I. Introduction
Whеn Members of Congress sue the President in federal court over official action,
Plaintiffs, approximately 201 minority Members of the 535 Members of the United States Senate and House of Representatives, allege that Donald J. Trump in his official capacity as President of the United States ("the President") is violating the Foreign Emoluments Clause ("Clause"). Under this Clause, certain federal officials, including the President, may not "accept" an "emolument" from "any King, Prince or foreign State" without "the Consent of Congress." U.S Const. art. I, § 9, cl. 8. In Count I, plaintiffs seek declaratory relief pursuant to
Pending before the Court is the President's motion to dismiss. The President argues that this case should be dismissed on four independent grounds,
As is explained more fully below, the central question for standing purposes is how to characterize the injury that occurs when the President fails to seek the consent of Congress, as required by the Clause. Plaintiffs argue that each Member of Congress suffers a particularized and concrete injury when his or her vote is nullified by the President's denial of the opportunity to vote on the record about whether to approve his acceptance of a prohibited foreign emolument. The President argues that this is an intra-branch
Upon careful consideration of the President's motion to dismiss, the opposition and reply thereto, the relevant arguments of amici ,
II. Factual Background
Relevant to whether they have standing to bring their claims, plaintiffs allege that the President "has a financial interest in vast business holdings around the world that engage in dealings with foreign governments and receive benefits from those governments." Am. Compl., ECF No. 14 ¶ 2. Plaintiffs also allege that the President owns " 'more than 500 separate entities-hotels, golf courses, media properties, books, management companies, residential аnd commercial buildings ... airplanes and a profusion of shell companies set up to capitalize on licensing deals.' "
As a result of his financial interests, plaintiffs allege the President has accepted, and will accept in the future, emoluments from foreign states.
III. Standard of Review
A motion to dismiss for lack of standing is properly considered a challenge to the Court's subject matter jurisdiction and should be reviewed under Federal Rule of Civil Procedure 12(b)(1). Haase v. Sessions ,
IV. Analysis
A. Standing
"Article III of the Constitution limits the jurisdiction of the federal courts to 'Cases' and 'Controversies.' " Susan B. Anthony List v. Driehaus ,
To establish standing, "a plaintiff must show (1) an 'injury in fact,' (2) a sufficient 'causal connectiоn between the injury and the conduct complained of,' and (3) a 'likel[ihood]' that the injury 'will be redressed by a favorable decision.' " Susan B. Anthony List ,
"The party invoking federal jurisdiction bears the burden of establishing these elements." Lujan ,
When cоnsidering whether a legislator has standing, the Court "must carefully inquire as to whether [plaintiffs] have met their burden of establishing that
B. Foreign Emoluments Clause
The Foreign Emoluments Clause provides:
No Title of Nobility shall be granted by the United States: And no Person holding any Office of Profit or Trust under them, shall, without the Consent of the Congress, accept of any present, Emolument, Office, or Title, of any kind whatever, from any King, Prince, or foreign State.
U.S Const. art. I, § 9, cl. 8. "[T]he language of the Emoluments Clause is both sweeping and unqualified."
The Clause was intended by the Framers to guard against "corruption and foreign influence." 3 M. Farrand, Records of the Federal Convention of 1787 , 327 (1966). Historically, Presidents have complied with the Clause by either seeking and obtaining congressional consent prior to accepting foreign presents or emoluments, or by requesting an opinion from the Executive or Legislative Branch's advisory office as to whether the Clause applies.
Modern Presidents, except for President Trump, have sought advice from the Department of Justice Office of Legal Counsel ("OLC") prior to accepting potentially
Since the Clause prohibits the President from accepting a prohibited foreign emolument unless Congress votes to consent, the Constitution gives each individual Member of Congress a right to vote before the President accepts. Under the Constitution, Congress expresses its consent through the combined votes of its individual members. U.S. Const. art. I, § 9, cl. 8. Congress "consist[s] of a Senate and House of Representatives."
