strickland analysis.
As noted, Lusk asserts that his lawyer should have presented evidence of non-statutory mitigating circumstances so as to foreclose an override. 4 This evidence was presented at the 3.850 hearing and consists of evidence relative to (1) Lusk’s childhood *338 and family background; (2) Hall’s prison record, to show the basis for Lusk’s fear of Hall; and (3) Lusk’s favorable adjustment to prison life.
The evidence relative to Lusk’s childhood and family background consists of records from Lusk’s stay at the Kentucky Children’s Home in 1962 and Western State Hospital in 1968 for psychiatric evaluation as a child and adolescent. (Appendix Vol. 3, p. 1136-1192; 1252-1261). Lusk contends that this evidence chronicles a childhood of “neglect and abuse, periods of running away from home starting as early as age ten, and troubled relationships with his two fathers, his natural father and his stepfather, who used him as a pawn in their feud over his mother.” (Initial Brief of Appellant, page 41).
At the sentencing hearing, Lusk testified that he had been committed to these institutions for observation, but hаd never been adjudicated incompetent. (Appendix Vol. 1, p. 537-39). The records from Kentucky welfare authorities reveal conflict and friction which existed between Lusk’s mother and stepfather (the Lusks) on the one hand and his natural father and wife (the Walkers) on the other. See e.g., Appendix Vol. 3, p. 1149, 1167. In January 1962, Bobby Lusk was declared a needy, neglected and dependant child. Id. at 1138. In March 1962, he was committed to the Department of Child Welfare as a delinquent child who was truant, destructive at school and defiant of all authority. Id. Evaluations described him as emotionally disturbed and needing psychiatric evaluation and treatment. Id. at 1141. Later evaluations, after his placement in the Kentucky Children’s Home and before his release to the Lusk family (which had then moved across town from the Walkers), described Lusk as considerably improved and making noticeable progress. Id. at 1154, 1157, 1163. The 1968 records from Western State Hospital recount Lusk’s problems with glue sniffing, id. at 1254, and also mention that he had broken into a pawn shop and on a few occasions had pointed guns at his parents or other people. Id. at 1258, 1259.
We agree with the Florida Supreme Court that even if this evidence had been introduced to bolster Lusk’s testimony as to his background, the death sentence would not be affected due to the presence of significant aggravating factors. Although one can speculate in hindsight that it may have been desirable to present this evidence to the jury, it is also possible that the remoteness in time of these episodes to Lusk’s murder of Hall in 1978 would have been as irrelevant to the advisory jury as it was to the sentencing judge. Further, such evidence might, in fact, be aggravating rather than mitigating. Lusk’s own expert witness at the 3.850 evidentiary hearing conceded on cross-examination that the advisory jury could have found this evidence aggravating. Appendix Vol. 2, p. 1065-68. In any event, in view of the totality of the evidence, we conclude that Lusk has not shown a reasonable probability that the result would be different if this evidence relative to his childhood had been introduced.
Lusk argues that previous decisions by this court in which the attorneys’ failures to investigate and introduce background evidence in the penalty phase of capital trials were held to be prejudicial mandate the same holding in his case, citing
Harris v. Dugger,
Turning to the evidence of Hall’s prison record, we note that the penalty hearing was conducted before the same petit jury that determined guilt. At the outset of the penalty hearing, the trial judge instructed the jury to consider the *339 penalty phase evidence together with the guilt phase evidence in reaching a recommendation. Thus, the jury was apprised of Hall’s violent nature and of the fаct, through Lusk’s own testimony at the penalty phase, that Hall had murdered another inmate. In sentencing Lusk, the trial judge stated that he had not limited consideration of mitigating factors to those listed in the statute, but that in view of several undisputed aggravating factors, there were “insufficient mitigating circumstances to outweigh the aggravating circumstances.” Appendix Vol. 1, p. 594. Because the sentencing judge was aware of the fact that Hall had previously committed a murder while in prison, we conclude that Lusk was not prejudiced by the failure to have Hall’s prison records introduced.
