564 N.W.2d 130 | Mich. Ct. App. | 1997
Arthur R. BLANK, David Leroy Davis and Steve Alan Laird, Petitioners-Appellants and Cross-Appellees,
v.
DEPARTMENT OF CORRECTIONS and Office of Regulatory Reform, Respondents-Appellees and Cross-Appellants.
Walter MILLER, Plaintiff-Appellant,
v.
DEPARTMENT OF CORRECTIONS, Defendant-Appellee.
Court of Appeals of Michigan.
*132 Prison Legal Services of Michigan, Inc. by Sandra Girard, Jackson, for Arthur R. Blank and others.
Walter Miller, in pro per.
Frank J. Kelley, Atty. Gen., Thomas L. Casey, Sol. Gen., and Thomas C. Nelson and George N. Stevenson, Asst. Attys. Gen., for Dept. of Corrections.
Fraser Trebilcock Davis & Foster, P.C. by David E. S. Marvin and Michael S. Ashton, Lansing, for Joint Committee on Administrative Rules and others.
Before McDONALD, P.J., and MURPHY and M.F. SAPALA[*], JJ.
*131 MURPHY, Judge.
Introduction
In these cases, we are called on to decide the constitutionality of a current statutory scheme that essentially requires that administrative rules established by the Michigan Department of Corrections (DOC) and other state administrative agencies be submitted to a joint committee of the Legislature for approval before becoming effective. We hold that the existing procedure, which effectively empowers the Legislature's Joint Committee *133 on Administrative Rules (JCAR) to veto administrative rules, fails to satisfy the enactment and presentment provisions of the Michigan Constitution, which require that laws be initiated by bill, enacted by the Legislature as a whole body, and presented to the Governor for approval.
Petitioners in Docket No. 188881 appeal as of right the trial court's order that denied their writ for mandamus to block enforcement of visitation rules promulgated by the DOC. Plaintiff in Docket No. 190011 appeals as of right the trial court's grant of summary disposition in favor of defendant in an action seeking to enjoin enforcement of department-wide visitation rules. We affirm both cases.[1]
Procedural History Behind the DOC's Adoption of the Rules at Issue
Before March 1995, R 791.6607 allowed each correctional institution to establish its own "reasonable visiting hours." In March 1995, the DOC's deputy director issued a memorandum outlining a new, standardized visitation policy to be uniformly applied throughout the department. Subsequently, the DOC began promulgating a new visitation policy in the form of administrative rules in accordance with the Administrative Procedures Act (APA), M.C.L. § 24.201 et seq.; M.S.A. § 3.560(101) et seq., and held public hearings regarding the proposed rules as required by the APA.
The DOC then submitted its proposed rules to the JCAR, which is a committee made up of five members of the House of Representatives and five members of the Senate, M.C.L. § 24.235; M.S.A. § 3.560(135), in accordance with M.C.L. § 24.245; M.S.A. § 3.560(145) (hereinafter referred to as § 45 of the APA). The JCAR held public hearings regarding the proposed rules, but failed to approve them. Subsequently, the JCAR scheduled another hearing regarding the proposed rules. However, before that second hearing, the DOC withdrew the rules from the JCAR's consideration. At the same time, the DOC's director adopted the rules and forwarded them to the Governor and respondent Office of Regulatory Reform.
The rules were promulgated on August 10, 1995, when the Office of Regulatory Reform transmitted the rules to the Secretary of State as required by the APA. M.C.L. § 24.246(1); M.S.A. § 3.560(146)(1). However, the rules were not accompanied by a certificate of legislative or JCAR approval, which is also required by the APA. Id. On August 25, 1995, the rules became effective.
1995 AACS, R 791.6607 establishes department-wide, uniform visitation hours and quotas, but made exceptions for non-family member attorneys and clergy. R 791.6609 institutes the adoption of approved visitor lists consisting of the prisoner's immediate family members and ten other persons, and also gave the director of the DOC discretion to restrict visitation as a sanction for specified instances of prisoner misconduct. R 791.6611 sets forth circumstances under which a particular visitor may be restricted from visiting a prisoner. R 791.6614 sets forth circumstances under which visits may be limited to noncontact visitation. R 791.5505 provides for sanctions, including restitution, for major and minor misconduct.
