Board of Trustees of Community College District No. 502 v. Department of Professional RegulationBoard of Trustees of Community College District No. 502 v. Department of Professional Regulation
delivered the opinion of the court:
I. INTRODUCTION
Plaintiff, the Board of Trustees of Community College District No. 502, County of Du Page, commenced this action seeking a declaration that the College of Du Page (College) is a “political subdivision” subject to the Local Government Professional Services Selection Act (Local Government Selection Act) (
We hold that (1) the complaint sufficiently alleges standing and an actual controversy; (2) the College is a “political subdivision” and therefore subject to the Local Government Selection Act; and (3) the Local Government Selection Act does not prohibit the College from soliciting fee or cost information before selecting the most qualified firm for negotiation. Accordingly, we reverse and remand.
II. BACKGROUND
Filed on March 3, 2004, plaintiffs complaint alleged the following. On November 5, 2002, the College received the authority via a public referendum to issue $183 million in construction bonds. The College began the process of engaging design professionals to assist in various construction projects to be completed over the next several years. In 2003, the College published requests for proposals for architectural, design management, and construction management services.
In a section entitled “format of proposals,” the requests instructed that the proposals “[sjtate the price to the College on a fixed fee, not-to-exceed basis for each Phase of the project. Also, provide a cost breakdown of each element of each phase
On May 6, 2003, the College received a letter from Eileen McGuiness, one of the Department’s attorneys, stating:
“I am in receipt of a Request for Proposal issued by [the College] ***. I am requesting that you review *** the Local [Government] Professional Services Selection Act ***.
The selection process for Architects and Professional Engineers, Structural Engineers, and/or Land Surveyors differs from the bid process for construction companies. The Department enforces against its licensees violations of the [Local Government Selection Act]. The legislature has clearly articulated its intent to supplant competition for local units of government *** in regard to the services of Architects, Engineers and land surveyors. *** We would prefer to not have any violation to prosecute against an Architect or Professional Design Firm. I am seeking your assistance toward this end.”
On June 18, 2003, the College received a letter from the executive vice-president of the Illinois Council of the American Institute of Architects. The letter expressed concern about the College’s request for fee information and asserted that, under the Local Government Selection Act:
1 ‘Qualifications, not fees, are to be used as the determining factor in the initial selection process. The purpose of the [Local Government Selection Act] is to protect the owner and public interest by ensuring the selection of a firm qualified to do the work, as opposed to merely a low bidder.
* * ❖
A fee should not be requested to be included in the proposal, even as only one of many proposal requirements. Once a fee is included, there is a strong tendency for this fee to have undue and often decisive weight in the selection decision.”
On February 13, 2004, McGuiness sent the College a letter requesting a list of the architectural or engineering firms to which the College had sent requests for proposals regarding a certain project. On February 19, 2004, the Department issued the College a subpoena duces tecum seeking proposals that architectural and engineering firms had submitted to the College for six planned projects. On February 29, 2004, McGuiness sent to Burnidge & Cassell Associates, an architectural firm, a letter stating, “if you submit price/fees as part of a submission in response to a Request for Qualifications (or sometimes mistitled Request for Proposal) you can expect to be prosecuted.”
With its complaint, plaintiff filed an emergency motion for a temporary restraining order and to quash the Department’s subpoena. On March 4, 2004, the trial court entered an agreed order stating that the College is not required to respond to the Department’s subpoena and that the Department will not threaten prosecution against any architect, engineer, or land surveyor who includes fee information in his or her response to a request for proposals. On March 12, 2004, the Department issued an order quashing the subpoena issued against the College and sent a letter to plaintiffs counsel, stating its intention not to litigate the matter any further and that it would not issue any new subpoenas in connection with the six planned projects. Because the Department had quashed the subpoena, the trial court denied plaintiffs emergency motion for a temporary restraining order.
