Opinion
The petitioner sought a writ of habeas corpus challenging his convictions of burglary in the first degree in violation of General Statutes § 53a-101
The trial court’s memorandum of decision and the record disclose the following facts and procedural history. On the count of burglary in the first degree the petitioner was sentenced to a term of fourteen years, with the execution of the sentence suspended after nine years. On the count of burglary in the second degree, charged in a separate information, the petitioner was sentenced to a term of nine years to be served concurrently with the sentence for burglary in the first degree. On the day of sentencing, the petitioner moved to vacate his guilty pleas claiming, inter alia, that his trial counsel had been ineffective. His trial attorney then moved to withdraw, citing a breakdown in communication between her and the petitioner. The court denied both motions.
After the petitioner was sentenced, trial counsel filed an appeal on his behalf. Thereafter, counsel filed an Anders brief
The habeas court dismissed the petition concluding that although Practice Book § 617 provides that “[a]n information shall be signed by the prosecuting authority,” the rules of practice cannot confer subject matter jurisdiction and, therefore, the petitioner’s guilty plea constituted a waiver of this nonjurisdictional defect. The habeas court also found that the petitioner’s trial counsel had no conflict of interest, concluding that the alleged conflict was “at most, a personal conflict brought on by the petitioner’s unwillingness to place his confidence in the public defender who had been assigned to represent him.” The habeas court further found that “[t]he petitioner has failed to prove that this ‘personal’ conflict adversely affected [counsel’s] representation either in the trial court or on appeal.”
Addressing the claim concerning counsel’s alleged conflict on his appeal, the habeas court found that at the time trial counsel filed the petitioner’s appeal, she intended to pursue it and determined that the appeal would be frivolous only after the appeal was filed. The
I
We first address the petitioner’s claim that the trial court lacked subject matter jurisdiction because the prosecutor failed to sign the information charging burglary in the first degree. “Jurisdiction involves the power in a court to hear and determine the cause of action presented to it and its source is the constitutional and statutory provisions by which it is created.” (Internal quotation marks omitted.) State v. Carey,
The petitioner’s jurisdictional argument is premised primarily on the following statement in an 1816 Supreme Court decision: “[W]hat is intended by exhibiting a complaint, or information, in criminal cases [is] . . . [t]he presentment of the complaint, signed by some proper informing officer, to a court or public officer, who has authority to receive the same, and to issue a warrant to apprehend the offender, and bring him to trial . . . .” (Emphasis in original.) Newell v. State,
Missing from this syllogism is the important fact that the language in Newell on which he relies is dicta. The Supreme Court was not asked to pass on whether an information that was not signed by a proper informing officer deprived the court of subject matter jurisdiction. Rather, the question presented was whether the applicable one year statute of limitations barred prosecution for an offense where the complaint was exhibited to a justice of the peace within one year of the offense, but not presented to the court until after the year had expired.
The petitioner’s reliance on Koennicke v. Maiorano,
No citation of authority is necessary for the proposition that only an authorized official has the right to prosecute a criminal charge. The plaintiff in Koennicke v. Maiorano, supra,
The prosecutor here had standing because of his actual authority as a prosecuting official. That authority is conceded by the petitioner and his attempt to make
Neither of those cases avails the petitioner. Collins does not address a situation where, as here, judgment has entered on an unsigned complaint. Shokite makes clear that the lack of an attorney’s signature on a complaint, although violative of Practice Book § 617, does not implicate subject matter jurisdiction.
The petitioner directs us to four cases from other states in support of his jurisdictional claim. None of those cases advances his cause. In South Dakota v. Escalante,
While Joplin v. Graham,
In Robertson v. Indiana,
In Hawaii v. Knoeppel,
Our review of other cases from our sister states on this issue discloses a divergence of opinion that is
The following cases upheld convictions despite the lack of a prosecutor’s signature on the information. Montanez v. State,
We find further support for the proposition that the lack of a prosecutor’s signature is not jurisdictional in cases involving the other traditional charging document, the bill of indictment. In the following cases, convictions were affirmed despite the lack of a required signature on the indictment. See Williams v. State,
The more well reasoned and persuasive cases are those that hold that the lack of a required signature on an information or indictment is a waivable, nonjurisdictional defect. Moreover, when we consider the underlying purpose of signatures, the implausibility of the petitioner’s claim becomes even more apparent. “The significance of a signature appearing on documents . . . lies in the fact that a signature is the name of a person written with his own hand to signify that the writing which precedes accords with his wishes or intentions. . . . The signature to a writing is placed there, moreover, for the purpose of authenticating it.” (Citation omitted; internal quotation marks omitted.) Fidelity & Casualty Co. v. Constitution National Bank,
Absent a statutory or case law requirement that the information be signed by a prosecutor and where the actual authority of the prosecutor is unquestioned, common sense dictates that we treat such a lack of signature as a nonjurisdictional defect. That conclusion is further compelled by the rationale of the cases from our sister jurisdictions that so hold.