Procedural History of the Cases at Bar
Docket No. 188881
Petitioners filed a petition seeking a writ of mandamus to block implementation of the March 1995 memorandum and compel respondents to comply with the rule-promulgation requirements of the APA. A show cause hearing was held on August 11, 1995. At that hearing, respondents introduced a copy of the rules adopted and promulgated on August 10, 1995. The trial court ruled that the memorandum was a valid exercise of discretion under the August 10, 1995, rules and denied petitioners' request for a writ of mandamus.
Subsequently, petitioners filed a complaint for a writ of mandamus and a temporary restraining order to block enforcement of the *134 August 10, 1995, rules. Petitioners' main, but not only, contention was that the rules were invalid because they did not comply with §§ 45 and 46 of the APA. Respondents argued that §§ 45 and 46 were unconstitutional and that the rules therefore did not need to meet their requirements. The trial court agreed with respondents and denied petitioner's request for mandamus.
Docket No. 190011
In April 1995, plaintiff also brought suit against the DOC seeking to enjoin it from enforcing the visitation policy established by defendant's March 1995 memorandum. The trial court ruled that plaintiff had failed to carry his burden of demonstrating a threat of irreparable harm, and it denied his motion for a temporary restraining order. The trial court also dismissed plaintiff's complaint.
These cases were consolidated by this Court on March 27, 1996.
Discussion
Docket No. 188881
I
First, petitioners claim that the trial court erred in ruling that §§ 45 and 46 of the APA were unconstitutional. We disagree. The constitutionality of a statute is a question of law that this Court reviews de novo. Gilson v. Dep't of Treasury, 215 Mich.App. 43, 49, 544 N.W.2d 673 (1996).
Generally, the failure of an administrative agency to follow the approval process of the APA renders the rule void. Goins v. Greenfield Jeep Eagle, Inc., 449 Mich. 1, 9, 534 N.W.2d 467 (1995). Agencies comply with the mandates of the APA by utilizing the following process: (1) giving public notice of the proposed rules, (2) holding public hearings, and (3) submitting the proposed rule to the JCAR. AFSCME v. Dep't of Mental Health, 452 Mich. 1, 10, n. 8, 550 N.W.2d 190 (1996). After an agency submits a rule to the JCAR, § 45 of the APA applies. Section 45 provides, in pertinent part:
(8) If the committee approves the proposed rule within the time period provided by subsection (6), the committee shall attach a certificate of its approval to all copies of the rule bearing certificates except 1 and transmit those copies to the agency.
(9) If, within the time period provided by subsection (6), the committee disapproves the proposed rule or the committee chairperson certifies an impasse after votes for approval and disapproval have failed to receive concurrent majorities, the committee shall immediately report that fact to the legislature and return the rule to the agency. The agency shall not adopt or promulgate the rule unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rule within 60 days after the committee report has been received by, and read into the respective journal of, each house.
(b) The committee subsequently approves the rule.
(10) If the time permitted by this section expires and the committee has not taken action under either subsection (8) or (9), then the committee shall return the proposed rules to the agency. The chairperson and alternate chairperson shall cause concurrent resolutions approving the rule to be introduced in both houses of the legislature simultaneously. Each house of the legislature shall place the concurrent resolution directly on its calendar. The agency shall not adopt or promulgate the rule unless 1 of the following occurs:
(a) The legislature adopts a concurrent resolution approving the rule within 60 days after introduction by record roll call vote. The adoption of the concurrent resolution requires a majority of the members elected to and serving in each house of the legislature.
(b) The agency resubmits the proposed rule to the committee and the committee approves the rule within the time permitted by this section.
