110 So. 547 | Fla. | 1926
Lead Opinion
The plaintiff in error was indicted for murder in the first degree by a grand jury of Dade County, Florida, was tried and convicted of murder in the first degree, with a recommendation to mercy. This conviction was not allowed to stand in this court because of errors of law in charging the jury as to defense of insanity. Blocker v. State,
The homicide in question was committed by the defendant in anger, without mitigating circumstances, deliberately and because of a real or an imaginary wrong of the deceased, at, towards and against the defendant. A finding that the defendant was guilty of murder in the first degree would have been upheld by the courts upon the State's evidence in chief. The defendant relied upon the defense of insanity in both trials, calling to his aid as witnesses men of prominence, courage and integrity. Two of them ex-Circuit Judges, many of them members of the bar, court officials, business associates and acquaintances, with members of his own family — and from this evidence the jury could have found that the defendant was not guilty because of insanity. The jury likely concluded that there was something wrong with him at the time of the homicide, else the conviction would have been of the higher offense. The State's rebuttal consisted of the testimony of two expert *881 witnesses — and the jailer having the custody of the defendant since the commission of the homicide. One of these expert witnesses examined the defendant on two occasions and the other one three occasions. The writer sat in this court in this case and appreciated the able argument of counsel for defendant, and has been requested to prepare this opinion.
The case is here and now before the court with the assertion that there was error in the court below in three main particulars:
I. "The main assignments of error are based upon the court's ruling in allowing the testimony of the alienist to go before the jury without first compelling such alienists to detail the conversation and course of their examination of the defendant separate and apart from the jury." "As well an attack upon their testimony because the answers to hypothetical questions were not based upon a hypothesis established by testimony heard by the jury, but upon a combination of testimony heard in the presence of the jury and obtained by a separate examination in the county jail."
II. "An important assignment of error attacks the court's charges on the defense of insanity."
III. "The defendant contends that the evidence is not sufficient upon which to base a verdict and judgment of murder in the second degree."
1. The record discloses that Dr. Smith was called, qualified as an expert and testified, among other things, that he examined the defendant in March, 1923, and again on the day before he gave testimony, and was asked "what condition did he find the defendant in mentally?" This was objected to because irrelevant and immaterial, and further that when defendant was examined in 1923, the defendant's counsel was not present because counsel was *882 not invited to be present at an examination (by a physician employed by the State in the absence of his counsel, is a deprivation of the defendant's constitutional rights) and because there was no sufficient predicate laid for the testimony.
These objections to my mind may be disposed of by saying that the evidence sought is relevant to the issue tendered by the defendant. There is no rule of law requiring the presence of, or an invitation to, a defendant's attorney to be present on such an occasion, nor is there any basis in fact of record to support the objections on the point or that the alienist was employed by the State, but a discussion of the general question involved will it seems to me dispose of that part of the case.
It is the duty of the parties to a case to prove facts in issue and it is the duty of courts to admit evidence thus presented. The issue of insanity was tendered to the State by the defendant's evidence on his first trial. It is apparent that he had full opportunity to cross-examine the alienists, and he did so. There is nothing to indicate anything but a painstaking examination of the accused by the alienists and from this examination under the law it was the privilege of the parties to have such experts express their opinion as to the sanity of the defendant, and this without first detailing the circumstances or the course of such examination. The opinion of an expert witness as to the sanity of a person may under the law be given, subject to such cross-examination as is proper. Underhill on Criminal Evidence (3rd ed.), Section 266, is authority for the statement here made: "The opinion of the non-expert must be confined to the facts first stated by him. The opinion of the medical expert on insanity may be given without first stating what facts were found by him upon which he bases his opinion, but if such facts are called for, *883 the jury is entitled to have them. Where the expert has made a physical examination he may be required to describe the facts and symptoms observed, as well as the conversation which he had with the defendant."
In the case at bar the defendant was examined by two expert witnesses who testified that the defendant was not insane; they testified in answer to a hypothetical question made satisfactory to the defendant's counsel by his adenda that in their opinion he was sane — this is permissible by the rules of evidence.
The defendant's counsel cite several cases which have been examined.
