217 Conn. 110 | Conn. | 1991
This appeal arises out of an arbitrator’s award ordering the plaintiff, the Thomaston board of education (board), to promote a teacher to the position of department head of the Thomaston high school English department. The board, instead of challenging the award in court, eliminated the department head position for the admitted purpose of preventing the teacher from holding the position. The teacher and the union
I
The labor board’s factual findings are unchallenged. Fred Schipul taught English at Thomaston high school for eighteen years. In December, 1985, he applied for the position of English department chairperson, which was then vacant. In January, 1986, the board of education awarded the position to a less senior teacher. Schipul filed a grievance based on the provision in the teachers’ collective bargaining agreement
Meanwhile, before the arbitration award was made, the board of education voted to eliminate all department head positions from its budget. Two weeks after the award was issued, however, the board restored all department head positions—all, that is, except the position of English department head. As a result of the award, the board of education paid Schipul what he would have received as department head until the position was eliminated, but never allowed him to perform the job.
Schipul’s bargaining representative, the Thomaston Education Association, duly filed an unfair labor practice charge with the labor board, claiming that the board of education’s actions interfered with Schipul’s statutory right to file a grievance. The board of education admitted before the labor board that its sole reason for not restoring the position of English department head was to prevent Schipul from holding that position, for which it honestly believed he was unqualified.
II
Although the trial court’s memorandum of decision did not address whether the school board’s conduct constituted an unfair labor practice, that issue has been presented to us on appeal by both parties. The board of education maintains that because the arbitrator’s decision was “not concerned with the future elimination of the position but only with Schipul’s entitlement to the position in January, 1986, when it indeed did
A
The labor board first claims that the board of education’s action was an unfair labor practice specifically prohibited by General Statutes § 10-153e (b) (5), “refusing to participate in good faith in mediation or arbi
Before considering the implications of the legislature’s decision not to include in the TNA a provision such as § 7-470 (a) (6) of MERA, we will consider the language of the TNA as it is written. Section 10-153e (b) (5) makes “refusing to participate in good faith in mediation or arbitration” an unfair labor practice. The word “arbitration” is a general term that may refer either to arbitration of individual claims that an employer has breached a collective bargaining agreement (grievance arbitration) or to arbitration of broader disputes concerning the conditions of employment in general, arising either during contract negotiations or in some cases during the term of an existing contract (interest arbi
We construe a statute as a whole and read its subsections concurrently in order to reach a reasonable overall interpretation. Ganim v. Roberts, 204 Conn. 760, 763, 529 A.2d 194 (1987). Where the same words are used in a statute two or more times, they will ordinarily be given the same meaning. State ex rel. Hyde v. Dowe, 129 Conn. 266, 271, 28 A.2d 12 (1942). In the TNA, §§ 10-153d
If we read § 10-153e and § 10-153f concurrently, we must conclude that § 10-153e (b) (5) addresses only the contract mediation and interest arbitration procedures mandated by § 10-153Í, not the arbitration of an individual employee’s grievances. The alternative interpretation, that § 10-153e (b) (5) makes refusal to arbitrate any individual grievance an unfair labor practice, would impose a duty to arbitrate grievances upon a board of education even if its collective bargaining agreement included no such requirement. Had the legislature intended such a result, we believe it would have included in the TNA the plain language it used in § 7-470 (a) (6) of the MERA. The MERA, unlike the TNA, guarantees the right to mediation or arbitration of individual grievances. See General Statutes § 7-472.
B
In addition to finding that the board of education’s conduct was an unfair labor practice under § 10-153e (b) (5), the labor board also concluded that the board of education’s conduct was an unfair labor practice under § 10-153e (b) (4) as a “refus[al] to negotiate in good faith with the employees’ bargaining agent.” Our conclusion that repudiation of a grievance arbitration award is not an unfair labor practice under § 10-153e (b) (5) does not prevent the labor board from determining that the board’s action in this case constituted an unfair labor practice under § 10-153e (b) (4).
