378 F.3d 8 | 1st Cir. | 2004
Lead Opinion
This appeal arose in connection with demonstrations planned for the 2004 Democratic National Convention (the Convention). The appellant, the Bl(a)ck Tea Society, seeks review of an order denying its request to modify a designated demonstration zone (DZ) set aside by municipal officials. We summarily affirmed the order on July 26, 2004 (coincident with the start of the Convention). This opinion limns the basis for our ruling.
The facts surrounding this litigation are thoroughly canvassed in the district court’s comprehensive opinion, see Coalition to Protest the Democratic Nat’l Conv. v. City of Boston, 327 F.Supp.2d 61 (D.Mass.2004), and it would serve no useful purpose to rehearse them in exegetic detail. Suffice it to say that the Convention was held at the Fleet Center, in Boston, Massachusetts, on July 26-29, 2004. Security at national political conventions is always tight and that was especially so this year in light of heightened sensitivity to security concerns following the terrorist attacks of September 11, 2001.
Security precautions at the Convention operated on two different levels. The City established a highly secure hard zone in the area immediately surrounding the Fleet Center (a zone for which the United States Secret Service assumed principal responsibility) and a less secure soft zone extending several blocks south in the area commonly known as Bullfinch Triangle. Only candidates, delegates, staff, press, and other specially authorized classes of persons were permitted into the hard zone — and even they had to pass through magnetometers before entering. By contrast, pedestrian access to and through the soft zone was generally unrestricted (al
In an effort to facilitate demonstrators’ access to the delegates, the City established the DZ on the edge of the hard zone and allowed demonstrations within it. The DZ itself was far from a perfect solution. It comprised a heavily secured space, approximately 90 feet by 300 feet, located for the most part underneath unused rail tracks. It was surrounded by two rows of jersey barriers topped with eight-foot chain-link fencing; the perimeter was further surrounded by a semitransparent liquid dispersion mesh fabric; and a widely-woven mesh fabric was hung above the DZ between the rail tracks and the fence. Finally, the City placed coiled razor wire along the edges of the rail tracks in the vicinity of the Fleet Center (including the area above the DZ) in order to inhibit access to the tracks. Although there were three routes of ingress and egress to and from the DZ, the aggregate effect of the security measures was to create an enclosed space that the appellant likens to a pen.
The appellant filed suit in the United States District Court for the District of Massachusetts on July 21, 2004, seeking, inter alia, a preliminary injunction requiring the City to modify the DZ in certain respects.
The district court determines whether to issue a preliminary injunction by weighing four factors: “(1) the likelihood of success on the merits; (2) the potential for irreparable harm if the injunction is denied; (3) the balance of relevant impositions, i.e., the hardship to the nonmovant if enjoined as contrasted with the hardship to the movant if no injunction issues; and (4) the effect (if any) of the court’s ruling on the public interest.” Charlesbank Equity Fund II v. Blinds to Go, Inc., 370 F.3d 151, 162 (1st Cir.2004) (quoting Ross-Simons of Warwick, Inc. v. Baccarat, Inc., 102 F.3d 12, 15 (1st Cir.1996)). We review the district court’s grant or denial of a preliminary injunction for abuse of discretion. Id. at 158. “This is a deferential standard of review, and the deference that it entails is most appropriate with respect to issues of judgment and the balancing of conflicting factors.” Id. Within this sphere, the district court’s conclusions of law are reviewed de novo and its findings of fact are reviewed for clear error. New Comm Wireless Servs., Inc. v. SprintCom, Inc., 287 F.3d 1, 9 (1st Cir.2002).
Freedom of expression, especially expression of political views, ranks near the top of the hierarchy of constitutional
The right to freedom of expression is secured principally by the First Amendment. U.S. Const, amend. I. Despite the importance of that right, the prophylaxis of the First Amendment is not without limits. Reasonable restrictions as to the time, place, and manner of speech in public fora are permissible, provided that those restrictions “are justified without reference to the content of the regulated speech, ... are narrowly tailored to serve a significant governmental interest, and ... leave open ample alternative channels for communication of the information.” Ward v. Rock Against Racism, 491 U.S. 781, 791, 109 S.Ct. 2746, 105 L.Ed.2d 661 (1989) (quoting Clark v. Cmty. for Creative Non-Violence, 468 U.S. 288, 293, 104 S.Ct. 3065, 82 L.Ed.2d 221 (1984)).
