Lead Opinion
Wake County voters are divided into four districts for purposes of exercising their constitutional right to elect superior court judges. However, the General Assembly gives residents in Superior Court District 10C approximately one-fifth, or only 20%, of the voting power of residents in Superior Court District 10A. Likewise, residents of Superior Court Districts 10B and 10D have approximately one-fourth, or 25% of the voting power of residents in Superior Court District 10A.
In this case we consider whether the Equal Protection Clause of the North Carolina Constitution applies to the General Assembly’s
FACTUAL AND PROCEDURAL BACKGROUND
Both parties stipulated before the trial court as to the factual basis of this matter. According to the 2000 United States Census, Superior Court District 10A has a total population of 64,398 residents; District 10B has a total of 281,493 residents; District 10C has a total of 158,812 residents; and District 10D has a total of 123,143 residents. In 1987, pursuant to the then current version of N.C.G.S. § 7A-41, Districts 10A, 10C, and 10D each elected one superior court judge, while District 10B elected two superior court judges. However, in 1993 the General Assembly amended N.C.G.S. § 7A-41 to provide for the election of another superior court judge from District 10A, establishing the current districts as follows:
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Plaintiffs Brian L. Blankenship and Thomas J. Dimmock are licensed attorneys who are qualified to run for the office of superior court judge in their respective districts, 10B and 10C. Plaintiff Frank D. Johnson is a citizen, taxpayer, and registered voter who resides in Superior Court District 10D. On 5 December 2005, by the filing of a complaint and the issuance of a civil summons, plaintiffs commenced suit against the North Carolina State Board of Elections; Gary Bartlett, in his official capacity as Executive Director of the State Board of Elections; and Roy Cooper, in his official capacity as Attorney General of Nоrth Carolina. In their complaint, plaintiffs allege that the 1993 amendment to N.C.G.S. § 7A-41 unconstitutionally created an additional superior court judgeship in Wake County’s District 10A. On 9 December 2005, then Chief Justice I. Beverly Lake, Jr. designated this case as “exceptional” under Rule 2.1 of the General
The trial court expedited the discovery and motions process and on 8 February 2006, following a two day bench trial, entered a judgment and order in favor of plaintiffs. The trial court concluded that the General Assembly acted arbitrarily and capriciously in creating “the judiciаl districts for superior court judges assigned to Wake County” and that “[t]he current districting plan for the election of superior court judges allocated to Wake County, North Carolina creates unequal weighing of votes.” Based on the factual findings, the trial court concluded as a matter of law that N.C.G.S. § 7A-41 “as it applies to Wake County, North Carolina, is unconstitutional” because it “denies plaintiffs equal protection of the law under N.C. Const. Article I, § 16.” The trial court stayed its order and judgment pending appeal.
Defendants appealed the trial court’s judgment and order to the Court of Appeals, which held that there is no requirement of population proportionality in state judicial elections, that the trial court failed to consider evidence properly submitted by defendants, and that the trial court erred in finding that the General Assembly acted arbitrarily and capriciously in establishing the superior court districts at issue. This Court allowed plaintiffs’ petition for discretionary review on 9 October 2008.
ANALYSIS
Plaintiffs’ Equal Protection Challenge
We must first determine whether the Equal Protection Clause of Article I, Section 19 of the North Carolina Constitution requires any degree of population proportionality in the districts drawn for the election of superior court judges. We conclude that it does.
