Case Information
*1 RENDERED: AUGUST 22, 2024 TO BE PUBLISHED Supreme Court of Kentucky
2022-SC-0480-DG
BLUEGRASS TRUST FOR HISTORIC APPELLANTS PRESERVATION V. ON REVIEW FROM COURT OF APPEALS
NO. 2020-CA-0726 FAYETTE CIRCUIT COURT NO.18-CI-03781
LEXINGTON FAYETTE URBAN COUNTY APPELLEES GOVERNMENT
PLANNING COMMISSION;
COMMONWEALTH OF KENTUCKY, EX REL.
RUSSELL COLEMAN, ATTORNEY
GENERAL; THE RESIDENCES AT SOUTH
HILL, LLC; AND WILLIAM WILSON
OPINION OF THE COURT BY JUSTICE CONLEY AFFIRMING IN PART AND REVERSING IN PART Kentucky Revised Statute (KRS) 100.3471 authorizes the circuit court to impose an appeal bond on all appeals from the circuit court in cases involving KRS Chapter 100 disputes; that is, involving zoning and land use disputes. When this bond is imposed it operates as a jurisdictional requirement upon the Court of Appeals, and failure to post the bond requires dismissal of the appeal. The constitution, however, guarantees every Kentuckian at least one right of appeal to the next highest court. Ky. Const. § 115. These cases present the question of whether KRS 100.3471 is constitutional. Striking down a statute as unconstitutional is the gravest power this Court possesses and must be *2 exercised with great caution. When it is shown, however, that a statute on its face cannot under any circumstances be constitutionally enforced, then striking down that statute as null, void, and of no effect is the only remedy. Accordingly, we hold KRS 100.3471 is unconstitutional since it encumbers the individual right of Kentuckians to at least one appeal; and, in so doing, it invades the rule-making power of this Court and operates to strip the Court of Appeals of its inherent appellate jurisdiction. For the following reasons, we reverse the Court of Appeals but affirm the circuit court on the underlying merits.
I. Facts
Beauty, it is often said, is in the eyes of the beholder. This case raises the question of whether contribution to historical character is also in the eyes of the beholder. The Commonwealth Building, located within the H-1 Historical Overlay Zone of South Hill Historic District in Lexington, was built in 1958 or 1960. [1] The Appellants describe it as “a rare and increasingly threatened mid- twentieth century modern commercial structure[.]” The building had been owned by the Commonwealth of Kentucky until its purchase in 2017 by The Residences at South Hill, LLC (The Residences). After a year of ownership, The Residences sought a Certificate of Appropriateness from the Board of Architectural Review (BOAR) to demolish the building and erect a five-story apartment complex. The BOAR approved the certificates. Several appeals were *3 taken from that decision by interested parties. The Residences appealed certain conditions imposed by the BOAR. The Historic South Hill Neighborhood Association (HSHNA) appealed concerning the BOAR’s conclusion that there was no reasonable economic return on the property and to disallow demolition would amount to a taking of The Residences’ property. Instead, the HSHNA supported demolition on the basis that the Commonwealth Building is a non- contributing structure to the historic character of South Hill. Bluegrass Trust for Historic Preservation (Bluegrass Trust) appealed the certificate for demolition outright, arguing the Commonwealth Building can provide a reasonable economic return with renovations, and that the building does contribute to the historic character of South Hill.
The Planning Commission heard the appeal de novo . The record discloses that several expert and lay persons testified regarding the specific question of whether the Commonwealth Building is a contributing structure to the historic character of South Hill. Prior to that hearing, The Residences and HSHNA reached an agreement that they would ask the Commission to approve demolition solely on that issue of non-contribution rather than on the economic viability and taking question. [2] The first staffer to testify was Ms. Keyu Yan. Ms. Yan testified the Kentucky Heritage Council confirmed the Commonwealth Building is not a contributing structure by federal standards, nor was the building in the process of being listed as such. She also testified an *4 inventory from the National Register of Historic Places was submitted by the Heritage Council, describing the Commonwealth Building as a “two-story large white brick building.”
Ms. Yan further testified the South Hill district is characterized by Federal and Greek Revival architecture, as well as Italianate and Queen Anne styles, per the H-1 Design Review Guidelines’ Brief Overview of Lexington’s Historic Districts and Landmarks. She also stated the 2009 Downtown Lexington Building Inventory, prepared by the Division of Historic Preservation, did not include the Commonwealth Building when describing the South Hill district. Ms. Yan concluded her testimony by recommending demolition based on the non-contributory character of the structure to the historic district.
Next, a Ms. Kerr for the Historic Preservation staff testified. She testified the State Historic Preservation Office does have the Commonwealth Building listed as a contributing structure. She further commented that the mid- twentieth century style of the Commonwealth Building is not necessarily a negative as compared to the rest of the South Hill district, as all H-1 zones contain a wide-range of architectural styles. Berry Dennis then testified, also on behalf of the Historic Preservation staff. He testified the staff did not recommend demolition to the BOAR; and to the contrary, concluded demolition would adversely affect the district. The staff concluded the Commonwealth Building is significant and contributes to the character of the district, in that the architectural design is “sadly under-appreciated and disappearing[.]”
The next to testify were attorneys for respective parties and various citizens. Both sides were supported by the various citizens, so we pass over their arguments and testimony. David Cohen, chairman of the LFUCG Historic Preservation Commission, testified the building is included in the H-1 Overlay district and does contribute to the character of the district. Finally, Jackson Oslan read a letter from the State Historic Preservation Office. This letter detailed that Office’s opinion that the Commonwealth Building is a contributing structure because of its eligibility for inclusion on the National Register for Historic Places in 2018; as well as its demonstration of architectural variety and brick-and-mortar history of Lexington.
The Planning Commission voted to uphold the BOAR’s decision, and issued its own findings of fact, to wit: the age of the Commonwealth Building “differs dramatically from the age of the buildings that formed the basis for the creation of the South Hill Historic District[,]” and that the National Historic Register of Historic Places Nominating Form did not list the building or its architectural style, instead referring to those styles from the 19th and early 20th centuries. Second, the mid-twentieth century design of the building is “dramatically different” from those other architectural styles. These two factors combined demonstrate the Commonwealth Building was not considered when establishing the South Hill Historic District or considered a contributing structure at the time of the establishment of the district. Third, that cosmetic modifications to the exterior, including windows, stairs, and railings over the years, had rendered the structure “not even an intact example of the *6 architecture of the period in which it was constructed.” Finally, because the building had been owned for almost its entire existence by the Commonwealth, it had undergone internal and external modifications without oversight by the BOAR. The Commission concluded,
the building does not add to the District’s sense of time and place or historical development. The building, because of its age, architecture, location and use, was never effectively part of the South Hill neighborhood. The building is simply a one-of-a-kind structure built and operated by the Commonwealth of Kentucky which has had no influence on other buildings or development within the District.