While historically it has been customary for a prosecutor to sign the information and although Practice Book § 617 codifies that practice, such a procedural rule does not implicate subject matter jurisdiction. Our Supreme Court has stated: “Practice Book rules do not ordinarily define subject matter jurisdiction. General Statutes § 51-14 (a) authorizes the judges of the Superior Court to promulgate rules regulating pleading, practice and procedure in judicial proceedings. . . . Such rules shall not abridge, enlarge or modify any substantive right nor the jurisdiction of any of the courts. The defendant has not presented us with any examples of criminal Practice Book rules that affect subject matter jurisdiction.” (Internal quotation marks omitted.) State v. Carey, supra,
II
The petitioner asserts that his attorney had a conflict of interest that rendered her assistance ineffective in pursuing his appeal. He claims that trial counsel should not have agreed to serve as appellate counsel because of her inherent conflict with the petitioner. Alternatively, he claims that she should have requested that new counsel be appointed to review the entire file after she determined that an appeal would be frivolous. Both claims hinge on counsel’s having an actual conflict of interest.
A two-pronged analysis for evaluating claims of ineffective assistance of counsel is set out in Strickland v. Washington,
Our Supreme Court has established the proof requirements where a habeas corpus petitioner claims ineffective assistance of counsel because of a claimed conflict of interest. “Where, however, the defendant claims that his counsel was burdened by an actual conflict of interest . . . the defendant need not establish actual prejudice. . . . Where there is an actual conflict of interest, prejudice is presumed because counsel [has] breach[ed] the duty of loyalty, perhaps the most basic of counsel’s duties. Moreover, it is difficult to measure the precise effect on the defense of representation corrupted by conflicting interests. ... In a case of a claimed conflict of interest, therefore, in order to establish a violation of the sixth amendment the defendant has a two-pronged task. He must establish (1) that counsel actively represented conflicting interests and (2) that an actual conflict of interest adversely affected his lawyer’s performance.” (Citations omitted; internal quotation marks omitted.) Phillips v. Warden,
On appellate review, the “historical facts found by the habeas court may not be disturbed unless they were clearly erroneous . . . .” Id., 131. When, as in this case, those facts are essential to a determination of whether
The petitioner’s claim founders because there is no evidence that establishes an actual conflict of interest. He asserts that a conflict arose because he wanted to argue that his guilty pleas should be vacated due to ineffective assistance of counsel and that trial counsel, not surprisingly, did not wish to press such a claim. No details regarding the ineffective assistance claim were given to the trial court. The petitioner claims that once he alleged that trial counsel was ineffective, an inherent conflict of interest was created without the need for details and, as a result of the conflict, trial counsel could not properly act as appellate counsel. The petitioner offers no authority for the proposition that simply by mouthing the words “ineffective assistance” he was entitled to a new attorney for appeal purposes. He offers no analysis as to why the trial court’s finding of no actual conflict is incorrect and points to no evidence that establishes an actual conflict. He relies solely on the fact that trial counsel both asked to withdraw in the trial court and stated that another attorney should be appointed because of the ineffective assistance allegation. Faced with an uncooperative and distrustful client, counsel’s motion to withdraw and her request for a new attorney are understandable, but do not establish an actual conflict.
The respondent properly points out the caution from the United States Supreme Court that “the possibility of conflict is insufficient to impugn a criminal conviction. In order to demonstrate a violation of his Sixth Amendment rights, a defendant must establish that an actual conflict of interest adversely affected his lawyer’s
We are not persuaded that a mere conclusory allegation of ineffective assistance, without specific details, creates a disqualifying conflict of interest on the part of the accused attorney. Our review of the record convinces us that the trial court properly found that there was no actual conflict of interest and, therefore, no ineffective assistance of appellate counsel.
Ill
The petitioner’s last claim is that the trial court deprived him of effective assistance of trial and appellate counsel by (1) denying his motion to vacate his guilty pleas, (2) denying trial counsel’s motion to withdraw, (3) denying the petitioner the right to represent himself, (4) failing to inquire into trial counsel’s conflict of interest and (5) failing to appoint a new attorney to file his appeal.
The first three subparts of this claim are directed at the actions of the trial court in the trial court proceedings. As such, they are not within the issue of ineffective assistance of appellate counsel that was certified by the habeas court.
We view the last two claims as within the certification, but decline to review them because of inadequate
“We are not required to review issues that have been improperly presented to this court through an inadequate brief.” Connecticut National Bank v. Giacomi,
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
Anders v. California,
Practice Book § 954 provides: “Finding that Appeal Is Frivolous
“The presiding judge shall fully examine the briefs of counsel and of the defendant, and shall review the transcript of the trial. If, after such examination, the presiding judge concludes that the defendant’s appeal is wholly frivolous, he may grant counsel’s motion to withdraw and refuse to appoint new counsel. Before refusing to appoint new counsel, the presiding judge shall make a finding that the appeal is wholly frivolous and shall file a memorandum, setting forth the basis for his finding.”
See footnote 2.
The habeas court granted certification to appeal the following issues: “(1) Did the court err in its determination that the petitioner was not denied effective assistance of counsel on his appeal, and (2) Did the court err in its determination that his prosecution [for burglary in the first degree] on an unsigned information did not deprive the court of subject matter jurisdiction.” Although the certification was granted as to three issues, two of them are identical (ineffective assistance on appeal).
In Newell v. State, supra,
Nothing in Koennicke v. Maiorano, supra,
General Statutes § 54-46 provides in relevant part: “Prosecution on complaint or information. For all crimes charged by the state . . . the prosecution may be by complaint or information. . . .”
See footnote 4.
Even if these claims were within the certification, they would not be reviewable because they were briefed inadequately. See our discussion with respect to the last two parts of the claim.