The Equal Protection Clause of Article I, Section 19 of the State Constitution “prohibits the State from denying any person the equal protection of the laws.” Stephenson v. Bartlett,
The right to vote is one of the most cherished rights in our system of government, enshrined in both our Federal and State Constitutions. See U.S. Const. amend. XV; N.C. Const. art. I, §§ 9, 10, 11. “No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live.” Wesberry v. Sanders,
Although federal courts have articulated that the “one-person, one-vote” standard is inapplicable to state judicial elections, there is considerable tension in the jurisprudence, as clearly illustrated by Chisom v. Roemer,
The presence of this seeming contradiction is not surprising. Judges are “often called upon to disregard, or even to defy, popular sentiment,” creating a “fundamental tension between the ideal character of the judicial office and the real world of electoral politics.” Chisom,
At the same time, we readily recognize that many important interests are relevant to the crafting of judicial districts aside from mere population numbers. For instance, “[convenience is an essential factor in arranging an effective judicial system, since it is often necessary for a judge to hear emergency measures.” Buchanan,
We conclude that judicial elеctions have a component that implicates the fundamental right to vote and a separate component that is
Federal equal protection analysis рrovides us with another framework under which plaintiffs’ claims should be decided. Federal courts have applied intermediate scrutiny in cases involving semisuspect classes, such as distinctions based upon gender, Craig v. Boren,
The dissenting opinion in Plyler recognized that the Court had “patch[ed] together bits and pieces of what might be termed [a] quasi-suspect-class and quasi-fundamental-rights analysis.” Id. at 244 (Berger, C.J., dissenting). Other federal courts have reсognized that “quasi-fundamental rights” are subject to a higher level of scrutiny than rational basis and a lower level of scrutiny than strict scrutiny. See United States v. Harding,
The North Carolina Constitution calls for the election of superior court judges and thus guarantees an individual right of the people to vote in those elections. N.C. Const. art. IV, § 9. “[A] constitution cannot be in violation of itself, and [] all constitutional provisions must be read in pari material]” Stephenson,
Federal jurisprudence offers an analogous situation in the realm of free speech. Individuals have challenged laws on the theory that regulation of certain types of conduct impermissibly restricts the First Amendment right to free speech. See, e.g., United States v. O’Brien,
The Supreme Court held that when protected speech is combined with generally unprotected conduct, “a sufficiently important governmental interest in regulating the nonspeech element can justify incidental limitations on First Amendment freedoms.” Id. The Court then stated the level of scrutiny to be applied:
[W]e think it clear that a government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Expressive conduct, which combines elements of a fundamental right with conduct generally subject to regulation reviewed, only for a rational basis, is analogous to judicial elections, in that such elections combine representative and nonrepresentative aspects. We therefore apply a similar standard of intermediate scrutiny when considering equal protection challenges to judicial districts. Judicial districts will be sustained if the legislature’s formulations advance important governmental interests unrelated to vote dilution and do not weaken voter strength substantially more than necessary to further those interests.
We have already noted several important governmental interests, but decline to fashion an exhaustive list. In addition to compliance with federal voting rights laws, see Chisom,
We emphasize that a plaintiff must make a prima facie showing of considerable disparity between similarly situated districts in order to trigger constitutional review. In the instant case, plaintiffs have demonstrated gross disparity in voting power between similarly situated residents of Wake County. In Superior Court District 10A, the voters elect one judge for every 32,199 residents, while the voters of the other districts in Wake County, 10B, 10C, and 10D, elect one judge per every 140,747 residents, 158,812 rеsidents, and 123,143 residents, respectively. Thus, residents of District 10A have a voting power roughly five times greater than residents of District 10C, four and a half times greater than residents of District 10B, and four times greater than residents of District 10D. No other subdivided district in the State comes close to the degree of disproportionality found in District 10. Even comparing District 10A with dissimilar districts throughout the State, the voting strength disparity between District 10A and the other subdivisions of District 10 is unique. According to documents filed with this Court, District 10A has the lowest resident-to-judge ratio of any district in the State, while District 10C has the second highest resident-to-judge ratio.
In sum, plaintiffs have made the required prima facie showing, triggering the State’s duty to demonstrate significant interests that justify the legislature’s subdivisions within District 10 and to show that the disparity in voter strength is not substantially greater than necessary to accommodate those interests. In the event the trial court finds a violation of state equal protection law, it should defer initially tо the General Assembly for resolution. See, e.g., Hoke Cty. Bd. of Educ. v. State,
Accordingly, we remand this case to the Court of Appeals for further remand to the trial court with orders to hold a new hearing and determine whether the State can meet its burden as set forth in this opinion.
Admission of the Reinhartsen Affidavit and Exhibits
Defendants filed the affidavit of Paul Reinhartsen, a Research Specialist for Legal Services for the Administrative Office of the Courts, with the trial court in support of their position. This affidavit states that Reinhartsen “maintain[s] and ha[s] access to previous submissions of the Administrative Office of the Courts” to the United States Department of Justice for preclearance under Section 5 of the Voting Rights Act. Attached to Reinhartsen’s affidavit was what is described in the affidavit as “a true and accurate copy of the preclearance submission of 1993 Sess. Laws C. 321, §§ 200.4, 200.5 and 200.6,” along with “related responses from the United States Department of Justice.”