In accordance with widely held principles of administrative and labor law, we traditionally have accorded
The “duty to bargain in good faith” is a term of art in labor law. It is an ongoing duty that continues after initial contract negotiations are over. N.L.R.B. v. Acme Industrial Co., 385 U.S. 432, 436, 87 S. Ct. 565, 17 L. Ed. 2d 495 (1967); Fafnir Bearing Co. v. N.L.R.B., 362 F.2d 716, 717 (2d Cir. 1966); Hartford Principals’ & Supervisors’ Assn. v. Shedd, supra, 503; Board of Education v. State Board of Labor Relations, 190 Conn. 235, 241-42, 460 A.2d 1255 (1983). It includes the duty to negotiate “any question arising”
“Going through the motions” does not fulfill the duty to bargain in good faith. Thus, failing to provide the other party with relevant information during the collective bargaining process or at other times; Board of Education v. State Board of Labor Relations, supra, 241; failing to make contract proposals in good faith; New Canaan v. State Board of Labor Relations, 160 Conn. 285, 292, 278 A.2d 761 (1971); and failing to bargain before making unilateral changes in terms and conditions of employment after a contract has been signed; Fibreboard Corporation v. N.L.R.B., 379 U.S. 203, 85 S. Ct. 398, 13 L. Ed. 2d 233 (1964); West Hartford Education Assn., Inc. v. DeCourcy, supra, 596; have all been described as
The board of education’s conduct fits the same description. The board and the teachers association bargained to include in their contract a provision regulating promotions and another provision providing for grievance arbitration of employment decisions, including promotions. The board of education’s attempt to circumvent these provisions makes the collective bargaining process a hollow exercise.
The board of education’s attempt to “evade” the arbitrator’s decision is thus no different from a repudiation of the arbitration process itself. Since repudiation of the collective bargaining agreement as a whole constitutes ipso facto a breach of the duty to bargain in good faith; see Taylor Bus Services, Inc., 284 N.L.R.B. 530, 550 (1987); N.L.R.B. v. Hyde, 339 F.2d 568 (9th Cir. 1964);
The board argues that its sincere belief that Schipul was unqualified somehow releases it from its duty to comply in good faith with the grievance arbitration process. It is not exceptional for an employer charged with violating a promotion provision in a collective bargaining agreement to believe sincerely that the grievant is less qualified than the candidate promoted. The point is that the board of education agreed to let an arbitrator decide whether the grievant was the most qualified candidate for the position in question. Once the board agreed to subject promotions to the grievance process, it was bound by the arbitrator’s decision. East Haven v. AFSCME, Council 15, Local 1662, 212 Conn. 368, 372, 561 A.2d 1388 (1989); Milford Employees Assn. v. Milford, 179 Conn. 678, 684, 427 A.2d 859 (1980); Board of Educations. Waterbury Teachers Assn., 168 Conn. 54, 62, 357 A.2d 466 (1975). “ ‘There are situations in which it is not enough that an employer is convinced he is right,’ N.L.R.B. v. M & M Oldsmobile, Inc., [377 F.2d 712, 716 (2d Cir. 1967)], and this is one of them.” General Teamsters Local 162 v. N.L.R.B., 568 F.2d 665, 668 (9th Cir. 1978).
The board’s argument reaches too far. If § 10-220 compels the board of education to follow its own judgment at all times, § 10-220 could just as easily compel the board of education to perform acts specifically prohibited by the statutes, including discrimination on the basis of race, sex or union membership, so long as the board genuinely believed those acts were in the best interests of the school district. “ ‘ “In construing a statute, common sense must be used, and the courts will assume that the legislature intended to accomplish a reasonable and rational result.” ’ ” Ford Motor Credit Co. v. B.W. Beardsley, Inc., 208 Conn. 13, 20, 542 A.2d 1159 (1988). “A statute . . . should not be interpreted
Finally, the board of education argues that it cannot be an unfair labor practice for it to perform an act that lies within its exclusive discretion, namely, the elimination of a teaching position. We have held, however, that a public employer’s discretion to hire and fire
The facts in Winchester are especially similar to the facts now before us. In that case, the Winchester fire department eliminated its only salaried position after Armand Sartirana, who held the position, joined a union. Although we held in Winchester that the protections of MERA did not cover a one-person bargaining unit, so that the employer had no duty to conduct contract negotiations with the union; Winchester v. State Board of Labor Relations, supra, 361-62; we went on to hold that the employee’s rights under MERA had nevertheless been violated when the position was eliminated, even though the department claimed that the position was eliminated for economic reasons. Id., 371. While Winchester dealt with anti-union animus in violation of General Statutes § 7-470 (a) (1) (parallel to General Statutes § 10-153e [b] [1]), which is not alleged in the present case, and did not address the scope of
Ill
Once the labor board had correctly determined that the board of education had committed an unfair labor practice, it was empowered to order a remedy that would best effectuate the purposes of the act. General Statutes § 10-153e (e).