The evidence relative to Lusk's favorable adjustment to prison life does not qualify as a statutory mitigating circumstance, is not capable of justifying his crime, and would not offset the clearly established statutory aggravating circumstances which led Judge Fagan to override the jury recommendation. Although such evidence would not have been irrelevant, see Skipper v. South Carolina,
Lusk’s claims of ineffective assistance of counsel include a claim that his counsel failed to review the presentence report with him prior to the sentencing hearing, and that this error on the part of his counsel was prejudicial because there were factual inаccuracies in the presentence report which impacted the sentence imposed. The district court did not discuss this contention in its opinion. Since the Strickland analysis requires an evaluation of counsel’s overall performance at sentencing, however, and a determination of whether Lusk was prejudiced thereby, we deem it appropriate to address this claim at this time. There is no apparent reason not to address it. A full evidentiary hearing was held in the state post-conviction proceedings, and no evidentiary hearing was either sought or held in the district court.
Lusk alleges that the presentence report is inaccurate in three respects. We will consider each alleged inaccuracy in turn.
Lusk contends that his stay at the Kentucky Children’s Home in 1962 resulted from an adjudication that he was a neglected child, and that it was not due to a "prior arrest and conviction.” The relevant portion of the presentence report reads as follows:
II. PRIOR ARRESTS & CONVICTIONS
Juvenile Record: (Taken from Classification Summary) “The subject denied having a juvenile record, however, other information indicates he was at the Kentucky Children’s Home as well as the State Reformatory in Kentucky on several occasions. Those include 3 times for truancy once for B & E and one time for attempted murder. He was declared incorrigible at the age of [illegible] and sentenced to the State Prison.” Appendix Vol. 1, p. 576-a.
This report suggests-without explicitly saying so-that Lusk was at the Kentucky Children's Home or the state reformatory because of some criminal conduct. The records tendered by Lusk in support of his claim establish that he was initially afforded custodial housing because he had been declared "needy, neglected and dependent." The same record establishes, however, that he was indeed committed to the Department of Child Welfare by the Fulton County Juvenile Court on March 5, 1962, following a hearing on March 2, 1962. (Lusk was 11 years old at the time). The reception center staffing report lists the reason for commitment as follows: "Present Offense: Truancy, destructive at school, rejects all authority." Appendix Vоl. 3, p. 1138. The classification summary record which might explain the notations for attempted murder and B & B is not in the record.
Next, Lusk contends that he was an illegitimate child of an affair between his mother and a neighbor-not born of the union between his mother and her husband *340 as stated in the report. Lusk does not explain how this may have influenced the judge’s decision relative to an appropriate sentence.
Finally, Lusk contends that the presen-tence report failed to refer to his “excellent adjustment and institutional record at F.S.P. prior to being preyed upon by Hall.” What the report said about his institutional adjustment was that “he has not built a bad disciplinary record while a prisoner in the State of Florida_” Appendix Vol. 1, p. 579. We conclude that these alleged inaccuracies are relatively insignificant, and fall far short of demonstrating a reasonable probability that a different sentence would have been imposed had they been brought to the attention of the sentencing judge.
The prejudice prong of the Strickland test, therefore, is not satisfied with respect to either the penalty or sentencing phases of Lusk’s trial.
III. The Jury Override Issues
The ground upon which the district court granted Lusk relief was its conclusion that the Florida trial and appellate courts had misapplied the jury override standard in light of the constitutional obligation of the sentencer to listen to mitigating evidence. The court reasoned that the failure to consider nonstatutory mitigating evidence existent in the record — evidence which it found adequate to support the jury’s recommendation — produced an arbitrary and irrational result in violation of the Eighth Amendment, thus mandating that the court vacate the death sentence.
The district court’s premise in arriving at this conclusion is that the Florida courts’ application of their jury override standard was tainted by some Lockett 5 -Eddings 6 -Hitchcock 7 error. We conclude that the Tedder standard was not applied in an unconstitutional manner and that the result of that application — an override of the jury’s recommendation — is neither arbitrary nor irrational in this case.
