THE BOARD OF EDUCATION OF THE SAN FRANCISCO UNIFIED SCHOOL DISTRICT et al., Respondents, v. JOHN W. MASS, Appellant.
S. F. No. 19433
In Bank. Supreme Court of California
Dec. 21, 1956
47 Cal.2d 494
Dion R. Holm, City Attorney, and Irving G. Breyer for Respondents.
In 1950 defendant, an instructor at the City College of San Francisco, signed a loyalty oath required of school employees in which he stated that he “had been a member of the Communist Party from the fall of 1947 to the fall of 1949” but that he was no longer connected with it.2
The superintendent of schools filed with the board of education a verified statement charging defendant with unprofessional conduct, unfitness for service, insubordination and disobedience of the school laws of the state because of his refusal to answer the questions propounded to him by the committee. A transcript of the hearing before the committee was attached to and made a part of the charges.
At a meeting of the board held on December 8, 1953, to consider what action should be taken, defendant offered to answer under oath any questions the board wished to ask him with respect to whether he had been a member of the Communist Party since 1950, whether he told the truth when he signed the loyalty oath, and whether to his knowledge any employee of the San Francisco School District was a member of the Communist Party. The offer was refused. Defendant‘s attorney stated that defendant‘s conduct before the committee was based upon the attorney‘s opinion that, if defendant answered a question regarding his affiliation with the Com-munist Party, he would waive any right to claim the privilege
Defendant was suspended and notified of the board‘s intention to dismiss him. He demanded a hearing, and the board elected to file this action in the superior court pursuant to
A copy of the superintendent‘s charges, including a transcript of defendant‘s testimony before the committee, was designated “Exhibit A” and attached to and made a part of the complaint. Defendant in his answer admitted that he had been asked the questions by the committee and that he had refused to answer them “on the basis of the Fifth Amendment.” The evidence at the trial consisted of a transcript of the proceedings at the board meeting held on December 8, 1953. The court found that the charges were true and concluded that they constituted grounds for dismissal. On this appeal from the ensuing judgment, defendant‘s principal contention is that
The State of California has the power to require teachers in our public schools, as a condition to continued employment, to give evidence with respect to matters bearing upon their fitness to teach. (See Adler v. Board of Education, 342 U.S. 485, 493 [72 S.Ct. 380, 96 L.Ed. 517, 27 A.L.R.2d 472]; Steinmetz v. California State Board of Education, 44 Cal.2d 816, 824 [285 P.2d 617]; Pockman v. Leonard, 39 Cal.2d 676, 687 [249 P.2d 267].) It has been established by legis-
In determining whether
Any construction which would require us to hold that
It is apparent that no consideration was given to defendant‘s reasons for invoking his constitutional right. The scope of inquiry was limited to a determination of whether he refused to answer the questions which were put to him by the committee. Such a hearing did not meet the requirements laid down in the Slochower case and contemplated by
Traynor, J., and Schauer, J., concurred.
CARTER, J.—I concur in the judgment of reversal but I do not agree with the holding in the opinion prepared by the Chief Justice that the provisions of the so-called Dilworth Act here involved are constitutional. In Slochower v. Board of Higher Education, 350 U.S. 551 [76 S.Ct. 637, 100 L.Ed. 692], the Supreme Court of the United States squarely held that a law is unconstitutional which makes mandatory the dismissal of a government employee solely for relying on the privilege against self incrimination before a congressional committee, and that a discharge based on such a law violates the due process clause of the Fourteenth Amendment. The law involved in that case was section 903 of the New York City Charter. Such a law is involved here (
While it is true that in Steinmetz v. California State Board of Education, 44 Cal.2d 816 [285 P.2d 617], this court upheld the provisions of this act which require discharge of an employee who refuses to answer certain questions propounded to him by the board which employs him, there is a clear distinction between such provisions and those here involved. This distinction was pointed out by the court in the Slochower case in the following language: “It is one thing for the city authorities themselves to inquire into Slochower‘s fitness but quite another for his discharge to be based entirely on events occurring before a federal committee whose inquiry was announced as not directed at ‘the property, affairs, or government of the city, or official conduct of city employees.’ In this respect the present case differs materially from Garner, where the city was attempting to elicit information necessary to determine the qualifications of its employees. Here, the Board had possessed the pertinent information for 12 years,
In this case, likewise, the board of education had the information about appellant‘s Communist Party membership in prior years. However, this case presents even a stronger factual situation than that presented in the Slochower case, because here the appellant had offered to answer the questions of the board of education with regard to his past Communist Party membership at the meeting of December 8, 1953, after appellant‘s appearance before the House Un-American Activities Committee. It can be said here, just as the United States Supreme Court said in the Slochower case: “On such a record the Board cannot claim that its action was part of a bona fide attempt to gain needed and relevant information.”
