Boarhead Corporation v. Edwin B. Erickson, Region Administrator, United States Environmental Protection Agency, Region IIIBoarhead Corporation v. Edwin B. Erickson, Region Administrator, United States Environmental Protection Agency, Region III
OPINION OF THE COURT
This appeal presents the conflicting demands two federal statutes — the National Historic Preservation Act of 1966 (Preservation Act), as amended,
The district court dismissed Boarhead’s complaint against Edwin B. Erickson, Regional Administrator of the EPA, for lack of subject matter jurisdiction.
See Boarhead Corp. v.
Erickson,
Although the argument in favor of protecting our Indian heritage does not lack force even when advanced by a polluter, we hold that the district court did not err when it dismissed Boarhead’s complaint against Erickson for lack of subject matter jurisdiction. While a district court normally has federal question jurisdiction pursuant to
Boarhead’s claim that the Indian remains or the artifacts on the land may suffer irreparable harm from delayed review of its complaint is unavailing. In § 113 Congress explicitly limited a district court’s power to hear Boarhead’s request for equitable relief while the EPA is continuing to perform clean-up related activities. Boarhead’s complaint does not fall within any of the five exceptions enumerated in § 113(h), and therefore the district court had no jurisdiction to entertain Boarhead’s action. 4 Because § 113 clearly deprives the district court of jurisdiction, we will affirm the district court’s order dismissing Boarhead’s complaint.
I.
Boarhead Farm is a 118 acre tract of land Boarhead owns in upper Bucks County, Pennsylvania, near the Delaware Canal. Title to the property traces to a grant from William Penn. A late eighteenth century, largely stone farmhouse is part of the farm, stone field walls traverse the property and there may be archaeological or historical remains on the land. Boarhead says that the farm is eligible to be listed on the National Register of Historic Places. 5
Most of the Boarhead Farm property is used as gamelands, but the developed portion includes a private residence, a horse farm and a machinery servicing/repair shop for construction and transport vehicles. Adjacent to the gamelands are two large automobile graveyards. In the early- and mid-1970’s, three or four serious chemical spills from trucks hauling chemicals and waste for Boarhead’s president occurred on the property.
On March 31, 1989, after concluding that there was a significant risk that hazardous substances would be released at Boarhead Farm and after giving interested parties the appropriate notice and comment period, the EPA designated the property as a Superfund site on its National Priorities List. Thereafter, on May 18, 1989, the EPA sent Boarhead a letter telling Boarhead that the EPA intended to conduct several studies to determine the extent of the problem and that it considered Boarhead a “potentially responsible party” for the contamination. See Appellant’s Appendix (App.) at 22. The intended studies would include a Remedial Investigation and Feasibility Study (RI/FS) for remedial action. Depending on what was discovered, the EPA explained that it could take other responsive steps under CERCLA, including “expedited response actions,” “emergency removal actions” and “implementing the EPA-approved remedial option.” Id. at 23.
Boarhead told the EPA in its reply that Boarhead Farm was eligible to be listed as a historic place and asked the EPA whether it had performed a § 106 review under the Preservation Act. The EPA told Boarhead in a letter dated September 19, 1989, that although it had not conducted a formal § 106 review, any appropriate historic preservation issues would be duly considered as part of its established CERCLA procedures. 6 See App. at 26.
The complaint went on to say that the EPA had failed to conduct a § 106 review, as the Preservation Act and regulations promulgated pursuant to the Act,
see
Erickson, the EPA’s Regional Administrator named as defendant in the suit, moved to dismiss Boarhead’s complaint. He asserted that the district court did not have subject matter jurisdiction over Boar-head’s claims.