In the case of State v. Newcomb,
In the case of State v. Height,
The court in this case reviews all the decisions on this constitutional question and comes to the conclusion as follows: "Without further elaboration or the multiplication of authorities it is enough to say that the officers acted unlawfully in compelling defendant to submit to this examination, and all evidence with reference to information secured thereby should have been excluded on defendant's objection."
In the case of People v. Nino,
In a Massachusetts case the court says: "Juries are to judge of facts; and, although the opinions of professional gentlemen on facts submitted to them have justly great weight attached to them, yet they are not to be received as evidence unless predicated upon facts testified either by them or others." Dickinson v. Barper,
The jury are entitled to all the facts on which the expert bases his opinion. If he answers a hypothetical question, the facts therein set forth must have been proven on the trial. If he rests his answer on facts and knowledge he has acquired himself, he must impart them to the jury if asked to do so.
The following are a few of the cases bearing on the general question, cited by counsel: People v. Wood,
In the case of People v. Wood,
People v. Furlong,
State v. Simonis,
State v. Miller,
"Nor do we desire to be understood as conceding that if the physician had rendered himself liable to an action for damages for illegally removing the clothing of a prisoner, and thereby enabling him to observe a wound on the person which had been concealed, that the testimony of his observation would have been inadmissible. If the wound were upon the face or hand, or a part of his person exposed to common view, it would be absurd to say that testimony of what the wound presented to common observation was compelling a person on whom the wound was to be a witness against himself. I think it equally absurd to say that the testimony of the observation of a wound in any part of the body, although obtained by a forcible removal of what concealed it, is to be rejected as produced by compelling a person to be a witness against himself. There are cases which carry the protection of the accused under such constitutional restrictions to an extent which seems unwarranted. The whole subject is discussed in the prevailing opinion in the case of State v. Ah Chuey,
"But in this case there is nothing whatever to indicate that plaintiff in error objected to the removal of his clothing and the examination of his person. So far as appears, it was entirely voluntarily on his part."
Flanagan v. State,
State v. Petty,
II. Objection is made to charge 15 given by the court, as follows: "The court has admitted in evidence the testimony of expert witnesses in answer to hypothetical question. The value of such testimony depends upon whether the facts stated in the hypothetical questions are the same and coincide with the facts established by the testimony and other evidence in the case. Such testimony is to be by you taken and considered together with all the evidence in the case in making your verdict."
This charge could have been refused with propriety. It does not add to or take from the more general statements of the duty of the jury — it is more precautionary than otherwise. Its tendency is to warn the jury to be very careful in considering the evidence as detrimental to the defendant, and it makes it easy for the jury to reject and not consider the answer of the witnesses to the hypothetical question.
The expert witnesses testified to examination of the defendant on different occasions, and from these examinations *891 they testified that in their opinion the defendant was sane. They further testified that an examination such as they made did not disclose any indication of the defendant having been insane a few months previous to their first examination. They were each examined in chief and upon cross as to the examination they made, the conclusions they came to and why. They were each asked a hypothetical question, in form satisfactory to everybody and to this they gave an answer unfavorable to the defendant, and this was acted upon by the jury only after close scrutiny.
Other charges to the jury are assigned as error, to-wit:
"16. Sanity being the normal and usual condition of mankind the law presumes that every individual is in that condition, hence the State on a criminal prosecution may rest upon such presumption without further proof thereto. The fact of sanity is presumed to exist prima facie and whoever denies such fact or interposes a defense based upon its untruth must prove it. The burden of overcoming the presumption of sanity is upon the person who alleges insanity.
"17. Where the defense of insanity is relied upon the rule in force in the United States is that if the evidence introduced tends to rebut the presumption of sanity, on the part of the accused, and the jury entertains a reasonable doubt after due consideration of all the evidence, as to the sanity of the accused, it is their duty to acquit. In other words, if the evidence introduced by the State, in a criminal prosecution, does not of itself raise a reasonable doubt as to the sanity of the accused at the time when the crime was committed, then the law casts the burden upon the defendant of introducing evidence which would raise, or at least tend to raise in the minds of the jury a reasonable doubt as to the sanity of the accused when the offense was committed. If such evidence is so introduced by the *892 defendant, and a reasonable doubt as to his sanity is thereby raised or engendered, and the State introduces no evidence in rebuttal sufficient to overcome and remove such reasonable doubt so raised by the evidence of the defendant, then it is the duty of the jury to acquit, for the cause of insanity.