Bluegrass Trust appealed. The Fayette Circuit Court concluded the Planning Commission’s action was supported by substantial evidence. After summarizing the various testimonies and evidence the circuit court opined,
This Court agrees that BGT did present a compelling case at the hearing in support of its position. Much like a jury evaluating evidence presented to it in trial, the Planning Commission heard from all sides in this dispute and was tasked with the responsibility of weighing the information, accessing [sic] credibility and drawing reasonable inferences as it applied that to the ordinances. The party presenting the most witnesses or the only “expert" witnesses does not necessary prevail. This Court is of the belief that information, evidence and argument presented by South Hill at the Planning Commission hearing was enough to satisfy the “substantial evidence” standard that this Court must adhere to. There was enough evidence and information upon which a reasonable member of the Planning Commission could find as he/she did.
Bluegrass Trust appealed again. It is unnecessary to detail the record regarding the appeal bond, except to note that Bluegrass Trust did not post the bond and instead argued it had insufficient funds as a charitable organization to do so. The Court of Appeals concluded KRS 100.3471 is constitutional and *7 therefore it did not have jurisdiction because of Bluegrass Trust’s failure to post the ordered bond. The Court of Appeals nonetheless briefly offered in dictum that had it jurisdiction, it would affirm the trial court.
II. Standards of Review
This case presents two pure questions of law as to the constitutionality of
KRS 100.3471. “It is a well established principle that ‘a facial challenge to a
legislative Act is ... the most difficult challenge to mount successfully, since the
challenger must establish that no set of circumstances exists under which the
Act would be valid.’”
Harris v. Commonwealth
,
Generally, it is not within the province of this Court to question the
purposes of a statute—"the propriety, wisdom and expediency of statutory
enactments are exclusively legislative matters.”
Hallahan v. Mittlebeeler
, 373
S.W.2d 726, 727 (Ky. 1963). Nonetheless, when it comes to the separation of
powers, we have recognized the indubitable principle that “the power to declare
a legislative enactment unconstitutional when its enactment violates
constitutional principles is solidly within the Court's constitutional authority.”
Bevin v. Commonwealth ex re. Beshear
,
As to the underlying merits, we review this matter for arbitrariness.
American Beauty Homes Corp. v. Louisville and Jefferson County Planning and
Zoning Commission
,
is basically founded upon the independent exercise of judicial power, and limitations imposed by the legislature will not prevail if they fail to protect the legal rights of a complaining party. As we have heretofore indicated, the courts can and will safeguard those rights when questions of law properly present the ultimate issue of arbitrary action on the part of an administrative agency.
Id. at 457. Simply put, arbitrary power cannot exist in this Commonwealth. Ky. Const. § 2. Where it does exist, it must be extinguished. When it is found, “it is the sworn duty of the court to enforce provisions of the Constitution irrespective of the consequences.” Dalton v. State Prop. and Bldg. Comm’n , 304 S.W.2d 342, 345 (Ky. 1957).
Bluegrass Trust contends the Planning Commission engaged in a mixed
question of law and fact, and that its action fundamentally concerned the
interpretation of a zoning ordinance which calls for
de novo
review by this
Court. We reject that argument.
American Beauty Homes
is unequivocal that
de
novo
review of planning and zoning actions essentially nullifies the “steps taken
before the Commission[,]” and renders the “detailed administrative process . . .
a mockery.”
Id.
at 455. Consequently, a
de novo
review “does not constitute a
proper judicial review of this administrative action[.]”
Id.
at 456. We do agree
*10
questions of law are fit for
de novo
review, as this Court is the final authority
on “what the law is.”
Marbury v. Madison
,
III. Analysis
KRS 100.3471 was passed in 2017 and represents the General Assembly’s contribution to the interminable struggle against frivolous appeals. The General Assembly declared that such unnecessary appeals in KRS Chapter 100 cases burden the courts, cause loss of jobs and tax revenue, and prevent time-sensitive projects from being completed. Acts of General Assembly, Chapter 181, H.B. 72 § 2. The statute, in pertinent part, reads, “Any party that appeals the Circuit Court's final decision made in accordance with any legal challenge under this chapter shall, upon motion of an appellee as set forth in subsection (2) of this section, be required to file an appeal bond as set forth in this section.” KRS 100.3471(1). Within thirty days after the filing of a notice of appeal, “any appellee may file a motion for the Circuit Court, pursuant to the jurisdictional authority established in Rule 73.06 of the Kentucky Rules of Civil Procedure, to order the appellant to post an appeal bond, which the Circuit *11 Court shall impose, subject to the other requirements of this sections.” Id. at (2). The circuit court must then determine whether it believes the appeal is presumptively frivolous or in good faith. If the former, then the bond the circuit court imposes is set at a maximum of $250,000. Id. at (3)(c). If the latter, then the maximum amount of the bond is $100,000. Id. at (3)(d). If a bond is ordered it must be posted within fifteen days, or the appeal must be dismissed. Id. at (3)(f). After the Court of Appeals’ decision becomes final, “either the appellant or appellee” may seek costs and damages in the circuit court “to be paid to the appellee under the appeal bond”. Id. at (4)(a). The costs and damages are “limited to the amount of the appeal bond.” Id. at (4)(c).
A. Legislative Authority to Mandate Appeal Bonds
Bonds on appeal have been a part of Kentucky’s history since the
beginning. We have previously noted that the first act establishing the Court of
Appeals in 1792 provided for a bond.
Phillips v. Green
,
The legislative body is the supreme power of the State, and whenever it acts within the pale of its constitutional authority, the *12 judiciary is bound by it, and it is not competent to the latter tribunal to dispense with a regulation or requisition plainly prescribed by the former (its superior), or to say that this mode, that, or the other, is as good as the one dictated by the legislature[.]
Id.
at 215. The constitutions of Kentucky as they existed prior to adoption of
the 1974 Judicial Amendments all provided that the General Assembly could
regulate the appellate jurisdiction of the judiciary and could grant or withhold
a right of appeal. Ky. Const. Art. IV, § 2 (1799); Ky. Const. Art. IV, §§ 2; 18
(1850); Ky. Const. Art. IV, §§ 115; 132 (1891). As one opinion declared, “no one
has an inherent right to appeal from a court judgment, and that the right to do
so, in the absence of some constitutional provision to the contrary, rests
exclusively with the Legislature, and which it may grant or withhold at its
discretion.”