While as a general proposition it is true that creation or elimination of teaching positions is within the “sound discretion” of the board of education; Baston v. Ricci, 174 Conn. 522, 528, 391 A.2d 161 (1978); West Hartford Education Assn., Inc. v. DeCourcy, supra, 586; we have also held that the TNA divests the board of education of some of its discretionary power under
The judgment is reversed and the case is remanded with direction to render judgment dismissing the board of education’s appeal from the decision and order of the labor board.
In this opinion the other justices concurred.
The contractual provision in effect from 1985 through 1987 provided, in pertinent part:
“Article 19—Promotions
“19.1 Positions as used in this section mean any position which pays a salary differential and/or involves additional or higher level of responsibility.
“19.2 Vacancies of position which are caused by death, retirement, discharge, resignation, or by the creation of a new position shall be filled pursuant to the following procedures:
“19.2.1 The existence of vacancies of position shall be adequately publicized by a notice in every school as far in advance of the date of filling such vacancy as possible. At all times, consideration will be given to present qualified staff members who have evinced an interest in the vacated position.
“19.2.3 Teachers who desire to apply for such vacancies of position shall file their applications in writing with the Superintendent.
“19.2.4 Such vacant positions shall be filled on the basis of qualification for the vacant position, provided, however, that where two or more applicants are equal in qualification, the applicant with the greatest amount of seniority in the system shall be given the preference.
“19.2.5 . . . .”
The arbitrator found that Schipul met the only qualifications that were posted.
General Statutes § 10-153e (b) provides: “The local or regional board of education or its representatives or agents are prohibited from: (1) Interfering, restraining or coercing certified professional employees in the exercise of the rights guaranteed in sections 10-153a to 10-153n; (2) dominating or interfering with the formation, existence or administration of any employees’ bargaining agent or representative; (3) discharging or otherwise discriminating against or for any certified professional employee because such employee has signed or filed any affidavit, petition or complaint under said sections; (4) refusing to negotiate in good faith with the employees’ bargaining agent or representative which has been designated or elected as the exclusive representative in an appropriate unit in accordance with the provisions of said sections; or (5) refusing to participate in good faith in mediation or arbitration. A prohibited practice committed by a board of education, its representatives or agents shall not be a defense to an illegal strike or concerted refusal to render services.”
According to the board of education’s interpretation of the arbitrator’s award, the board did comply with the letter of the award. Whether or not the board complied with the letter of the award, however, its conduct not sanctioned by the award may still constitute an unfair labor practice.
General Statutes § 7-470 (a) provides: “Municipal employers or their representatives or agents are prohibited from: (1) Interfering, restraining or coercing employees in the exercise of the rights guaranteed in section 7-468; (2) dominating or interfering with the formation, existence or administration of any employee organization; (3) discharging or otherwise discriminating against an employee because he has signed or filed any affidavit, petition or complaint or given any information or testimony under sections 7-467 to 7-477, inclusive; (4) refusing to bargain collectively in good faith with an employee organization which has been designated in accordance with the provisions of said sections as the exclusive representative of employees in an appropriate unit; (5) refusing to discuss grievances with the representatives of an employee organization designated as the exclusive representative in an appropriate unit in accordance with the provisions of said sections; (6) refusing to comply with a grievance settlement, or arbitration settlement, or a valid award or decision of an arbitration panel or arbitrator rendered in accordance with the provisions of section 7-472.”
