This action was commenced in November 1998 by the plaintiff Brandy Black-ledge against four New Britain police officers, Officers John Carlone, Matthew Kelly, John Flynn, and George Kozieradz-M. The plaintiff alleged that Flynn and Carlone subjected her to excessive force in violation of her Fourth Amendment rights and that all of the defendants failed to intervene.
The case was tried to a jury on September 7-8, 2000. On September 8, 2000, the jury returned a verdict in favor of the plaintiff against Carlone, awarding the plaintiff $1,000 in compensatory damages and $40,000 in punitive damages. See Jury Verdict Form (Dkt. No. 39) at ¶¶ 1,7-9. The jury rendered a verdict for the other three defendants. Id. at ¶¶ 3-6.
Now before the court is Carlone’s Motion for Judgment Notwithstanding Verdict and for New Trial or Remittitur in the Alternative [Dkt. No. 40] and the plaintiffs Application for Award of Attorneys’ Fees and Costs [Dkt. No. 43]. For the foregoing reasons, the defendant’s motion is denied, and the plaintiffs application is granted in part and denied in part.
I. Facts
In her section 1982 suit, the plaintiff alleged that she was deprived of her Fourth Amendment right to be free of the use of excessive force when Officers Flynn and Carlone each sprayed her in the face with cap stun after a traffic stop in the early morning hours of January 20, 1997. The four officer defendants stopped a car in which the plaintiff was a passengеr. Evidence was presented at trial that, after the plaintiff stepped out of the vehicle in which she was a passenger and confronted the officers, the plaintiff was restrained and transported to a police cruiser by Flynn and Kelly. Before placing the plaintiff in the back seat of the cruiser, Flynn sprayed the plaintiff once in the face with cap stun because she was resisting.
Thereafter, the plaintiff was yelling and kicking in the backseat of the patrol cruiser. She testified that she was having a strong reaction to the cap stun, that she could not see, and that she was having difficulty breathing. At the time, the plaintiffs arms were handcuffed bеhind her back. Carlone then approached the cruiser, opened the cruiser’s door and, without checking on the plaintiffs physical condition, sprayed the plaintiff in the face with cap stun.
II. Defendant’s Motion for Judgment as a Matter of Law
A. The punitive damages award is supported by the evidence
Carlone moves for judgment as a matter of law pursuant to Fed.R.Civ.P. 50(b) on the ground that the plaintiff failed to adduce evidence at trial to support a finding that Carlone’s actions constituted wanton, willful, or malicious actions toward the plaintiff or reckless disregard of the plaintiffs constitutional right to be free from the use of excessive force. Carlone argues that the punitive damages award entered against him is unsupported by the evidеnce and that, on the issue of his liability for punitive damages, there is but one conclusion the jury could reasonably have reached.
Rule 50(b) of the Federal Rules of Civil Procedure allows for the entry of judgment as a matter of law if a jury returns a verdict for which there is no legally sufficient evidentiary basis. The standard under Rule 50 is the same as that for summary judgment: A court may not grant a Rule 50 motion unless “the evidence is
(1) there is such a complete absence of evidence supporting the verdict that the jury’s findings could only have been the result of sheer surmise and conjecture, or
(2) there is such an overwhelming amount of evidence in favor of the mov-ant that reasonable and fаir minded persons could not arrive at a verdict against it.
Galdieri-Ambrosini,
Moreover, “weakness of the evidence does not justify judgment as a matter of law; as in the case of a grant of summary judgment, the evidence must be such that ‘a reasonable juror would have been compelled to accept the view of the moving party.’ ”
This Is Me, Inc.,
Furthermore, Rule 50(b) provides:
If, for any reason, the court does not grant a motion for judgment as a matter of law made at the close of all the evidence, the court is considered to have submitted the action to the jury subject to the court’s later deciding the legal questions raised by the motion. The movant may renew its request for judgment as a matter of law by filing a motion no later than 10 days after entry of judgment — and may alternatively request a new trial or join a motion for a new trial under Rule 59.
Procedurally, then, “ ‘[a] motion for j.n.o.v. is technically a renewal of a motion for a directed verdict.’ ... Thus, Federal Rule of Civil Procedure 50(b) generаlly proscribes judgment n.o.v. on any ground not specifically raised in an earlier motion for a directed verdict at the close of all the evidence.”