A regulation is narrowly tailored if “the means chosen are not substantially broader than necessary to achieve the government’s interest.” Id. at 800, 109 S.Ct. 2746. To satisfy this benchmark, a regulation need not be the least restrictive alternative available to the government. Id. at 798-99, 109 S.Ct. 2746. Put another way, the validity of time, place, or manner regulations is not subject to “ ‘a judge’s agreement with the responsible decisionmaker concerning the most appropriate method for promoting significant government interests’ or the degree to which those interests should be promoted.” Id. at 800, 109 S.Ct. 2746 (quoting United States v. Albertini, 472 U.S. 675, 689, 105 S.Ct. 2897, 86 L.Ed.2d 536 (1985)).
An inquiry into the validity of time-place-manner regulations generally commands what we have termed “intermediate scrutiny.” Nat’l Amusements, Inc. v. Town of Dedham, 43 F.3d 731, 736 (1st Cir.1995). In this case, however, the appellant endeavors to ratchet up this level of scrutiny by characterizing the security measures (particularly the total prohibition of demonstrations in the hard zone) as a prior restraint on speech. We reject this approach: here, the City has not sought to prevent speech, but, rather, to regulate the place and manner of its expression. The Supreme Court has explicitly rejected attempts to analyze security-based timeplaee-manner restrictions as prior restraints, see, e.g., Hill v. Colorado, 530 U.S. 703, 733-34, 120 S.Ct. 2480, 147 L.Ed.2d 597 (2000); Schenck v. Pro-Choice Network, 519 U.S. 357, 374 n. 6, 117 S.Ct. 855, 137 L.Ed.2d 1 (1997); Madsen v. Women’s Health Ctr., Inc., 512 U.S. 753, 763 n. 2, 114 S.Ct. 2516, 129 L.Ed.2d 593 (1994), and those cases are controlling here. If content-neutral prohibitions on speech at certain places were deemed pri- or restraints, the intermediate standard of review prescribed in the time-place-manner jurisprudence would be eviscerated.
Having settled upon the appropriate level of scrutiny, we move the inquiry forward. The answers to some issues are indisputable: the challenged security precautions are plainly content-neutral and there can be no doubting the substantial government interest in the maintenance of security at political conventions. What remains, therefore, is whether the City’s array of security precautions were narrowly
We deem it appropriate to start a narrow tailoring analysis by examining the speech-related burdens that the challenged regulation imposes. It cannot be gainsaid that the security measures attendant to the Convention dramatically limited the possibilities for communicative intercourse between the demonstrators and the delegates. The measures allowed no opportunity for physical interaction (such as the distribution of leaflets) and severely curtailed any chance for one-on-one conversation. Visual communication using signs or other media was not prevented but was hampered to some extent by the cramped space and the mesh screening. And while the direct limits on aural communication seem minor, even this form of interaction may have been less effective because of the restrictions on other modes of expression. In sum, the challenged regulation imposed a substantial burden on free expression.
We turn next to the City’s goal, mindful that the government’s judgment as to the best means for achieving its legitimate objectives deserves considerable respect. Rock Against Racism, 491 U.S. at 798-99, 109 S.Ct. 2746. Here, the City’s overall goal was to maintain security at the Convention. But security simpliciter is too broad a rubric to be useful in this analysis. Security is not a talisman that the government may invoke to justify any burden on speech (no matter how oppressive). Thus, the question of narrow tailoring must be decided against the backdrop of the harms that a particular set of security measures are designed to forfend.
The City claims that the risk of harm was substantial. It designed the elaborate security measures here at issue in light of recent past experience with large demonstrations, including those at the 2000 Democratic National Convention in Los Ange-les. The double ranks of fencing were meant to deter attempts to break through the fence; the liquid dispersal mesh was intended to protect the delegates from being sprayed with liquids; and the overhead netting was added to prevent demonstrators from hurling projectiles. Conduct of this type admittedly has occurred at a number of recent protests.
The appellant points out, correctly, that there is no evidence in the record that the City had information indicating that demonstrators intended to use such tactics at the Convention.
We do not believe a per se rule barring the government from using past experience to plan for future events is consistent with the approach adopted in the Court’s time-place-manner jurisprudence. See Hill, 530 U.S. at 728-29, 120 S.Ct. 2480 (relying in part on past experi
On this hastily assembled record, the quantum of “threat” evidence was sufficient to allow the trier to weigh it in the balance. For now, we do not purpose to determine how that factor should be weighed either in future cases or in connection with better-developed factual proffers. We instead assess only whether the district court’s balance of this and other factors was so unreasonable as to constitute an abuse of discretion. We conclude that it did not, and, thus, we uphold the district court’s determination that the security measures undertaken by the City, though extreme, were nonetheless narrowly tailored.