"18. In every criminal prosecution it devolves upon the State to establish beyond a reasonable doubt that the crime charged has been committed by a rational, responsible human being, and no conviction can be had until the jury are satisfied beyond a reasonable doubt that the criminal act has been committed by such a being. A sane person is a rational, responsible being."
There is no confusion in this matter, nor extra burden upon the defendant. If when the State closes its case there is a reasonable doubt as to the defendant's sanity, and if the case be submitted to a jury, he should be acquitted. If there is no reasonable doubt as to his sanity when the State rests, to whom may the court look for help to establish the truth but to the parties? And if the defendant raises a reasonable doubt he should be acquitted. And so after all the evidence has been taken and after all of it has been given proper consideration, if there be reasonable doubt as to his sanity, he must be acquitted under the law; but where he is so unfortunate as not to have raised or maintained a reasonable doubt, the law is equally plain that a verdict of guilty should be rendered in the case.
III. The verdict in this case is a second verdict as to the sanity of the accused; each of these verdicts have been concurred in by great nisi prius judges, hence it comes to this Court as a verdict that has appealed to twenty-four jurors and two judges who have had opportunities superior to our own for observation, examination and deliberation. *893
A new trial should not under the law be granted by an appellate court on the ground that the verdict is against the evidence or not supported thereby — when the verdict does not affirmatively appear to be against the weight of the evidence under the law of the case. Anderson v. State,
There is in this State no limit to the number of new trials that may be granted in any case, but it takes a strong case to require an appellate court to grant a new trial in a case upon the ground of insufficiency of conflicting evidence to support a verdict when the finding has been made by two juries; yet the law would require of an appellate court such action in cases where the verdict is plainly, manifestly, palpably, clearly or decidedly against the evidence, or where the verdict is so strongly against the weight of the evidence as to shock the court's sense of justice or indicate that the last jury at least were influenced by passion, prejudice or other improper motives, or it clearly appear that the last jury misapprehended the facts adduced in evidence by the parties to the case, or that they had an entire misconception of the law of the case.
The defense in this case was insanity, and it was proven, if at all, by non-expert witnesses, the personnel of whom was of the best, and this defense was vouched for by this court as to its good faith.
In the opinion of the writer it was established that the defendant had a real or an imaginary grievance against the deceased and that he was mad about it, and that the homicide in question was the result of such real or delusionary wrong-doing on the part of the deceased in "trying to take the bread and butter out of my children's mouth."
The merits of this grievance is not to be passed upon by this court. If it was real, it is no justification; if it was the delusion of an insane man, as it is contended by counsel that the defendant was insane at the time, then the holding *894
of this court in the case of Davis v. State,
This rule as laid down in the McNaughten case is said by this court to be substantially the rule laid down in all English authorities and is supported by the weight of authority in America.
The extreme penalty was not visited upon the defendant in the case at bar, and it is suspected that it was due in some measure to the charity of the jurors, or by the finding that due to his anger engendered, as he thought, by sufficient though not sudden provocation, he was not mentally competent to form or entertain or act upon a premeditated design as defined by the court in its charge, though the finding was made that the defendant by shooting the deceased did an act that was imminently dangerous to a person other than himself and at a time when and under circumstances which showed the defendant to have had a depraved mind *895 and that he had no regard for the life of the deceased at the time, and this finding was in harmony with the law as given to the jury on the subject of insanity.
The jury properly found that the defendant was criminally responsible for his act on account of or by reason of his having had a delusion as touching the deceased and the bread and butter for his family — and the jury may have properly found that the defendant was conscious that the act was one which he ought not to do. He evidently knew it to have been against the law because of his voluntary surrender to the officers of the law; hence the verdict in this case was not contrary to the evidence.
Affirmed.
BROWN, C. J., AND WHITFIELD, ELLIS, TERRELL AND STRUM, J. J., concur.
BUFORD, J., disqualified.
Concurrence Opinion
The sole defense interposed by defendant below was insanity.
Certain expert testimony offered in rebuttal in behalf of the State bearing on the question of defendant's sanity, and based in part upon a physical and mental examination of the defendant in the absence of his counsel, was admitted over defendant's objection. This action of the trial court is assigned as error, defendant contending that it in effect compelled him to become a witness against himself in violation of his rights under the Fifth Amendment to the Federal Constitution and Sec. 12 of the Declaration of Rights of the Constitution of Florida.