Caddell v. Fiscal Court of Whitley Cnty.
,
This conception of legislative power regarding the right of appeal is no
longer tenable. The constitution now declares, “In all cases, civil and criminal,
there shall be allowed as a matter of right at least one appeal to another court,”
with two minor exceptions not relevant to the cases at bar. Ky. Const. § 115.
This language is unambiguous and “[i]t is not allowable to interpret that which
*13
needs no interpretation.”
Gilbert v. Greene
,
In the case before us, the circuit court exercised a power of review of an administrative action as authorized by statute. KRS 100.347(1). That procedural hurdle does not change the fact that the circuit court is a court presupposed by Section 115. The circuit court made a final decision, affecting a personal or proprietary interest, declaring the plaintiffs either were or were not entitled to the relief they sought under law. The constitution unequivocally *14 declares for such instances that “there shall be allowed as a matter of right at least one appeal to another court[.]” Ky. Const. § 115. In this case, that other court is the Court of Appeals.
It has been argued, however, that there is no constitutional right to
appeal from the circuit court to the Court of Appeals under Section 115. The
parties cite to
Seiller Waterman, LLC v. Bardstown Capital Corp.
, to argue that
Section 115 only applies to “cases originating in our court system.” 643 S.W.3d
68, 80 (Ky. 2022). And since this case (and others consolidated for oral
argument) originated in county Planning and Zoning Commissions, Boards of
Adjustment, or Boards of Architectural Review, i.e., administratively, there is
no constitutional right to appeal from the circuit court’s judgment. Justice
Robert Jackson once observed, “[w]e are not final because we are infallible[.]”
Brown v. Allen
,
More than thirty years ago, we held that an appeal from the Court of
Appeals to this Court was guaranteed by Section 115 in worker’s compensation
cases.
Vessels by Vessels v. Brown-Forman Distillers Corp.
,
Vessels
did not break new ground with this holding. We said as much, in
so many words, in
Sarver v. Allen Cnty.
,
As such, the General Assembly no longer has authority to impose appeal
bonds. Even under the old rule, the General Assembly’s authority to regulate
appeals could be circumscribed by “some constitutional provision to the
contrary . . . .”
Caddell
,
It has been argued that because the statute makes the imposition of the bond discretionary, it passes constitutional muster on a facial challenge. Though the amount of the bond may be discretionary up to certain limits, *17 imposing a bond in and of itself is not discretionary. KRS 100.3471(2). But granting the point arguendo , the argument is unavailing because even if some Kentuckians may not have an appeal bond imposed, that changes nothing about the fact that some Kentuckians will have the bond imposed. It is the latter group that suffers the constitutional deprivation. If the former group does not suffer a constitutional deprivation, it is only because the circuit court did not impose the bond as the statute contemplated. In other words, the statute mandating an appeal bond would only be constitutional if an appeal bond is not imposed. That is not an argument for constitutionality. If a statute can only be constitutional in some cases by not being enforced, then it is unconstitutional in all cases when it is enforced; thus, the facial challenge succeeds.
It has also been suggested that because the amount of the bond is essentially discretionary, a trial court could impose only a de minimis amount on the bond. But the General Assembly’s declared purpose in passing KRS 100.3471 is to discourage frivolous appeals in KRS Chapter 100 cases. Imposing a monetarily de minimis bond would not achieve that purpose. [6] It cannot be seriously contended then when a circuit court finds an appeal presumptively frivolous but only orders a de minimis bond, that such a bond will discourage the appeal. And if the circuit court concludes the appeal is in good faith, how does imposing a bond of any kind discourage a frivolous *18 appeal? All that achieves is to penalize appellants with good faith, perhaps even meritorious claims, in like manner as bad faith actors filing frivolous appeals. The statute’s purpose is to discourage frivolous appeals, but its effect is manifestly broader under a plain text reading.
The next argument is that an appeal bond is no different than a
supersedeas bond. First, supersedeas bonds are clearly within the authority of
this Court as a rule of practice and procedure. RAP
[7]
63. A supersedeas bond
“stay[s] enforcement of the judgment” of the trial court or Court of Appeals.
RAP 63(A)(1). It “maintains the status quo and protects the prevailing party's
interests.”
Stars Interactive Holdings (IOM) Ltd. v. Wingate
,
It is true that KRS 100.3471(2) refers to CR 73.06—which is now RAP 63(c)—so the analogy to supsersedeas bonds is implied by the statute. But RAP 63(c) only refers to the trial court’s limited retention of jurisdiction to determine the sufficiency of a supersedeas bond. The legislature plainly intended to append to that “jurisdictional authority[,]” KRS 100.3471(2), a power to impose *19 another kind of bond, which it cannot do. Ky. Const. § 116. If the General Assembly intended the bond itself to be nothing other than a supersedeas bond, it could have said exactly that or referred to the former CR 73.04. It is now RAP 63(B)(3) which limits a supersedeas bond in cases involving disposition of property to “only [that] as will secure the amount recovered for the use and detention of the property, the costs of the action, costs on appeal, interest, and damages for delay.” KRS 100.3471 simultaneously does less than our own rule by excluding the amount for use and detention of property, KRS 100.3471(3)(c) and (d); and more than our own rule by allowing the circuit court to consider the legal merits of the appeal in determining the bond amount. KRS 100.3471(3)(b).
By applying to good faith assertions of legal rights and failing to preserve the status quo, the bond of KRS 100.3471 admits to being nothing other than a price of admission to the Court of Appeals, and its only effect is to penalize Kentuckians wishing to challenge land-zoning decisions beyond the circuit court by exercising their constitutional right of appeal.
Finally, KRS 100.3471(4)(a)-(c) is manifestly unconstitutional as
arbitrary. Ky. Const. § 2. Section 2 is broad enough to encompass traditional
notions of due process.
Bd. of Ed. of Ashland v. Jayne
,
B. General Assembly’s Authority to Regulate Appellate Jurisdiction Having determined KRS 100.3471 is an unconstitutional deprivation of Kentuckians’ right of appeal, we must next consider that portion of the statute that mandates dismissal of an appeal when the bond is not posted as ordered. KRS 100.3471(3)(f). We have to address this issue because it is linked with the Section 115 issue. It has been argued that the constitution authorizes the General Assembly to regulate the appellate jurisdiction of the Court of Appeals under Section 111(2). If that is true in the manner now argued, then we would be required to harmonize that authority with Section 115, and thereby save the constitutionality of KRS 100.3471. This question also compels us to consider the separation of powers between the General Assembly and this Court, as head of the judicial branch. Thus, we must consider and interpret the entirety of the Judicial Amendments. Legislative Research Com’n v. Fischer , 366 S.W.3d 905, 913 (Ky. 2012).
