Blaylock v. BordenBlaylock v. Borden
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OPINION
In this prisoner civil rights case, pro se plaintiff Michael Blaylock alleges that defendants Barry Borden, John Swanson, John Supple, and Jane Doe — all employees of the New York State Department of Correctional Services (“DOCS”) — deprived him of his constitutional rights by failing to protect him from an attack by another inmate, acting with deliberate indifference to his medical needs, and causing him to be wrongfully disciplined.
Defendants move for summary judgment pursuant to
BACKGROUND
A. Facts
The facts are drawn from the complaint, 1 affirmations, exhibits, and plaintiffs deposition testimony. For purposes of this motion, the facts are construed in the light most favorable to plaintiff as the party opposing summary judgment, and conflicts in the evidence have been resolved in his favor.
Plaintiff was incarcerated in Housing Unit 21, also known as the “Honor Unit,” at Fishkill Correctional Facility (“Fish-kill”). (Compl. ¶ 8; Borden Affirm. ¶ 2; Blaylock Dep. 24:10-25:5). On the evening of February 4, 2005, plaintiff had an argument with inmate Omar Douglas over the volume of the television in the Honor Unit’s recreation room. (Blaylock l). 2 Following the argument, plaintiff left the recreation room and returned to his cell. (Id.; Swanson Affirm. ¶ 5). Shortly thereafter, Douglas retrieved a seventeen-inch metal pipe from the recreation room’s gym area and proceeded to walk towards plaintiffs cell. (Blaylock 1; Swanson Affirm. ¶ 5).
En route, Douglas passed Officer Barry Borden, then seated at his desk approximately twenty-five feet from plaintiffs cell. (Compl. ¶ 9; Borden Affirm. ¶ 3). At the time, Borden was updating the “log book” and did not stop Douglas or make any attempt to prevent him from reaching plaintiffs cell. (Compl. ¶¶ 10, 26; Borden Affirm. ¶ 3). Plaintiff was standing out *308 side his cell door and “eased back” into his room when he noticed Douglas down the hallway. (Blaylock Dep. 77:13-24). Douglas entered plaintiffs cell, whereupon he began swinging the pipe, striking plaintiff in the back of the head, upper back, and right hand. (Compl. ¶ 11; Borden Affirm. ¶4; Blaylock Dep. 81:9-17). Plaintiff attempted to fend off the attack with his hand and, after suffering repeated blows, grabbed Douglas and threw him to the floor. (Compl. ¶ 11; Blaylock Dep. 81:9-82:4).
Alerted by the noise, Officer Borden approached the cell and ordered both men to cease fighting and place their hands on the wall. (Compl. ¶ 12; Borden Affirm. ¶ 4). He did not attempt to physically intervene, but instead activated his radio alarm to request officer assistance. (Compl. ¶ 12; Borden Affirm. ¶ 4; Blay-lock 1). After several orders to stop, the inmates complied and placed their hands on the wall. (Compl. ¶ 13; Borden Affirm. ¶ 4; Blaylock 1).
Moments later, Sergeant John Swanson arrived, accompanied by approximately four other officers. (Compl. ¶ 13; Swanson Affirm. ¶ 3). The officers placed both inmates in handcuffs and escorted plaintiff to the infirmary where he was examined by defendant Jane Doe. (Compl. ¶¶ 13-14; Blaylock 1). The examination records specify that plaintiff suffered a swollen lump and a one and a half inch scratch at the back of his head with “scant” bleeding. (Blaylock 298). Plaintiff was given an ice pack but no x-rays were taken at the time. (Compl. ¶ 15; Blaylock 298).
The day after the altercation, Borden served plaintiff with a misbehavior report charging him with violating DOCS rules 106.10 (failure to follow a direct order); 100.13 (fighting); and 104.13 (creating a disturbance). (Compl. ¶ 16; Borden Affirm. ¶ 7; Blaylock 10). A disciplinary hearing was held on February 8, 2005; Blaylock was the only person to testify— neither Borden nor Swanson was called as a witness. (Blaylock 41; Borden Affirm. ¶ 7; Blaylock Dep. 140:4-9). At the conclusion of the hearing, the charges were sustained and plaintiff was placed in solitary confinement in the Special Housing Unit (the “SHU”) for thirty days. (Compl. ¶ 19; Blaylock 41).