The statute involved here (
With regard to the purpose of the Senate committee which the Supreme Court refers to in the Slochower case, the case at bar is also even a stronger one for the employee, as the court there stated: “The investigation, conducted on a national
Here, there was no reference made by the House Un-American Activities Committee that it was interested in education at all. At the beginning of the hearing in San Francisco on December 1, 1953, at which appellant was interrogated, the chairman of the committee stated: “. . . It is the purpose of this investigation to ascertain the nature, extent, character, and objects of Communist infiltration in the Bay area where there is a great concentration of defense industry and where the headquarters of District No. 13 of the Communist Party are maintained. This investigation, unlike those conducted in the Territory of Hawaii and southern California, is not concentrated upon a single industry or enterprise. For the time being the work of the committee will be of a more general character.” (Hearing Before the Committee on Un-American Activities of the House of Representatives, 83d Cong., 1st Sess., pt. 1, at 3056 [1953].)
The only other factual distinction between the two cases is the fact that Professor Slochower denied that he was presently a member of the Communist Party but refused to answer questions about his activities in 1940 and 1941; whereas, in the instant case, the appellant relied on the privilege against self-incrimination with respect to all questions relating to Communist Party membership irrespective of the date. However, this is completely immaterial in the light of the holding in the Slochower case, where the court said: “. . . the privilege against self-incrimination would be reduced to a hollow mockery if its exercise could be taken as equivalent either to a confession of guilt or a conclusive presumption of perjury. As we pointed out in Ullmann, a witness may have a reasonable fear of prosecution and yet be innocent of any wrongdoing. The privilege serves to protect the innocent who otherwise might be ensnared by ambiguous circumstances. See Griswold, The Fifth Amendment Today (1955).”
The constitutional privilege against self incrimination has been the subject of many recent decisions by the Supreme Court of the United States. In the recent case of Quinn v. United States, 349 U.S. 155 [75 S.Ct. 668, at page 673, 99 L.Ed. 964], Mr. Chief Justice Warren speaking for the court declared: “The privilege against self-incrimination is a right that was hard-earned by our forefathers. The reasons for its inclusion in the Constitution and the necessities for its preservation—are to be found in the lessons of history. . . .
“As no constitutional guarantee enjoys preference so none should suffer subordination or deletion. It is appropriate to read the conviction expressed in a memorable address by Senator Albert J. Beveridge to the American Bar Association in 1920, a time when there was also manifested impatience with some of the restrictions of the Constitution in the presumed interest of security. His appeal was to the Constitution—to the whole Constitution, not to a mutilating selection of those parts only which for the moment find favor. [Footnote 3:] ‘If liberty is worth keeping and free representative government worth saving, we must stand for all American fundamentals—not some, but all. All are woven into the great fabric of our national well-being. We cannot hold fast to some only, and abandon others that, for the moment, we find inconvenient. If one American fundamental is prostrated, others in the end will surely fall. The success or failure of the American theory of society and government, depends upon our fidelity to every one of those inter-dependent parts of that immortal charter of orderly freedom, the Constitution of the United States.’ (Beveridge, The Assault upon American Fundamentals, 45 Reports of American Bar Assn., 188, 216 [1920].) To view a particular provision of the Bill of Rights with disfavor inevitably results in a constricted application of it. This is to disrespect the Constitution.”