In 1977, our Supreme Court was asked to render an advisory opinion on the constitutionality of the above process. Request for Advisory Opinion on Constitutionality of 1977 Pa. 108, 402 Mich. 83, 86-87, 260 N.W.2d 436 (1977). The Court declined to address the issue. Today we address the *135 issue and align ourselves with the position taken by a majority of our sister states that mandating the type of legislative approval process for agency rules set forth in § 45 of the APA is unconstitutional.[2]
For example, in State v. A.L.I.V.E. Voluntary, 606 P.2d 769 (Alas, 1980), the issue was the validity of a statute that allowed the legislature to annul an agency regulation by concurrent resolution. The Alaska Supreme Court struck down the statute as violating the state constitution's enactment provisions. The court held that the legislature may act by resolution in an advisory capacity, but that "when it means to take action having a binding effect on those outside the legislature it may do so only by following the enactment procedures." Id. at 773. The court went on to state that while "the power to void agency regulations could be exercised by either the legislature, or by an agency, when the legislature exercises such power it must do so while acting as a legislature. It may not grant itself power to act as an agency." Id. at 778.
In Opinion of the Justices, 121 N.H. 552, 431 A.2d 783 (1981), the issue was the validity of a procedure that empowered standing committees of both houses of the legislature to review and reject rules proposed by state agencies. The justices concluded that because the agencies' rule-making authority derives solely from power that the legislature delegates to them, the legislature may properly condition the exercise of that delegated authority upon legislative approval. Id. at 559, 431 A.2d 783. However, the justices opined that the legislature must act in accordance with the constitutional limitations placed upon it, i.e., action by a quorum of both houses. Id. at 559-560, 431 A.2d 783. The justices went on to state that, although "the legislature may delegate a portion of the legislative authority to an administrative agency which is not subject to this requirement, it may not delegate its lawmaking authority to a smaller legislative body and thereby evade the requirement for action by a majority of a quorum of both legislative bodies." Id. at 560, 431 A.2d 783.
In State ex rel. Barker v. Manchin, 167 W.Va. 155, 279 S.E.2d 622 (1981), the West Virginia Supreme Court was confronted with a statute that conditioned the effectiveness of agency rules on the approval of a joint committee of both houses of the legislature. The court held that while "the Legislature has the power to void or to amend administrative rules and regulations, when it exercises that power it must act as a legislature through its collective wisdom and will, within the confines of the enactment procedures mandated by our constitution. It cannot invest itself with the power to act as an administrative agency in order to avoid those requirements." Id. at 173, 279 S.E.2d 622. The court went on to state that some procedure for review of agency rules may be warranted, but that any legislative review must be done "within the limits of the separation of powers doctrine and according to the system of checks and balances in our governmental framework." Id. at 176, 279 S.E.2d 622.
The United States Supreme Court has also expressed its opinion regarding the constitutionality of legislative vetoes in the federal context. In Immigration & Naturalization Service v. Chadha, 462 U.S. 919, 103 S. Ct. 2764, 77 L. Ed. 2d 317 (1983), the Court considered the constitutionality of a provision in a federal statute that gave the Attorney General authority to suspend a deportation and allowed one House of Congress, by resolution, to invalidate the Attorney General's decision. The Court held that the legislative veto provision was unconstitutional, violating the Presentment and Bicameralism Clauses of the Constitution. The Court stated:
Disagreement with the Attorney General's decision on Chadha's deportation ... no less than Congress' original choice to delegate to the Attorney General the authority *136 to make that decision, involves determinations of policy that Congress can implement in only one way; bicameral passage followed by presentment to the President. Congress must abide by its delegation of authority until that delegation is legislatively altered or revoked. [Id. at 954-955, 103 S. Ct. at 2786.]
In Michigan, it is undisputed that the Legislature may delegate authority to administrative agencies to make rules and exercise discretion. Argo Oil Corp. v. Atwood, 274 Mich. 47, 52, 264 N.W. 285 (1935). However, § 45 of the APA attempts to take back some of that authority and condition its exercise on the approval of the Legislature. We agree with the previously cited authority that such a procedure is unconstitutional. Once the Legislature has, by law, delegated rule-making authority to an agency, it must abide by that delegation and not interfere with that authority until altered or revoked by law. Chadha, supra at 955, 103 S. Ct. at 2786.