Having left intact the district court’s conclusions anent narrow tailoring, we briefly address the availability of alternative avenues for expression. The district court perspicaciously noted that many other opportunities for demonstrations existed in the vicinity of the Fleet Center and throughout Boston. The City allowed informal demonstrations within the soft zone without a permit so long as those demonstrations involved fewer than 20 people (and allowed up to 50 people with a permit). Several other public spaces throughout Boston remained available for demonstrations, subject to existing regulations and content-neutral permitting requirements.
The appellant’s chief rejoinder is that these alternatives were not sufficient because none of them were within sight and sound of the delegates assembled at the Fleet Center. We disagree with that premise: the DZ did provide an opportunity for expression within sight and sound of the delegates, albeit an imperfect one. There are, moreover, two other pertinent considerations. First, although the opportunity to interact directly with the body of delegates by, say, moving among them and distributing literature, would doubtless have facilitated the demonstrators’ ability to reach their intended audience, there is no constitutional requirement that demonstrators be granted that sort of particularized access. Second, we think that the appellant’s argument greatly underestimates the nature of modern communications. At a high-profile event, such as the Convention, messages expressed beyond the first-hand sight and sound of the delegates nonetheless have a propensity to reach the delegates through television, radio, the press, the internet, and other outlets. On this record, then, we cannot say that the district court erred in concluding that viable alternative means existed to enable protesters to communicate their messages to the delegates.
Let us be perfectly clear: this is a close and difficult case. The district court, however, dealt with matters at first hand and concluded that the appellant had not shown a likelihood of success on the merits. See Coalition to Protest, 327 F.Supp.2d at 69. On this record and at this preliminary litigation stage, we find that conclusion reasonable.
A burden on protected speech always causes some degree of irreparable harm. See Elrod v. Burns, 427 U.S. 347, 373-74, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976). Here, however, the safety, security, and logistical concerns voiced by the City were real, and the district court was correct in giving those concerns due consideration. Thus, the balance of harms is inconclusive in this case. Similarly, the public interest cuts both ways. On the one hand, freedom of expression, especially freedom of political expression, is vital to the health of our democracy. On the other hand, making public safety a reality and ensuring that important political events are able to proceed normally are also valuable. Moreover, a determination of the public interest necessarily encompasses the practical effects of granting or denying preliminary injunctive relief. Here, the district court was constrained by the physical limitations of the Fleet Center venue
We mention these constraints because it is readily evident that they sharply limited the remedial options available to the district court. Considering these factors in the aggregate, we find the equities closely matched, and we come away sharing the district court’s concern with the impracticability of eleventh-hour injunctive relief. See Coalition to Protest, 327 F.Supp.2d at 77.
We need go no further. With the Convention looming and with few options at its disposal, we think the district court’s resolution of the preliminary injunction request was fully supportable. The court did yeoman’s work in holding a prompt hearing, mastering the complexity of the issues and the physical shortcomings of the site, deciding the motion in a timeous fashion, and writing a thoughtful rescript that explained its findings and its rationale. Dealing with the record as it stands, the temporal constraints under which the district court labored, and the deferential standard of review, we have no principled choice but to uphold the challenged order.
Affirmed.
. The litigation below also challenged certain other security measures (e.g., restrictions on marching, etc.) that are not at issue in this appeal. By the same token, the original lead plaintiff, the Coalition to Protest the Democratic National Convention, is not a party here.
. The district court eventually determined that the information it had received ex parte was not necessary to its decision and, thus, did not consider it. See Coalition to Protest, 111 F.Supp.2d at 75.
. That statement is true, so long as one ignores the ex parte presentation by the federal government. See supra note 2. Like the district court, we are content, for purposes of this case, to leave that evidence to one side. The difficult issues raised by the use of such proffers will have to be considered in future cases.
. The district court supportably found that these physical constraints made it impossible to either relocate or substantially enlarge the DZ. Coalition to Protest, 327 F.Supp.2d at 68. The DZ could not be expanded eastward into the loading area for buses without jeopardizing the ability to move people and vehicles safely and efficiently. Id. at 74. Finally, there was no practical way either to remove the overhead rail tracks or to relocate the DZ from beneath the tracks. Id. at 76.
. We are not faced with the question of whether the same result would be supportable in less tumultuous times or on a better-developed record, cf. Cohen v. Brown Univ., 991 F.2d 888, 902 (1st Cir.1993) (explaining that "a district court's conclusions at the preliminary injunction stage are only attempts to predict probable outcomes”), and, therefore, we express no view on these matters.
Concurrence Opinion
concurring.