In early March, plaintiff was examined by Dr. John Supple, at which time he complained of pain in the third finger of his right hand. (Compl. ¶ 20; Supple Affirm. ¶2; Blaylock 298). Supple gave plaintiff Ibuprofen and, at plaintiffs request, ordered that x-rays be taken of plaintiffs hand. (Compl. ¶ 20; Supple Affirm. ¶ 3; Blaylock 78). Dr. Robert Mueller took the x-rays on March 18 and determined that plaintiff had suffered “no fracture, dislocation or arthritic change, only soft issue swelling.” (Supple Affirm. ¶ 3; Blaylock 78).
At some time prior to August 5, 2005, plaintiff appealed the disciplinary ruling against him. (Compl. ¶ 18). On August 5, the ruling was reversed and ordered expunged from the record. 3 (id.; Blaylock 34). By that point, however, plaintiff had already completed his thirty days of solitary confinement. (Compl. ¶ 19).
B. Procedural History
Plaintiff commenced this action on June 12, 2006, pursuant to
Defendants moved to dismiss plaintiffs state law claim for lack of subject matter jurisdiction. On February 14, 2007, the Court granted defendants’ motion and dismissed the state law claim.
Blaylock v. Borden,
No. 06 Civ. 4387(DC),
DISCUSSION
A. Applicable Law
1. Summary Judgment Standard
Summary judgment is appropriate only where the parties’ submissions “show that there is no genuine issue as to any material fact and that the movant is entitled to a judgment as a matter of law.”
Where a
pro se
litigant is involved, the court must “read the pleadings of a
pro se
plaintiff liberally and interpret them ‘to raise the strongest arguments they suggest.’ ”
McPherson v. Coombe,
2.
To prevail on a
3. Failure to Protect
Under the Eighth Amendment, which applies to states via the Fourteenth Amendment’s due process clause, prison officials must “take reasonable measures to guarantee the safety of inmates in their custody.”
Hayes v. New York City Dep’t of Corr.,
Failure-to-protect claims are treated as challenges to the conditions of confinement.
See Lee,
4. Failure to Provide Proper Medical Treatment
To establish an unconstitutional denial of medical care, a prisoner must prove that prison officials acted with “deliberate indifference to [his] serious medical needs.”
Hathaway v. Coughlin,
First, the alleged deprivation of care must be “sufficiently serious” in objective terms.
Id.
(quoting
Wilson v. Seiter,
Second, the prisoner must “prove that the charged official ‘kn[ew] of and disregarded] an excessive risk to inmate health or safety.’ ”
Johnson v. Wright,
5. Due Process
To prevail on a due process claim in a prisoner discipline case involving solitary confinement, plaintiff must show that he had (1) “ ‘a protected liberty interest in not being confined,’ ” and (2) “ ‘the deprivation of that liberty interest occurred without due process of law.’ ”
Sealey v. Giltner,
A prisoner suffers a deprivation of a liberty interest if an “atypical and significant hardship” resulted from his confinement.
Id.
at 52. “[T]he duration of SHU confinement is a distinct factor bearing on atypicality and must be carefully considered.”
Colon v. Howard,
The assertion that officers falsely accused a prisoner of a disciplinary infraction, however, does not itself create a due process violation because “[t]here must be more, such as retaliation against the prisoner for exercising a constitutional right.”
Boddie v. Schnieder,
B. Application
1. Failure to Protect
a. Officer Borden
Plaintiffs claim that Borden violated his Eighth and Fourteenth rights by failing to protect him from Douglas’s attack is dismissed. Even assuming that Douglas’s attack placed plaintiff at a substantial risk of serious harm, on the record before the Court, a reasonable jury could not find that Borden acted with “the requisite state of mind.” No reasonable jury could find that Borden was aware that plaintiff faced a substantial risk of harm or that Borden failed to take reasonable measures to abate that harm.
