OPINION
The plaintiff, Blaine Sallier, filed this action as a Michigan state prisoner, pursuant to 42 U.S.C. § 1983, charging that the defendants, two prison mailroom clerks, had violated his civil rights by unlawfully “opening, censoring, and interfer[ing with his] legal mail” and seeking declaratory, monetary, and injunctive relief. The district court declined to rule on the defendants’ claim of qualified immunity before trial and instead instructed the jury to determine whether certain correspondence was in fact legal mail and whether that correspondence ■ had been improperly opened outside of Sallier’s presence. The jury returned a verdict in the plaintiffs favor on 13 of the claims, assessing damages at $13,000.
The defendants now appeal the district court’s ruling on qualified immunity, as well as the district court’s failure to grant a new trial based on a number of eviden-tiary decisions and what they contend were erroneous jury instructions. We conclude that the question of what constitutes “legal mail” is a question of law and, therefore, that the district court erred in submitting the issue to the jury. For the reasons set out below, we further conclude that the correspondence in 11 of the 20 claims did not implicate constitutionally-protected legal mail rights, that the defendants were entitled to qualified immunity on six of the remaining nine claims, and that the defendants were not entitled to qualified immunity on the final three claims. We reverse the judgment below as to the claims that either did not involve *872 legal mail rights or for which there was qualified immunity, and we affirm the judgment below as to the three claims involving protected legal mail rights for which there was no qualified immunity. We also reduce the damages awarded by the jury accordingly. Finally, we find no merit in the defendants’ remaining eviden-tiary claims and affirm the district court’s rulings on those issues.
FACTUAL AND PROCEDURAL BACKGROUND
In this pro se § 1983 action, the plaintiff claims that two prison mailroom clerks, Deborah Brooks and Christine Ramsey, violated his federal constitutional rights by opening his “legal mail” outside his presence, after he had filed a written request to have such mail opened only in his presence. The written request was dated May 4, 1994, and was entered into the mailroom records on May 5, 1994. The 20 items of mail at issue were sent from various sources over a two-year period as follows:
A. State Court Administrator' — March 30.1994
B. Court of Appeals — April 1,1994
C. Judicial Tenure Commission — April 15.1994
D. Attorney Grievance Commission— April 29,1994
E. Michigan Appellate Assigned Counsel System — May 5,1994
F. American Bar Association — May 10, 1995
G. Macomb County Clerk — May 19, 1995
H. Macomb County Clerk — June 27, 1995
I. State Appellate Defender Office— July 26,1995
J. Macomb County Clerk — August 16, 1995
K. State Appellate Defender Office— August 29,1995
L. Teola P. Hunter, Wayne County Clerk — September 9,1995
M. Law Office of Kitch, Drutchas, Wagner & Keeney — November 7, 1995
N. Lynn Allen, Oakland County Clerk — December 20,1995
O. United States District Court — December 22,1995
P. Michigan Court of Appeals — December 22,1995
Q. United States District Court — December 23,1995
R. United States District Court — December 27,1995
S. Sixth Judicial Circuit — January 22, 1996
T. United States District Court — February 5,1996
Sallier did not allege that any of the mail was actually read by prison employees, only that it was delivered to him already opened.
The defendants filed a motion to dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) or, in the alternative, for summary judgment. They argued that Sallier had failed to establish a constitutional violation and that, even if he had, they were protected from suit by qualified immunity. The district court denied the defendants’ motion and appointed counsel for Sallier. After Sallier’s appointed counsel amended the complaint, the defendants again moved for dismissal pursuant to Rule 12(b)(6) based on qualified immunity. The court denied the motion, finding that
the jury must make ... factual determinations before the Court has sufficient information to decide the qualified immunity issue. The jury must, for example, decide whether each of the pieces of correspondence referenced in the Complaint constituted “legal mail,” and whether any letters determined to be *873 “legal mail” were opened outside of Mr. Sallier’s presence. The jury’s findings of fact are thus key to the Court’s determination of qualified immunity, as the court must then decide, as a matter of law, whether the defendants would have reasonably understood that opening the specific pieces of mail referenced in the complaint violated Mr. Sallier’s rights. The jury must make credibility determinations and must determine what legal mail, if any, was opened outside of Mr. Sallier’s presence after the defendants knew, or should have known, that such actions were prohibited.