As previously noted, the Florida jury override standard enunciated in
Tedder v. State,
The constitutional errors involved in the Lockett-Eddings-Hitchcock cases are not present in the case at bar. In Lockett v. Ohio the Supreme Court struck down a death penalty statute that prevented the sentencer from considering mitigating evidence relating to the defendant’s character, record, and circumstances of the offense, in violation of constitutional standards that required individualized consideration of mitigating factors. In Eddings v. Oklahoma, the Supreme Court vacated the petitioner’s death sentence because the sentencing judge had refused, as a matter of law, to consider the defendant’s proffered mitigating evidence of his upbringing and mental disturbances. Finally, in Hitchcock v. Dugger, the Supreme Court reversed and remanded a death sentence rendered by a Florida judge who had followed the jury’s recommendation of death. The Hitchcock trial court had instructed the jury not to consider and itself refused to consider mitigating evidence not made a mitigating factor by the statute.
The district court did not find that any Lockett-Eddings-Hitchcock error occurred, but stated: “It would be an exercise in futility to require that nonstatutory mitigating circumstances may be presentеd, as Lockett establishes, to impose an obligation on the sentencing authority to *341 listen to that evidence, as Eddings demands, and to extend that obligation to the advisory jury, as Hitchcock holds, unless nonstatutory mitigating evidence can form a basis for a jury life recommendation.” Slip op. at 27. 8 The district court then discussed its review of the record, finding it replete with facts to support the jury’s recommendation. Id. at 30-34. The district court referenced the trial court’s statement regarding mitigating factors in this case to imply that the Florida courts had refused to consider all the mitigating evidence Lusk offered, thus violating Lock-ett-Eddings-Hitchcock in applying the Tedder standard.
Our independent review of the record reveals that no Lock-ett-Eddings-Hitchcock error was committed. Taken in context, the trial court’s findings at sentencing dispel the notion that it refused to consider the nonstatutory mitigating evidence which was presented:
There are no mitigating circumstances either under those prescribed by statute or otherwise. At the penalty phase of the trial the Defendant presented evidence, which was allowed by the court, to show that the victim was serving a 30-year sentence for second-degree murder in the stabbing of a prison inmate at another institution.
Although not argued, the inference suggested to be drawn from such evidence may have been that the life taken was one not meriting consideration of the death penalty by the Defendant. This court cannot and does not entertain such a concept, but genuinely believes that the life of the victim, the life of this Defеndant, and the lives of all prison inmates are to be protected by the same consideration given to all mankind.
The murder of a prisoner, and even one who also is guilty of a prior murder, is as reprehensible in our society as any other and deserves the same punishment.
There are no mitigating and the aggravating circumstances are clear, abundant, and convincing, which compel a finding and determination by this court that there are insufficient mitigating circumstances to outweigh the aggravating circumstances.
This court has not limited its consideration of mitigating circumstances to only those prescribed by statute, but has limited its consideration of aggravating circumstances to thosе specified in Section 921.141, Florida Statutes.
Even if it were determined, that the findings of this court, of aggravating circumstances under section 921.141(5)(c) and (h) of Florida Statutes, are not in conformity with the findings of those whose ultimate responsibility it is to review and determine such matters, the undisputed and multiple findings under section 921.141(5)(a) and (b) of Florida Statutes alone, far outweigh any mitigating circumstances.
Sentencing Tr. at 14-15 (Appendix Vol. 1, p. 593-94).
The district court, we find, improperly engaged in reweighing the evidence after the Florida courts determined that the override was constitutional and proper because there was no reasonable basis to support the recommendation. The district court’s opinion reveals as much: the court found that Lusk’s fear of his victim was established in the record “to the degree necessary for it to constitute a reasonable basis for the jury’s recommendation,” slip op. at 31-32, and that “[t]he matter is one of degree; it is entirely reasonable for a jury to conclude ... that petitioner was culpable of first-degree murder yet his culpability did not rise to a level that merited the moral judgment of death.” Id. at 33.