Defendants moved to dismiss the complaint, originally pursuant to sections 2 — 615 and 2 — 619(a)(9) of the Code of Civil Procedure (Code) (
The trial court found that the Qualifications Based Selection Act applied to the College and precluded the College from requesting fee information in its initial request for proposals and that there was no viable controversy. Plaintiff timely appealed. The Illinois Council of the American Institute of Architects, the American Council of Engineering Companies of Illinois, the Illinois Society of Professional Engineers, the Illinois Professional Land Surveyors Association, and the Structural Engineers Association of Illinois have jointly submitted an amicus curiae brief.
III. DISCUSSION
A. Standard of Review
Plaintiff appeals from the dismissal of its complaint. Defendants’ original motion to dismiss cited both
A
A motion to dismiss under section 2 — 619(a)(9) admits the legal sufficiency of the complaint and raises defects, defenses, or other affirmative matters that appear on the face of the complaint or are established by external submissions and that act to defeat the plaintiff’s claim. McElmeel v. Village of Hoffman Estates,
B. Standing/Actual Controversy
Defendants’ argument that there is no actual controversy has two bases. The first aspect of the argument is that, because the Department withdrew the subpoena it issued to plaintiff in connection with the 6 existing projects, and the 14 projects named in the amendment to the complaint are merely prospective, there is no immediate controversy. The second aspect of the argument is that, because the Department regulates design professionals, plaintiff does not have standing to complain about any action the Department takes in connection with its oversight of those professionals’ activities.
The doctrine of standing is designed to insure that the courts are accessible to parties to resolve actual controversies between them and not to address abstract questions, moot issues, or cases brought on behalf of others who may not desire judicial aid. Burton v. Ramos,
We conclude that plaintiff has standing to pursue its claim. If plaintiff is correct that the College has the right to solicit fee information in its initial requests for proposals, then the Department has taken direct action that has interfered with that right. Although the Department has withdrawn its subpoena, the fact remains that the Department has targeted design professionals who have responded to plaintiffs requests and has issued them letters threatening prosecution. Although the Department has stated that it will no longer threaten to prosecute design professionals who provide the requested fee information, the complaint essentially alleges that the earlier threats have had a chilling effect. Thus, the threats have directly interfered with plaintiffs ability to obtain the desired information. There is an actual dispute here that can be resolved by the grant or denial of the relief plaintiff seeks.
C. The College’s Right to Solicit Fee Information
Defendants argue that the College is a “State agency” under the Qualifications Based Selection Act, which expressly prohibits a State agency from formally or informally requesting fee information in its initial request for proposals. Plaintiff argues that it is a “political subdivision” under the Local Government Selection Act, which contains no such provision. Defendants reply that, even if the Local Government Selection Act applies, its purpose, like that of the Qualifications Based Selection Act, is to require that the governmental unit or agency select design professionals on the basis of qualifications instead of price. Therefore, defendants urge us to interpret the Local Government Selection Act as containing a similar ban against soliciting fee information.
1. Qualifications Based Selection Act
Enacted in 1992, the Qualifications Based Selection Act states:
“It is the policy of State agencies of this State to publicly announce all requirements for architectural, engineering, and land surveying services, to procure these services on the basis of demonstrated competence and qualifications, to negotiate contracts at fair and reasonable prices, and to authorize the Department of Professional Regulation to enforce the provisions of Section 65 of this Act.”30 ILCS 535/5 (West 2004).
The statute defines “State agency” as “any department, commission, council, board, bureau, committee, institution, agency, university, government corporation, authority, or other establishment or official of this State.”
The statute sets forth the following selection procedures. State agencies may establish procedures to prequalify firms or may use prequalification lists that other agencies have compiled.
Relying on evaluations, discussions, and any presentations, the State agency must select no less than three firms it deems to be qualified for the project and rank them in order of qualifications. The agency shall then contact the firm ranked most preferred to negotiate a contract at compensation that the agency determines in writing to be fair and reasonable.