The Judicial Amendments were adopted in 1974 and made effective in 1976. They were a paradigmatic shift in the relation of the judiciary to the legislature. “The judicial power of the Commonwealth shall be vested exclusively in one Court of Justice . . . [and] shall constitute a unified judicial system for operation and administration.” Ky. Const. § 109. As to this Court, the constitution provides it “shall have appellate jurisdiction only, except it shall have the power to issue all writs necessary in aid of its appellate *22 jurisdiction, or the complete determination of any cause, or as may be required to exercise control of the Court of Justice.” Ky. Const. § 110(2)(a). Moreover, “[t]he Supreme Court shall have the power to prescribe rules governing its appellate jurisdiction, rules for the appointment of commissioners and other court personnel, and rules of practice and procedure for the Court of Justice.” Ky. Const. § 116.
As to the Court of Appeals, it
shall have appellate jurisdiction only, except that it may be authorized by rules of the Supreme Court to review directly decisions of administrative agencies of the Commonwealth, and it may issue all writs necessary in aid of its appellate jurisdiction, or the complete determination of any cause within its appellate jurisdiction. In all other cases, it shall exercise appellate jurisdiction as provided by law.
Ky. Const. § 111(2).
The import of these several provisions is that when it comes to the
appellate jurisdiction of this Court and the Court of Appeals on a constitutional
level, it is the Supreme Court which exercises authority; and that authority is
neither dependent upon nor constrained by the General Assembly. First, the
Court of Justice is one and unified with the Supreme Court as its head. The
Supreme Court and Court of Appeals exercise appellate jurisdiction only (with
minor exceptions). The power to govern that appellate jurisdiction is given to
this Court. That this was the understanding of the 1974 Judicial Amendments
was acknowledged as early as 1978—"[t]he Constitution also gives the Supreme
Court the power to define its own appellate jurisdiction as well as the
jurisdiction of the Court of Appeals by the enactment of rules.”
Ash v. Security
*23
Nat. Ins. Co.
,
But the parties in favor of KRS 100.3471 argue that Section 111(2)
provides that the Court of Appeals can “exercise appellate jurisdiction as
provided by law.” And this language is the authorization allowing the General
Assembly to pass an appeal bond. The parties cite to, and the Court of Appeals
relied upon,
Farmer v. Commonwealth
,
Commonwealth
,
KRS 22A.020(4) grants the Commonwealth a right of appeal for
interlocutory orders in criminal cases under certain conditions. Understood as
a statutory grant of appellate jurisdiction, it has been repeatedly upheld as
constitutional.
Ballard
,
As demonstrated above, the right of appeal from a final order of a court is constitutionally protected in all cases civil and criminal.
The constitution itself is in every real sense the supreme law . . . [and] [t]hough the legislature of a state may exercise all governmental power not denied it and may enact any law not expressly forbidden by the state or the federal constitution, where such authority has been withheld the people have declared that any act transcending that restriction or opposing that supreme law shall be void.
Jefferson Cnty. ex rel. Grauman v. Jefferson Cnty. Fisc. Court
,
Section 115 is unambiguous and specific over the quite general language
of Section 111(2) that “[i]n all other cases, it shall exercise appellate
jurisdiction as provided by law.” It was the obvious intent of its framers that
Section 115 should guarantee the right of appeal to another court in all cases
civil and criminal with minor exceptions. The general language of Section
*26
111(2) simply cannot be used defeat that explicit right. Instead, what Section
111(2) provides for is that the General Assembly may confer a statutory right of
appeal in those instances where a constitutional right of appeal does not
already exist, e.g., an interlocutory appeal in criminal cases for the
Commonwealth.
Farmer
,
It may seem strange to predicate appellate jurisdiction in part on Section
115, but it is not unprecedented. In
Ratliff v. Fiscal Court of Caldwell Cnty.
, we
considered various parts of the eminent domain condemnation statute, KRS
416.610(4) and KRS 416.620.
We held that Section 115 “demanded” that a condemnee have “an immediate right of appeal, which preserves the status quo,” from the interlocutory judgment on the issue of the right to take because the interlocutory judgment operated to divest the condemnee of a right to ownership and possession which could not be restored to the original condition. Id. at 39. In so holding, however, we did not overrule the statute. Instead, we held the statutory provisions themselves were susceptible to an interpretation providing for this interlocutory appeal. � We believe that the provisions of KRS 416.610(4) referring to an interlocutory judgment . . . allows an immediate, expedited appeal, by the condemnee of the question of the condemnor's right to take.” Id.
Ratliff
thus supports our understanding of Section 115. But, somewhat
fortuitously, it also indirectly supports our understanding of Section 111(2).
Granted that section was not at issue in
Ratliff
because the General Assembly
has authority over eminent domain. Ky. Const. §§ 13; 195; 242. But the salient
point is that the statute could have been read to deny a condemnee’s right of
appeal on the issue of whether the condemnor had a right to take. By applying
Section 115’s guarantee of a right of appeal, we instead interpreted the statute
as creating a statutory right of appeal from an interlocutory judgment on that
issue. And since appellate jurisdiction over interlocutory orders does not exist
by the constitution but only by statute, civil rule, or common law,
Childers v.
Albright
,
Finally, we note that comity is not an issue here. We apply comity only
when there is “gray area in which a line between the legislative prerogatives of
the General Assembly and the rule-making authority of the courts is not easy
to draw.”
Ex Parte Auditor of Pub. Accounts
,
Another reason not to grant comity is that we have previously struck
down a statute
[8]
for violating the separation of powers, Ky. Const. §§ 27 and 28,
because by imposing a monetary penalty its effect was to deter motions for
discretionary review, both frivolous and meritorious, and “thereby limits or
restricts the Kentucky Supreme Court in exercising its jurisdiction to review
cases from lower courts. By so doing, it invades the constitutional power
assigned exclusively to the Kentucky Supreme Court to ‘exercise appellate
jurisdiction as provided by
its rules.
’”
Elk Horn Coal Corp. v. Cheyenne
Resources, Inc.