Before and during the trial, the district court also issued a series of in limine ■rulings, including one that granted the plaintiffs motion to preclude admission of his prior convictions and another that denied the defendants’ motion to require introduction into evidence of the original envelopes in which the letters in question were received. The court allowed Sallier to introduce as exhibits photocopies of some of the allegedly opened envelopes that included his handwritten notes.
The jury returned a verdict in the plaintiffs favor on 13 of the 20 claims, awarding compensatory damages of $750 and punitive damages of $250 for each claim, totaling $13,000 in damages. After the jury verdict, the defendants moved for a new trial based on alleged evidentiary errors or, in the alternative, for remittitur or judgment as a matter of law. The district court denied the motion. The defendants appeal the district court’s denial of their motion for a new trial or remittitur and its failure to grant them qualified immunity on all claims.
ANALYSIS
I. “Legal Mail”: a Question of Law
As a threshhold matter, we note that the district court erred in reserving a ruling on the defendants’ qualified immunity defense until the jury made a factual determination as to whether each piece of correspondence constituted protected mail. The determination of whether particular kinds of correspondence qualify for the constitutional protection accorded a prisoner’s “legal mail” is a question of law properly decided by the court, not one of fact that can be submitted to a jury.
See Seal v. Morgan,
II. Constitutionally-Protected “Legal Mail”
A prisoner’s right to receive mail is protected by the First Amendment, but prison officials may impose restrictions that are reasonably related to security or other legitimate penological objectives.
See Knop v. Johnson,
Moreover, when the incoming mail is “legal mail,” we have heightened concern with allowing prison officials unfettered discretion to open and read an inmate’s mail because a prison’s security needs do not automatically trump a prisoner’s First Amendment right to receive mail, especially correspondence that impacts upon or has import for the prisoner’s legal rights, the attorney-client privilege, or the right of access to the courts.
See Kensu v. Haigh,
In an attempt to accommodate both the prison’s needs and the prisoner’s rights, courts have approved prison policies that allow prison officials to open “legal mail” and inspect it for contraband in the presence of the prisoner.
See, e.g., Wolff v. McDonnell,
Not all mail that a prisoner receives from a legal source will implicate constitutionally protected legal mail rights. Indeed, even mail from a legal source may have little or nothing to do with protecting a prisoner’s access to the courts and other governmental entities to redress grievances or with protecting an inmate’s relationship with an attorney. When it does, however, we must balance the interest of prison security against the possibility of tampering that could unjustifiably chill the prisoner’s right of access to the courts or impair the right to be represented by counsel. We also note in response to prison officials’ security concerns that even constitutionally protected mail can be opened (although not read) and inspected for contraband. The only requirement is that such activity must take place in the presence of the recipient, if such a request has been made by the prisoner.
A. Claims A, B, C, D, and E: Items Allegedly Opened Before Plaintiff Filed the Written Request
On May 4, 1994, Sallier submitted a form to the mailroom supervisor indicating that it was “a written request to be present when my legal mail is opened.” The request was received by defendant Redmond on May 5, 1994. This written request was submitted in compliance with Michigan Administrative Code Rule 791.6605(4) and Michigan Department of Corrections policy directive PD 05.03.118 ¶ K, both of which state that upon a prisoner’s written request, mail that is clearly identified as being from the prisoner’s designated attorney, the legislative corree- *875 tions ombudsman, or a state or federal court “shall be opened and inspected for contraband in the prisoner’s presence.”
Sallier received all of the letters that he alleged were opened outside his presence in Claims A, B, C, D, and E on or before the date that his written request was accepted in the prison mailroom. Because this court and others have upheld opt-in systems that require an affirmative request to be present when legal mail is opened, Sallier had no constitutionally protected right to be present for the opening of any mail before the mailroom had received his request. Therefore, we need not reach the issue of whether the mail in Claims A, B, C, D, and E constituted “legal mail.” As a matter of law, the defendants cannot be liable for having opened mail, even if it is “legal mail,” prior to the time that Sallier made his written request to have such mail opened in his presence. As a result, Claims A, B, C, D, and E should not have been submitted to the jury and, accordingly, the jury verdict on these five claims must be set aside.