9
Alternately, Erickson argued that Boarhead’s complaint was not ripe because the EPA had not yet done
On December 15, 1989, the district court issued its order and memorandum opinion granting Erickson’s motion to dismiss. The court held that it did not have jurisdiction to hear Boarhead’s complaint. It wrote:
[Boarhead’s] claims in the present action can be asserted only in accordance with§ 9613 . To the extent [Boarhead] seeks removal of Boarhead Farms from the [National Priorities List], or damages for the listing of Boarhead Farms on the [list], [Boarhead] seeks review of the [list], and can assert its claim only in the Court of Appeals for the District of Columbia Circuit. To the extent that [Boar-head] seeks an order staying the EPA from conducting an RI/FS or other removal or remedial actions on Boarhead Farms, or damages attributed to the prospect of such actions, [Boarhead] prematurely seeks review of the EPA’s anticipated actions. Under§ 9613(h) , [Boarhead] cannot seek review in a federal court of the EPA’s removal or remedial actions until either an enforcement or cost-recovery action has commenced under §§ 9606 or 9607, or removal and any remedial action has been completed. [Boarhead] alleges, however, only that the “EPA intends to perform or cause the performing of extensive tests, explorations and other activities on Boarhead Farm.”
Boarhead Corp.,
II.
We have appellate jurisdiction pursuant to
III.
At the outset, the parties to this appeal now agree that the district court was correct when it dismissed that portion of Boarhead’s complaint seeking to have its name removed from the National Priorities List.
See
Brief for Appellant at 16; Brief for Appellee at 15 n. 15;
see also
Brief for Amici at 13 & n. 14. The parties are correct. As § 113(a) of CERCLA,
The acts that give rise to Boarhead’s other claims for relief, however, arose only after its name had been added to the list. The District of Columbia Circuit could not have addressed them within the times set in § 113(a). Therefore, § 113(a) does not mandate dismissal of the entire complaint.
Indeed, absent CERCLA, Congress has expressly given all United States district courts jurisdiction to hear claims arising under the Preservation Act and to stay a federal agency’s activities until the historical resource review § 106 of the Preservation Act requires has been conducted. Jurisdiction under the Preservation Act is based on
This Court, along with other courts of appeals, has recognized that federal question jurisdiction and a private right of action generally exists in actions arising under the Preservation Act. In
Morris County Trust for Historic Preservation v. Pierce,
Moreover, since § 305 of the Preservation Act,
■ The statement of jurisdiction in Boar-head’s complaint said only that the district court had jurisdiction “pursuant to
IV.
Erickson argues that any analysis of jurisdiction limited to
The district court recognized in its memorandum opinion,
see
[n]o Federal court shall have jurisdiction under Federal law other than under section 1332 of Title 28 (relating to diversity of citizenship jurisdiction) or under State law which is applicable or relevant and appropriate under section [121 of CERCLA] (relating to cleanup standards) to review any challenges to removal or remedial action selected under section [104 of CERCLA],
The limits § 113(h) imposes on a district court’s jurisdiction are an integral part of Congress’s overall goal that CERCLA free the EPA to. conduct forthwith clean-up related activities at a hazardous site. Congress enacted CERCLA so that the EPA would have the authority and the funds necessary to respond expeditiously to serious hazards without being stopped in its tracks by legal entanglement before or during the hazard clean-up.
See Wheaton Indus.. v. United States EPA,
Besides relying on the language of § 113(h), Erickson also points to the legisla
As the Supreme Court wrote in
Consumer Prod. Safety Comm ’n v. GTE Sylvania, Inc.,
We begin with the familiar canon of statutory construction that the starting point for interpreting a statute is the language of the statute itself. Absent a clearly expressed legislative intention to the contrary, that language must ordinarily be regarded as conclusive.
Congress could hardly have chosen clearer language to express its intent generally to deprive the district court of jurisdiction over claims based on other statutes when the EPA undertakes the clean-up of toxic wastes at a Superfund site. The section begins: “No federal court shall have jurisdiction under federal law_” No language could be plainer. Thus, it is unnecessary for us to rely upon the legislative history that Erickson cites, even though it is consistent with the statute’s plain language.
As we wrote in
Shendock v. Director, OWCP,
“Jurisdiction” is commonly defined as the “power of declaring and administering law or justice; legal authority or power.” 1 The Compact Edition of the Oxford English Dictionary 1522 (1971). The legal definition of “jurisdiction” is similar: “It is the authority by which courts and judicial officers take cognizance of and decide cases.... Power and authority of a court to hear and determine a judicial proceeding.” Black’s Law Dictionary 766 (5th ed. 1979) (citations omitted).
