The issue presented in this appeal is whether a State is entitled to assert its sovereign immunity under the Eleventh Amendment where the State intervened in an earlier, related action that was dismissed for improper venue. The district court concluded that a State was entitled to assert its Eleventh Amendment sovereign immunity in those circumstances and, accordingly, granted a motion to dismiss on that ground filed by Defendant-Appel-lee State of California, Department of Health Services (“DHS”). Plaintiff-Appel *1331 lant, Biomedical Patent Management Corporation (“BPMC”), appeals that decision. Because we agree that DHS’s initial waiver of Eleventh Amendment sovereign immunity does not extend to this case or judicially estop DHS from asserting immunity in this case, we affirm.
I
BPMC alleges that it is the owner of United States Patent No. 4,874,693 (“the '693 patent”), entitled “Method for Assessing Placental Dysfunction,” and issued on October 17, 1989. The '693 patent describes a method for screening birth defects in pregnant women, though a detailed description of the patent is not necessary to resolve the issues presented in this appeal. BPMC alleges in this case that DHS performs laboratory services, and induces others to perform services, that infringe the '693 patent. It asserts four claims against DHS: claims for literal patent infringement, both directly and by inducement; and claims for patent infringement under the doctrine of equivalents, both directly and by inducement. For relief, BPMC seeks money damages, treble damages for willful infringement, prejudgment interest, costs, expenses, and attorneys fees. As indicated below, this litigation is not the first litigation between these parties involving the '693 patent.
A. The 1997 Lawsuit
On August 28, 1997, Kaiser Foundation Health Plan, Inc. (“Kaiser”), a subcontractor of DHS, filed a declaratory judgment action against BPMC in the United States District Court for the Northern District of California, seeking a declaratory judgment that the DHS screening program does not infringe the '693 patent and that the '693 patent is invalid (hereinafter, “the 1997 lawsuit”). 1 DHS moved to intervene in the 1997 lawsuit, attaching a complaint in intervention that also sought a declaration of non-infringement and invalidity as to the '693 patent. The district court granted DHS’s motion to intervene over BPMC’s objection. At that time, BPMC asserted a compulsory counterclaim against DHS for infringement of the '693 patent, including a prayer for money damages. The compulsory counterclaim in that lawsuit contained the same four counts BPMC asserted in its Complaint in the instant action. Thereafter, BPMC filed a motion to dismiss the action for improper venue pursuant to Fed.R.Civ.P. 12(b)(3), which the district court granted. The 1997 lawsuit was dismissed in its entirety, without prejudice, on May 6,1998.
B. The 1998 Lawsuit
On May 11, 1998, five days after dismissal of the 1997 lawsuit, BPMC filed a new action against DHS for infringement of the '693 patent in the United States District Court for the Southern District of California (hereinafter, “the 1998 lawsuit”).
2
DHS answered and asserted the
*1332
defense of sovereign immunity,
3
but did not assert a counterclaim. Shortly after the 1998 lawsuit was filed, the Supreme Court granted a petition for a writ of certiorari to review this court’s decision in
Coll. Sav. Bank v. Florida Prepaid Postsecondary Educ. Expense Bd.,
On June 23, 1999, the Supreme Court issued its decision in
Florida Prepaid,
reversing the decision of this court and concluding that Congress’ abrogation of State sovereign immunity from patent infringement claims was invalid.
Fla. Prepaid Postsecondary Educ. Expense Bd. v. Coll. Sav. Bank,
C. The Present Lawsuit
On February 2, 2006, BMPC filed the present lawsuit against DHS in the United States District Court for the Northern District of California, the same venue in which BMPC had successfully moved to dismiss the 1997 lawsuit for improper venue.
4
DHS moved to dismiss this case on the ground that sovereign immunity under the Eleventh Amendment barred BPMC’s claims. The district court granted the motion and dismissed the case.