,
In like manner, the current rules provide ample authority to the Court of Appeals to sanction frivolous appeals, and to award “just monetary sanctions and single or double costs to the opposing party.” RAP 11(4). Trials courts also have authority to sanction frivolous complaints and pleadings. CR 11. Just as the statute at issue in Elk Horn invaded our exclusive power to define our own rules for regulating appellate procedure in this Court under Section 110(2)(b), KRS 100.3471 invades our exclusive authority to define the rules of practice and procedure in the Court of Justice. Ky. Const. § 116. The reason is *30 demonstrated by what is lacking in KRS 100.3471. Although we need not resolve these questions now, the statute does raise several; namely, 1) is the trial court’s determination that an appeal is presumptively frivolous or in good faith a finding of fact or conclusion of law? 2) Is that determination appealable and if so, when—after the bond is imposed or after the award—and how? 3) Is the trial court’s determination controlling upon the Court of Appeals? 4) What degree of deference, if any, does the Court of Appeals owe the trial court’s determination if a motion for sanctions under RAP 11 is filed in that court? And 5) what is the effect of the Court of Appeals disagreeing with the circuit court, e.g., if the circuit court determines an appeal is presumptively frivolous and imposes a $250,000 bond, which is paid; but then the Court of Appeals disagrees and concludes the appeal was made in good faith but nonetheless affirms the circuit court’s judgment, what then is the circuit court’s authority in awarding costs and damages? Can the circuit court award the full $250,000 or, since a higher court found the appeal was in good faith, should not the costs and damages be limited to the $100,000? Why should costs and damages be awarded at all if the appeal was made in good faith? As already noted, the Commonwealth has no interest in deterring or penalizing good faith claims of legal right.
All these questions, and the lack of any answers to them in KRS 100.3471, demonstrate that the deterrence of frivolous appeals, while potentially touching upon larger economic concerns, are primarily the concern of the judiciary. Our rules vest the Court of Appeals with the necessary and *31 sufficient authority to sanction them speedily and with as little expense as possible; without involving the circuit court thereby avoiding procedural conundrums concomitant with that involvement.
C. The Underlying Merits of the Certificate of Appropriateness Lexington-Fayette Urban County Government Zoning Ordinance 13-7(a) details that the Board of Architectural Review may issue a Certificate of Appropriateness allowing for demolition of a building within an H-1 Overlay Zone. This negates any argument that merely by being within the H-1 Overlay zone, the Commonwealth Building is entitled to protection. Instead, in order for demolition to take place the BOAR must either find the building “does not contribute to the character of, and [demolition] will not adversely affect the character of the property in a zone protected by an H-1 overlay[,]” or “[n]o reasonable economic return can be realized from the property and the denial of the application would result in the taking of the property without just compensation.” Id. at 13-7(c)(1)(b) and (c). The principal arguments offered by Bluegrass Trust to justify a conclusion that demolition is not supported by substantial evidence is the eligibility of the Commonwealth Building to be listed on the National Register of Historic Places, and the conclusion of several expert staffers below that the Commonwealth Building does contribute to the character of South Hill Historic District, and its demolition would adversely affect that character.
As to the first argument, we can only note that eligibility to be listed as an historic landmark is not tantamount to a conclusion that a structure is an *32 historic landmark. Whatever the aesthetic qualities mid-twentieth century architectural design might possess, the only reason demonstrated in this record for eligibility is the age of the Commonwealth Building; an age which the Commission determined was in fact a mark against it as concerns historical contribution. The Commission determined the historical character of South Hill was manifested by architectural designs from a hundred years ago or more, and that a mid-twentieth century building was a “one-of-a-kind structure” within the district that markedly stood out from the rest of the district. Moreover, the Commission also considered the original nomination form for when South Hill was designated an Historic District and found no evidence the Commonwealth Building was originally considered. Bluegrass Trust has argued that the building’s historical value and contribution arise from the fact that it reflects the historical growth of Lexington. But nowhere is any statute or ordinance cited that forbids the Commission from referring to the original basis for historical designation. Without such a statute or ordinance, we believe the original reasons for historical designation are a highly relevant factor in determining whether any individual building can be considered a contributing structure.
The second argument essentially is that the expert staffers of various state and local bodies all testified the Commonwealth Building is a contributing structure and its demolition would adversely affect South Hill. The failure of the Commission to follow that expert testimony, Bluegrass Trust avers, is arbitrary and capricious. While the value of expert testimony, particularly on a *33 subjective topic like architectural design and beauty, may be high, it is not controlling. The Planning Commission is the body ultimately empowered to make a zoning decision within the confines set by the ordinance. Nothing Bluegrass Trust cites dictates otherwise.
For example, Zoning Ordinance 13-7(f)(b) states, “[i]n its deliberations,
the Planning Commission shall give due consideration to the decision of the
Board and the finding and conclusions reflected in the Board's record and shall
apply the design guidelines adopted by the Historic Preservation Commission.”
Due consideration means due consideration; it does not mean the Planning
Commission must give controlling weight to the opinions of the Historic
Preservation Commission’s staff. Moreover, such opinions are not the design
guidelines adopted by the Commission. Similarly, Zoning Ordinance 13-3(h)
merely defines Historic Preservation Office Staff. It does not contain any
language that staff opinions are controlling upon the Planning Commission.
Bluegrass Trust also cites the unpublished decision of
Sanders v. Howard
,
2017-CA-001392-MR,
Bluegrass Trust believes Sanders holds administrative bodies must give controlling weight to expert evidence when it is unrebutted. But Sanders reversed a State Trooper’s discipline for dishonesty predicated upon her oral statements about which prescription medications she had in her system during a police luncheon. Id. at *1. The Trooper later made a written disclosure of her *34 prescription medications prior to taking a urinalysis test. Id. The written statement disclosed more drugs than her oral statement. Id. The test confirmed the Trooper had truthfully disclosed in writing all medications. Id. at *2. The trial court held, and the Court of Appeals affirmed, that disciplinary action based on dishonesty was not supported by substantial evidence because the Trial Board had ignored the written statement, and focused only on her oral statements which, the Court of Appeals observed, were taken out of context. Id . at *3. We find no mention of expert testimony in Sanders , nor do we believe Sanders was particularly focused on the urinalysis test. Instead, the Court of Appeals, and the trial court, focused on the written statement of the Trooper as being dispositive of whether or not she was dishonest. Id.
Expert testimony is indeed valuable and often necessary. But Zoning Ordinance 13-7(f) designates an appeal to the Planning Commission as a de novo hearing. The trial court was therefore correct to hold the Planning Commission is a factfinder analogous to a jury, free to give weight and credibility to witnesses as it sees fit. It is beyond the judiciary’s authority to impose a standard of weight and credibility that must be assigned to experts in planning and zoning matters. Absent a statute or local ordinance dictating what weight an expert testimony must be given by Planning Commissions, we cannot conclude that a decision contrary to expert testimony is arbitrary, so long as the decision is supported by other substantial evidence. That other substantial evidence in this case is the undisputed fact that the Commonwealth Building is not an historical landmark in the federal Register; it *35 was not included in the original nominating form for the South Hill neighborhood as an Historic District; Ms. Yan’s testimony that the Kentucky Heritage Council did not consider the structure a contributing building; and multiple near-contemporaneous documents—the Design Review Guidelines and Downtown Lexington Building Inventory—from Lexington that also did not list the Commonwealth Building.