Assuming Congress created federally cognizable claims for the preservation of historical sites when it enacted the Preservation Act, there was no requirement that it do so. No constitutional impediment exists to a legislative decision to limit or take away the right of protection the Preservation Act grants. The Preservation Act was the result of the legislative process. So was CERCLA. 14
Unlike the district court, we find it unnecessary to rely on the reasoning of the Fifth Circuit in
Bywater Neighborhood Ass’n v. Tricarico,
The Fifth Circuit held that the Preservation Act could not be used to circumvent the exclusive procedures for review of licensing decisions that federal law established. 16 It recognized that:
some tension exists betweensection 470w-4 [§ 305 of the Preservation Act], as construed in Vieux Carre, and the specific statutory provisions governing appeals of FCC decisions. We resolve that tension in favor of Congress’s specific and obvious intent to restrict to the circuit courts any appeals from rulings of the FCC. Though we have construedsection 470w-4 to create a private right of action that may be brought in “any U.S. District Court,” Vieux Carre,875 F.2d at 458 , we find no intent in the legislative history of that section to override the special provisions concerning the FCC.
Tricarico,
Tricarico is not itself dispositive of our jurisdictional question. That case involved the Federal Communications Act, not CERCLA. Moreover, the neighborhood association .made no showing of irreparable harm. Though the applicable review procedures in the Communications Act may have delayed consideration of the association’s claim under § 106 of the Preservation Act m Tricarico, at some point the association’s complaint would have received adequate consideration in the appropriate court. This is not the case with Boarhead’s complaint, since delayed review may mean no effective review at all. Therefore, although Tricarico’s holding does give some support to our conclusion that the district court has no jurisdiction to hear Boarhead’s complaint because of the limits CERCLA imposes through § 113(h), the differences between the language of the Communications Act and the situation there involved render reliance on Tricarico’s rationale insufficient.
We recognize, as Boarhead points out, the possibility that the absence of jurisdiction here may do more than simply delay review of the impact that the EPA’s actions may have on the historical value of the site; indeed, it may destroy or severely damage the site’s historical value. Still, relief must come from Congress. We have considered the fact that the authorities on which Erickson relies deal essentially with challenges to the EPA’s authority under CERC-LA, not with claims premised on other federal statutes in which a party brings a complaint asserting a claim entirely distinct from any interest it may have under CERC-LA. We also recognize that the cases from our Court holding that a district court did not have subject matter jurisdiction to conduct preclean-up judicial review of the EPA’s emergency or remedial action were brought under the alleged authority of CERCLA.
See Wheaton Indus.,
Although these cases construe § 113(h) to limit the jurisdiction of federal courts to hear actions arising under CERCLA, they do not construe that subsection necessarily to eliminate the jurisdiction a district court would otherwise have to hear a complaint arising under a separate federal statute, such as the Preservation Act. These cases involve typical CERCLA actions in which it is apparent that § 113(h) prohibits legal action until the clean-up of the hazardous site is completed and one of the five situations described in that subsection is present.
See, e.g., Wheaton Industries,
In Boarhead’s situation post clean-up review is likely to be inadequate to redress harm that occurred to archaeological and historical resources on Boarhead Farm during the EPA’s clean-up. Nevertheless, the statute’s plain language eliminates Boar-head’s opportunity to obtain judicial review even in such circumstances. 17
Boarhead also argues that our decision in
Susquehanna Valley Alliance v. Three Mile Island Nuclear Reactor,
In Susquehanna Valley we refused to construe the Environmental Policy Act and associated regulations in a way that would deny the plaintiffs adequate judicial review of their complaint. However, the statute there, unlike § 113(h), did not expressly preclude jurisdiction. 18 CERCLA’s timing of review procedures, as established in § 113(h), clearly preclude jurisdiction to delay or interfere with EPA clean-up activities even if those activities could irreparably harm the archaeological or historical resources on Boarhead Farm. Although post-study judicial review cannot rectify damage to historical artifacts or remains on this landmark site that occurs in the course of the EPA’s clean-up, we must presume Congress balanced the problem of irreparable harm to such interests and concluded that the interest in removing the hazard of toxic waste from Superfund sites outweighed it. Boarhead’s remedy lies with Congress, not the district court. The prohibition on jurisdiction includes a prohibition on equitable relief. Section 113(h) prohibits the district court from hearing Boarhead’s complaint at this time, before the EPA takes any further action on Boar-head Farm. 19
V.