The Court of Appeals held that the exhibits attached to Reinhartsen’s affidavit were admissible under Rule 803(8) of the North Carolina Rules of Evidence, and we agree. Rule 803(8) provides:
*529 Public Records and Reports. — Records, reports, statements, or data compilations, in any form, of public officеs or agencies, setting forth (A) the activities of the office or agency, or (B) matters observed pursuant to duty imposed by law as to which matters there was a duty to report, excluding, however, in criminal cases matters observed by police officers and other law-enforcement personnel, or (C) in civil actions and proceedings and against the State in criminal cases, factual findings resulting from an investigation made pursuant to authority granted by law, unless the sources of information or other circumstances indicate lack of trustworthiness.
N.C.G.S. § 8C-1, Rule 803(8) (2007). It is undisputed that the General Assembly has required the Administrative Office of the Courts to submit to the Attorney General of the United States “all acts of the General Assembly that amend, delete, add to, modify or repeal any provision of Chapter 7A of the General Statutes of North Carolina which constitutes a ‘change affecting voting’ under Section 5 of the Voting Rights Act of 1965.” Id. § 120-30.9C (2007).
Thus, the records kept by the Administrative Office of the Courts concerning its submissions to the United States Department of Justice clearly fall within the purview of Rule of Evidence 803(8) as public records. Accordingly, the records are admissible insofar as they are relevant. See id. § 8C-1, Rule 402 (2007) (“All relevant evidence is admissible, except as otherwise provided by the Constitution of the United States, by the Constitution of North Carolina, by Act of Congress, by Act of the General Assembly or by these rules.”).
After concluding the affidavit and exhibits were admissible under Rule 803(8), the Court of Appeals further determined that the trial court erred by admitting Exhibit A to the affidavit “on only a limited basis.” Blankenship,
The transcript reflects that plaintiffs moved the trial court to strike the affidavit and attached exhibits on the grounds that the documents were hearsay and many statements contained in the exhibits were opinions expressed without the declarant’s personal knowledge of matters underlying those opinions. Throughout the conversation with counsel for both parties regarding the affidavit and attached exhibits, the trial court indicated at least three times that it was
Notably, the trial court’s ultimate ruling was that the evidence at issue was admitted. In expressing caution over some of the material, the trial court did not admit the evidence only on a limited basis. Rather, the trial court recognized nothing more than what Rule 803(8) acknowledges already in its closing phrase — some “sources of information or other circumstances” may “indicate [a] lack of trustworthiness” in certain public records and reports. N.C.G.S. § 8C-1, Rule 803(8) (2007); id. cmt. (stating that “[t]he phrase ‘unless the sources of information or other circumstances indicate lack of trustworthiness’ applies to all three parts of the [Rule 803(8)] exception”). Pursuant to the last phrase of Rule 803(8), a trial court may decide in its discretion to exclude a public record or report altogether for “lack of trustworthiness.” Instead, the trial court in the case sub judice admitted the evidence at issue in its discretion and then apparently made findings of fact based on what it considered trustworthy information. There is no inherent error in taking that course of action.
Defendants seem to argue that Rule 803(8) required the trial court to admit the evidence and that the admitted evidence then inexorably compelled the trial court to make findings of fact consistent with defendants’ interpretation of that evidence. We disagree. Defendants may attack the trial court’s findings of fact as being unsupported by competent evidence or challenge whether those factual findings in turn support the trial court’s ultimate conclusions of law, see, e.g., State v. Williams,
CONCLUSION
Because the Equal Protection Clause of the North Carolina Constitution requires intermediate scrutiny of districts drawn for the election of superior court judges and because we find that the trial court properly considered the evidence before it, we reverse the decision of the Court of Appeals and remand the case to the Court of Appeals for further remand to the trial court for further proceedings not inconsistent with this opinion.
Notes
. This information is based on data contained in a document in the record entitled “Plan Statistics — Plan: Superior Courts 2005.” The document does not include population numbers from District 12 or District 14.
. The affidavit also noted that nоt all of the approximately 250 page session law was included, but only those portions relevant to the pending litigation.
Dissenting Opinion
dissenting.
Because I conclude that the election of superior court judges does not implicate the equal protection principle of “one person, one vote,” I would hold that the judicial districting plan for Wake County set forth in N.C.G.S. § 7A-41 does not violate the Equal Protection Clause of the North Carolina Constitution. I therefore respectfully dissent.