Finally, Bluegrass Trust argues the “controlling regulation” in this matter is 36 C.F.R. § 67.5. That regulation is entitled, “Standards for evaluating significance within registered historic districts[.]” First, this regulation is not controlling. Zoning Ordinance 13-3(b) merely gives a definition of Certified Local Government; it does not incorporate or otherwise instruct the Planning Commission to conform its decisions to federal regulations. But taken as instructive authority, 36 C.F.R. § 67.5(a)(2) clearly acknowledges that a particular building within an historic district can be considered non- contributing, and the regulation goes on to state,
[o]rdinarily buildings that have been built within the past 50 years shall not be considered to contribute to the significance of a district unless a strong justification concerning their historical or architectural merit is given or the historical attributes of the district are considered to be less than 50 years old.
Id. at 67.5(c). The Commonwealth Building was less than fifty years old when South Hill was designated an Historic District. It was objectively a non- contributing structure when the Historic District was formed. And the Planning Commission concluded that the historical attributes of the district were based on architecture from the 19th and early 20th centuries. Like the circuit court, *36 we believe Bluegrass Trust made a strong showing before the Planning Commission. But the Planning Commission obviously did not believe a strong justification had been presented demonstrating the historical or architectural value of a mid-twentieth century building to the South Hill Historic District . Bluegrass Trust, however, points to the State Historic Preservation Office, and testimony to the effect that it has the Commonwealth Building listed as a contributing structure. But 36 C.F.R. § 67.5(f) only states, “[a]dditional guidance on certifications of historic significance is available from SHPOs and NPS WASO.” In brief, even the federal regulations do not assign controlling weight to designations by state preservation offices, merely referring to them for “additional guidance.” Kentucky’s Historic Preservation Office believes the Commonwealth Building is a contributing structure mainly due to its mid- twentieth century design. The Planning Commission, however, focused on the older designs that formed the basis for creating the South Hill Historic District in the first place, and concluded a mid-twentieth century design is “dramatically different” from the other structures in the district.
No one disputes the Planning Commission was empowered to make the decision whether the Commonwealth Building is a contributing structure to the historic character of South Hill. Historic contribution is indeed in the eyes of the beholder. That beholder in this case is the Planning Commission, not staff, regardless of their expertise. We cannot say its decision was arbitrary.
IV. Conclusion
For the aforementioned reasons, we reverse the Court of Appeals on the constitutionality of KRS 100.3471(1). We otherwise affirm the trial court’s decision and uphold the Planning Commission’s action to affirm the certificate of demolition of the Commonwealth Building.
All sitting. Lambert, Nickell, and Thompson, JJ., concur. VanMeter, C.J., concurs in part and dissents in part by separate opinion in which Bisig and Keller, JJ., join.
VANMETER, C.J., CONCURRING IN PART AND DISSENTING IN PART: Two issues are presented. The first is the is the constitutionality of the KRS 100.3471. I respectfully dissent from the majority’s opinion as to this issue, since, in my view, no provision of the Kentucky Constitution invalidates this statute. The second is the trial court’s resolution of the underlying dispute. I concur with the majority in affirming the trial court in this respect.
Constitutionality of KRS 100.3471
I.
As a general matter, this Court reviews questions of law, including the
constitutionality of a statute, de novo.
Teco/Perry Cnty. Coal v. Feltner
, 582
S.W.3d 42, 45 (Ky. 2019);
Adams v. Sietsema
,
courts are not at liberty to declare a statute invalid because, in their judgment, it may be unnecessary, or opposed to the best interests of the state. . . . [A]n act will not be declared void on the ground that it is opposed to the spirit supposed to pervade the Constitution, or is against the nature and spirit of the government, or is contrary to the general principles of liberty, or the genius of a free people.
Craig
,
A. Planning and Zoning Generally.
This Court has held on numerous occasions that land-use planning and
zoning matters, as essentially administrative proceedings, constitute special
statutory proceedings and the zoning decisions and legislative action taken
therefrom are not the equivalent of court proceedings and their attendant
rulings.
Seiller Waterman, LLC v. Bardstown Cap. Corp
.,
Unlike the Fourteenth Amendment to the United States Constitution, the
Kentucky Constitution nowhere explicitly guarantees equal protection of the
law. That noted, this Court has consistently held that our Commonwealth’s
guarantee of equal protection emanates from Sections 1,
[11]
2
[12]
and 3
[13]
of our
Constitution.
E.g., Bloyer v. Commonwealth,
the goal of equal protection provisions is to keep governmental decisionmakers from treating differently persons who are in all relevant respects alike. However, because nearly all legislation differentiates in some manner between different classes of persons, neither the federal nor state constitutions forbid such classification per se. Accordingly, the level of judicial scrutiny applied to an equal protection challenge depends on the classification made in the statute and the interest affected by it.
Our case law, as well as federal case law, recognizes three levels of review
may apply to equal protection challenges.
See, e.g., Steven Lee Enters. v.
Varney
,
The second level of review, heightened rational basis scrutiny, applies to
quasi-suspect classes, such as gender or illegitimacy.
Id
. Under this standard,
“discriminatory laws survive equal protection analysis only ‘to the extent they
are substantially related to a legitimate state interest.’”
Id
. (quoting
City of
Cleburne v. Cleburne Living Ctr., Inc
.,
Finally, the third level of review is for those classifications which impact
social or economic policy. These statutes are subject to a less searching form
of judicial scrutiny,
i.e.
, the “rational basis” test.
Codell
,
Whereas it is desirable to curb unnecessary appeals of land use cases, which appeals burden the courts, cause loss of jobs and loss of tax revenue, and many times render time-sensitive projects such as multifamily affordable housing projects undevelopable, an emergency is declared to exist, and this Act takes effect upon its passage and approval by the Governor or upon its otherwise becoming a law.
Act of Apr. 11, 2017, ch. 181 § 2, 2017 Ky. Acts 1448.
The challenger to a statutory distinction based on equal protection has
the burden “to establish that the statutory distinction is without a rational
basis.”