First, Borden did not witness the dispute in the recreation area. He had no warning that inmate Douglas might attack plaintiff and knew of no previous ill will between them. (Borden Affirm. ¶¶ 8-9). Plaintiff himself asserts that he had no prior relationship with Douglas and, aside from a disagreement one and a half to two years earlier, they had little communication and harbored no substantial animosity toward each other. 5 (Blaylock Dep. 65:20-67:14). Even after the dispute, plaintiff did not advise Borden that he feared for his safety. Indeed, plaintiff testified at his deposition that the dispute had been “so minor” that even as he saw Douglas approach down the hallway, he “didn’t think [for] one moment” that Douglas would actually attack him. (Id. 76:23-77:8).
*312 Blaylock has presented no evidence from which a jury could find that Borden was aware that Douglas faced a risk of harm. Indeed, Borden states in his affirmation that “fights are very unusual in the Honor Unit” — so much so that “inmates are not restricted to their rooms but allowed to freely walk the unit and enter other inmates rooms.” (Borden Affirm. ¶ 10). In light of the above, no reasonable jury could conclude that Borden acted with deliberate indifference by failing to prevent Douglas from entering plaintiffs cell.
Second, the undisputed evidence shows that once Borden became aware of the altercation in plaintiffs cell, he took reasonable measures to stop it. By plaintiffs own account, Borden arrived within moments of Douglas’s assault. 6 He immediately ordered the men to cease fighting and promptly called for officer assistance. He continued to direct the inmates to stop and place their hands on the wall, until they complied. When Swanson arrived with backup, the officers handcuffed the inmates and escorted plaintiff to the infirmary. None of these facts suggests that Borden failed to take reasonable measures to “abate the harm” caused by Douglas’s attack.
Plaintiff asserts, however, that Borden failed to take reasonable measures because he “stood off shouting orders for inmate Douglas to stop” instead of attempting to physically subdue him. (Compl. ¶ 12). Furthermore, he adds in his opposition papers, Borden should have prevented Douglas from reaching plaintiffs cell since plaintiff had notified Borden of the argument in the recreation room prior to the attack. 7 Neither argument suffices to raise an issue of fact.
First, the assertion that Borden acted improperly by calling for officer assistance instead of jumping into the fight himself is itself unreasonable. Borden was alone with two inmates, one of who had a weapon.
8
(Borden Affirm. ¶ 4). In their affirmations, he and Swanson state that prison officials receive specific training to request assistance and await sufficient backup before physically intervening in an inmate fight “to ensure the safety and security of the inmates and officers.” (Borden Affirm. ¶ 6; Swanson Affirm. ¶ 6). Blaylock has not disputed these statements. Considering that Borden’s actions — arriving promptly on the scene, calling for immediate assistance, and ordering the men to place their hands on the wall — are in line with the officers’ safety protocol, plaintiffs contention that Borden acted with deliberate indifference fails as a matter of law.
See Trammell v. Keane,
Second, even assuming that plaintiff informed Borden about the dispute in the recreation area, he concedes that he gave Borden no indication that it warranted any further concern. To the contrary, by plaintiffs account, he told Borden, “Everything is taken care of. Nothing for me to tell you about. It was just a small incident I had. That is all.” (Blaylock Dep. 84:11— 14). Certainly these words, and plaintiffs own surprise at the attack, undermine the *313 notion that he put Borden on notice of the danger that he faced. In his opposition, plaintiff suggests that Borden should have known better than to take plaintiffs assessment of the risk as authoritative. (See Pl. Opp. 10). On the record before the Court, however, no reasonable jury could find Borden liable on that basis. Accordingly, the failure-to-protect claim against Borden is dismissed.