Biomedical Patent Mgmt. Corp. v. Cal., Dept. of Health Servs.,
No. 06-00737,
II
BPMC does not dispute that DHS, as an arm of the State of California, generally is accorded Eleventh Amendment immunity.
See, e.g., Alden v. Maine,
As an initial matter, it is clear that, by intervening and asserting claims against BPMC in the 1997 lawsuit, DHS voluntarily invoked the district court’s jurisdiction and, thus, waived its sovereign immunity for purposes of that lawsuit. “[I]t has long been established that a state waives its Eleventh Amendment immunity when it consents to federal court jurisdiction by voluntarily appearing in federal court.”
Regents of the Univ. of N.M. v. Knight,
Having found that DHS’s intervention in the 1997 lawsuit constituted a waiver of its sovereign immunity in that suit, the question we must resolve in this case is when, if ever, a waiver of immunity in an earlier lawsuit prevents a State from as
*1334
serting sovereign immunity in a later lawsuit between the same parties. BPMC asserts two grounds upon which it premises its contention that DHS’s earlier waiver should prevent it from asserting sovereign immunity in this case: (1) DHS’s waiver in the 1997 lawsuit extends or carries over to the instant lawsuit because the instant lawsuit involves the same subject matter and same parties; and (2) DHS should be judicially estopped from asserting immunity because the district court in the 1997 lawsuit accepted DHS’s jurisdictional arguments in allowing DHS to intervene. In addition, BPMC advances two other arguments, unrelated to the waiver in the 1997 lawsuit, as to why DHS is not entitled to sovereign immunity in this case: (1) the conduct of the State of California in the patent system, and particularly patent litigation, operates as a general waiver for all California State defendants participating in patent suits; and (2) a recent Supreme Court decision,
Central Virginia Community Coll. v. Katz,
A
BPMC first argues that DHS’s waiver in the 1997 lawsuit extends or carries over to the instant lawsuit because this action involves the same subject matter and the same parties. This court applies Federal Circuit law, rather than regional circuit law, to the issue of Eleventh Amendment waiver.
Knight,
In rejecting BPMC’s first theory, the district court primarily relied on a Ninth Circuit case,
City of S. Pasadena v. Mineta,
The district court in this case found that, like a dismissal under Rule 41(a)(1), a dismissal for improper venue “leaves the situation as if the action had never been filed.”
Biomedical Patent Mgmt. Corp.,
*1335
On appeal, BPMC argues that the district court erred because it should have applied the rule set forth in
Lapides,
which was decided after
City of S. Pasadena.
In
Lapides,
the Supreme Court held that a State’s removal of a ease to federal court constituted voluntary invocation of the court’s jurisdiction and, accordingly, waiver of the State’s Eleventh Amendment sovereign immunity.
Lapides,
BPMC focuses on two aspects of
La-pides
to argue that DHS’s 1997 waiver of immunity extends to the present case. First, BPMC places great significance on the Supreme Court’s use of the word “matter” in holding that voluntary invocation of a federal court’s jurisdiction waives a State’s “otherwise valid objection to litigation of the
matter
in a federal forum.”
Id.
at 624,
Neither of BPMC’s arguments compels the result it urges. First, there is no reason to place significance on the Supreme Court’s use of the term “matter” in
Lapides,
and BPMC offers none other than its own self-serving interpretation. Even if the term “matter” can be read, as BPMC suggests, to mean “subject matter” rather than “case” (or “action,” “litigation,” “lawsuit,” etc.), BPMC’s contention is belied by the Court’s other statements in
Lapides.
Elsewhere in the opinion, the Court states that it would be inconsistent to allow a State to invoke jurisdiction for the “case
at hand”
and then to claim Eleventh Amendment immunity, thereby
*1336
denying that jurisdiction extends to the
“case at hand.” Id.
at 619,
In addition, we also reject BPMC’s argument that the need to prevent unfairness and inconsistency requires a finding that DHS cannot assert immunity in the present lawsuit. BPMC misses one critical point that runs through almost all of the case law on which it relies: the waivers found in the cases cited by BPMC were based on actions by a State in the same case, not in cases that are either separated by a dismissal or cases that are entirely different actions. Lapides itself, of course, did not involve the effect of waiver of immunity in one case on a State’s ability to later assert immunity in a separate case; it involved waiver based on actions that occurred in the same action. This is a common thread in the authority on which BPMC relies.