2. Local Government Selection Act
Enacted in 1987, the Local Government Selection Act states that it “shall be the policy of the political subdivisions of the State of Illinois to negotiate and enter into contracts for architectural, engineering and land surveying services on the basis of demonstrated competence and qualifications for the type of services required and at fair and reasonable compensation.”
The statute directs political subdivisions to allow firms to file annual statements of qualifications and performance data.
3. Illinois Procurement Code
Plaintiff directs us to the Illinois Procurement Code (Procurement Code) (
The Procurement Code defines a “State agency” as:
“all boards, commissions, agencies, institutions, authorities, and bodies politic and corporate of the State, created by or in accordance with the constitution or statute, of the executive branch of State government and does include colleges, universities, and institutions under the jurisdiction of the governing boards of the University of Illinois, Southern Illinois University, Illinois State University, Eastern Illinois University, Northern Illinois University, Western Illinois University, Chicago State University, Governor State University, Northeastern Illinois University, and the Board of Higher Education. *** ‘State agency’ does not include units of local government, school districts, community colleges under the Public Community College Act [(110 ILCS 805/1 — 1 et seq. (West 2004))], and the Illinois Comprehensive Health Insurance Board.” (Emphasis added.)30 ILCS 500/1 — 15.100 (West 2004).
4. State Agency v. Political Subdivision
Plaintiff urges us to hold that the language in the Procurement Code excluding community colleges from the definition of “State agency” applies as well to the definition of “State agency” under the Qualification Based Selection Act. Essentially, plaintiff is asking us to construe the two statutory schemes in pari materia. Under this doctrine of construction, two legislative acts that address the same subject are considered with reference to one another, so that they may be given harmonious effect. Land v. Board of Education of the City of Chicago,
Here, there is no ambiguity to resolve. The Qualifications Based Selection Act expressly defines “State agency.” The legislature chose to use different language to define the term in the Procurement Code. It is true that the Procurement Code refers to the Qualifications Based Selection Act. Under the guise of statutory construction, however, a court may not supply omissions, remedy defects, annex new provisions, add exceptions, limitations, or conditions, or otherwise change the law so as to depart from the plain meaning of the language employed in the
Although we do not simply adopt the language of the Procurement Act, we conclude that the College is not a “State agency” under the Qualifications Based Selection Act but instead is a “political subdivision” subject to the Local Government Selection Act. Our conclusion is based on a review of the Public Community College Act (Community College Act) (
The Community College Act created the Illinois Community College Board (State Board).
We find Luciano to be highly instructive regarding plaintiff’s status. There, the defendant, an employee of a community college, sought protection under the Local Governmental and Governmental Employees Tort Immunity Act (Tort Immunity Act) (111. Rev. Stat. 1989, ch. 85, par. 1 — 101 et seq. (now
“Where a particular entity, such as Waubonsee, must petition another public entity to hold public elections as a necessary antecedent to its creation, requires public elections of its governing board of trustees and is financed by taxes and other public funds, we are inexorably led to the conclusion that Waubonsee was an ‘other governmental body’ within the definition of local public entity ***.”Luciano, 245 Ill. App. 3d at 1083 .
The same reasoning leads us to conclude that a community college district is a “unit of local government” and therefore a “political subdivision” subject to the Local Government Selection Act. Where, as here, a governmental body is created by local referendum and funded by local property taxes, and its officials are locally elected, it is a stretch to say that the body is merely an agency, a department, or another arm of the State.
Defendants argue that the definition of “State agency” in the Qualifications Based Selection Act is purposefully broad and stress that the definition contains no exceptions for community colleges or units of local government. Defendants’ argument would have some appeal if the Local Government Selection Act did not exist. Because both acts regulate the same subject matter, it would be difficult to see the need for the Local Government Selection Act if the definition of “State agency” were as broad as defendants claim. See Central Illinois Electrical Services, L.L.C. v. Slepian,
5. Soliciting Fee Information Under the Local Government Selection Act
Defendants argue that, even if the College is a “political subdivision” subject to the Local Government Selection Act, it nevertheless is prohibited from seeking fee information in an initial request for proposals. According to defendants, because the Qualifications Based Selection Act and the Local Government Selection Act have the same purpose, the Local Government Selection Act should be interpreted as prohibiting political subdivisions from soliciting fee information in initial requests for proposals.