C. Plaintiffs Have Standing to Bring their Claims
The President argues that the Court lacks jurisdiction over plaintiffs' claims because plaintiffs have not met their burden to establish a judicially cognizable injury as is required by Article III. Def.'s Mot. to Dismiss ("Mot. to Dismiss"), ECF No. 15 at 21-28; Def.'s Reply ("Reply"), ECF No. 28 at 10-19. The President also disputes that the alleged injury is fairly traceable to him. Mot. to Dismiss, ECF No. 15-1 at 24; Reply, ECF No. 28 at 8.
Plaintiffs contend that they have standing: (1) the injury-in-fact they have suffered is that the President has denied them a voting opportunity to which the Constitution entitles them; (2) the injury is fairly traceable to the President's conduct because he has neither asked for their consent nor provided them with any information about the prohibited foreign emoluments he has already allegedly accepted; and (3) the injury can be redressed by a favorable judicial decision if the Court requires the President to obtain congressional consent before accepting prohibited foreign emoluments. Pls.' Opp'n, ECF No. 17 at 13.
As discussed below, the President's arguments rely on a repeated misstatement of the injury alleged and on proffers of plainly inadequate legislative remedies. The Court is persuaded that plaintiffs have sustained their burden to show that they have standing to bring their claims: (1) they have adequately alleged a judicially cognizable injury that is fairly traceable to the President and can be redressed by a favorable judicial decision; and (2) although plaintiffs' claims raise separation-of-powers concerns, plaintiffs have no adequate legislative remedy and this dispute
1. Supreme Court and D.C. Circuit Precedent
a. Raines v. Byrd
The parties rely heavily on the Supreme Court's decision in Raines v. Byrd. See generally Mot. to Dismiss, ECF No. 15-1; Pls.' Opp'n, ECF No. 17; Reply, ECF No. 28 (discussing Raines ,
In Raines , six members of Congress who had voted against the Line Item Veto Act ("Act") sued the Secretary of the Treasury and the Director of the Office of Management and Budget, challenging the constitutionality of the Act. Raines ,
At issue was whether the plaintiffs had standing to bring their claims. The Court began its inquiry by focusing on the requirement in standing analysis that the injury be a personal one: "We have consistently stressed that a plaintiff's complaint must establish that he has a 'personal stake' in the alleged dispute, and that the alleged injury suffered is particularized as to him."
The Court distinguished Powell v. McCormack , in which it held that a Congressman's "constitutional challenge to his exclusion from the House of Representatives (and his consequent loss of salary) presented an Article III case or controversy,"
claim of standing is based on a loss of political power, not loss of аny private right, which would make the injury more concrete.... [T]he injury claimed by the Members of Congress here is not claimed in any private capacity but solely because they are Members of Congress. If one of the Members were to retire tomorrow, he would no longer have a claim; the claim would be possessed by his successor instead. The claimed injury thus runs (in a sense) with the Member's seat, a seat which the Member holds (it may quite arguably be said) as trustee for his constituents, not as a prerogative of personal power.
The Court then distinguished Coleman v. Miller , "[t]he one case in which we have upheld standing for legislators (albeit state legislators) claiming an institutional injury."
The Court then distinguished the claims in Raines from those in Coleman :
[Here], [plaintiffs] have not alleged that they voted for a specific bill, that there were sufficient votes to pass the bill, and that the bill was nonetheless deemed defeated. In the vote on the Act, their votes were given full effect. They simply lost that vote. Nor can they allege that the Act will nullify their votes in the future in the same way that the votes of the Coleman legislators had been nullified. In the future, a majority of Senators and Congressmen can pass or reject appropriations bills; the Act has no effect on this process. In addition, a majority of Senators and Congressmen can vote to repeal the Act, or to exempt a given appropriations bill (or a given provision in an appropriations bill) from theAct; again, the Act has no effect on this process.
The Court then considered the lack of a historical practice of lawsuits being filed "on the basis of claimed injury to official authority or power" as a result of analogous confrontations between the Legislative and Executive Branches of the federal government.