b. Sergeant Swanson
The failure-to-protect claim against Officer Swanson fails as well. Officer Swanson arrived at the cell, in plaintiffs words, “seconds after” the inmates had complied with Borden’s orders to put their hands on the wall. (Compl. ¶ IS). Plaintiff does not contend that Swanson was tardy in responding or failed to provide sufficient assistance in detaining Douglas. Instead, he alleges in his opposition that Swanson is liable because he was Borden’s immediate supervisor and “had full knowledge that [Hjousing [Ujnit 21 ... was not sufficiently staffed] on February 4” and yet failed to temporarily assign a second officer to the area. 9 (Pl. Opp. 10,15). This does not suffice.
First, Swanson’s status as Borden’s supervisor does not, by itself, provide grounds for liability.
See Prince,
2. Deliberate Indifference to Medical Needs
a. Dr. Supple
Plaintiffs claim that Supple violated his constitutional rights by failing to provide proper medical care is dismissed. Plaintiffs conclusory allegation that “Supple failed to take proper and minimal medical care in his treatment of plaintiff’ by not transporting him to a hospital or medical facility for prompt x-rays fails to establish liability.
First, plaintiff fails to provide evidence from which a reasonable jury could conclude that he suffered a serious deprivation of care with respect to his hand. Dr. Supple examined plaintiff at the beginning of March and, on the same day, placed an order for x-rays of plaintiffs right hand. 11 *314 That x-ray, taken on March 18, revealed “no fracture, dislocation or arthritic change.” (Supple Affirm. ¶ 3; Blaylock 78). Even assuming that Supple could have expedited the process by sending plaintiff to an outside facility, as a matter of law, Supple did not cause a delay of medical care that placed defendant at risk because the x-ray results indicated that plaintiff suffered “no acute bone injury.” (Blaylock 78).
Second, even assuming plaintiffs injury was “sufficiently serious” to support a 1983 claim, there is no evidence that Supple acted with deliberate indifference. Supple ordered an x-ray of plaintiffs hand even though he “doubted that there was a fracture.” (Supple Affirm. ¶ 2; see Blaylock 298). The x-ray results likewise revealed no fracture. These facts do not indicate that Supple knew plaintiff faced a risk but deliberately failed to act upon it. To the contrary, the undisputed facts show that Supple doubted that plaintiff faced a risk, but acted nonetheless.
Plaintiff asserts in his opposition papers that a 2007 MRI of his hand revealed nerve damage and that this further establishes Supple’s liability. (See PI. Opp. 13-14 & Exs. A-C). It does not. While it is possible that plaintiff suffered additional, previously undetected injuries, the focus of the Court’s inquiry is not the seriousness of plaintiffs injuries in the abstract, but whether the alleged deprivation of care placed plaintiff at substantial risk of harm. Here, there is no suggestion that the timing of plaintiffs x-ray had any connection to plaintiffs risk for nerve damage nor any evidence that Supple knew that defendant faced that risk but acted with indifference to it. Accordingly, plaintiffs claim that Supple violated his constitutional rights by acting with deliberate indifference to his medical needs is dismissed. 12
b. Officer Borden and Sergeant Swanson
The medical indifference claims against Borden and Swanson are also dismissed because plaintiff provides no basis to support them. The officers had plaintiff escorted to the infirmary for a medical examination after his fight with Douglas. They were neither medical officials nor in charge of deciding the type of treatment he should receive. Nonetheless, plaintiff asserts that rather than simply taking him to the infirmary, they “should have demanded that plaintiff be given a full examination consistent with his injuries.” (PI. Opp. 15). This argument fails — plaintiff provides no reason for the Court to assume that the medical staff required the officers’ direction to conduct an appropriate examination. The medical indifference claims against Borden and Swanson are thereby dismissed.