While the foregoing sufficiently disposes of this case on constitutional grounds, I want to again assert that I adhere to the views expressed in my dissenting opinion in Steinmetz v. California State Board of Education, 44 Cal.2d 816, 825 [285 P.2d 617], and in the views expressed by Mr. Justice Black
While it is my view that a school board should be given broad powers to investigate the moral as well as the intellectual and educational backgrounds of those whom they employ to teach in our public schools, I do not believe that mere membership in a so-called proscribed organization should be a sufficient ground to justify the discharge of a teacher whose conduct during his period of employment has been exemplary.
I have no sympathy whatsoever with the philosophy which establishes guilt by association. Neither would I determine innocence on the same basis. Holy Writ tells us that a man known as Jesus of Nazareth was ostracized and condemned by religious and social leaders of His own race because He associated with “publicans and sinners” (Matthew 9:11 11:19, Luke 5:30 15:2 19:7), yet half the world will unite this month in commemoration of the date of His birth and bow in reverence to His name. I am sufficiently naive to believe that there may be those who “can talk with crowds and keep their virtue, or walk with kings nor lose the common touch.” It has been aptly said that, “It is not by deed alone can any eye the whole soul‘s measure scan—the whole round life from the cradle to the grave must be the test of man.” About 20 years ago liberal minded people in this country were shocked by the disclosure that a man who had just been appointed an Associate Justice of the Supreme Court of the United States had, in his youth, been a member of the Ku Klux Klan, yet that man by an unbroken line of judicial opinions has indelibly written into the decisional law of this country a most liberal philosophy of civil liberties and racial and religious tolerance. Many other similar examples may be mentioned, all of which serve to demonstrate that mere membership in an organization or group does not necessarily classify anyone as an adherent of its teachings. Of course, such membership or association may be, and often is, used in political campaigns to discredit candidates for public office when such organizations are in popular disfavor and super patriots use them as whipping boys.
In the case at bar there is no suggestion that Professor Mass ever engaged in any subversive activities or disloyal conduct of any nature or character whatsoever or that his
While it is my opinion that the act here involved is unconstitutional and that no charge against the appellant can be sustained thereunder, I join in the judgment of reversal, which will set the case at large in the trial court for such disposition as that court may determine to be in accordance with the law.
SPENCE, J.—I dissent.
Upon the authority of our own decisions, as well as those of the United States Supreme Court, this court recently declared: “Moreover, a person may properly be required to disclose information relevant to fitness and loyalty as a reasonable condition for obtaining or retaining public employment, even though the disclosure, under some circumstances, may amount to self-incrimination. (Pockman v. Leonard, 39 Cal.2d 676, 687 [249 P.2d 267]; Christal v. Police Com., 33 Cal.App.2d 564, 567 et seq. [92 P.2d 416]; cf. Garner v. Board of Public Works, 341 U.S. 716, 719-720 [71 S.Ct. 909, 95 L.Ed. 1317]; Adler v. Board of Education, 342 U.S. 485, 492-493 [72 S.Ct. 380, 96 L.Ed. 517, 27 A.L.R.2d 472].) A public employee, of course, cannot be forced to give an answer which may tend to incriminate him, but he may be required to choose between disclosing information and losing his employment.” (Steinmetz v. California State Board of Education, 44 Cal.2d 816, 824-825 [285 P.2d 617].)
This was precisely the choice which defendant was required to make, and which he did make, when he appeared before the House of Representatives Committee on Un-American Activities in 1953. He there admittedly refused to answer a series of relevant questions on subjects specifically covered by
In the present action, a copy of the charges, together with a transcript of defendant‘s testimony before the committee, were made a part of the complaint. Defendant admitted in his answer that he had been asked the questions by the committee and had refused to answer them. He offered no reasons for his refusal other than the claim that he was privileged to refuse to answer. Following trial, the court found that the charges were true and that they constituted grounds for dismissal. In my opinion, this judgment should be affirmed.
