RULING ON MOTION FOR SUMMARY JUDGMENT
Plaintiff Bruce Birdsall brings this action seeking damages and other relief for claims of deprivation of rights secured by the Constitution, the laws of the United States and the State of Connecticut. The defendants, the City of Hartford, Joseph Croughwell, the Chief of Police of the City of Hartford, Franco Sanzo, a member of the Hartford Police Department’s Vice and Narcotics Division, and David Kenary, also a member of the Vice and Narcotics Division, have moved for partial summary judgment on the following claims raised in
For the reasons set forth below, the defendant’s Motion for Summary Judgment is granted in part and denied in part.
Background
Birdsall was the owner of the Capitol View Restaurant in Hartford, Connecticut. On May 29, 1998 at 11:30 p.m., plainclothes officers from the Hartford Police Department, Vice and Narcotics Division, responded to a report of a possible crime at Birdsall’s restaurant. Upon being greeted by Birdsall, the officers identified themselves as members of the Hartford Police Department and indicated that they were there to conduct a liquor inspection. Birdsall alleges that three officers proceeded to his kitchen and began going through a kitchen drawer. Birdsall further alleges that, when he questioned the officers about their search of the drawer, the defendant officers arrested him and physically assaulted him.
Birdsall was charged with breach of the peace, interfering with a police officer, and assault upon a police officer. No violations in connection with Birdsall’s restaurant were found that night. On July 13, 1998, all of the charges against Birdsall were nolled, based upon a representation that Birdsall would be making a charitable contribution.
Birdsall claims that his business never recovered from the negative impact of the police raid, his own arrest, and continued harassment by the police department. Birdsall later sold the restaurant. He also claims that he suffered physical, emotional, and psychological injuries and humiliation as a result of the alleged attack.
Standard of Review
Summary judgment is appropriate when the evidence demonstrates that “there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Anderson v. Liberty Lobby, Inc.,
When ruling on a summary judgment motion, the court must construe the facts in the light most favorable to the non-moving party and must resolve all ambiguities and draw all reasonable inferences against the moving party.
Anderson,
If the nonmoving party has failed to make a sufficient showing on an essential element of his case with respect to which he has the burden of proof at trial, then summary judgment is appropriate.
Celotex,
DISCUSSION
Claims Premised on the Fifth and Fourteenth Amendments
Birdsall claims that Defendants Sanzo and Kenary “used an excessive and unreasonable amount of force” in violation of his rights under the Fourth, Fifth, and Fourteenth Amendments of the United States Constitution as enforced through Title 42 United States Code §§ 1983 and 1988. It is axiomatic that in a civil action, the plaintiff bears the burden of proving all essential elements of a claim.
Ruggiero v. Krzeminski,
Fourteenth Amendment Claims
Birdsall’s Fourteenth Amendment claims appear to be predicated on a theory of substantive due process, because he alleges only the use of unreasonable force, rather than the absence of any procedural safeguards. It is well established that section 1983 “is not itself a source of substantive rights,” but instead, simply provides “a method for vindicating federal rights elsewhere conferred.”
Baker v. McCollan,
Birdsall contends that his Fourteenth Amendment claims are predicated on violations of his First Amendment right to free speech. However, as the defendants note, the plaintiff does not discuss the First Amendment, freedom of speech, or freedom of expression in any version of the complaint. There are references to a conversation that the plaintiff had with the officers prior to the alleged use of unreasonable force, but no direct, claims of a First Amendment violation.
In any event, the Fourth Amendment, rather than the Fourteenth Amendment, is the appropriate source of constitutional protection for claims of unreasonable or excessive use of force employed by law enforcement officials during arrests.
Graham v. Connor,
Birdsall fails to plead any violation of his First Amendment rights and yet the First Amendment is the only source of substantive rights that Birdsall argues supports his Fourteenth Amendment claims. Accordingly, the Amended Complaint fails to state a claim for violation of Birdsall’s Fourteenth Amendment rights and summary judgment is therefore entered in favor of defendants on the Fourteenth Amendment claims.
Fifth Amendment Claims
It is unclear whether Birdsall’s Fifth Amendment claims are premised on the Due Process Clause or the Takings Clause. In either case, Birdsall’s claims cannot be sustained.
The defendants argue that Bird-sall’s Fifth Amendment due process claims should also be dismissed because the Due Process Clause of the Fifth Amendment applies solely to claims made against federal officials.
Public Utilities Comm’n v. Poliak,
Additionally, the tenor of Bird-sail’s pleadings suggest that he may also be alleging an unconstitutional construe-
Accordingly, summary judgment is granted in favor of the defendants on Bird-sail’s Fifth Amendment claims.