There is a striking conflict of authority upon the question of the admissibility of testimony as to facts ascertained by means of a mental or physical examination of the *896
accused made without his consent or over his objection. Many well-reasoned cases are cited in the principal opinion which hold such evidence inadmissible. See also: Wells v. State (Ala.),
On the other hand, many State courts, as well as the Supreme Court of the United States, hold such evidence admissible. In the respect under consideration, the Fifth Amendment to the Federal Constitution and Sec. 12 of the Declaration of Rights of the Constitution of Florida are identical. Each provides, amongst other things, that "no person shall be * * * compelled in any criminal case to be a witness against himself, * * * ". Construing this phase of the Fifth Amendment to the Federal Constitution, the Supreme Court of the United States, in Holt v. U.S.,
"Another objection is based upon an extravagant extension of the Fifth Amendment. A question arose as to whether a blouse (a military coat) belonged to a prisoner. A witness testified that the prisoner put it on and it fitted him. It is objected that he did this under the same duress that made his statements inadmissible, and that it should be excluded for the same reasons. But the prohibition of compelling a man in a criminal court to be a witness against himself is a prohibition of the use of physical or moral compulsion to extort communications from him, not an exclusion of his body as evidence when it may be material. The objection in principle would forbid a jury to look at a prisoner and compare his features with a photograph in proof. Moreover, we need not consider how far a court would go in *897 compelling a man to exhibit himself. For when he is exhibited, whether voluntarily or by order, and even if the order goes too far, the evidence, if material, is competent. Adams v. New York,
192 U.S. 585 ."
In Indiana it has also been held that evidence obtained by means of a forcible examination of the defendant's person is admissible, if relevant, without regard to the question whether the Court, at the trial or anterior thereto, could have compelled the defendant to submit to such an examination. See: O'Brien v. State, 25 N.E. Rep. 137; 9 L.R.A. 323. In that case the Court said:
"The question of duress and its effect upon information thereby obtained is not involved, because the facts to which the witness was called to testify did not depend upon a confession made by the appellant (the defendant), nor upon any act of his; the marks and scars upon the body had no relation to the force used to enable the witness to find them. * * * The conclusion can be reached that the offered testimony was within the constitutional prohibition only upon the theory that the witness was the mere mouth-piece, and that the appellant was the real witness, which would be a strained construction of the constitutional prohibition when applied to the offered testimony. * * * To hold that the testimony of the witness was incompetent would compel us in every case involving the identity of a person accused of crime to hold that testimony as to marks and scars hidden under the clothing which he wears is inadmissible if the information of the witness was obtained without the consent of the *898 accused, no matter under what circumstances or in what manner obtained."
The view that such testimony is admissible has also been taken by several other courts. See: State v. Cerar, 207 Pac. Rep. 597; State v. Coleman,
This Court, in Ex parte Senior,
"The object (of the Fifth Amendment) was to insure that a person should not be compelled while acting as a witness in an investigation, to give testimony which might tend to show that he himself had committed a crime." (Italics supplied).
In construing the prohibition that no person shall be compelled in any criminal case to be a witness against himself, most Courts now seem to take the view that the word "witness" is used in the sense of "one who gives testimony." Taken in this aspect, the constitutional prohibition should receive a broad and liberal construction, but the majority view now is that it does not operate to exclude the testimony of one whose information is based upon a physical and mental examination of the accused *899
for the purpose of determining the sanity of the latter. See: 2 Wharton Crim. Ev. (10th Ed.) Sec. 937, Et. Seq., Wigmore Evid. Sec.
On the whole, it seems that the substantial weight of authority now sanctions the admission of testimony offered by the State concerning the mental condition of the accused, if relevant to the issue, even though the testimony be based wholly or in part upon a mental and physical examination of the accused, without his consent, and in the absence of his counsel, provided, however, the extent and nature of the examination be reasonable and lawful under all the circumstances, and some other constitutional right or immunity of the prisoner is not thereby violated, with all of which the examination now under consideration seems to be in accord. See: Sec.
I therefore concur in the conclusion reached in the principal opinion.
BROWN, C. J., AND WHITFIELD AND TERRELL, J. J., concur.