I concur fully with the thoughtful opinion of Judge Selya. I write separately to
1.Timing
Time constraints shadowed every aspect of this case. In the future, if the representatives of demonstrators ask the courts to modify security measures developed over many months of planning for an event of this magnitude, they should come to court when there is enough time for the courts to assess fully the impact that modifications will have on the security concerns advanced. Inevitably, the absence of time becomes an important element in determining whether a given time-place-manner restriction is narrowly tailored to serve a government interest in maintaining security. See United for Peace & Justice v. City of New York, 323 F.3d 175, 178 (2d Cir.2003) (noting that “short notice [and] lack of detail ... are always relevant considerations” in a First Amendment narrow tailoring analysis).
According to an affidavit in the record, discussions on arrangements for demonstrations began in July 2003 between the city and interested parties, including the American Civil Liberties Union and the National Lawyers Guild, which are counsel for the appellant in this action. The city undertook to provide a designated demonstration zone within sight and sound of the DNC delegates. The parties agreed that the area that had been set aside for the delegates’ buses would be modified to accommodate the placement of the demonstration zone. Subsequently, there may have been misunderstandings about agreements that had been reached. Perhaps there were unjustified reliances on verbal representations. The record does not permit any judgment on the history of negotiations. However, for an event of this magnitude, taking place at a time of heightened national security, there is an inescapable need for firm, documented understandings well in advance of the event about arrangements to accommodate demonstrations. If the parties cannot reach satisfactory agreements, there must be adequate time to seek recourse in the courts. Adequate time means months or at least weeks to address the issues. It does not mean five days before the event begins.
2. Choice of Site
The district court has described in detail the physical limitations of the Boston site of the Democratic National Convention, noting that the DZ “is the only available location providing a direct interface between demonstrators and the area where delegates [would] enter and leave the Fleet Center.”
3. Event Specific Intelligence
The district court justified the security measures at issue here on the basis of “past experience at comparable events, in-
We have come to a point where it may be anticipated, at this and similar national security events, that some significant portion of the demonstrators, among those who have the closest proximity to delegates or participants, consider assault, even battery, part of the arsenal of expression. And as a consequence, those responsible for event safety must plan for violence. In fact, the chance of confrontation with the security measures themselves is viewed by some as a further opportunity for expression.
These references by the district court to experiences at comparable events, and its statement that there was reason to fear similar violence from some of the demonstrators at this convention, drew the particular ire of the appellant who challenged “the imposition of Draconian restrictions on the exercise of First Amendment rights on the basis of anecdotal information of disruptions and civil disobedience that have occurred at other places, at other times, and under other circumstances.”
It is true that unfounded speculation about potential violence cannot justify an insufficiently tailored restriction on expression. See, e.g., Bay Area Peace Navy v. United States, 914 F.2d 1224, 1228 (9th Cir.1990) (seventy-five yard security zone separating demonstrators from naval parade was not narrowly tailored to serve governmental interest in preventing terrorism when the asserted threat was speculative and unconnected to incidents in the San Francisco Bay area or the United States). On the other hand, as Judge Selya notes, law enforcement officials may appropriately draw upon experiences of other cities or entities that have hosted comparable events when assessing the type of security measures necessary to police an upcoming event. See Grider v.
Abramson, 180 F.3d 739, 743-44 (6th Cir.1999) (concluding that town’s security plan developed in anticipation of KKK rally and counter-rally by opposing groups, in consultation with “the distilled essence of [other municipalities’] collective advice,” was narrowly tailored to the government’s interest in protecting the safety of both groups and the public). The reality that some demonstrators at the 2000 DNC and other recent large, political events have pushed over fences, squirted bleach and urine at delegates or attendees, and thrown objects over barricades, was clearly relevant to the safety risk posed to delegates and others at the 2004 DNC. At the same time, the absence of specific information in the record about risks of violence specific to this event remains troubling in light of the particularly stringent restrictions on expression that were imposed. Cf. United for Peace and Justice v. City of New York, 243 F.Supp.2d 19, 25 (S.D.N.Y.) (relying on evidence that United Nations building had been the target of two recent security incidents in upholding denial of permit to march in front of United Nations building as narrowly tailored restriction of First Amendment activity), aff'd 323 F.3d 175 (2d Cir.2003).
The district court recognized the importance of event specific intelligence. As the court disclosed in its initial bench ruling, and as it confirmed in its written decision, the court
inquired of both the City and the United States whether they had any specific intelligence concerning security threats during the DNC. The United States indicated that it did, and would be willing to provide that information to me ex parte and in camera, but was unwilling to provide the information in the presence of plaintiffs’ counsel, even with a protective order, because of concern re*18 garding the potential difficulties for law enforcement and various investigations.