Doctor’s Assocs., Inc. v. Weible,
The Second Circuit has further articulated the contours of the relationship between issues raised in motions for judgment as a matter of law at trial and post-trial:
Under Rule 50(a), a party may move for judgment as a matter of law (“JMOL”) during trial at any time prior to the submission of the case to the jury. Fed.R.Civ.P. 50(a)(2). The Rule requires the party making such a motion to “specify the judgment sought and the law and the facts on which the moving party is entitled to the judgment.” Id. After an unfavorable verdict, Rule 50(b) allows the party to “renеw” its motion. “The posttrial motion is limited to those grounds that were ‘specifically raised in the prior motion for [JMOL]’ the movant is not permitted to add new grounds after trial....
Although Rule 50(a) “does not define how specific” the motion must be, ..., the purpose of requiring the moving party to articulate the ground on which JMOL is sought “is to give the other party an opportunity to cure the defects in proof that might otherwise preclude him from taking the case to the jury,” _“The articulation is necessary ... so that the responding party may seek to correct any overlooked deficiencies in the proof.” Fed.R.Civ.P. 50 Advisory Committee Note (1991). Accordingly, the JMOL motion must at least identify the specific element that the defendant contends is insufficiently supported.
Galdieri-Ambrosini,
Carlone now moves for judgment as a matter of law on the ground that the punitive damages award enterеd against him is contrary to the weight and sufficiency of the evidence, i.e., that there was such an overwhelming amount of evidence in favor of the defendant that reasonable and fair minded persons could not arrive at a verdict against him. The court concludes that Carlone is not entitled to the entry of judgment as a matter of law in his favor on the issue of punitive damages.
The court instructed the jury that “[wjhether you decide to award punitive damages against a defendant should be based on whether you find that that defendant engaged in either: (1) Willful, wanton or malicious violation of the plaintiffs rights, or (2) Reckless disregard of whether or not his actions werе in violation of the plaintiffs rights.” Jury Charge (Dkt. No. 38) at 34. The court further instructed that, “[b]y malicious or wilful, I mean that an officer’s actions were inspired by a purpose on the part of that officer to do the plaintiff harm or subject her to public humiliation, and that the officer had an intent to bring about such a result,” and that, “[i]n determining whether a defendant’s conduct was malicious or wilful, you must consider what he did in light of all the circumstances, for malice and wilfulness are often not susceptible of proof by direct evidence, but may be found as an inference reasonably drawn from all the facts.” Id. Finally the court instructed the jury that “I said to you also that a plaintiff is entitled to punitive damages where a defendant’s acts are wanton, and by that I mean a reckless disregard of the consequences which might follow from such acts.” Id. Thus, the court instructed that, “[i]f Ms. Blackledge has proved to you that the use of excessive force or the failure to intervene to protect the plaintiff from the use of excessive force by any one or more of the defendants was malicious or wilful or wanton as I have explained those words to you, you must determine what additional amount, if any, she is entitled to recover from each such defendant as punitive damages.” Id. at 34-35.
No manifest injustice follows from letting stand the jury’s vеrdict that Carlone acted with reckless disregard of whether or not his actions were in violation of the plaintiffs right to be free from the use of excessive force. The jury heard evidence that Carlone approached the police cruiser in which the plaintiff, having already been cap stunned once, was handcuffed in the backseat. Carlone opened the cruiser’s door and sprayed the plaintiff in the face again, without checking on the plaintiffs physical condition. Faced with this testimony, the court cannot say that, on the issue of punitive damages against Carlone, there is such a complete absence of evidence supporting the verdict that the
B. The punitive damages award is not excessive
Carlone also argues that the punitive damages awarded against him are excessive and are unreasonably disproportionate to the actual damages proven in the case. Accordingly, Carlone requests a new trial be ordered on the issue of punitive damаges which was “infected by prejudice and passion or other improper motive[s] on the part of the jury,” or, in the alternative, Carlone seeks a remittitur. See Motion for Judgment Notwithstanding Verdict and for New Trial or Remittitur in the Alternative (Dkt. No. 40) at 10.
“ ‘If a district court finds that a verdict is excessive, it may order a new trial, a new trial limited to damages, or, under the practice of remittitur, may condition a denial of a motion
for
a new trial on the plaintiffs accepting damages in a reduced amount.’ ”
Lee v. Edwards,
In determining whether a jury’s punitive damage award is excessive, the court is mindful that the United States Constitution “imposes a substantive limit on the size of punitive damages awards.”