Boarhead and the amici also argue that the EPA’s alleged violations of the Preservation Act are presumptively subject to judicial review under the APA. The APA, in § 702, states that “[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof.” For purposes of § 702, “agency action” includes the failure to act.
See
Judicial review is not available under the APA when another statute, such as CERC-LA, precludes such review,
see
For further support, Boarhead and the amici rely on
The form of proceeding for judicial review is the special statutory review proceeding relevant to the subject matter in a court specified by statute or, in the absence or inadequacy thereof, any applicable form of legal action, including actions for declaratory judgments or writs of prohibitory or mandatory injunction or habeas corpus, in a court of competent jurisdiction_ Except to the extent that prior, adequate, and exclusive opportunity for judicial review is provided by law, agency action is subject to judicial review in civil or criminal proceedings for judicial enforcement.
Boarhead and the amici’s argument that § 702 and
We do not think this conclusion is inconsistent with
Bell v. Hood,
Jurisdiction ... is not defeated ... by the possibility that the averments might fail to state a cause of action on which petitioners could actually recover. For it is well settled that the failure to state a proper cause of action calls for a judgment on the merits and not for a dismissal for want of jurisdiction. Whether the complaint states a cause of action on which relief could be granted is a question of law and just as issues of fact it must be decided after and not before the court has assumed jurisdiction over the controversy. If the court does later exercise its jurisdiction to determine that allegations'in the complaint do not state a ground for relief, then dismissal of the case would be on the merits, not for want of jurisdiction.
Id.
at 682.
See also Oneida Indian Nation v. County of Oneida,
VI.
For the foregoing reasons, we hold that the district court did not have jurisdiction to hear Boarhead’s complaint against Erickson. Therefore, we will affirm the district court’s order dismissing Boarhead’s complaint for lack of jurisdiction.
Notes
. CERCLA established a trust fund, which is commonly known as "Superfund."
See Exxon Corp. v. Hunt,
. Section 106 of the Preservation Act reads:
The head of any Federal agency having direct or indirect jurisdiction over a proposed Federal or federally assisted undertaking in any State and the head of any Federal department or independent agency having authority to license any undertaking shall, prior to the approval of the expenditure of any Federal funds on the undertaking or prior to the issuance of any license, as the case may be, take into account the effect of the undertaking on any district, site, building, structure, or object that is included in or eligible for inclusion in the National Register. The head of any such Federal agency shall afford the Advisory Council on Historic Preservation established under sections 470i to 470v of this title a reasonable opportunity to comment with regard to such undertaking.
. Section 113(h) of CERCLA provides:
No federal court shall have jurisdiction under Federal law other than under section 1332 of Title 28 (relating to diversity of citizenship jurisdiction) or under State law which is applicable or relevant and appropriate under section 9621 of this title (relating to cleanup standards) to review any challenges to removal or remedial action selected under section 9604 of this title, or to review any order issued under section 9606(a) of this title, in any action except one of the following:
(1) An action under section 9607 of this title to recover response costs or damages or for contribution.
(2) An action to enforce an order issued under section 9606(a) of this title or to recover- a .penalty for violation of such order.
(3) An action for reimbursement under section 9606(b)(2) of this title.
(4) An action under section 9659 of this title (relating to citizens suits) alleging that the removal or remedial action taken under section 9604 of this title or secured under section 9606 of this title was in violation of any requirement of this chapter. Such an action may not be brought with regard to a removal where a remedial action is to be undertaken at the site.
(5) An action under section 9606 of this title in which the United States has moved to compel a remedial action.
. We note that certain regulations the EPA has promulgated, as well as more comprehensive regulations that the EPA currently is considering, should minimize the harm that Boarhead could suffer from delayed review. See infra note 17.
. In a letter dated October 23, 1989, and addressed to the EPA, the Pennsylvania Historical and Museum Commission (the primary historic preservation bureau in the state) agreed with Boarhead that the farm was eligible to be listed on the National Register because there was a high probability that the property contains historic and prehistoric archaeological resources. See Addendum to Brief for Amici.