In Michigan, Const. 1963, art. 4, § 1 provides that "[t]he legislative power of the State of Michigan is vested in a senate and a house of representatives." Const. 1963, art. 4, § 22 provides that "[a]ll legislation shall be by bill and may originate in either house." According to Const. 1963, art. 4, § 26, "[n]o bill shall become a law without the concurrence of a majority of the members elected to and serving in each house." Then, pursuant to Const. 1963, art. 4, § 33, "[e]very bill passed by the legislature shall be presented to the governor before it becomes a law." Because the procedures in § 45 do not mirror the requirements of article 4 of our constitution, the Legislature is interfering with the delegated authority by something short of a "law." By giving the JCAR the authority to veto administrative rules proposed by an executive agency, the Legislature has delegated legislative power to a smaller legislative body that can effectively negate a valid action of an agency without following the restrictions of article 4 of our constitution. Although administrative rules have the force and effect of law, when an agency makes rules, it is not "legislating," and therefore not bound by the requirements of article 4, because it must act pursuant to and within the confines of the legislative delegation of power. See Westervelt v. Natural Resources Comm., 402 Mich. 412, 440-441, 263 N.W.2d 564 (1978) (Williams, J.). However, when the JCAR acts, it has the power to speak on the subject at issue without any specified limitations and, in accordance with its own will, it is essentially "legislating" without the confines of article 4. Id. The Legislature may not do indirectly what it cannot do directly. Brennan v. Recorder of the City of Detroit, 207 Mich. 35, 39, 173 N.W. 511 (1919). Even when the Legislature acts by concurrent resolution, it is not making "law." Such resolutions are not "bills" and are not presented to the Governor for approval as required by article 4 of our constitution. See Becker v. Detroit Savings Bank, 269 Mich. 432, 434-436, 257 N.W. 853 (1934). Therefore, because § 45 of the APA violates article 4 of our constitution, it is invalid. As a result of this holding, the requirement in § 46 of the APA that an agency may not file a rule with the Secretary of State without a certificate of legislative approval is rendered a nullity.
In a broader sense, by concluding that § 45 of the APA violates the enactment and presentment requirements of the constitution, we are concluding that § 45 violates the doctrine of separation of powers. Enactment and presentment clauses "are integral parts of the constitutional design for the separation of powers." Chadha, supra at 946, 103 S. Ct. at 2781. As Thomas Jefferson explained: "[T]he powers of government should be so divided and balanced among several bodies ... that no one could transcend their legal limits, without being effectually checked and restrained by the others." General Assembly of the State of New Jersey v. Byrne, 90 N.J. 376, 381, 448 A.2d 438 (1982), quoting Thomas Jefferson, Notes on the State of Virginia, 120 (W Peden ed., 1955). Because there is no provision in § 45 of the APA for presentment to the executive for approval of the Legislature's veto of a rule, such legislative power in regard to rule-making goes essentially unchecked, and unchecked power is precisely what the separation of powers doctrine sought to avoid.
*137 Petitioners argue that because agency rule-making power is derived solely from a legislative delegation, conditioning the exercise of that delegated authority on legislative approval is proper. We agree. However, as just indicated, the current procedure in §§ 45 and 46 of the APA is improper. Any procedure must comport with the requirements of article 4 of our constitution.
There is currently a "legislative disapproval" process in place in M.C.L. § 24.251; M.S.A. § 3.560(151). Under that statute, if the JCAR, an appropriate standing committee, or a member of the Legislature believes a promulgated rule "is unauthorized, is not within the legislative intent or is inexpedient, the committee or member may do either or both of the following:"
(a) Introduce a concurrent resolution at a regular or special session of the legislature expressing the determination of the legislature that the rule should be amended or rescinded. Adoption of the concurrent resolution constitutes legislative disapproval of the rule, but rejection of the resolution does not constitute legislative approval of the rule.
(b) Introduce a bill at a regular session, or special session if included in a governor's message, which in effect amends or rescinds the rule. [M.C.L. § 24.251; M.S.A. § 3.560(151).]