In
Gunter,
for example, the Supreme Court held only that a State’s waiver extended to an ancillary proceeding in the same matter, not to a separate or independent action.
BPMC argues that
Gunter
supports its position because that case involved two separate actions, according to BPMC, in which waiver of immunity in an earlier action was held to carry over to a later action. A closer reading of
Gunter,
however, reveals that the disputes between the railroad and the State were part of
one continuous action,
a point that was critical to the Supreme Court’s determination that the State could not assert immunity in the “later” action. In
Gunter,
when the railroad sought to enforce the injunction twenty-five years later, it did not file a new case; rather, “[t]he petition which initiated the proceeding was filed as
ancillary
to the original
Pegues Case,
and
was entitle[d] and numbered as of that cause.
It referred to the prior proceedings in the cause, including the perpetual injunction therein issued ...”
Id.
at 281,
Likewise, in
Vas-Cath Corp. v. Curators of the Univ. of Missouri,
Similarly, in
New Hampshire v. Ramsey,
On appeal, the First Circuit affirmed the district court’s decision in part, holding that the State had waived its immunity as to injunctive relief by its litigation conduct, but not as to money damages (waiver as to *1338 money damages is discussed infra at n. 6). Id. at 15. As to the claim for injunctive relief, the court held that, “[b]y invoking [the applicable] procedures (knowing that those procedures ultimately provided for federal judicial review) to obtain dismissal of a claim for injunctive relief, and then participating in the administrative process, the state has waived any immunity it may have to a federal forum and prospective equitable relief.” Id. at 16. Framing its decision in the terminology of Lapides, on which the First Circuit relied heavily, it explained that, “[i]n essence, the state voluntarily invoked the jurisdiction of a federal agency ... and the federal courts in review of the agency determination, including their power to grant prospective equitable relief, even though it was not formally the plaintiff in the administrative proceeding.” Id.
Ramsey,
therefore, is a relatively straightforward application of
Lapides
that does not support BPMC’s position in this case. In
Ramsey,
the State’s initial waiver of immunity in the first suit, which was dismissed for failure to exhaust administrative remedies, had very little to do with the court’s ultimate conclusion that the State waived its immunity when it invoked the statutorily-provided administrative remedies.
Id.
(“This case goes well beyond a simple matter of failure to raise an immunity argument in earlier proceedings.”). Instead, it was the voluntary invocation of an administrative process that provided for federal judicial review that was the critical act amounting to waiver of immunity. Like the removal in
Lapides,
that initial voluntary invocation of the administrative remedies was found to constitute waiver of immunity. Beyond that initial invocation,
Ramsey
is similar to
Vas-Cath
in that the process invoked by the State was one continuous proceeding that included the jurisdiction of a federal agency followed by federal judicial review.
See id.
at 16 (“The state voluntarily put itself in the position of being a party in a federal administrative forum whose actions would be reviewed in federal court. The state’s actions expressed a clear choice to submit its rights for adjudication in the federal courts.”);
Vas-Cath,
*1339
In contrast, where a waiver of immunity occurs in an earlier action that is dismissed, or an entirely separate action, courts, including our own, have held that the waiver does not extend to the separate lawsuit.