B. Claim F: Correspondence from the American Bar Association
Sallier alleged that on May 10, 1995, he received correspondence from the American Bar Association that was opened by the defendants outside his presence. Nothing on the envelope indicated that it contained confidential, personal, or privileged material, that it was sent from a specific attorney at the ABA, or that it related to a currently pending legal matter in which Sallier was involved. The ABA is a professional organization designed to support attorneys in a variety of ways; it is not an organization that has the authority to take action on behalf of an inmate.
Compare Jensen v. Klecker,
In general, when there is no specific indication to the contrary, an envelope from an organization such as the ABA may be opened pursuant to the regular mail policy without violating the First Amendment rights of a prisoner. As a matter of law, therefore, the defendants cannot be liable under Claim F, which should not have been submitted to the jury. Accordingly, the jury verdict on this claim must be set aside.
C. Claims G, H, J, L, and N: Correspondence From County Clerks
Sallier alleged that on May 19, 1995, June 27, 1995, August 15, 1995, September 6,1995, and December 20, 1995, he received mail from various county clerks that was opened outside of his presence. The senders on these envelopes are: (1) *876 Carmella Sabaugh, Macomb County Clerk and Register of Deeds; (2) Teola P. Hunter, Wayne County Clerk; and (3) Lynn D. Allen, Oakland County Clerk — Register of Deeds, County Clerk’s Office. Nothing on any of the envelopes indicated that the envelope contained confidential, personal, or privileged material, that it was sent from an attorney, that it related to a currently pending legal matter in which Sallier was involved, or that it was to be opened only in the presence of the prisoner. In general, a county clerk or register of deeds is not someone who can provide legal advice about a prisoner’s rights or direct legal services and is not someone with authority to take action on behalf of a prisoner. Mail from a county clerk simply does not implicate a prisoner’s right of access to the courts, of petitioning the government to redress grievances, or of competent representation by counsel. The administrative matters about which one generally communicates with a county clerk or register of deeds, i.e., birth, marriage, or death certificates, tax and real estate services, automobile title and registration, etc., are not the types of legal matters that raise heightened concern or constitutional protection.
We find that as a general matter and as applied to Claims G, H, J, L, and N in this case, mail from a county clerk or register of deeds does not implicate constitutionally protected legal mail rights. Given the nature of a county clerk’s office and given that there was no specific indication to the contrary marked on the envelope, the correspondence from the county clerks and registers of deeds in this case could be opened pursuant to the regular mail policy without violating Sallier’s First Amendment rights.
As a matter of law, therefore, the defendants cannot be liable under Claims G, H, J, L, and N. These claims should not have been submitted to the jury and, accordingly, the jury verdict on these claims must be set aside.
D. Claims O through T: Correspondence from State and Federal Courts
In these claims, Sallier alleged that on various dates between December 22, 1995, and February 5, 1996, he received mail from state and federal courts that was opened outside of his presence. The status of such mail presents the most difficult question in this appeal, because it will frequently, but not necessarily, involve a currently pending legal matter affecting the prisoner’s rights.
See Bell-Bey v. Williams,
We recognize that the Seventh Circuit has stated in dicta that mail from court personnel can be treated as general correspondence unless it is designated according to prison policy as “Special Mail'— Open only in the presence of the inmate,” because mail from court personnel is generally a matter of public record.
See Martin v. Brewer,
Indeed, we can imagine a situation in which a court corresponds with a prisoner before filing the prisoner’s complaint because some administrative requirement, such as submitting an
in forma pauperis
affidavit, paying the filing fee, or signing the complaint, has not been met. In that situation, the complaint is not yet a public record, and prison officials have no legitimate penological interest in reading the correspondence before it is.
See Turner v. Safley,
E. Claims I, K, and M: Correspondence from Attorneys
As to these three claims, Sallier alleged that on July 26, 1995, August 29, 1995, and November 7, 1995, he received mail from an attorney that was opened outside of his presence. Such correspondence is, of course, the very essence of “legal mail.”
See Kensu,
We are not alone in this conclusion. Although courts in other circuits have embraced varying definitions of “legal mail,” there is general agreement that mail from a prisoner’s attorney is always included in such a definition.
See, e.g., Keenan,
We find that the prisoner’s interest in unimpaired, confidential communication with an attorney is an integral component of the judicial process and, therefore, that as a matter of law, mail from an attorney implicates a prisoner’s protected legal mail rights.