If avenue a is chosen and the Legislature adopts the concurrent resolution expressing its disapproval, the Legislature is in essence making a recommendation to the administrative agency to withdraw or amend the rule. See OAG, 1967-1968, No. 4586, pp 70-73 (July 13, 1967). However, as previously discussed, because a concurrent resolution does not have the force and effect of law, such a legislative disapproval would have no legal effect on the rule, but would simply be a plea to the agency to take action on its own accord. If the JCAR or the member of the Legislature seeks to legally affect a rule during a session of the Legislature, it must act pursuant to avenue b.
The power of the Legislature to act is also preserved between sessions of the Legislature by Const. 1963, art. 4, § 37, which provides:
The legislature may by concurrent resolution empower a joint committee of the legislature, acting between sessions, to suspend any rule or regulation promulgated by an administrative agency subsequent to the adjournment of the last preceding regular legislative session. Such suspension shall continue no longer than the end of the next regular legislative session.
The intent behind this provision is apparent from the record of the constitutional convention:
[W]hen any administrative agency promulgates a rule when the legislature is not in session, this committee is merely allowed to suspend it until the legislature comes back into session. It does not allow this joint committee to kill the rule or anything like that, or to alter it, but merely to suspend it. We found that too many times, these administrative agencies have adopted rules when the legislature was not in session. [2 Official Record, Constitutional Convention 1961, p. 2420.]
We note that art. 4, § 37 of the constitution was included in response to OAG, 1958, No. 3352, pp 246, 253 (October 8, 1958), where the Attorney General opined that administrative rules cannot be constitutionally suspended or abrogated by the Legislature without passage of a bill that becomes a law. By placing this section in the constitution, the framers were giving the JCAR the constitutional authority to act between sessions of the Legislature to suspend administrative rules until the Legislature returns to consider them. The framers were trying to prohibit agencies from being able to promulgate rules between sessions of the Legislature to avoid the possibility of legislative action. This history shows that the framers of the constitution were operating under the assumption that the Legislature only had the constitutional authority to affect agency rules by bills that become law through the article 4 process, and that they sought to preserve that authority, through the JCAR suspension, between sessions. This also lends further support to our conclusion that the legislative approval process of §§ 45 and 46 of the APA is unconstitutional.
*138 As indicated, § 45 of the APA is unconstitutional and § 46 has been rendered a nullity. Petitioners argue that neither section is severable from the APA and that such a holding therefore renders the entire APA a nullity. We disagree.
M.C.L. § 8.5; M.S.A. § 2.216 provides in part:
If any portion of an act or the application thereof to any person or circumstances shall be found to be invalid by a court, such invalidity shall not affect the remaining portions or applications of the act which can be given effect without the invalid portion or application, provided such remaining portions are not determined by the court to be inoperable, and to this end acts are declared to be severable.
This Court has interpreted this provision to mean:
When a portion of an act is invalid in all possible applications, the invalid portion may be deleted and the court may determine by the rules of legislative intent whether the valid portion of the act shall be enforced. The law enforced after severance must be reasonable in light of the act as originally drafted. Independence of the valid from the invalid parts of an act does not depend on their being located in separate sections. When the valid object of the act can be achieved without the invalid part, the act will be upheld. [Michigan State AFL-CIO v. Employment Relations Comm., 212 Mich.App. 472, 501, 538 N.W.2d 433 (1995), vacated in part on other grounds 453 Mich. 362, 551 N.W.2d 165 (1996).]
Therefore, the APA must be analyzed to determine whether the legislative intent behind the act will allow §§ 45 and 46 to be severed.