It should first be noted “that ‘this Court gives acts of the General Assembly great deference, and a statute will not be declared unconstitutional under our Constitution unless the Constitution clearly prohibits that statute.’ ” Rhyne v. K-Mart Corp.,
The majority determines that the Equal Protection Clause of the North Carolina Constitution requires population proportionality in superior court districts. I disagree on several grounds.
First'and foremost, superior court judges do not serve in a representative capacity, and their election therefore does not implicate the “one person, one vote” principle of equal protection. Population proportionality is important in legislative elеctions as it allows all voters to “enjoy the same representational influence or ‘clout.’ ” Stephenson,
Because judges serve the general public in a nonrepresentative capacity, there is no unequal protection amоng the voters of different districts that would trigger equal protection concerns:
“[T]he one man-one vote doctrine, applicable as it now is to selection of legislative and executive officials, does not extend to the judiciary. Manifestly, judges and prosecutors are not representatives in the same sense as are legislators or the executive. Their function is to administer the law, not to espouse the cause of a particular constituency. Moreover there is no way to harmonize selection of these officials on a pure population standard with the diversity in type and number of cases which will arise in various localities, оr with the varying abilities of judges and prosecutors to dispatch the business of the courts. An effort to apply a population standard to the judiciary would, in the end, fall of its own weight.”
Holshouser,
The second ground upon which I dissent is that the plain language of our Constitution, which expressly provides for flexibility in fashioning judicial districts, supports the judicial districting plan set forth in N.C.G.S. § 7A-41. Article IV, section 9 of the North Carolina Constitution provides: “The General Assembly shall, from time to time, divide the State into a convenient number of Superior Court judicial districts and shall provide for the election of one or more Superior Court Judges for each district.” N.C. Const. art. IV, § 9(1) (emphasis added). As this Court stated in State ex rel. Martin v. Preston,
Our Constitution anticipates that the needs of the state will change over time. It specifically provides that “[t]he General*533 Assembly shall, from time to time, divide the State into a convenient number of Superior Court judicial districts . ...” N.C. Const, art. IV, § 9(1) (emphasis added). Contrary to the plaintiffs argument, there is no prohibition in our Constitution against the splitting of counties when creating superior court districts. Instead, our Constitution only requires that any division of the state into judicial districts be “convenient.”
In contrast to the flexibility granted under Article IV, the language in our Constitution regarding the election of representatives and senators is much more specific, see N.C. Const. art. II, §§ 3 and 5. Redistricting of legislative elections occurs “at the first regular session convening after the return of every decennial census of population taken by order of Congress,” id., as opposed to the general guide of “from time to time,” id. art. IV, § 9, for the eleсtion of superior court judges. The specificity with which the population proportionality is required by our Constitution (“Each [legislator] shall represent, as nearly as may be, an equal number of inhabitants, the number of inhabitants that each [legislator] represents being determined for this purpose by dividing the population of the district that he represents by the number of [legislators] apportioned to that district . . . .” id. art. II, §§ 3(1) and 5(1) (emphasis added)) stands in sharp contrast to the guidelines for creating a “convenient” number of districts within the state for judicial elections. Id. art. IV, § 9.
I must also note that the superior court division is a single unified court, having statewide jurisdiction, see id. art. IV, § 2, and that under our Constitution, rotation of superior court judges among the districts “shall be observed.” Id. art. IV, § 11. Thus, requiring proportional representation in this case has the potential to affect other judicial districts in the state. See New York Ass’n of Trial Lawyers,
Finally, the majority’s determination that principles of equal protection require population proportionality in judicial districts is contrary to every other jurisdiction that has considered this issue.
The numerous courts which have been presented with judicial election cases are in rare unanimity on this point. Judicial officers are not subject to the one person-one vote principle and therefore a state’s choice regarding the method of electing its judiciary is not subject to an equal protection challenge.
Given the lack of equal protection concern and the' well-established presumption in favor of the constitutionality of legislative acts, I would hold that N.C.G.S. § 7A-41 does not violate the Equal Protection Clause of the North Carolina Constitution and would affirm the Court of Appeals. As I conclude the trial court erred in declaring N.C.G.S. § 7A-41 unconstitutional, I need not address whether the trial court properly excluded evidence. I respectfully dissent.