See Kensu,
III. Qualified Immunity
Given our conclusion that Claims I, K, N, and 0 through T involve “legal mail,” we now turn to the defendants’ qualified immunity defense. Government officials who perform discretionary functions are generally protected from liability for civil damages as long as their conduct does not violate “clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
As we have recently observed:
Qualified immunity involves a three-step inquiry. First, we determine whether, based upon the applicable law, the facts viewed in the light most favorable to the plaintiffs show that a constitutional violation has occurred. Second, we consider whether the violation involved a clearly established constitutional right of which a reasonable person would have known. Third, we determine whether the plaintiff has offered sufficient evidence “to indicate that what the official allegedly did was objectively unreasonable in light of the clearly established constitutional rights.”
Feathers v. Aey,
The second step of the inquiry is whether the violation, when it occurred, involved a clearly established constitutional right. All of Sallier’s claims in this case occurred on or before February 5, 1996. At that point in time, this court had struggled with the issue of legal mail in our published opinions in
Knop, Lavado,
and
Muhammad.
In
Knop,
a 1992 decision, we noted that a prisoner’s right to receive mail is protected by the First Amendment and that the attorney-client relationship is shielded from unwarranted intrusion in criminal settings by the Sixth Amendment.
On the other hand, a panel of this court held in an unpublished 1993 opinion that a prisoner failed to state a constitutional claim when she alleged that mail received from the courts had been opened outside of her presence.
See Meckley v. FCI Lexington Mailroom Staff,
Given this lack of clarity with regard to the status of prisoner mail received from courts at the time that the plaintiffs mail was opened in this case, we conclude that the defendants are entitled to qualified immunity from liability on claims involving mail from the courts. Although there is language in
Lavado
and
Muhammad
suggesting that mail from a court is legal mail, the holding in
Meckley,
even though the opinion was unpublished, was directly to the contrary. Furthermore, at the time Sallier’s mail was opened, the Seventh Circuit had stated in widely-quoted dicta that mail from courts was not “legal mail.”
See Martin,
Attorney mail is, of course, an altogether different story. We had clearly indicated in Muhammad that attorney mail was “legal mail” and that a prisoner is entitled to be present when his attorney mail is opened. Indeed, the defendants concede, although arguing that the law with regard to “legal mail” is generally unclear, that “the most that can be said is that attorney mail was clearly established as legal mail.”
This analysis brings us to the third step of the qualified immunity: whether Sallier has offered sufficient evidence to indicate that the defendants’ actions were objectively unreasonable in light of the clearly established constitutional rights. In all three claims involving mail from counsel, the defendants listed the letters on the legal mail log as legal mail. They simply failed to follow established procedures requiring Sallier’s presence before the letters were opened. Such a failure, after recognition of the letters as protected legal mail, is objectively unreasonable, and we conclude that the defendants are not entitled to qualified immunity on these three claims.
In sum, the defendants are entitled to qualified immunity for Claims O through T because it was not clearly established at the time that mail from the courts was protected legal mail, and the district court erred in holding to the contrary. Accordingly, Claims O through T should not have *880 been submitted to the jury, and the jury verdict on those claims must be vacated. However, the defendants are not entitled to qualified immunity for Claims I, K, and M; those claims were properly submitted to the jury for a determination on the factual question of whether the letters in question were opened by the defendants outside of Sallier’s presence. The jury’s verdict on Claims I, K, and M is therefore affirmed.
IV. Failure to Grant Remittitur or a New Trial
We review a remittitur ruling for abuse of discretion.
See Gregory v. Shelby County, Tenn.,
We likewise review the denial of a motion for a new trial for abuse of discretion.
See Barnes v. Owens-Corning,
The defendants also argued for a new trial based on evidentiary rulings involving hearsay and the best evidence rule. After a careful review of the record, we cannot say that the district court abused its discretion in denying the motion for a new trial that challenged these rulings.
CONCLUSION
For the reasons set out above, the jury verdict on Claims A through H, J, L, and N through T is set aside, and the judgment in the plaintiffs favor on those claims is REVERSED; the jury verdict on Claims I, K, and M is sustained, and the judgment in the plaintiffs favor on those claims, for a total of $3,000, is AFFIRMED; and the award of attorneys fees, which, pursuant to 42 U.S.C. § 1997e(d)(2), cannot exceed 150 percent of the judgment, is hereby reduced to $4,500.