The intent behind the APA is to "provide procedural protection where a personal right, duty or privilege is at stake." Midland Twp. v. State Boundary Comm., 401 Mich. 641, 671, 259 N.W.2d 326 (1977). In an attempt to offer this protection, the Legislature provided that administrative agencies must afford the public notice and an opportunity to be heard before adopting a new rule. M.C.L. § 24.241(1); M.S.A. § 3.560(141)(1). If the agency fails to substantially comply with these provisions, the rule is rendered invalid. M.C.L. § 24.243(1); M.S.A. § 3.560(143)(1). Severing the legislative approval requirements of §§ 45 and 46 from the APA would in no way affect these protections. Even if we were to assume that giving the Legislature the opportunity to veto the rule was a necessary element of the procedural protection intended by the APA, severance does not take away that opportunity. The Legislature may still revoke or suspend a rule through the use of a bill passed by a majority of both houses and presented to the Governor, and the JCAR may act to suspend rules between sessions to preserve the Legislature's authority to take action. Because the valid object of the APA can be achieved without the legislative approval requirements of §§ 45 and 46, those sections may be severed and the remaining portion of the APA shall be enforced.
II
Next, petitioners claim that the enabling statute giving the director of the DOC rule-making authority, M.C.L. § 791.206; M.S.A. § 28.2276, is so broad that it amounts to an unconstitutional delegation of power. We disagree.
The issue we must address in this regard is "`whether the limits [on the exercise of discretion conferred on the administrative official] are sufficiently defined to avoid delegation of legislative powers.'" Dep't of Natural Resources v. Seaman, 396 Mich. 299, 308, 240 N.W.2d 206 (1976), quoting Argo Oil Corp. v. Atwood, 274 Mich. 47, 52, 264 N.W. 285 (1935).
"While no hard and fast rule exists for determining whether a given statute has provided sufficient standards, a number of guiding principles have evolved in Michigan jurisprudence to assist in making a determination." Seaman, supra at 309, 240 N.W.2d 206. Among these principles are:
(1) The act in question must be read as a whole; the provision in question should not be isolated but must be construed with reference *139 to the entire act. Id., citing Argo Oil, supra at 53, 264 N.W. 285.
(2) If possible, the statute must be construed in such a way as to "`render it valid, not invalid'" and as vesting "`discretionary, not arbitrary authority.'" Seaman, supra at 309, 240 N.W.2d 206, quoting Argo Oil, supra at 53, 264 N.W. 285.
(3) The standard should be "`as reasonably precise as the subject matter requires or permits.'" Seaman, supra at 309, 240 N.W.2d 206, quoting Osius v. St. Clair Shores, 344 Mich. 693, 698, 75 N.W.2d 25 (1956).
The key to the test is the fact that the standard in question can be made in "`quite general language, so long as the exact policy is clearly made apparent, and the administrative board may carry out in its action the policy declared and delegated.'" West Ottawa Public Schools v. Director, Dep't of Labor, 107 Mich.App. 237, 243, 309 N.W.2d 220 (1981), quoting G.F. Redmond & Co. v. Securities Comm., 222 Mich. 1, 5, 192 N.W. 688 (1923).
It is with these principles in mind that we turn to M.C.L. § 791.206; M.S.A. § 28.2276, which, at the time the rules were promulgated, provided, in part:
(1) The director may promulgate rules pursuant to the [APA], which may provide:
(a) For the control, management, and operation of the general affairs of the department.
* * * * * *
(d) For the management and control of state penal institutions, correctional farms, probation recovery camps, and programs for the care and supervision of youthful trainees separate and apart from persons convicted of crimes within the jurisdiction of the department....
* * * * * *
(3) The director may promulgate further rules with respect to the affairs of the department as the director considers necessary or expedient for the proper administration of this act. The director may modify, amend, supplement, or rescind a rule.
The operative standards that limit the director's discretion in passing the rules at issue in this case are that he can only promulgate rules concerning the "management and control" of the institutions within the DOC's jurisdiction, and rules that are "necessary and expedient" for proper administration of the act. While these standards are admittedly general, because of the immense size of the system over which the DOC has authority and the myriad of situations that may arise and need to be addressed in such a vast system, in our opinion, the "management and control" and "necessary and expedient" standards are as reasonably precise as the subject matter permits. In addition, when these general standards are looked at in conjunction with the rest of the statute, which gives more specific guidance to the director in terms of what the rules may and may not allow, we cannot say that the statute in question constitutes an unconstitutional delegation of authority or permits the director to act in an arbitrary and discriminatory fashion. See Seaman, supra at 313, 240 N.W.2d 206.