See Tegic,
In Tegic, the University of Texas filed suit in federal court in the Western District of Texas against forty-eight cell phone companies alleging infringement of a patent it owned. Id. at 1337. Tegic, a Washington corporation, was not sued by the University but sold and licensed the allegedly infringing software to thirty-nine of the forty-eight defendants sued in the Texas action. Id. Rather than seek to intervene in the Texas action, Tegic brought a separate declaratory judgment action against the University in federal court in the Western District of Washington. Id. The University successfully moved to dismiss the Washington action on several grounds, including Eleventh Amendment immunity. Id. at 1338-39. This court affirmed dismissal of the case on the ground that it was barred by the University’s Eleventh Amendment immunity, holding that the University’s waiver as to the Texas suit did not extend to the suit by Tegic in Washington. Id. at 1342,
1345. We explained that, in waiving immunity in the Texas suit, the University “did not thereby voluntarily submit itself to a new action brought by a different party in a different state and a different district court.”
Id.
at 1343. We also addressed the principle of waiver by litigation conduct, stating that, “[w]e agree with the University that its filing of the Texas action did not establish waiver as to this separate action. While waiver in the litigation context focuses on the litigation act, the waiver must nonetheless be ‘clear.’ ”
Id.
(citing
Lapides,
By distinguishing Lapides, Gunter, Vas-Cath, and Ramsey, on one hand, and City of S. Pasadena and Tegic, on the other, we do not mean to draw a bright-line rule whereby a State’s waiver of sovereign immunity can never extend to a re-filed or separate lawsuit. We note only that the case law relied upon by BPMC does not support its contention that waiver of immunity in one suit should extend to a separate action simply because the action involves the same parties and same subject matter. Indeed, two relevant principles we can extract from these cases are that a State’s waiver of immunity generally does not extend to a separate or re-filed suit, and that, as we reaffirmed in Tegic, even a waiver by litigation conduct must nonetheless be “clear.” These principles, of course, are related, as a waiver that does not “clearly” extend to a sepa *1340 rate lawsuit generally would not preclude a State from asserting immunity in that separate action. With those principles in mind, we address BPMC’s arguments that the policy behind the rule governing waiver by litigation conduct — the need to avoid unfairness and inconsistency — should prevent DHS from asserting sovereign immunity in this case.
In
Lapides,
the Supreme Court explained that the rule governing waiver of immunity by litigation conduct rests on the need to avoid “unfairness” and “inconsistency,” as well as to prevent a State from selectively using immunity to achieve a litigation advantage.
Lapides,
The same considerations of “unfairness” and “inconsistency” expressed in Lapides, Vas-Cath, and Ramsey simply are not present in the case at bar. BPMC complains that, if DHS is permitted to assert immunity in this lawsuit, DHS will gain an unfair tactical advantage because parties like BPMC will be forced either to litigate in improper venues or face the consequence of moving to dismiss, which includes risking the possibility that the State will assert immunity in a re-filed action. BPMC also argues that, as a side benefit of its unfair tactics, DHS will gain the benefit of initial disclosures under Fed. R.Civ.P. 26 before a court can rule on any motion to dismiss for improper venue.
The concerns BPMC cites hardly rise to the level of those present in Lapides, Vas-Cath, or Ramsey. First, it is unlikely that venue considerations alone would govern a State’s decision to assert sovereign immunity from a given lawsuit. Second, it defies common sense that a State keen on retaining its sovereign immunity would, as BPMC posits, risk subjecting itself to liability merely to obtain initial disclosures, hoping that the defendant will object to the chosen venue, which is, of course, a waivable defense. See Fed.R.Civ.P. 12(h)(1). Finally, BPMC ignores the fact that these concerns are not even present in this case, both because DHS did not choose the forum of the 1997 lawsuit — it intervened in ongoing litigation — and because the current action was initiated in that same venue. Therefore, the concerns of “unfairness” and “inconsistency” raised by BPMC simply are not the types of concerns that should preclude DHS from asserting immunity in this case.
*1341 In sum, we conclude that any unfairness or inconsistency that would arise from permitting DHS to assert sovereign immunity in the present case is not so substantial as to cause us to diverge from the general principles of waiver that we have laid out in this opinion: that a waiver generally does not extend to a separate lawsuit, and that any waiver, including one effected by litigation conduct, must be “clear.” Accordingly, we reject BPMC’s first theory as to why DHS should be prevented from asserting sovereign immunity in this case.