.In a letter dated September 19, 1989, the EPA asked Boarhead to provide evidence that the farm is eligible to be listed on the National Register of Historic Places. The letter stated:
[P]ursuant to the authority of CERCLA Section 104(e),42 U.S.C. Section 9604(e) , EPA hereby requests that Boarhead Corporation provide EPA with any information that it has to support the contention that the Site, or any portion thereof, is eligible for listing on the [National Register] or is otherwise a sensitive cultural resource. Please provide any suchcomments within 10 days of the receipt of this letter to the undersigned. The Agency has also requested the comments of the Pennsylvania Historic Preservation Officer and Bucks County Historical Society on this matter.
App. at 26. The EPA sent similar letters to the Pennsylvania Historic Preservation Officer, who is in charge of the Pennsylvania Historical and Museum Commission, an amicus curiae in this case, and to the Executive Director of the Bucks County Historical Society. The letters requested their views “on the existence of or means to identify any properties at or near the [Boarhead Farm] Site that are listed, or eligible for listing, on the [National Register].” Id. at 28, 30.
. In its complaint, Boarhead also alleged that the EPA violated the Preservation Act when it failed to conduct a § 110 review. Since § 110 of the Preservation Act,
. Section 305 of the Preservation Act reads:
In any civil action brought in any United States district court by any interested person to enforce the provisions of this subchapter, if such person substantially prevails in such action, the court may award attorneys’ fees, expert witness fees, and other costs of participating in such action, as the court deems reasonable.
.Specifically, Erickson relied on several subsections of § 113 of CERCLA,
As for Boarhead’s request to strike its name from the National Priorities List, Erickson relied on § 113(a):
Review of any regulation promulgated under this chapter [i.e., under CERCLA] may be had upon application by any interested person only in the Circuit Court of Appeals of the United States for the District of Columbia. Any such application shall be made within ninety days from the date of promulgation of such regulations. Any matter with respect to which review could have been obtained under this subsection shall not be subject to judicial review in any civil or criminal proceeding for enforcement or to obtain damages or recovery of response costs.
. Because the district court held that Boar-head’s complaint should be dismissed for lack of jurisdiction, it did not directly confront Erickson’s argument that the dispute was unripe.
See Boarhead Corp.,
. Erickson argues that the portion of Boar-head’s brief quoted in the text is misleading, since
In Voluntary Purchasing Groups, a chemical manufacturer sought a declaration that it was not liable for certain clean-up costs the EPA expended pursuant to CERCLA.
The government has waived sovereign immunity insofar as the APA gives Boarhead a right to judicial review.
See
An action in a court of the United States seeking relief other than money damages and stating a claim that an agency or an officer or employee thereof acted or failed to act in a official capacity or under color of legal authority shall not be dismissed nor relief therein be denied on the ground that it is against the United States or that the United States is an indispensable party. The United States may be named as a defendant in any such action, and a judgment or decree may be entered against the United States....
In addition, § 305 of the Preservation Act waives sovereign immunity insofar as Boarhead seeks attorneys’ fees in connection with this action.
See Morris County Trust for Historic Preservation v. Pierce,
In
Jaffee v. United States,
Erickson's argument that sovereign immunity is not waived here because CERCLA overrides the APA’s presumptive right to judicial review under
. On appeal to this Court, Boarhead relies in part on certain historic preservation statutes enacted in the State of Pennsylvania. Since Boarhead's complaint was premised on the federal Preservation Act, not on state law, we will not consider these arguments. We do note that Erickson is immune from suit based on state regulatory statutes like those Boarhead mentions absent a clear waiver of sovereign immunity.
See Hancock v. Train,
. We cannot treat Boarhead’s complaint as a citizens suit under
(a) Authority to bring civil actions
Except as provided in subsections (d) and (e) of this section [requiring 60-day notice before a complaint is filed] and in section [113(h) of CERCLA] (relating to timing of judicial review), any person may commence a civil action on his own behalf—
(1) against any person (including the United States and any other governmental instrumentality or agency, to the extent permitted by the eleventh amendment to the Constitution) who is alleged to be in violation of any standard, regulation, condition, requirement, or order which has become effective pursuant to this chapter ...; or
(2) against the President or any other officer of the United States (including the Administrator of the Environmental Protection Agency ...) where there is alleged a failure of the President or of such other officer to perform any act or duty under this chapter ... which is not-discretionary with the President or such other officer.