General Statutes § 10-153d provides in pertinent part: “(b) The local or regional board of education and the organization designated or elected as the exclusive representative for the appropriate unit, through designated officials or their representatives, shall have the duty to negotiate with respect to salaries, hours and other conditions of employment about which either party wishes to negotiate. . . . Any local board of education shall file forthwith a signed copy of any contract with the town clerk and with the commissioner of education. Any regional board of education shall file forthwith a signed copy of any such contract with the town clerk in each member town and with the commissioner of education. Upon receipt of a signed copy of such contract the clerk of such town shall give public notice of such filing. The terms of such contract shall be binding on the legislative body of the local or regional school district, unless such body rejects such contract at a regular or special meeting called and convened for such purpose within thirty days of the filing of the contract. . . .
“(c) If the legislative body rejects the contract pursuant to the provisions of subsection (b) of this section, the parties shall commence the arbitration process, in accordance with the provisions of subsection (c) of section 10-153Í . . . provided, if requested by either party, the parties shall mediate the contract dispute prior to the initial arbitration hearing. ...”
General Statutes § 10-153Í provides, inter alia: “mediation and arbitration op disagreements. ... (b) If any local or regional board of education cannot agree with the exclusive representatives of a teachers’ or administrators’ unit after negotiation concerning the terms and conditions of employment applicable to the employees in such unit, either party may submit the issues to the commissioner for mediation. On the one hundred tenth day prior to the budget submission date, the commissioner shall order the parties to report their settlement. If, on such one hundred tenth day, the parties have not reached agreement and have failed to initiate mediation, the commissioner shall order the parties to notify the commissioner of the name of a mutually selected mediator and to commence mediation. The commissioner may order the parties to appear before said commissioner
“(c) (1) On the fourth day next following the end of the mediation session or on the eighty-fifth day prior to the budget submission date, whichever is sooner, the commissioner shall order the parties to report their settlement of the dispute or, if there is no settlement, to notify the commissioner of the name of the single arbitrator mutually selected by them or shall notify the commissioner of the name of the arbitrator selected by each of them. ... (4) After hearing all the issues, the arbitrators or the single arbitrator shall, within twenty days, render a decision in writing, signed by a majority of the arbitrators or the single arbitrator, which states in detail the nature of the decision and the disposition of the issues by the arbitrators or the single arbitrator. . . . The decision of the arbitrators or the single arbitrator shall be final and binding upon the parties to the dispute. . . . The parties shall submit to the arbitrators or the single arbitrator their respective positions on each individual issue in dispute between them in the form of a last best offer .... The arbitrators or the single arbitrator shall resolve separately each individual disputed issued by accepting the last best offer thereon of either of the parties, and shall incorporate in a decision each such accepted individual last best offer .... Notwithstanding the provisions of subsection (b) of section 10-153d . . . the decision of the arbitrators or the single arbitrator shall not be subject to rejection by the legislative body of the local or regional school district or by referendum. . . .
“(e) The local or regional board of education and the organization designated or elected as the exclusive representative for the appropriate unit, through designated officials or their representatives, which are parties to a collective bargaining agreement, and which, for the purpose of negotiating with respect to salaries, hours and other conditions of employment, mutually agree to negotiate during the term of the agreement or are ordered to negotiate said agreement by a body of competent jurisdiction, shall notify the commissioner of the date upon which negotiations commenced within five days after said commencement. If the parties are unable to reach settlement twenty-five days after the date of the commencement of negotiations, the parties shall notify the commissioner of the name of a mutually selected mediator and shall conduct mediation pursuant to the provisions of subsection (b) of this section, notwithstanding the mediation time schedule
In 1987, in response to our decision in Hartford,Principals’ & Supervisors’ Assn. v. Shedd, 202 Conn. 492, 522 A.2d 264 (1987), the legislature amended General Statutes § 10-153Í so that it now requires mediation and binding arbitration of midterm contract disputes as well as initial contract negotiation disputes. See remarks of Sen. Kevin B. Sullivan, Conn. Joint Standing Committee Hearings, Education, Pt. 3, 1987 Sess., p. 976, and 30 S. Proc., Pt. 7,1987 Sess., p. 2613; remarks of Rep. Naomi Cohen, 30 H.R. Proc., Pt. 15, 1987 Sess., p. 5316.