The Court rejected the Raines plaintiffs' basis for standing, ultimately holding that "these individual members of Congress do not have a sufficient 'personal stake' in this dispute and have not alleged a sufficiently concrete injury to have established Article III standing." Id. at 830,
b. Arizona State Legislature v. Arizona Independent Redistricting Commission
Relying on Coleman , the Supreme Court recently reaffirmed that legislators, albeit state legislators as an institutional plaintiff, have standing to sue based on a vote nullification claim. In Arizona State Legislature v. Arizona Independent Redistricting Commission , the state legislature plaintiff challenged a ballot measure that would have denied it the authority to draw congressional districts. --- U.S. ----,
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In sum, Raines teaches that when a suit is brought by an individual Member of Congress, the member can allege either a personal injury or an institutional injury. If the injury is personal, standing is present when the injury arises out of something to which the member is personally entitled, such as the salary associated with his or her seat. As to an institutional injury, the Court has recognized standing when a legislator's vote has been completely nullified. The Supreme Court has upheld legislator standing based on a vote nullification claim in two instances. In Coleman , a bloc of individual state "legislators whose votes would have been sufficient to defeat (or enact) a specific legislative Act have standing to sue if that legislative action goes into effect (or does not go into effect), on the ground that their votes have been completely nullified." Raines ,
Raines also teaches that it is not necessary for an institutional claim to be brought by or on behalf of the institution.
Regarding the separation-of-powers concerns implicated by an inter-branch suit, Raines instructs the Court to consider whether there is a lack of a historical practice of lawsuits being filed "on the basis of claimed injury to official authority or power" as a result of analogous confrontations between the Legislative and Executive Branches of the federal government. Raines ,
c. D.C. Circuit Precedent
The Court of Appeals for the District of Columbia Circuit ("D.C. Circuit") has applied Raines twice, each time finding
In view of the Supreme Court's decision in Raines , the Court considered whether its earlier ruling in Kennedy v. Sampson survived.
Even under this narrow interpretation, one could argue that the plaintiff in Kennedy had standing. The pocket veto challenged in that case had made ineffective a bill that both houses of the Congress had approved. Because it was the President's veto-not a lack of legislative support-that prevented the bill from becoming law (either directly or by the Congress voting to override the President's veto), those in the majority could plausibly describe the President's action as a complete nullification of their votes.
Chenoweth ,
In the second post- Raines case considered, Campbell v. Clinton , thirty-one Members of Congress sued President Clinton, alleging that he violated the War Powers Resolution and the War Powers Clause of the Constitution by directing the participation of U.S. forces in Yugoslavia.
We think the key to understanding the Court's treatment of Coleman and its use of the word nullification is its implicit recognition that a ratification vote on a constitutional amendment is an unusual situation. It is not at all clear whether once the amendment was "deemed ratified," see Raines ,, 521 U.S. at 822, the Kansas Senate could have done anything to reverse that position. We think that must be what the Supreme Court implied when it said the Raines plaintiffs could not allege that the "[Line Item Veto Act] would nullify their votes in the future ," and that, after all, a majority of senators and congressmen could always repeal the Line Item Veto Act. 117 S.Ct. 2312 Id. at 824 ,(emphasis added). The Coleman senators, by contrast, may well have been powerless to rescind a ratification of a constitutional amendment that they claimed had been defeated. In other words, they had no legislative remedy. 117 S.Ct. 2312
Id. at 22-23 (quoting Raines ,
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In sum, D.C. Circuit precedent teaches that individual Members of Congress do not have standing to sue the Executive Branch when their institutional injury is such that they can obtain their remedy in Congress. In Campbell , the Court understood vote nullification "to mean treating a vote that did not pass as if it had, or vice versa." Campbell ,
2. Plaintiffs Adequately Allege a Judicially Cognizable Injury