Unlawful Arrest and/or Seizure Claims
Federal Constitutional Claims
The defendants argue that Birdsall is barred from bringing an action for false arrest because the criminal case that arose from his arrest did not terminate in his favor. Specifically, the charges brought against Birdsall were not dismissed, but rather, were nolled by the state in consideration of the plaintiffs charitable contribution. Def. Memo, in Support of Motion, Exh. A, Tr. at 2. Defendants argue that a nolle cannot be considered a “favorable” disposition for the purposes of bringing a section 1983 civil rights claim. Plaintiff contends that he was unaware that, by agreeing to give a charitable contribution, the charges would be nolled and he would be precluded from bringing a section 1983 claim.
It is well settled in the Second Circuit that in order to prevail on a cause of action for false arrest or malicious prosecution, a plaintiff must prove that the underlying criminal proceeding terminated in his favor.
Roesch v. Otarola,
The plaintiffs arguments that he was not aware that he was precluding a section 1983 claim by agreeing to a nolle are immaterial. The case law requiring favorable disposition contains no state-of-mind exception.
Because Birdsall has failed to show that the underlying criminal proceeding terminated in his favor, he is barred from filing a section 1983 false arrest or malicious prosecution claim. Accordingly, summary judgment shall enter in favor of defendants on Birdsall’s federal false arrest claim.
State Constitutional Claims
To date, the Connecticut appellate courts have not defined the contours of an unlawful arrest claim under Section 9 of the Connecticut Constitution. Under such circumstances, a federal court must predict how the highest state court would rule by considering all the data the highest court of the state would use.
Standard
In
Binette v. Sabo,
Because the Connecticut Supreme Court fashioned the state judicial remedy with considerable reliance on the United States Supreme Court’s Bivens rationale, however, it stands to reason that the Connecticut Supreme Court would also follow federal precedent when determining the parameters of an unlawful arrest claim under the state constitution. The state Supreme Court is likely to look to federal court decisions analyzing section 1983 false arrest and malicious prosecution claims. Thus, the Connecticut Supreme Court is likely to hold that, in order to state a false arrest or malicious prosecution claim under the state constitution, the plaintiff must allege and prove favorable resolution of the underlying criminal charge. Because Birdsall’s charges were nolled, he would be barred from seeking redress under the Connecticut Constitution for the same reason that his federal false arrest claim failed. Accordingly, summary judgment shall enter in favor of defendants on Birdsall’s state false arrest claim.
Claims Against Joseph Croughwell
Birdsall claims that the infringement of his civil rights and injuries to his person or property were “promoted and/or encouraged by the policy of the Defendant Joseph Croughwell” in that Croughwell and his agents and employees “failed to adequately train and/or supervise” the defendant officers in the performance of their duties. Second Am. Compl. at 14, ¶ 16. Specifically, Birdsall claims that Crough-well “failed to have in place, force and effect sufficient policies, practices, procedures and guidelines pertaining to the ef-fectuation of stops, detentions, arrests, seizures, and custody over suspects, and their conduct as police officers so as to enable them to take timely and reasonable measures to prevent the excessive use of force.” Id. at ¶ 18.
Assuming
arguendo
that Bird-sail’s Fourth Amendment rights were violated, there is no basis to impute liability to Croughwell for the actions of his subordinates. Supervisory liability under section 1983 cannot be based on respondeat superior.
Spencer v. Doe,
To date, Birdsall has presented no evidence that Chief Croughwell initiated a policy or custom requiring or permitting the use of excessive force in the performance of police duties. Birdsall has presented no evidence of other incidents
Moreover, when it is alleged that a failure to provide adequate training resulted in a constitutional deprivation, the complainant must identify a particular deficiency in training that “actually caused” the constitutional injury.
City of Canton v. Harris,
Here, Birdsall has failed to provide any concrete evidence to support his claims of liability against Chief Croughwell. His complaint provides only speculative statements stemming from the circumstances of his arrest, and fails to support a constitutional injury for which redress is required. Accordingly, summary judgment shall enter against plaintiff on all claims directed at Croughwell.
Plaintiffs Claims Against the City of Hartford
Birdsall has alleged claims against the City of Hartford for constitutional violations pursuant to section 1983, for state tort claims under section 52-557n of the Connecticut General Statutes, for indemnification of the defendant officers and defendant Croughwell under Connecticut General Statute § 7-465, and for all injuries done by the defendant officers.
Although municipalities are within the ambit of section 1983, municipal liability does not attach for actions undertaken by city employees under a theory of respondeat superior.
Monell v. New York City Dep’t of Soc. Serv.,
To prevail on a section 1983 claim against a municipality, a plaintiff must plead and prove the following: “(1) an official policy or custom that (2) causes the plaintiff to be subjected to (3) a denial of a constitutional right.”
Batista v. Rodriguez,
The standards for pleading such an injury are stringent and exacting.