“[General Statutes] Sec. 7-472. mediation by state board op mediation and arbitration, (a) The services of the state board of mediation and arbitration shall be available to municipal employers and employee organizations for purposes of mediation of grievances or impasses in contract or contract reopener negotiations and for purposes of arbitration of disputes over the interpretation or application of the terms of a written agreement and, if such service is requested by both the municipal employer and the employee organization except as provided in section 7-473c or sub
“(b) Nothing in this section is intended to prevent the use of other arbitration tribunals in the resolution of disputes over the interpretation or application of the terms of written agreements between municipal employers and employee organizations.”
General Statutes § 10-15Se (d) provides: “As used in this section, sections 10-153a to 10-153c, inclusive, and section 10-153g, ‘to negotiate in good faith’ is the performance of the mutual obligation of the board of education or its representatives or agents and the organization designated or elected as the exclusive representative for the appropriate unit to meet at reasonable times, including meetings appropriately related to the budget-making process, and to participate actively so as to indicate a present intention to reach agreement with respect to salaries, hours and other conditions of employment, or the negotiation of an agreement, or any question arising thereunder and the execution of a written contract incorporating any agreement reached if requested by either party, but such obligation shall not compel either party to agree to a proposal or require the making of a concession.”
Failure to comply with a provision of the collective bargaining agreement does not ipso facto constitute an unfair labor practice. Association of Westinghouse Salaried Employees v. Westinghouse Electric Corporation, 348 U.S. 437, 443-4 n.2, 75 S. Ct. 489, 99 L. Ed. 510 (1954); N.L.R.B. v. M & M Oldsmobile, Inc., 377 F.2d 712, 715 (2d Cir. 1967). If every breach were also an unfair labor practice, any grievant could bypass the arbitration process and come straight to the labor board, thereby destroying the usefulness of the grievance arbitration process. Indeed, even where conduct (such as an allegedly discriminatory discharge) clearly would constitute an unfair labor practice, the National Labor Relations Board’s policy is usually to defer to arbitration any claim that can also be characterized as a breach of contract; United States Postal Service, 270 N.L.R.B. 1022 (1984); United Technologies Corporation, 268 N.L.R.B. 557 (1984); Collyer Insulated Wire, 192 N.L.R.B. 837 (1971). It will not, however, defer to arbitration conduct equivalent to a rejection of collective bargaining principles. The availability of arbitration does not divest the labor board of its statutory authority to deal with unfair labor practices. 29 U.S.C. § 160 (a); Carey
The National Labor Relations Board does not generally view a single instance of repudiation, in and of itself, as an unfair labor practice. Molders Local 164 (Pacific Steel), 270 N.L.R.B. 1105, 1108 (1984), enf d, 765 F.2d 858 (9th Cir. 1985); Danny’s Foods, Inc., 260 N.L.R.B. 1445, 1448 (1982); Malrite of Wisconsin, Inc., 198 N.L.R.B. 241 (1972), enf d sub nom. Local Union No. 715, International Brotherhood of Electrical Workers, AFL-CIO v. N.L.R.B., 494 F.2d 1136 (D.C. Cir. 1974); just as a single breach of contract is not, in and of itself, an unfair labor practice. Molders Local 164 (Pacific Steel), supra, 1108; Papercraft Corporation, 212 N.L.R.B. 240, 241 n.3 (1974). In Malrite, the board dismissed the charge that an employer’s repudiation of an arbitrator’s decision constituted an unfair labor practice, relying on the theory of deferral first enunciated in Spielberg Mfg. Co., 112 N.L.R.B. 1080 (1955); and emphasized that the union could seek enforcement of the decision in a court of law. See also J &H Rainwear, 273 N.L.R.B. 497 (1984). Subsequently, however, the board has ruled that where the events underlying the unfair labor practice charge occurred after the arbitrator’s award, deferral was not appropriate. Litton Systems, 283 N.L.R.B. 973, 976 (1987). Where, as here, the event underlying the unfair labor practice charge—elimination of the position—occurred after the award, and the employer’s justification for its action essentially repudiates the authority of an arbitrator to decide any promotional grievance, the reasoning of the National Labor Relations Board in Malrite does not apply. As discussed in footnote 4, supra, we need not decide whether the board of education’s action was a repudiation of the letter of the award.