The majority opinion, which reverses the judgment, is based upon the majority‘s construction of the recent decision of the United States Supreme Court in Slochower v. Board of Higher Education, 350 U.S. 551 [76 S.Ct. 637, 100 L.Ed. 692]. I do not believe that the decision in the Slochower case requires a reversal here. It was decided by a sharply divided court, and the decision in that case should not be extended by this court to cover a wholly distinguishable situation.
In the Slochower case, the broad and vague charter provision is set forth in a footnote therein. It applied to any employee who refused “to answer any question regarding the property, government or affairs of the city or of any county included within its territorial limits, or regarding the nomination, election, appointment or official conduct of any officer or employee of the city or of any such county, . . .” No provision was made for a hearing of any kind. On the contrary, the automatic effect of any such refusal was that “his term or tenure of office or employment shall terminate and such office or employment shall be vacant, . . .” As stated by the court, “Dismissal under this provision is therefore automatic and there is no right to charges, notice, hearing, or opportunity to explain.” (350 U.S. 554.) It is therefore understandable that there could have been a difference of opinion among the members of the court on the question of due process. The majority in the Slochower case concluded that “the summary dismissal of appellant in the circumstances of this case violates due process of law.” (350 U.S. 555.) It is further understandable, in view of the almost unlimited field which might be covered by questions purportedly relating to the numerous subjects covered by the charter, that the majority should have said: “No consideration is given to such factors as the subject matter of the questions, remoteness of the period to which they are directed, or justification for the exercise of the privilege.” (350 U.S. 558.)
In my opinion,
The majority opinion, however, does not meet squarely the issue of the constitutionality of section 12604. It is conceded therein that defendant has refused to answer relevant questions as required by that section, and that he has had a judicial review under
The equivocal declaration of the majority on the issue of constitutionality and the resulting remand for a further judicial hearing significantly furnish no guide to the trial court for the purpose of determining the “sufficiency” of any reasons which may be urged on a retrial for defendant‘s refusal to answer the questions. If the section is constitutional, then under the admitted facts defendant was required to make his choice, which he did; and his reasons for making that choice would appear to be wholly immaterial. In other words, he was compelled to choose between complying with a reasonable duty imposed upon him by virtue of his position and, on the other hand, exercising his privilege and losing his position. (See Steinmetz v. California State Board of Education, supra, 44 Cal.2d 816, and authorities cited therein.) Thus the remand for a further hearing constitutes an idle act, for it launches the trial court upon an uncharted course to determine the “sufficiency” of reasons for defendant‘s refusal, which reasons cannot be sufficient under the admitted facts.
In my opinion, the issue of the constitutionality should be met squarely, the statute should be held to be constitutional, and the judgment of the trial court should be affirmed.
Shenk, J., and McComb, J., concurred.
Notes
“(a) Present personal advocacy by the employee of the forceful or violent overthrow of the Government of the United States or of any state or political subdivision.
“(b) Present knowing membership in any organization which, to the knowledge of such employee, advocates the forceful or violent overthrow of the Government of the United States or of any state or political subdivision.
“(c) Past knowing membership at any time since September 10, 1948, in any organization which, to the knowledge of such employee, during the time of the employee‘s membership advocated the forceful or violent overthrow of the Government of the United States or of any state or political subdivision.
“(d) Past knowing membership of such employee in the Communist Party at any time since September 10, 1948.
“(e) Present knowing membership of such employee in the Communist Party.
“Any employee who fails or refuses to answer under oath on any ground whatsoever any such question propounded by any member or counsel of any such committee or subcommittee shall be guilty of insubordination and guilty of violating this section and shall be suspended and dismissed from his employment in the manner provided by law.”
(Sections 12600-12607, commonly known as the Dilworth Act, were added to the Education Code in 1953. In 1955 section 12604 was amended by changing the dates from September 10, 1948, to October 3, 1945, and a new subdivision (f), which is not involved here, was also added.)