a. Injury-in-Fact
To establish that they have an injury-in-fact, plaintiffs must allege that their injury is "personal, particularized, concrete, and otherwise judicially cognizable." Raines ,
b. Plaintiffs Adequately Allege an Institutional Injury
In the context of legislator standing, the Supreme Court has recognized at least one type of institutional injury for which legislators may have standing to sue: complete vote nullification. Coleman ,
The Clause requires the President to ask Congress before accepting a prohibited foreign emolument. Accepting the allegations in the Complaint as true, which the Court must at this juncture, the President is accepting prohibited foreign emoluments without asking and without receiving a favorable reply from Congress. The "nature and source of the claim," Warth ,
Although plaintiffs do not sue on behalf of Congress, but rather in their individual official capacities as Members оf Congress, their ability to bring this suit is not foreclosed by Supreme Court and D.C. Circuit precedent. The Raines Court did not hold that it would be necessary for an institutional claim to be brought by or on behalf of the institution. Raines ,
i. The President Misstates the Injury
The President acknowledges that "when a legislative vote is deemed defeated by executive action," the legislator has standing to sue unless there is a legislative remedy. Mot. to Dismiss, ECF No. 15-1 at 17. Although he disputes that plaintiffs' votes have been "defeated by executive action," his argument relies on a misstatement of the alleged injury. The President contends that plaintiffs cannot plausibly allege that he has prevented votes from being taken on the emoluments bills pending before Congress,
ii. The President Reads the Precedent too Narrowly
According to the President, a Court may conclude that plaintiffs have standing for a
The President insists that upholding standing here would require a "drastic extension of Coleman ," which the Supreme Court in Raines rejected. Mot. to Dismiss, ECF No. 15-1 at 25. The Court disagrees. Raines would have required a drastic extension of Coleman because the nature of the vote nullification in Coleman was different from the "abstract dilution of legislative power" alleged in Raines. Raines ,
c. Plaintiffs' Alleged Injury is Personal, Particularized and Concrete
Plaintiffs allege that the President has accepted, and intends to continue accepting, prohibited foreign emoluments without seeking congressional consent, thereby depriving them of the opportunity to vote on whether to consent to his acceptance of emoluments before he accepts them. Am. Compl., ECF No. 14 ¶¶ 3-4. Plaintiffs' injury is to a "legally protected interest" because the Clause prohibits the President from accepting "any" emolument from "any King, Prince, or foreign State" without the consent of Congress. U.S Const. art. I, § 9, cl. 8. Consent is obtained through the aggregate of the specific votes
The President argues that the injury alleged here is insufficiently concrete to give the plaintiffs a "personal stake in the dispute" because the injury "damages all Members of Congress and both Houses of Congress equally." Reply, ECF No. 28 at 10 (quoting Raines ,
i. Plaintiffs' Alleged Injury is Distinguishable from the Injuries Alleged in the Precedent
The President argues that plaintiffs' claims are squarely foreclosed by Raines . The Court disagrees. As an initial matter, the President reads Raines to establish "a foundational principle that the denial of institutional legislative prerogative is not a judicially cognizable injury." Mot. to Dismiss, ECF No. 15-1 at 16. This broad principle, however, is not supported by Raines . Raines establishes that legislators may have standing based on the nullification of their votes, which is an institutional, as opposed to a personal, injury. Raines ,
The President argues that the injury alleged here amounts only to a "dilution of institutional legislative power." Mot. to Dismiss, ECF No. 15-1 at 22 (quoting Raines ,
3. Separation-of-Powers Considerations
a. Plaintiffs Lack Adequate Legislative Remedies
The Court does agree with the President that, "when legislators possess 'political tools with which to remedy their purported injury,' they may not seek the aid of the Judiciary." Mot. to Dismiss, ECF No. 15-1 at 26 (quoting Campbell ,
In addition to Congress bringing the bills currently pending to a vote, see supra Section IV.C.2.b.i, the President suggests that the following types of legislation would provide plaintiffs with a legislative remedy: (1) voting on whether what plaintiffs allege "constitute[s] violations of the Foreign Emoluments Clause by the President and whether Congress should provide its consent," Mot. to Dismiss, ECF No. 15-1 at 2; (2) "vot[ing] on a private