“Sec. 52-418. vacating award, (a) Upon the application of any party to an arbitration, the superior court for the judicial district in which one of the parties resides, or, in a controversy concerning land, for the judicial district in which the land is situated or, when the court is not in session, any judge thereof shall make an order vacating the award if it finds any of the following defects: (1) If the award has been procured by corruption, fraud or undue means; (2) if there has been evident partiality or corruption on the part of any arbitrator; (3) if the arbitrators have been guilty of misconduct in refusing to postpone the hearing upon sufficient cause shown or in refusing to hear evidence pertinent and material to the controversy or of any other action by which the rights of any party have been prejudiced; or (4) if the arbitrators have exceeded their powers or so imperfectly executed them that a mutual, final and definite award upon the subject matter submitted was not made.
“(b) If an award is vacated and the time within which the award is required to be rendered has not expired, the court or judge may direct a rehearing by the arbitrators.
“(c) Any party filing an application pursuant to subsection (a) of this section concerning an arbitration award issued by the state board of mediation and arbitration shall notify said board and the attorney general, in writing, of such filing within five days of the date of filing.”
“Sec. 52-419. modification or correction of award, (a) Upon the application of any party to an arbitration, the superior court for the judicial district in which one of the parties resides or, in a controversy concerning land, for the judicial district in which the land is situated, or, when the court is not in session, any judge thereof, shall make an order modifying or correcting the award if it finds any of the following defects: (1) If there has been an evident material miscalculation of figures or an evident material mistake in the description of any person, thing or property referred to in the award; (2) if the arbitrators have awarded upon a matter not submitted to them unless it was a matter not affecting the merits of the decision upon the matters submitted; or (3) if the award is imperfect in matter of form not affecting the merits of the controversy.
“(b) The order shall modify and correct the award, so as to effect the intent thereof and promote justice between the parties.”
“Sec. 52-420. motion to confirm, vacate or modify award. (a) Any application under section 52-417, 52-418 or 52-419 shall be heard in the manner provided by law for hearing written motions at a short calen
“(b) No motion to vacate, modify or correct an award may be made after thirty days from the notice of the award to the party to the arbitration who makes the motion.
“(c) For the purpose of a motion to vacate, modify or correct an award, such an order staying any proceedings of the adverse party to enforce the award shall be made as may be deemed necessary. Upon the granting of an order confirming, modifying or correcting an award, a judgment or decree shall be entered in conformity therewith by the court or judge granting the order.”
General Statutes § 10-220 provides in pertinent part: “duties of boards OF education, (a) Each local or regional board of education shall maintain good public elementary and secondary schools, implement the educational interests of the state as defined in section 10-4a and provide such other educational activities as in its judgment will best serve the interests of the school district . . . shall employ and dismiss the teachers of the schools of such district subject to the provisions of sections 10-151 and 10-158a . . . and shall perform all acts required of it by the town or necessary to carry into effect the powers and duties imposed by law.”
General Statutes § 10-222 provides in pertinent part: “appropriations and budget, financial information system, (a) . . . . The money appropriated by any municipality for the maintenance of public schools shall be expended by and in the discretion of the board of education.”
The discretionary power to hire and fire may, of course, be limited by a contractual “just cause” requirement, a grievance procedure, or a statute.
General Statutes § 10-153e (e) provides in pertinent part: “If, upon all the testimony, said board determines that the party complained of has engaged in or is engaging in any prohibited practice, it shall state its finding of fact and shall issue and cause to be served on such party an order requiring it to cease and desist from such prohibited practice, and shall take such further affirmative action as will effectuate the policies of subsections (b) to (d), inclusive, of this section.”
General Statutes § 31-107 (c) provides as follows: “A stenographic or electronic record of the testimony shall be taken at all hearings of the board and a transcript thereof shall be filed with the board upon its request. The board shall have the power to order the taking of further testimony and for further argument. If, upon all the testimony, the board determines that the employer has engaged in or is engaging in any unfair labor practice, it shall state its finding of fact and shall issue and cause to be served on such employer an order requiring him to cease and desist from such unfair labor practice, and shall take such further affirmative action as will effectuate the policies of this chapter, including, but not limtied to: (1) Withdrawal of recognition from and refraining from bargaining collectively with any company union, established, maintained or assisted by any action defined