B
Next, BPMC argues that DHS should be judicially estopped from asserting immunity because DHS’s current position is inconsistent with its position in the 1997 lawsuit, where, in its motion to intervene, it asserted that it was a party over which the court had jurisdiction. Because judicial estoppel is not a matter unique to our jurisdiction, we look to Ninth Circuit law to address this issue.
Minn. Mining & Mfg. Co. v. Chemque, Inc.,
The doctrine of judicial estop-pel provides that “[w]here a party assumes a certain position in a legal proceeding, and succeeds in maintaining that position, he may not thereafter, simply because his interests have changed, assume a contrary position, especially if it be to the prejudice of the party who has acquiesced in the position formerly taken by him.”
New Hampshire v. Maine,
The Supreme Court has identified three factors to consider in determining whether the doctrine applies, but the Court explained that these factors are not “inflexible prerequisites” or an “exhaustive formula.”
Id.
at 750-51,
In this case, the district court found that the second and third factors were present — i.e., it found that DHS affirmatively asserted that the court had jurisdiction over its claims in the 1997 action, an assertion which that court accepted; and DHS would obtain a significant advantage by asserting sovereign immunity in that it would be entitled to absolute immunity from monetary damages.
Biomedical Patent Mgmt. Corp.,
BPMC argues that the district court abused its discretion in reaching its conclusion because DHS’s positions were, in fact, clearly inconsistent, and because
Florida Prepaid
did nothing to change the well-established principle that intervention in a lawsuit constitutes a waiver of immunity. As to BPMC’s first point, we do not find that the district court abused its discretion. Perhaps it is more precise to say that, although DHS’s positions were inconsistent, the inconsistency is excused by an intervening change in the law.
See Maui Land & Pineapple Co. v. Occidental Chem. Corp.,
In addition, we reject BPMC’s argument that there was not actually a change in the law as it relates to DHS’s actions because Florida Prepaid did nothing to change the well-established principle that intervention in a lawsuit constitutes a waiver of immunity. In 1997, the validity of Congress’ abrogation of state sovereign immunity in the Patent Remedy Act had not yet been considered by the Supreme Court. At that time, DHS could not expect to succeed on a defense of sovereign immunity if sued by BPMC, putting it in the position having nothing to lose by intervening in the 1997 lawsuit, and potentially much to gain by seeking to prevent an adverse result which could affect its interests. The issuance of Florida Prepaid put DHS in a much different position. After Florida Prepaid, DHS could be confident that, if sued, it could assert a defense of sovereign immunity, which is precisely what it did. Accordingly, we reject BPMC’s argument that Florida Prepaid did not effect a change in the law relevant to this case.
BPMC asks that we ignore the change brought on by Florida Prepaid in our analysis because, it asserts, that case was not likely the driving force behind DHS’s changing sovereign immunity posture. In support of this point, BPMC notes that, in the 1998 lawsuit, which was filed five days after the 1997 lawsuit was dismissed but before the Supreme Court decided Florida Prepaid, DHS asserted the affirmative defense of Eleventh Amendment sovereign immunity. Clearly, the differing position between the 1997 lawsuit and the 1998 lawsuit cannot be explained by a change in the law because none had occurred at that time.
This court, however, is not asked to assess whether any unfairness would arise from DHS’s decision to assert sovereign immunity in connection with the 1998 action. The question here is whether it is fundamentally unfair to allow DHS to assert its immunity in this 2006 lawsuit solely because it chose to intervene in a related action almost ten years earlier; we conclude it is not.
We find that the district court correctly determined that DHS is not judicially es- *1343 topped from asserting sovereign immunity in the present lawsuit, and did not abuse its discretion by dismissing this action in the face of BPMC’s argument to the contrary.