The President's purported legislative remedies are clearly inadequate within the meaning of Raines.Raines ,
Here, by contrast, legislation on the emoluments issue does not provide an adequate remedy. First, in asking this Court to accept the proposition that legislation on the emoluments issue would be an adequate remedy, the President asks this Court to ignore this constitutional Clause. The Court may not do so. See Marbury ,
Second, the President does not explain why such legislation, assuming he signed it, would prevent him from accepting prohibited foreign emoluments. His failure to explain is especially problematic given that the Constitution itself has not prevented him from allegedly accepting them. Third,
Furthermore, and in contrast to the situation in Chenoweth and Campbell , Congress' appropriations power cannot be used to obtain a legislative remedy, such as refusing to appropriate funds for an Executive Branch program or for participation in a war, because there are no federal appropriations associated with the President's receipt of prohibited foreign emoluments. This is another aspect of the Clause that makes it unusual. The President suggests that among plaintiffs' legislative remedies is the use of Congress' appropriations power to retaliate against him for his alleged acceptance of prohibited foreign emoluments by "tak[ing] action on matters not directly related to emoluments." Reply, ECF No. 28 at 18. Courts have treated Congress' use of its appropriations power as a legislative remedy in situations in which failing to provide funding could actually resolve the dispute. See, e.g., Campbell ,
Finally, the availability of the extreme measure of impeachment, see Campbell ,
b. Capable of Resolution Through the Judicial Process
Raines also instructs the Court to consider whether "the dispute is 'traditionally thought to be capable of resolution through the judicial process.' " Raines ,
The Raines Court's examples of analogous confrontations between Congress and the Executive Branch are distinguishable from the situation here. In Raines , the Court discussed at length the fact that no President sued to challenge the constitutionality of the Tenure of Office Act. Raines ,
Two of the other three examples cited by the Raines Court involved constitutional challenges to legislation that impermissibly altered the power of the Legislative or Executive Branch, but where the claim was not brought by one branch against the other. See INS v. Chadha ,
Similarly, this is not a situation in which plaintiffs disagree with the manner in
This case does not raise the concern that the Court, in exercising jurisdiction over plaintiffs' claims, would be engaging in some kind of "аmorphous general supervision of the operations of government." Id. at 826,
Furthermore, unlike in Raines , the dispute here is neither an "interbranch dispute about calibrating the legislative and executive powers [nor] is it an intrabranch dispute between segments of Congress itself," either of which would counsel against judicial involvement based on separation-of-powers principles. Raines ,
4. The Ability of Another Plaintiff to Bring this Case
Raines instructs the Court to consider whether another plaintiff could bring the case. Raines ,
The Court is aware of one existing
Accordingly, if these plaintiffs do not have standing to bring their claims to address their alleged injury, it is unlikely that another plaintiff would, rendering the Clause unenforceable against the President except via impeachment. As explained, supra at 67, impeachment is an inadequate remedy within the meaning of Raines .
5. Traceability and Redressability
"A plaintiff must allege a personal injury fairly traceable to the defendant's allegedly unlawful conduct and likely to be redressed by the requested relief."
Plaintiffs seek declaratory relief in the form of a declaratory judgment stating that the President is violating the Clause when he accepts emoluments from foreign states without first seeking the consent of Congress, and injunctive relief in the form of an order from the Court enjoining the President from accepting "any present, Emolument, Office, or Title, of any kind whatever" from a foreign state without obtaining "the Consent of Congress."
V. Conclusion
Accordingly, the Court finds that plaintiffs have standing to sue the President for allegedly violating the Foreign Emoluments Clause. The Court therefore DENIES IN PART the motion to dismiss and DEFERS ruling on the remaining arguments in the motion to dismiss. An appropriate Order accompanies this Memorandum Opinion.