The primary rule of statutory construction is to ascertain and give effect to the intent of the legislature. In re Application of the County Treasurer,
We are aware that, when the intent of the legislature is clearly expressed and the objects and purposes of a statute are clearly set forth, the courts are not bound by the literal language of a particular clause of the statute that might defeat such clearly expressed legislative intent. In re Application of the County Treasurer,
The Local Government Selection Act lists as one of the factors for consideration, “willingness to meet time and budget requirements.” (Emphasis added.)
These differences in language are significant and warrant a conclusion that, in the Local Government Selection Act, the absence of a prohibition against seeking fee information before selecting a firm for negotiation was not an oversight but likely was intentional. We see no basis for creating such a prohibition through statutory interpretation. If the legislature intended to prohibit the solicitation of cost estimates during the initial stage of the selection process, it could have amended the Local Government Selection Act at the time that it enacted the Qualifications Based Selection Act.
Defendants and amici do not cite any decision interpreting another jurisdiction’s statute governing the procurement of design professionals’ services as containing an implied prohibition against seeking fee information before selecting a qualified firm for negotiation. The most persuasive authority apparently available to defendants and amici are opinions of the Attorneys General of Colorado and Montana. These opinions interpreted statutes with language similar to the Local Government Selection Act. Most notably, the statutes did not expressly prohibit a state agency from soliciting cost information before selecting a firm for negotiation. The opinions concluded that a state agency may not request cost information or consider such information before selecting the most highly qualified architect, engineer, or land surveyor for a project. 1992 Colo. Att’y Gen. Op. No. 7; 1992 Mont. Att’y Gen. Op. No. 45. They relied heavily on the legislative history of the Brooks Law and the American Bar Association Model Procurement Code for State and Local Governments (1979) (ABA Model Code).
The Brooks Law contains no prohibition like that found in section 30 of the Qualifications Based Selection Act. See
Defendants’ and amici’s reliance on these sources does not alter our conclusion. Only if a statute is ambiguous may a court consider extrinsic aids for construction, such as legislative history, to determine legislative intent. In the absence of an ambiguity, the court must rely on the plain and ordinary meaning of the words the legislature chose. Land,
We stress that, although a political subdivision is not prohibited from requesting fee information before selecting a firm for negotiation, the selection ultimately must he based on qualifications. The lack of an express prohibition against considering fee information before selecting the most qualified firms should not detract from the overall purpose and requirements of the Local Government Selection Act. For example, although the College has requested fee information, its selection criteria are strictly based on qualifications. Although one might wonder why the College has asked for fee information if it is not relevant to the selection of the most qualified firm, it appropriately has refrained from formally injecting any elements of competitive bidding into the selection process. We simply hold that the College’s requests for proposals do not violate the Local Government Selection Act.
We are sympathetic to defendants’ and amici’s concerns. However, given the language of the relevant statutes, we cannot create a legislative prohibition where none exists. Defendants’ and amici’s pleas are more appropriately directed toward the legislature.
IV CONCLUSION
We hold that (1) the complaint sufficiently alleges plaintiffs standing to seek a declaratory judgment; (2) the College is a “political subdivision” and therefore subject to the Local Government Selection Act; and (3) the Local Government Selection Act does not prohibit the College from soliciting fee or cost information before selecting the most qualified firm for negotiation.
Accordingly, we reverse the judgment of the circuit court of Du Page County and remand the cause.
Reversed and remanded.
BYRNE and KAPALA, JJ., concur.