In the instant case, Birdsall has done no more than plead conclusory allegations. There is no evidence, or even any claims, that pertain directly to the policies and customs of the City of Hartford. Instead, the plaintiff simply reiterates the allegations of wrongdoing made against defendants Sanzo and Kenary. In so doing, Birdsall attempts to impute liability to the City of Hartford for the alleged wrongdoing of its employees. As stated above, Monell does not allow a claim of municipal liability based upon a theory of respondeat superior. Birdsall does not allege that there was a specific municipal policy that was the root cause of his injuries, nor does he suggest that there was a custom of constitutional abuses beyond the incident alleged in his complaint. For these reasons, summary judgment shall enter against plaintiff on his claims against the City of Hartford.
Infliction of Emotional Distress
Negligent Infliction of Emotional Distress
Connecticut courts have consistently held that, “in order to prevail on a claim of negligent infliction of emotional distress, the plaintiff must prove that the defendant should have realized that its conduct involved an unreasonable risk of causing emotional distress and that that distress, if it were caused, might result in illness or bodily harm.”
Carrol v. Allstate Ins. Co.,
The physical injuries alleged by Birdsall in paragraph 11 of the amended complaint demonstrate a degree of unreasonable risk, of which the defendants should have been aware, sufficient to give rise to a claim of negligent infliction of emotional distress. Because the defendants deny the allegations and any purported injuries, genuine issues of material fact exist with regard to this claim. Because this claim requires a determination of the facts involved in the alleged incident, it is appropriate to reserve the issue for a jury determination. Accordingly, the motion for summary judgment, as it relates to the negligent infliction of emotional distress claim, is denied.
Intentional Infliction of Emotional Distress
In order to prevail on a claim of intentional infliction of emotional distress under Connecticut law, a plaintiff must prove the following four elements:
(1) that defendants intended to inflict emotional distress or that they knew or should have known that emotional distress was likely result of their conduct;(2) the conduct was extreme and outrageous; (8) the defendants’ conduct was the cause of the plaintiffs distress; and (4) the plaintiff suffered severe emotional distress.
To prove that the alleged conduct was extreme and outrageous, the plaintiff must show that it “ ‘exceeded] all bounds usually tolerated by decent society, of a nature which is especially calculated to cause, and does cause, mental distress of a very serious kind.’ ”
DeLaurentis v. City of New Haven,
Under Connecticut law, before a claim for intentional infliction of emotional distress may be submitted to a jury, the court must first determine that the conduct may be reasonably regarded as “extreme and outrageous so as to permit recovery.”
Reed v. Signode Corp.,
Defendants contend that, regardless of whether the alleged conduct was extreme or outrageous, plaintiff cannot prevail on a claim of intentional infliction of emotional distress because he has faked to establish that he suffered severe emotional distress. Specifically, defendants rely on Birdsall’s statement in a deposition that he did not seek medical treatment as evidence that he did not suffer from emotional distress. When asked by defendants’ counsel if he had sought counseling for any emotional distress caused by the alleged incident, Birdsall responded, “No. I should.” Def. Memo., Exh. I, Pl. Dep., p. 114, line 4.
It is not clearly established that failure to seek medical treatment precludes a showing of severe emotional distress sufficient to establish a claim of intentional infliction of emotional distress. Defendants rely on two District of Connecticut cases to support their proposition that, in the absence of any medical treatment, the distress alleged by the plaintiff cannot be considered serious enough to warrant a finding of severe emotional distress. In one of these cases,
Reed v. Signode Corporation,
In the instant case, Birdsall concedes that he did not immediately seek mental health treatment, but that fact alone does not bar his claim. Just as the fact of treatment is not sufficient to prove the existence of severe emotional distress, the absence of treatment does not preclude proof of severe emotional distress. Birdsall contends that he has suffered from memory loss and anxiety since the alleged incident. Pla. Memo., Exh. A, p. 51, lines 5-6, p. 112, lines 12-19. Connecticut
Because genuine issue of material fact exist regarding plaintiffs claims of negligent and intentional infliction of emotional distress, defendants’ motion for summary judgment with respect to these claims is denied.
Gross Negligence
Although Connecticut does not recognize gross negligence as a separate basis of liability,
see Decker v. Roberts,
Birdsall alleges that the officers accused him of serving alcohol to minors without adequately canvassing the premises. Plaintiffs Obj., Exh. A, p. 69, ¶¶ 5-17. Birdsall further claims that the officers did not determine if he posed an actual threat of harm before they used force with him in the restaurant’s kitchen. Finally, Birdsall contends that he was falsely charged with breach of the peace. The officers’ conduct, Birdsall contends, was sufficiently reckless and wanton to impute liability to the officers. The officers deny that their conduct exceeded the scope of their authority. Because genuine issues of material fact exist regarding the parties’ conduct during the incident, it is appropriate to reserve this determination for jury consideration. Accordingly, the defendants’ motion for summary judgment on plaintiffs recklessness claim is denied.
CONCLUSION
For the forgoing reasons, the defendants’ motion for summary judgment is granted in part and denied in part.
It is so ordered.