Honda Motor Co., Ltd. v. Oberg,
Following
Gore,
the Second Circuit has held that, “[a]lthough
Gore
examined the excessiveness of punitive damages awarded in a state court, the universal premise of [the] Supreme Court’s due process reasoning suggests that the same considerations apply equally to the review of punitive damages awarded in federal court.”
Lee,
“Excessive punitive damage awards should be cut back where there is no specific and easily quantifiable error underlying the award, for damages should not be permitted to go beyond that amount reasonably necessary to secure the purposes of such awards, and thus to become in part a windfall to the individual litigant.”
Aldrich v. Thomson McKinnon Secs., Inc.,
Turning to these guideposts, the court first notes that the $40,000 award comports with the reprehensibility of Car-lone’s actions in cap stunning the plaintiff, who had already been cap stunned in the face once, while she was handcuffed in the back seat of a police cruiser. The Second Circuit has identified several “aggravating factors,” extracted from the Supreme Court’s
Gore
decision, “that are ‘associated with particularly reprehensible conduct’ and contribute to the sense that ‘some wrongs are more blameworthy than others.’ ”
Lee,
Second, Carlone’s due process rights are not violated by the fact that the ratio of punitive damages to compensatory damages awarded against Carlone is 40-to-1. The Supreme Court has noted that “we have consistently rejected the notion that the constitutional line is marked by a simple mathematical formula, even one that compares actual and potential damages to the punitive award.... Indeed, low awards of compensatory damages may properly support a higher ratio than high compensatory awards, if, for example, a particularly egregious act has resulted in only a small amount of economic damages.”
Gore,
The court finds that the 40-to-l ratio here is such a case. This ratio does not approach the “breathtaking 500 to 1” ration which the
Gore
Court concluded “must surely ‘raise a suspicious judicial eyebrow.’ ”
Id.
(citation omitted). Moreover, the Second Circuit has held that the fact that the
Gore
“Court found the 500 to 1 ratio in that contract dispute to be ‘breathtaking’ ... does not necessarily control the fair ratios in a § 1983 case.”
Lee,
Finally, the court notes that the third Gore guidepost arises from the concern that, “[w]hen penalties for comparable misconduct are much slighter than а punitive damages award, it may be said that the tortfeasor lacked ‘fair notice’ that the wrongful conduct could entail a substantial punitive award.” Id. at 811 (citations omitted). The plaintiff alleges that Car-lone could have been held accountable for felony assault, or assault with a weapon, and faced a fine of up to $10,000 or imprisonment if convicted on such a charge. As in Lee, however, the court concludes that “the civil and criminal penalties understate the notice, because the misconduct at issue here was committed by a police officer,” and Carlone’s training as a police officer gave him notice as to the “gravity of misconduct under color of his official authority, as well as notice that such misconduct could hinder his career.” Id. Unlike the police officer defendant in Lee, however, against whom the jury rendered a $200,000 punitive damage award for malicious prosecution, the punitive damages award against Carlone does not “amount[ ] to the sacrifice of the better part of a policeman’s after-tax pay for a decade,” for which “nothing could conceivably have prepared him.” Id.
The court therefore finds that the jury’s punitive damages award against Carlone satisfies these guideposts. “This does not end [the] inquiry, however, since ..., even where the punitivе award is not beyond the outer constitutional limit marked out, however imprecisely, by the three
Gore
guideposts,” the court must “review punitive awards for excessiveness in applying federal statutes such as section 1983.”
Mathie,
In
King v. Verdone,
Doсket No. 3:97-cv-1487 (D.Conn.1999) (Squatrito, J.), the “jury rendered a verdict for the plaintiff on his excessive force civil rights claim under 42 U.S.C. § 1983 based on his testimony that he was maced, kicked in the face and body, punched and verbally tormented by the two defendants following his failed attempt to escape from a correctional facility. The jury awarded the
In
Lee,
In light of these awards in similar cases from this circuit, the court concludes that the $40,000 award against Carlone is not excessive. The police misconduct in several of these similar cases may be more egregious that Carlone’s misconduct in this case, but the punitive damages awarded in those cases are correspondingly higher than that award to the plaintiff in the instant suit. As such, the court does not find the $40,000 in punitive damages awarded to the plaintiff to be so high as to shock the judicial conscience and constitute a denial of justice. As such, Carlone’s request for a remittitur or, alternatively, the order of a new trial if the plaintiff did not accept damages in a reduced amount, is denied.