Mobley v. Armstrong
,
The distinction or classification which forms the basis for the equal protection challenge is not exactly clear, as different challengers argue different classifications: wealthy or indigent appellants; developers; governmental units; land use appeals; landfills. While the emergency clause, quoted above, seems to benefit a property developer, the statute is not so written. Any and all *43 parties appealing a land-use or zoning decision, whether neighboring property owner, non-profit organization or even developer, will bear the possible financial risk of an appeal.
The statute generally exempts governmental entities and landfills from its provisions. KRS 100.3471(5). As to governmental entities, KRS 100.3471(5) is essentially the same as CR 81A, RAP 63(E) and KRS 454.190, all of which exempt such entities from posting any bonds. See DAVID V. KRAMER, 7 KY. PRACTICE (Thomson Reuters 2023 ed.) Rule 81A, Comment 1 (stating “[t]hese sources recognize the impracticality of having the Commonwealth of Kentucky and the United States execute bonds as private litigants in order to follow some course of proceeding in a lawsuit[]”). As to landfills, two chapters of the Kentucky Revised Statutes contain extensive regulation of such use. See generally KRS Chapter 109 (Local Solid Waste Management) and 224 (Environmental Protection). The potential hazards due to the creation or expansion of landfills thus justifies their being treated differently than more routine land use and zoning matters.
Elk Horn Coal Corp. v. Cheyenne Resources, Inc.
,
This Court discussed the history of appeals penalties in this Commonwealth, noting that at one time they applied to all cases upon affirmance or dismissal of any appeal from a superseded judgment for the payment of money. Id . at 412-13. As to KRS 26A.300, [15] the Court noted its applicability “only to unsuccessful appellants in second appeals from superseded money judgments .” The Court then stated,
Notably, a penalty is not assessed against other unsuccessful appellants in second appeals, e.g. , unsuccessful plaintiff- appellants, unsuccessful defendant-appellants who do not supersede a money judgment awarded against them, and unsuccessful appellants from non-money judgments. Clearly KRS 26A.300 does not treat all unsuccessful appellants in second appeals the same, and, as such, it is discriminatory.
Id . at 413. The Court recognized that rational basis review applied to its analysis, and held that the only purpose behind the 10% penalty was to discourage frivolous appeals. Id. at 414-15. It stated “[p]enalty statutes like KRS 26A.300, are not intended to compensate an appellee for delay in receiving a money judgment; rather, such statutes are intended to discourage frivolous appeals.” Id . at 414. This distinguished that purpose from compensating a *45 judgment creditor for the delay since post-judgment interest “more than adequately compensates for the delay.” Id . at 414.
KRS 100.3471 is different in kind. In the context of planning and zoning, no party typically seeks or possesses a monetary judgment. A developer seeks to develop property for business, industrial or residential purposes. Adjacent property owners may object, but normally, other than attorney fees, they may have no direct pecuniary interest at stake. As argued by the Attorney General, and beyond the purpose expressed by the legislature’s emergency clause, the statute requires the appellants to have some “skin in the game.” This is true whether the appeal is presumptively frivolous or not presumptively frivolous. Furthermore, that “skin” is not determined by means of an automatic penalty, but is to be thoughtfully determined by a circuit judge who is already familiar with the facts, is based on costs that an appellee may suffer or incur during the appeal, and is statutorily limited. KRS 100.3471(3)(c)-(d).
And even after an unsuccessful appeal, an appellant does not necessarily suffer the repercussions of an automatic sanction. KRS 100.3471(4)(a) requires a motion and a hearing in the circuit court for that court “to determine the actual costs and damages to be paid to the appellee under the appeal bond.” The court is required to hold the requested hearing within 30 days and issue findings of fact within 30 days; costs and damages are limited to the amount of the appeal bond. KRS 100.3471(4)(b)-(c). Because the legislature has required factual findings, a party aggrieved by the results of the hearing *46 and order has a right of appeal. Finally, if neither party moves the circuit court within 60 days, the court may release the appeal bond. KRS 100.3471(4)(d).
Another possibility, of course, is that an appellant prevails on its appeal.
The appellant complains that the effect of the statute is that if it appeals and
prevails, it will still bear the risk of paying the appellee’s costs and damages.
While I am somewhat dubious that a circuit court will award costs and
damages against a prevailing appellant, a better course is to await deciding this
question until it is ripe for adjudication.
See Bingham Greenebaum Doll, LLP v.
Lawrence
,
C. KRS 100.3471 is Authorized Under Section 111(2) and Therefore Does Not Violate Sections 115 and 116 of the Kentucky Constitution.
Another claim is that the statute violates Sections 115 and 116. Section 115 provides “[i]n all cases, civil and criminal, there shall be allowed as a matter of right at least one appeal to another court[,]” and that “[p]rocedural rules shall provide for expeditious and inexpensive appeals.” Section 116 grants this Court “the power to prescribe rules governing its appellate *47 jurisdiction . . . and rules of practice and procedure for the Court of Justice.” However, as aptly argued, these sections must be balanced against Kentucky Constitution Section 111(2):
The Court of Appeals shall have appellate jurisdiction only, except that it may be authorized by rules of the Supreme Court to review directly decisions of administrative agencies of the Commonwealth, and it may issue all writs necessary in aid of its appellate jurisdiction, or the complete determination of any cause within its appellate jurisdiction. In all other cases, it shall exercise appellate jurisdiction as provided by law.
In
Commonwealth v. Farmer
,
Planning and zoning matters are special statutory proceedings, and the legislature may validly impose reasonable conditions or restrictions on the right of appeal in such matters. In this case, the legislature did not prohibit review from a local planning/zoning decision, or require a blanket prohibition on post- circuit court review, or set a punitive appeal bond amount which appears patently excessive or arbitrary. Instead, it provided a mechanism for the circuit court judge to review the proceeding anew to determine whether the filed appeal is presumptively frivolous or not frivolous. The statute requires the circuit judge to conduct a hearing and make findings of fact, KRS 100.3471(3)(a), and consider, among other non-listed factors, whether the appeal is of a ministerial or discretionary decision, and whether a reasoned interpretation supports the appellant’s position. KRS 100.3471(3)(b). Either way, the circuit judge then sets a reasonable appeal bond based on evidence up to the statutory maximum limit, either $250,000 (presumptively frivolous) or $100,000 (not presumptively frivolous). The appellee bears the burden of proving its costs and damages by sufficient evidence in order for the circuit court to set the appeal bond. KRS 100.3471(3)(e). The appellant, as a party, obviously has the ability to appear at that hearing and contest the appellee’s proof. And, after the final and nonappealable decision in the matter, costs and damages are limited to the amount of the appeal bond. KRS 100.3471(4)(c).