The Florida courts did not consider the mitigating evidence Lusk presented to provide a reasonable basis for sustaining the
*342
jury’s recommendation of life imprisonment when balanced against the several aggravating factors. The supreme court determined that the jury was made aware of thе victim’s reputation for violence,
Lusk II,
The state trial court acknowledged that it considered the mitigating evidence offered by Lusk in his trial, as did the Supreme Court of Florida. This court may examine the application of Florida’s jury override scheme,
Parker v. Dugger,
IV. Conclusion
Because it granted relief as to the sentence on the basis of the jury override, the district court did not address other claims asserted by Lusk which challenge his sentence.
9
While we could address those claims,
see Lindsey v. Smith,
Notes
.
Tedder v. State,
A jury recommendation under our trifurcat-ed death penalty statute should be given great weight. In order to sustain a sentence of death following a jury recommendation of life, the facts suggesting a sentence of death should be so clear and convincing that virtually no reasonable person could differ.
Id. at 910.
. Lusk does not argue in his appellate brief that he received ineffective assistance of counsel on direct appeal and therefore that claim is considered abandoned.
Ballard v. Johnson,
. We refer to the hearing befоre the advisory jury as the "penalty phase” and to the subsequent hearing before the judge as the "sentencing phase.”
. This contention is inextricably linked to Lusk's interpretation of Tedder and its progeny. Lusk contends that if there is any basis to support a jury recommendation of life, then the trial judge must abandon his duty to balance aggravating factors against mitigating factors in determining sentence and accept that recommendation.
It is now clear that the Florida courts do not so interpret
Tedder.
The Florida Supreme Court recently held in
Pentecost v. State,
In Ferry v. State [507 So.2d 1373 (Fla. 1987)], we stated: “When there are valid mitigating factors discernible from the record upon which the jury could have based its recommendation an override may not be warranted." We recede from any implication in Fead v. State [512 So.2d 176 (Fla. 1987) ], that an override is never warranted when valid mitigating factors exist.
Id. at 863, n. 3 (citations omitted).
In
Parker v. Dugger,
Our court, however, has rejected the theory that a trial judge’s failure to make specific written findings concerning nonstatutory mitigating circumstances raises the inference that he did not consider such evidence in reaching the decision to impose the death penalty.... [N]o inference can be drawn from the trial judge’s silence that he did not find nonstat-utory mitigating circumstances to be present. Under the facts of this case the only reasonable conclusion is that the trial judge found аt least some mitigating factors to be present, but also found that they were outweighed by the aggravating factors also present.
Id. at 1475 (citation omitted).
.
Lockett v. Ohio,
.
Eddings v. Oklahoma,
. Hitchcock v. Dugger,
. We do not disagree with this statement by the district court, but we abjure any implication therein that the existence of any mitigating evidence in the record, whether statutory or not, means that a trial judge cannot constitutionally override a jury recommendation of life. See Parker v. Dugger, 876 F.2d 1470 (11th Cir.1989) (reversing district court’s grant of habeas relief as to death sentence imposed when trial judge overrode jury recommendation of life; record contained evidence that under some circumstances could support a life recommendation, but which did not outweigh clearly established statutory aggravating evidence).
. These clаims are: (1) that Lusk’s death sentence violated the Eighth Amendment because it was based on the unconstitutionally vague statutory aggravating circumstance that the murder was "especially heinous, atrocious or cruel;” (2) that the Florida death penalty statute improperly shifted the burden of proof to the defendant to show that mitigating circumstances outweighed aggravating circumstances; (3) that Lusk was denied due process because counsel failed to review the presentence report with him prior to sentencing and because the trial court failed to ascertain whether Lusk had reviewed the report; and (4) that Lusk’s Eighth Amendment rights were violated because the state trial judge believed that he was barred from considering notions of mercy in his sentencing decision.