III. 42 U.S.C. § 1988 Award of Attorneys’ Fees and Costs
The plaintiff seeks an award of attorneys’ fees and costs under 42 U.S.C. § 1988. Section 1988(b) provides that, “[i]n any action or proceeding to enforce a provision of sectionf ] ... 1983, ... the court, in its discretion, may allow the prevailing party ... a reasonable attorney’s fee as part of the costs .... ”
A. Prevailing party status
Under section 1988, for a plaintiff to be considered a “prevailing party,” the law is
The Second Circuit has held that section 1988 fees can be awarded “not only [for] the cost of obtaining a favorable judgment but also to the cost of successfully defending that judgment,” including “against postjudgment motions,” as well as “for time reasonably spent in preparing and defending an application for § 1988 fees.”
Weyant v. Okst,
Here, the plaintiff has plainly prevailеd against Carlone. The jury awarded her $1,000 in compensatory damages and $40,000 in punitive damages against Car-lone on her sole section 1983 claim of excessive force. The plaintiff is therefore eligible for a section 1988 attorneys’ fee award.
B. Lodestar determination
“In determining reasonable attorneys fees the court must calculate a ‘lodestar’ figure based upon ‘the hours reasonably spent by counsel ... multiplied by the reasonable hourly rate.’ ”
Cruz,
“The ‘lodestar’ figure should be ‘in line with those [rates] prevailing in the community for similar services of lawyers of reasonably comparable skill, experience, and reputation.’ ”
Cruz,
“After calculating the lodestar, the district court may consider other factors ‘that may lead [it] to adjust the fee upward or downward, including the important factor of the ‘results obtained’ ’ ...., as well as the 12
Hensley
factors ....”
1
Orchano,
Here, the plaintiff has requested total attorneys’ fees in the amount of $14,962.50, and costs in the amount of $877.97. Amended Affidavit of Rosemarie Paine in Support of Application for Attorneys’ Fees (Dkt. No. 50) at ¶ 13. This requested fees figure is based on an hourly rate of $250 for Attorneys Paine and Cerritelli and $175 for Papastavros. See Dkt. Nos. 45, 46, & 50.
The court finds that some of the hourly rates charged by plaintiffs counsel are excessive in comparison to rates charged for similar services of lawyers of reasonably comparable skill, expеrience, and reputation in Connecticut. The court finds a rate of $200/hour reasonable for Attorney Paine’s work on this case. This rate is a function of her eight years of experience and her expertise in civil rights and police brutality case. The court finds the rate requested by Attorney Cerritelli is excessive in relation to his three years’ experience. The court awards him a rate of $175/hour, a generous rate for a fairly inexperienced attorney with limited experience in civil rights litigation. The court finds this same rate — $175/hour—to be reasonable for Attorney Papastavros, a fourth-year attorney with some experience in civil rights actions.
The court has reviewed the fee entries and finds the number of hours expended on preparation and trial of this case to be reasonable, and notes that the defendants have objected only to the hourly rate discussed above. The court does not consider it necessary to adjust the lodestar figure upward or downward to account for the results obtained or any of the Hensley factors. Accordingly, the plaintiff is awarded $10,950 for Attorney Paine’s work ($200 x 54.75 hours), $525 for Attorney Cerritelli’s work ($175 x 3 hours), and $525 for Attorney Papastavros’s work ($525 x 3 hours), for a total attorneys’ fee award of $12,000.
Moreover, the court has reviewed the costs for which the plaintiff seeks reim
IV. Conclusion
The court finds that Carlone has failed to carry his burden of demonstrating his entitlement to judgment as a matter of law or, alternatively, to a remittitur or new trial. As such, Carlone’s Motion for Judgment Notwithstanding Verdict and for New Trial or Remittitur in the Alternative [Dkt. No. 40] is DENIED.
The plaintiffs Application for Award of Attorneys’ Fees and Costs [Dkt. No. 43] is GRANTED. The court finds that the plaintiff should be awarded reasonable and necessary attorneys’ fees pursuant to 42 U.S.C. § 1988(b) in the amоunt of $12,000. The court further finds that the plaintiff should be reimbursed her costs in the amount of $877.97, pursuant to section 1988.
SO ORDERED.
Notes
. The twelve “Hensley factors” are:
(1) the time and labor required; (2) the novelty and difficulty of the question; (3) the skill requisite to perform the legal service properly; (4) the preclusion of employment by the attorney due to the acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or the circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the "undesirability” of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases.
Orchano v. Advanced Recovery, Inc.,