As the district court further explained, it met with representatives of the United States, received information that is reflected in the court reporter’s notes and then, in light of the objections posed by the appellant to the consideration of that information, stated that it would not consider the information received during the ex parte meeting in its decision on a request for a preliminary injunction. Yet the district court did say in its written decision: “I should add, for purposes of completeness, that nothing in the information received suggested that the disposition of the Bl(a)ck Tea plaintiffs’ motion was improvident.” The stenographer’s notes of that ex parte meeting were placed under seal and were, in the words of the district court, “available to prepare a transcript should judicial officers need to review them in connection with any appeal.” We have not sought such review.
Neither party challenged the district court’s participation in the ex parte meeting, and I do not question the court’s statement that the information it received from the United States played no role in its decision. I do understand the district court’s “improvident” observation to mean that the information it reviewed ex parte confirmed, in its mind, the rightness of the decision it made independently of that information. This distinction captures the difficulties involved in trying to fashion a workable procedure under impossible time constraints that would allow the court to receive the event specific information it ideally should have while both protecting the confidentiality of that information and allowing the appellant to challenge it in some fashion.
I do not presently have an answer to this dilemma. I only know that the dilemma is one of considerable import. We have recognized the general proposition that “[o]ur system of justice does not encompass ex parte determinations on the merits of cases in civil litigation.” Assoc. for Reduction of Violence v. Hall, 734 F.2d 63, 67 (1st Cir.1984). Yet some precedents from other circuits suggest that ex parte determinations may be allowable “when the submissions involve compelling national security concerns or the statute granting the cause of action specifically provides for in camera resolution of the dispute.” Vining v. Runyon, 99 F.3d 1056, 1057 (11th Cir.1996); see also Molerio v. FBI, 749 F.2d 815, 825 (D.C.Cir.1984). Although we have not had occasion to consider whether compelling national security concerns may in exceptional circumstances justify the ex parte consideration of privileged information, this case might have presented an opportunity to address the issue. As the district court noted, the DNC was designated by the President as a National Special Security Event, with the Secret Service designated as the lead federal agency in the design, planning, and implementation of security measures. However, so far as I can tell, there was no attempt by defendant to establish the factual predicates for this national security exception. Thus, the record is devoid of intelligence specific to this event.
While fully acknowledging the difficulty of the issues involved, I think that void is unfortunate. It should not be the rule in these kinds of cases. With more time to prepare for these cases, and with some creative thought given to procedures that might allow the fair consideration of such event specific intelligence, there could be less reliance in the future on the inferences drawn from prior events.
4. Post-9111 Environment
At the outset of its written decision the district court placed the controversy before it in context:
*19 The DNC will be the first national political convention to be held following the September 11, 2001 terrorist attacks on New York’s World Trade Center that were launched from Boston’s Logan Airport. It has been designated by the President as a National Special Security Event, and, in light of recent experience with such events, the Secret Service and the Boston Police Department have developed extraordinarily stringent security measures in connection with it.
Inevitably, the events of 9/11 and the constant reminders in the popular media of security alerts color perceptions of the risks around us, including the perceptions of judges. The risks of violence and the dire consequences of that violence seem more probable and more substantial than they were before 9/11. When judges are asked to assess these risks in the First Amendment balance, we must candidly acknowledge that they may weigh more than they once did. See United for Peace and, 243 F.Supp.2d at 29 (recognizing that “heightened security concerns due to September 11th are an additional element of the City’s overarching concern that it [could not] safely protect the public” if a proposed march past the United Nations were to take place). When the district court commented that there are aspects of this case that are “irretrievably sad,” the court surely had this new reality in mind.
I wish to be clear. I am not suggesting that this new reality makes the First Amendment rights of the demonstrators any less important or the vigilance that the courts must have for those rights any less imperative. But I am suggesting that the always difficult balancing between those First Amendment rights and the demands of security has become even more difficult.
Thus I return to the point where I began — the inescapable need for judges and litigants to have adequate time to resolve these difficult First Amendment/security issues. Although the district court did a superb job under difficult circumstances of analyzing the competing interests at stake and offering its best judgment as to how those interests must be addressed, the press of time inescapably constrained its ability to grant any of the relief sought by the appellant. For us, even further removed from the scene and from the facts, and with the Convention already under way, the constraints were even greater.
There is good reason for the district court’s lament that “the design of the DZ is an offense to the spirit of the First Amendment.” In the future, with more time for court intervention when court intervention is needed, with the choice of more flexible sites by event planners, and with procedures in place for giving the court the event specific information it should have, that spirit, hopefully, will not be offended again.
. These limitations assume the presence of the "hard zone,” which is not at issue in this appeal.