KRS 100.3471 is no different from other special statutory proceedings in
which the legislature conditioned court access on the ability of parties to post
bonds or bear costs.
See
KRS 120.185(1)(e) (requiring election challenger to
post bond with approved surety for costs of recount);
Moore v. Roberts ex rel.
Roberts
,
Finally, KRS 100.3471, the statute does not constitute local or special legislation in violation of Sections 59 and 60.
II. Merits of Underlying Dispute With respect to the underlying dispute, the Lexington-Fayette Urban County Planning Commission determined to issue a demolition permit, which was affirmed by the circuit court. While I would affirm the Court of Appeals’ opinion dismissing the Bluegrass Trust’s appeal, I agree, in the interest of judicial economy, that we can and should determine the merits, since the parties have adequately presented the record and their arguments to us. I therefore concur with the majority’s opinion which affirms the Fayette Circuit Court’s judgment.
Bisig and Keller, JJ., join.
COUNSEL FOR APPELLANT,
BLUEGRASS TRUST FOR
HISTORIC PRESERVATION:
Jessica Katherine Winters
The Winters Law Group, LLC
COUNSEL FOR APPELLEE,
LEXINGTON-FAYETTE URBAN
COUNTY GOVERNMENT PLANNING COMMISSION:
Emilee Ann Buttrum
The City of Georgetown
Tracy Webb Jones
LFUCG, Department of Law
COUNSEL FOR APPELLEE,
COMMONWEALTH OF
KENTUCKY, EX REL.
RUSSELL COLEMAN:
Matthew Franklin Kuhn
Elizabeth Themins Hedges
Office of the Attorney General
COUNSEL FOR APPELLEE,
THE RESIDENCES AT SOUTH
HILL, LLC:
William M. Lear, Jr.
George “Nick” Edward Nicholson III
Stoll Keenon Ogden PLLC
Nealy Ranell Williams
University of Kentucky Law
COUNSEL FOR APPELLEE,
WILLIAM WILSON:
Tracy Webb Jones
LFUCG-Department of Law
COUNSEL FOR AMICUS,
KENTUCKY CHAMBER OF COMMERCE:
Brent Robert Baughman
Phillip Branden Gross
Aaron William Marcus
Job Darbin Turner, III
Dentons Bingham Greenbaum, LLP COUNSEL FOR AMICUS,
KENTUCKY RESOURCES COUNSIL, INC.:
Thomas Joseph FitzGerald
Ashley Dye Wilmes
Kentucky Resources Council
COUNSEL FOR AMICUS:
ASBURY PARK HOA, INC.; BERRYTOWN
NEIGHBORHOOD ASSOCIATION, INC.;
BONNYCASTLE HOMESTEAD ASSOCIATION,
INC.; CEDAR CREEK GARDENS HOMEOWNERS
ASSOCIATION, INC.; CITIZEN COALITION
FOR LDC REFORM; FISHERVILLE AREA
NEIGHBORHOOD ASSOCIATION, INC.;
FRIENDS OF FLOYDS FORK LLC; FRIENDS
OF LOUISVILLE PUBLIC ART; HURSTBOURNE
TOWNEHOMES RESIDENTS ASSOCIATION, INC.;
INDIAN SPRINGS COMMUNITY ASSOCIATION, INC.;
IRISH HILL NEIGHBORHOOD ASSOCIATION, INC.;
LOUISVILLE HISTORICAL LEAGUE, INC.; MURRAY
HEIGHTS NEIGHBORHOOD CONNECTION; OPEN
LOUISVILLE, INC.; RIDGEWAY NEIGHBORS AND
FRIENDS; SCOTT COUNTY NEIGHBORS FOR
SAFETY AND HEALTH; SIERRA CLUB INC. KENTUCKY; TUCKER STATION NEIGHBORHOOD ASSOCIATION, INC.: WINDING BROOK SUBDIVISION HOA, INC.; AND
WOLF PEN PRESERVATION ASSOCIATION, INC.:
Stephen T. Porter
COUNSEL FOR AMICUS,
PRESERVATION KENTUCKY, INC.:
Randal Alan Strobo
Strobo Barkley PLLC
Notes
[1] The record is ambiguous as it states the building was constructed in 1958 but also that the South Hill Historic District was designated in 1978 and the Commonwealth Building existed for eighteen years prior.
[2] The HSHNA was concerned that approval of demolition based on that theory would set a dangerous precedent for other buildings not only in its historic district, but others as well.
[3] It would appear, however, that the Phillips court was referring to something very much akin to a supersedeas bond, if not exactly that; and as is made clear below, the appeal bond here is not analogous to a supersedeas bond.
[4] Kentucky Civil Rules of Procedure.
[5] RAP (1)(A) states, “[t]hese rules govern appellate procedure in all Kentucky courts, except for special statutory proceedings in the Court of Appeals.” It has been suggested that this rule applies to KRS 100.3471. But it is the circuit court that conducts all the proceedings in determining the amount of a bond before the Court of Appeals renders a decision and whether to impose costs and damages after the Court of Appeals’ decision has become final. The proceedings thus take place in the circuit court, not the Court of Appeals, so RAP 1(A) cannot apply.
[6] De minimis comes from the rule de minimis non curat lex . Translation: the law does not concern itself with trifles.
[7] Kentucky Rules of Appellate Procedure.
[8] KRS 26A.300.
[9] Kentucky Rules of Civil Procedure.
[10] Kentucky Rules of Appellate Procedure.
[11] Section 1 provides that “[a]ll men are, by nature, free and equal,” and possess “inherent and inalienable rights”, including “life, liberty, worship, pursuit of safety and happiness, free speech, acquiring and protecting property, peaceable assembly, redress of grievances, bearing arms[.]” KY. CONST. § 1.
[12] Section 2 sets forth the prohibition of absolute and arbitrary power. K Y. C ONST. § 2.
[13] Section 3 provides for equality of all persons and prohibits any “grant of exclusive, separate public emoluments or privileges shall be made to any man or set of men, except in consideration of public services[.]” K Y. C ONST. § 3.
[14] KRS 26A.300(2), states in full, When collection of a judgment for the payment of money has been stayed as provided in the Rules of Civil Procedure pending any other appeal, damages of ten percent (10%) on the amount stayed shall be imposed against the appellant in the event the judgment is affirmed or the appeal is dismissed after having been docketed in an appellate court.
[15] Notwithstanding the decision in Elk Horn Coal , KRS 26A.300 has not been repealed.
[16] In the three cases decided today involving the constitutionality of KRS 100.3471, no appellant demonstrated an inability to post the appeals bond set by the circuit courts.