C
BPMC also argues that the conduct of the State of California in the patent system, and particularly patent litigation, operates as a general waiver for all California State defendants participating in patent suits. This argument merits little discussion. The Supreme Court in
Coll. Sav. Bank
expressly overruled prior case law supporting the notion BPMC urges— i.e., that a state can
constructively
waive its Eleventh Amendment immunity by its participation in a regulatory scheme.
D
Finally, BPMC argues that a recent Supreme Court decision,
Central Virginia Community Coll. v. Katz,
Ill
For the foregoing reasons, we find that DHS is not precluded from asserting Eleventh Amendment sovereign immunity in this case. We, therefore, affirm the decision of the district court.
AFFIRMED
Each party shall bear its own costs.
Notes
Honorable Kathleen M. O'Malley, District Judge, United States District Court for the Northern District of Ohio, sitting by designation.
. Although not part of the allegations contained in BPMC’s Complaint in the present case, the district court took judicial notice of several court filings from prior litigation between these parties. We also consider these court filings, which are matters of public record, for purposes of this appeal. Neither party argues that the district court improperly took notice of these filings, and we do not find that the district court abused its discretion in doing so.
See Lee v. City of Los Angeles,
. BPMC also filed a separate lawsuit against Kaiser in the United States District Court for the Southern District of California, a case that, upon motion by DHS, was consolidated with BPMC’s suit against DHS. Kaiser filed a counterclaim for declaratory judgment of non-infringement and invalidity as to the '693 *1332 patent in that action. Ultimately, Kaiser was dismissed from the consolidated action after BPMC entered into a covenant not to sue Kaiser and voluntarily dismissed its claims against Kaiser.
. All references to "sovereign immunity" in this opinion are to Eleventh Amendment sovereign immunity. DHS attempts to distinguish between a State’s sovereign immunity under the Eleventh Amendment and its so-called inherent sovereign immunity, arguing that a State may waive one but not the other in federal court. We express no opinion as to this argument, as it is unnecessary to reach it to resolve the issues presented in this appeal.
. As to why it filed an action in a venue that it previously fought as improper, BMPC explains only that "[c]ircumstances no longer dictated that suit be resumed in San Diego.”
. DHS’s argument to the contrary is unavailing. DHS argues that, at the time it intervened in 1997, it was not well-established that a state’s intervention in a lawsuit amounted to a waiver of sovereign immunity. As demonstrated by the long-standing case law cited in this opinion, that argument is without support. We note, moreover, that DHS's reliance on
State Contracting & Eng’g Corporation v. Florida,
. Al oral argument, counsel for BPMC took issue with the comparison of Ramsey to Vas-Cath. Counsel argued that the initial waiver in the (dismissed) lawsuit in Ramsey was relevant to the First Circuit’s holding, as evidenced by the fact that the First Circuit held that New Hampshire waived immunity as to injunctive relief (which the State failed to raise in the initial lawsuit), but not as to monetary damages (which the State made passing reference to in the initial lawsuit). According to counsel for BPMC, it was critical that the State in Ramsey failed to raise immunity as to claims for injunctive relief, the only claims in that initial lawsuit, but that it "alluded” to immunity from money damages in its motion to dismiss. We reject that reading of Ramsey. If anything, the First Circuit's finding that the State retained immunity from money damages represents a very narrow application of the waiver doctrine. In Ramsey, the State alluded to, but did not expressly assert, immunity from money damages in the first suit, failed to raise the defense of immunity until almost two years into the administrative remedies phase, and then invoked the jurisdiction of a federal district court to review the arbitration panel’s decision. Ramsey does not stand for the proposition that a waiver of immunity can survive a dismissal without prejudice, as BPMC contends; rather, it stands for the proposition that the mere allusion to immunity from money damages in an earlier suit will preserve immunity, even after *1339 a State voluntarily invokes the jurisdiction of a federal agency and belatedly asserts immunity in that forum. Such a conservative approach to a State's waiver of sovereign immunity does not support BPMC’s argument in this case. To the contrary, it cuts against it.