3. Due Process
Plaintiffs claim that Borden and Swanson violated his due process rights by causing him to be wrongfully disciplined is also dismissed. The parties generally agree on the key sequence of events that unfurled in plaintiffs cell: Borden arrived to find the inmates engaged in a physical altercation, with Douglas wielding a metal pipe, and promptly requested assistance *315 and ordered the men to place them hands on wall. Even assuming that the officers were “in receipt of sufficient information that plaintiff had not initiated, nor provoked the assault upon his person,” and failed “to sufficiently and truthfully inform the hearing officer,” as a matter of law, they did not cause plaintiff to suffer a deprivation without due process.
First, neither officer was called to testify at plaintiffs disciplinary hearing, rendering the allegation that they failed to “truthfully inform the hearing officer” misleading.
Second, even assuming the misbehavior report was “false” because it did not indicate that plaintiff was not the initial aggressor, it did not violate Blaylock’s due process rights. A false accusation does not, on its own, constitute a due process violation.
Boddie,
CONCLUSION
For the foregoing reasons, defendants’ motion for summary judgment is granted and plaintiffs claims are dismissed. The Clerk of the Court shall enter judgment dismissing the complaint, with prejudice but without fees or costs.
SO ORDERED.
Notes
. Although plaintiff's complaint is not verified, the Court gives him the benefit of the doubt and, for the purpose of this motion, treats the complaint as an affidavit.
. Documents cited as "Blaylock (page number)" are date-stamped pages drawn from Knudsen Decl. Ex. E.
. The complaint does not explain why the ruling was reversed. Defendants assert that the ruling was reversed because the tapes of plaintiff's disciplinary hearing "were accidentally destroyed.” (See Def. Mem. 4; Blaylock 34, 37)
. The complaint only specifies a Fourteenth Amendment violation with respect to count one. While it is unclear whether plaintiff did so intentionally, the Court evaluates the claim under the Eighth Amendment for it amounts to a challenge to the conditions of his imprisonment.
See County of Sacramento v. Lewis,
. Plaintiff notes in his deposition that Douglas had previously complained that plaintiff "was too close to the officers” but that the two inmates very rarely interacted and plaintiff treated him no differently than he treated anyone else. (Blaylock Dep. 65:20-66:19).
. Borden states, and plaintiff does not dispute, that he only noticed that Douglas was carrying a pipe after the fight in plaintiff’s cell had already commenced. (Borden Affirm. ¶ 3).
. Borden denies that plaintiff informed him about the dispute in the recreation room prior to the fight in plaintiff’s cell. (Borden Suppl. Affirm. ¶ 1).
.Borden states that he was not carrying a baton and that, as batons were optional, most officers at Fishkill did not carry them. (Borden Suppl. Affirm. V 2).
. In opposing summary judgment, plaintiff also includes affidavits from two former inmates who resided in other units and assert that based on their general observations and conversations with other inmates, they "knew that all of the housing units were staffed with two officers at all times.” (See PL Opp. Exs. F, G).
. Defendants contend (and provide a job description to support the contention) that between 6:00 and 9:15 PM, the second officer on duty is generally posted to the package room, leaving one officer at the housing unit. (Borden Suppl. Affirm. II 3; Swanson Suppl. Affirm. ¶ 1; see Correction Officer Form).
.In his complaint, plaintiff states that he visited Dr. Supple on March 3; his opposition papers state that Supple examined him on March 1. (Comp. ¶ 20; Pl. Opp. 14). The "Request for Radiological Examination” is *314 also dated March 1 (Blaylock 78; see Supple Affirm. ¶ 2). These difference are minor as the parties do not dispute that the x-ray was not taken until March 18.
. The complaint makes no factual allegations against defendant Jane Doe, save to mention that she "ignored his visible injuries'' along with Borden and Swanson. (Compl. ¶ 8). Plaintiff makes no further mention of her in his opposition. To the extent he brings a medical indifference claim against Jane Doe, it is dismissed as well, for no reasonable jury could find a basis for holding her liable.
. Plaintiff’s claim also fails because, in general, a thirty-day confinement under normal SHU conditions does not constitute an atypical, significant hardship implicating a protected liberty interest.
See Palmer v. Richards,