Petitioners further argue that if the legislative approval requirement of the APA is determined to be unconstitutional, the director will be empowered with too much discretion that will go unchecked. While we disagree with this argument, mainly because as previously indicated any rule promulgated may be revoked or suspended by a properly enacted law, the Legislature has recently amended the statute to address this situation:
If the Michigan supreme court rules that sections 45 and 46 of the [APA] are unconstitutional, and a statute requiring legislative review is not enacted within 90 days after the Michigan Supreme Court ruling, the department shall not promulgate rules under this section. [M.C.L. § 791.206(5); M.S.A. § 28.2276(5).]
Petitioners' fear is unfounded.
III
Next, petitioners claim that even if the delegation of authority was valid, the *140 rules promulgated by defendant on August 10, 1995, exceed the scope of authority delegated in M.C.L. § 791.206; M.S.A. § 28.2276. Petitioners argue that the rules are arbitrary and capricious and violate a prisoner's rights to due process, free exercise of religion, and effective assistance of counsel. The trial court concluded that the rules were "properly adopted and fully in effect," but did not address whether the rules exceeded the scope of authority delegated. On appeal, petitioners seek a remand for an evidentiary hearing so that such a determination can be made. We do not consider a remand to be necessary.
Where as here, an agency is empowered to make rules, the validity of those rules is to be determined by a three-part test: (1) whether the rule is within the subject matter of the enabling statute; (2) whether it complies with the legislative intent underlying the enabling statute; and (3) whether it is arbitrary or capricious. [Dykstra v. Dep't of Natural Resources, 198 Mich.App. 482, 484, 499 N.W.2d 367 (1993), citing Luttrell v. Dep't of Corrections, 421 Mich. 93, 100, 365 N.W.2d 74 (1984).]
Utilizing this analysis, we find that the rules promulgated on August 10, 1995, are valid.
The first question that must be addressed is whether the rules are within the subject matter of the statute. In this case, the enabling statute concerns, among other things, the control, management, and operation of the general affairs of the department, and the management and control of the state's penal institutions. M.C.L. § 791.206; M.S.A. § 28.2276. The rules at issue concern prisoner visitation and sanctions for prisoner misconduct. We find these rules to be clearly within the subject matter of the enabling statute. See Dykstra, supra at 485-486, 499 N.W.2d 367.
Next, we must determine if the rules in question comply with the legislative intent behind the statute. In this case, the plain language of the statute not only defines its scope and reveals its subject matter, but also manifests the legislative intent behind it. It is clear from the general language used that the Legislature was aware of the great responsibility placed on the Department of Corrections and intended to vest the director, who is intimately familiar with the needs of and problems facing the state's penal institutions, with wide discretion to take steps necessary to control and manage the state's penal institutions. Clearly, promulgating rules for prisoner visitation and sanctions for misconduct is consistent with the Legislature's intent.
We now move on to the last prong of the Dykstra/Luttrell test, that is, whether the rules are arbitrary and capricious.
A rule is arbitrary if it was fixed or arrived at through an exercise of will or by caprice, without giving consideration to principles, circumstances, or significance. Dykstra, supra at 491, 499 N.W.2d 367. A rule is capricious if it is apt to change suddenly or is freakish or whimsical. Id. If a rule is rationally related to the purpose of the statute, it is neither arbitrary nor capricious. Id. Further, if there is any doubt about the invalidity of a rule in this regard, the rule must be upheld. Id. In this case, we find that the rules of August 10, 1995, are rationally related to the control and management of the state's penal institutions. The sanctions rule seeks to punish offenders, deter misconduct, and promote a controlled environment. In general, the visitation rules clearly promote efficient control of the state's penal institutions by having uniform rules applied throughout the system. While petitioner has challenged specific rules and subsections of rules, these rules are presumed valid, and we have not been persuaded beyond doubt that the challenged rules and subsections are invalid. Nor do we think it is reasonable to believe that on remand such persuasion of the trial court is possible.