(c) Relief
The district court shall have jurisdiction in actions brought under subsection (a)(1) of this section to enforce the standard, regulation, condition, requirement, or order concerned ... to order such action as may be - necessary to correct the violation, and to impose any civil penalty provided for the violation. The district court shall have jurisdiction in actions brought under subsection (a)(2) of this section to order the President or other officer to perform the act or duty concerned.
. Boarhead argues in its opening and reply briefs that construction of CERCLA § 113(h) to limit the availability of suits brought pursuant to the Preservation Act, which delay a CERCLA clean-up, effects an implied repeal of a portion of the jurisdiction the Preservation Act provides. The Supreme Court has written that "an implied repeal must ordinarily be evident from the language or operation of a statute.”
Kremer v. Chemical Constr. Corp.,
CERCLA § 113(h) states that “[n]o federal court shall have jurisdiction under Federal law other than under section 1332 of Title 28....’’ Congress did not, however, make an exception to this general jurisdictional bar for suits arising under the Preservation Act. The language of § 113(h) provides "clear and convincing evidence,”
see Traynor v. Turnage,
. The district court relied upon Tricarico's holding when it determined that it did not have jurisdiction to hear Boarhead’s complaint.
I find the [Tricarico ] Court’s reasoning equally applicable in this case. Any tension that may exist between a district court’s jurisdiction over claims to enforce the [Preservation Act] against an agency and the specific statutory provisions governing review of EPA actions under CERCLA I resolve in favor of Congress’s obvious intent to restrict jurisdiction over review of EPA actions under CERC-LA. ”[W]here, as here, Congress has established exclusive procedures for judicial review of a particular agency’s actions, [courts] are bound to follow those dictates.”
Boarhead Corp.,
. The Fifth Circuit noted that
The court of appeals (other than the United States Court of Appeals for the Federal Circuit) has exclusive jurisdiction to enjoin, set aside, suspend (in whole or in part), or to determine the validity of—
(1) all final orders of the Federal Communications Commission made reviewable by section 402(a) of title 47; ....
Tricarico,879 F.2d at 167 n. 8.47 U.S.C.A. § 402(b) (West 1962) provides that in certain enumerated situations, “[ajppeals may be taken from decisions and orders of the [FCC] to the United States Court of Appeals for the District of Columbia....” See Tricarico,879 F.2d at 167 n. 9.
. We note, however, that Erickson does not deny that the EPA is bound by the terms of the Preservation Act in conducting activities under CERCLA. In fact, he argues that the EPA's own regulations provide that it must consider the factors that go into a § 106 review.
See
CERC-LA Compliance with Other Laws Manual, Part II, Chapter 4, at 4-2 to 4-11 (Interim Final Aug. 1989),
reprinted in
App. at 34. The EPA properly construes the Preservation Act to require it to consider the historic preservation concerns Boarhead asserts before it takes action pursuant to CERCLA. Therefore, even though we construe § 113(h) to preclude jurisdiction over Boarhead’s complaint, since this would interfere with the EPA's clean-up activities without providing additional protection to the historic preservation interests the Preservation Act establishes, the EPA would be well advised to follow its own regulations and fully consider the impact preclean-up and clean-up activities may have on the historic value of Boarhead Farm and the artifacts and Indian remains buried there. Agency action is entitled to a presumption of regularity.
See Citizens to Preserve Overton Park, Inc. v. Volpe,
We cannot help but register our disappointment and surprise at the inability of counsel to communicate and to cooperate in working out a plan, pursuant to the EPA’s procedures, which might have obviated this whole litigation. It seems to us a simple matter for the parties to have worked together to formulate a plan for performance of the RI/FS without damage to the artifacts at issue.
. In
Susquehanna Valley Alliance v. Three Mile Island Nuclear Reactor,
Congress can, of course, limit the subject matter jurisdiction of the district court.
Id. Here, in § 113(h), Congress has done just that. By expressly precluding federal court review until after the EPA takes further action, Congress has divested the district court of the power to entertain Boarhead's claim.
. The First Circuit’s recent opinion in
Reardon v. United States,