SO ORDERED.
Notes
The President seeks dismissal on these grounds: (1) lack of subject matter jurisdiction because plaintiffs do not have standing to bring their claims; (2) lack of a cause of action to seek the relief requested; (3) failure to state a claim upon which relief can be granted; and (4) the injunctive relief sought is unconstitutional. Def.'s Mot. to Dismiss ("Mot. to Dismiss"), ECF No. 15-1 at 17-18.
The Court appreciates the illuminating analysis provided by the amici .
In deciding a motion to dismiss, "a Court may take judicial notice of historical, political, or statistical facts, or any other facts that are verifiable with certainty." Youkelsone v. FDIC ,
When citing electronic filings throughout this opinion, the Court cites to the ECF header page number, not the original page number of the filed document.
United States v. Ballin ,
Because the Court has determined that plaintiffs have standing tо bring their claims pursuant to Raines and subsequent D.C. Circuit precedent, it need not address the parties' arguments regarding pre-Raines D.C. Circuit authority. At oral argument, the Court questioned plaintiffs about their reliance on pre-Raines D.C. Circuit authority, given that Raines called into question portions of that authority. See Chenoweth ,
The closest constitutional analogy to plaintiffs' claims here is that in Kucinich v. Bush,
The only similar provision is the Article II requirement that the President obtain the advice and consent of Congress prior to taking covеred executive branch action. U.S. Const. art. II, § 2, cl. 2.
See S. Con. Res. 8, 115th Cong. (2017) (among other things, declaring the President's dealings through his companies with foreign governments to be potential violations of the emoluments clause); H.R.J. Res. 16, 115th Cong. (2017) (denying congressional consent for the President to accept any foreign emolument during his Presidency).
See Foreign Gifts and Decorations Act of 1966,
Similarly, the President argues that unlike the situation in Coleman , there is nothing that is "unusual" or "irreversible" here because Congress may choose to vote on "the emoluments issue" in the future. Mot. to Dismiss, ECF No. 15-1 at 26; Reply, ECF No. 28 at 14. Again, the President's argument relies on the same misstatement of the alleged injury. Moreover, each time the President accepts prohibited foreign emoluments without the consent of Congress, that acceptance without consent is irreversible. Finally, although not "unusual" in the sense that word was used in Coleman , the President's failure to comply with the Clause is highly unusual given that prior Presidents have ensured that their actions were consistent with the Clause. See supra Section IV.B.
For the same reason, the Court rejects the President's argument that plaintiffs' reliance on the vote nullification theory articulated in Coleman is misplaced to the extent they claim their injury encompasses being deprived of the option of not voting because none of the precedent recognizes such an injury. Reply, ECF No. 28 at 17.
A private bill is legislation that addresses a matter of narrow interest, which after being pаssed in identical form by the House and Senate, is submitted to the President for signature. United States Senate, Bills and Resolutions, Legislation, Laws and Acts, available at https://www.senate.gov/pagelayout/legislative/d_three_sections_with_teasers/bills.htm.
A joint resolution, with one exception, is legislation that requires the approval of both the House and Senate and is submitted to the President for signature. The exception is when the joint resolution proposes a constitutional amendment. United States Senate, Bills and Resolutions, Legislation, Laws and Acts, available at https://www.senate.gov/pagelayout/legislative/d_three_sections_with_teasers/bills.htm.
The President disputes that the precedent requires "political remedies [to] put the plaintiff members back in the same position as if the Executive had not caused the alleged injury in the first place." Reply, ECF No. 28 at 17. This is beside the point because in each case, there was an adequate legislative remedy, whereas here there is none.
Again, the President has overstated the proposition. What the Raines Court said was "in analogous confrontations between one or both Houses of Congress and the Executive Branch, no suit was brought on the basis of claimed injury to official authority or power." Raines ,
Another challenge was dismissed for lack of standing. See Citizens for Responsibility and Ethics in Washington v. Trump ,