While we have concluded that the rules are valid in that they are within the scope of authority delegated under the statute, the rules must still be constitutionally valid. Petitioners make several arguments in support of their position that the rules are unconstitutional. We disagree.
Prison regulations alleged to infringe constitutional rights are judged under a reasonableness test less restrictive than the test ordinarily applied to alleged infringements *141 of fundamental constitutional rights. Abdur-Ra'Oof v. Dep't of Corrections, 208 Mich.App. 626, 629, 528 N.W.2d 840 (1995), remanded on other grounds 450 Mich. 1018, 548 N.W.2d 644 (1996). Deference is to be given to the considered judgment of the prison administrators who are charged with and trained in the running of penal institutions, and the regulation is valid if it is reasonably related to legitimate penological interests. Id.
To the extent that petitioners argue that the visitation rules infringe on their constitutional rights to associate, the argument must fail. "Visitation with a prisoner by his friends and family are not part of those associational rights." Faler v. Lenawee Co. Sheriff, 161 Mich.App. 222, 228, 409 N.W.2d 791 (1987), citing Thorne v. Jones, 765 F.2d 1270, 1273 (C.A.5, 1985). Therefore, there can be no unconstitutional infringement on the right to associate.
We also find nothing in the rules that infringes on petitioners' constitutional rights to counsel and the free exercise of religion. The rules provide that prisoners shall be able to visit with qualified members of the clergy and attorneys on official business.
Petitioners also argue that the rule that permits restitution as a sanction for misconduct violates due process because it does not take into consideration the prisoner's ability to pay. However, as stated in People v. Music, 428 Mich. 356, 363, 408 N.W.2d 795 (1987), "a defendant's ability to pay restitution and costs need be determined only when a defendant asserts an inability to make such payments." Because the rules make restitution discretionary, petitioners' claim is without merit.
We have considered petitioners' other claims and we conclude that they are conclusory and without support or are simply without merit. As previously indicated, the rules are not arbitrary or capricious and are reasonably related to the control and management of the state's penal institutions. In our opinion the rules are constitutionally valid and we have not been persuaded that a remand would establish facts that would lead to a different conclusion.
Docket No. 190011
Plaintiff claims that the trial court erred in denying his motion for a preliminary injunction and dismissing his complaint seeking a permanent injunction. Plaintiff challenged the policies set forth in the March 1995 memorandum to implement department-wide visitation standards as being rules that were not promulgated in accordance with the APA. On appeal, plaintiff asks this Court to reinstate his complaint, which sought injunctive relief, and to order the trial court to issue a preliminary injunction. However, the policy that mandated department-wide visitation hours has now been promulgated as a rule, R 791.6607, and although that rule and all the other rules that became effective on August 25, 1995, did not comport with the procedures in §§ 45 and 46 of the APA, those sections have been found to be unconstitutional and compliance therefore was unnecessary. As we have previously held, these rules are valid and enforceable.
We have reviewed the record and plaintiff's other claims on appeal and conclude that injunctive relief in this matter is improper.
Affirmed.
NOTES
[*] Recorder's Court judge, sitting on the Court of Appeals by assignment.
[1] We have also read and considered the amicus brief submitted by the JCAR, which raises arguments similar to those of petitioners.
[2] In addition to the cases detailed in the body of the opinion, see Gilliam Co. v. Dep't of Environmental Quality, 316 Or. 99, 849 P.2d 500 (1993) rev'd on other grounds sub nom Oregon Waste Systems v. Dep't of Environmental Quality, 511 U.S. 93, 114 S. Ct. 1345, 128 L. Ed. 2d 13 (1994); State ex rel. Stephan v. Kansas House of Representatives, 236 Kan. 45, 687 P.2d 622 (1984); General Assembly of the State of New Jersey v. Byrne, 90 N.J. 376, 448 A.2d 438 (1982); State ex rel. McLeod v. McInnis, 278 S.C. 307, 295 S.E.2d 633 (1982). In the minority, see Mead v. Arnell, 117 Idaho 660, 791 P.2d 410 (1990).
