BINDCZYCK v. FINUCANE, CHAIRMAN OF THE BOARD OF IMMIGRATION APPEALS, ET AL.
No. 18
Supreme Court of the United States
Argued October 10, 1951. Decided November 26, 1951.
342 U.S. 76
MR. JUSTICE FRANKFURTER delivered the opinion of the Court.
On December 2, 1943, the Circuit Court of Frederick County, Maryland, issued a certificate of naturalization to petitioner after proceedings that conformed with the requirements of the Nationality Act of 1940.
We brought this case here to determine whether the requirements of § 338 control the revocation of citizenship on the ground of fraud or on the ground that it was illegally procured; or whether the grant of citizenship by the courts of the forty-eight States is subject to whatever summary control State courts may have over their merely local judgments. The questions are of obvious importance in the administration of the naturalization laws, apart from the conflict between the views of the court below and those of the Court of Appeals for the Seventh Circuit in United States ex rel. Volpe v. Jordan, 161 F. 2d 390.
The issue was raised by petitioner‘s action in the District Court for the District of Columbia for a judgment declaring him to be a citizen of the United States and for an order restraining respondents from deporting him. Upon a motion by the Government to dismiss the complaint, petitioner moved for summary judgment which was granted by the District Court, declaring petitioner “to be a national and citizen of the United States” but “without prejudice to the government‘s right to institute appropriate proceedings for denaturalization under Sec. 338 of the Nationality Aсt of 1940.” The Court of Appeals reversed, 87 U. S. App. D. C. 137, 184 F. 2d 225, and we granted certiorari. 341 U. S. 919.
Section 338 of the Nationality Act of 1940 is for our purpose the reenactment of § 15 of the Act of June 29, 1906,
To prevent fraud in a proceeding before a naturalization court, the Act devised a scheme of administrative oversight for the naturalization process. The Government was given the right to appear. § 11,
But Congress was not content to devise measures against fraud in рrocuring naturalization only. In § 15 of the Act of 1906 it formulated a carefully safeguarded method for denaturalization. Though the principal criticism leading to the enactment concerned the evils inherent in widely diverse naturalization procedures, experience was not wanting of the dangers and hardships
Significantly, floor action on § 15 in the House reveals a specific purpose to deprive the naturalizing court as such of power to revoke. The original bill authorized United States attorneys to institute revocation proceedings in the court issuing the certificate as well as in a court having jurisdiction to naturalize in the district of the naturalized citizen‘s residence. H. R. 15442, 59th Cong., 1st Sess., § 17. A committee amendment adopted just before final passage put the section in the form in which it was enacted. That amendment, in the words of Congressman Bonynge, the manager of the bill, “takes away the right to institute [a revocation proceeding] in the court out of which the certificate of citizenship may have been issued, unless the alien happens to reside within the jurisdiction of that court.” 40 Cong. Rec. 7874.
In the light of this legislative history we cannоt escape the conclusion that in its detailed provisions for revoking a naturalization because of fraud or illegal procurement not appearing on the face of the record, Congress formulated a self-contained, exclusive procedure. With a view to protecting the Government against fraud while safeguarding citizenship from abrogation except by a clearly defined procedure, Congress insisted on the detailed, explicit provisions of § 15. To find that at the same time it left the same result to be achieved by the confused and conflicting medley, as we shall see, of State procedures for setting aside local judgments is to read congressional enactment without respect for reason.
Neither uncontested practice nor adjudication by lower courts has rendered a verdict which is disregarded by our construction of § 338. Nor as a rule for future conduct is any burden thereby placed on the Government in setting
An abstract syllogism is pressed against this natural, because rational, treatment of § 338 as the exclusive and safeguarding procedure for voiding naturalizations granted after compliance with the careful formalities of § 334.10 Grant of citizenship is a judgment; a judgment is within the control of the issuing court during the court‘s term; therefore naturalization is subject to revocation for fraud or illegal procurement during the term of the court that granted it. So runs the argument. Such abstract reasoning is mechanical jurisprudence in its most glittering form. It disregards all those decisive considerations by which a provision like § 338 derives the meaning of life from the context of its generаting forces and its purposes. It also disregards the capricious and haphazard results that would flow from applying such an empty syllogism to the actualities of judicial administration.
By giving State courts jurisdiction in naturalization cases, Congress empowered some thousand State court judges to adjudicate citizenship. If the requirements specifically defined in § 338 for revocation of citizenship were to be supplemented by State law regarding control over judgments by way of the “term rule” or otherwise, the retention of citizenship would be contingent upon application of myriad discordant rules by a thousand judges scattered over the land.
Wide and whimsical diversities are revealed by the local law of the forty-eight States in the power of their courts to set aside local judgments.11 The courts of some States have no power to set aside their own judgments; courts
Finally, it is suggested that since § 15 was found not to prevent the taking of appeals from a naturalization order, Tutun v. United States, supra, and since there are diversities in the time for appeal among State courts with power to naturalize, the diversities among State courts in the power to vacate their own judgments ought not to require resort to § 338 as the exclusive, uniform procedure for denaturalization.
One answer is that the Act of 1906 and its successor, the Nationality Act of 1940, had no provision whatever as to appellate review of errors appearing of record in a naturalization court. On the other hand, Congress laboriously dealt with the revocation of naturalization
Congressional concern for uniformity in post-naturalization proceedings was shown in this very connection. The bill before Congress in 1906 provided for a uniform mode of appeal to the United States Circuit Courts of Appeals from naturalization judgments rendered by State, as well as federal, courts. H. R. 15442, 59th Cong., 1st Sess., § 13. Constitutional doubts and the practical problems which such an anomalous procedure would raise led to the omission of this section, leaving appeal procedure to the States. 40 Cong. Rec. 7784-7787. It is not to be supposed, however, that where, as with denaturalization, such doubts and anomalies were not present, Congress
Accordingly, the judgment below must be reversed and that of the District Court reinstated.
It is so ordered.
MR. JUSTICE CLARK and MR. JUSTICE MINTON took no part in the consideration or decision of this case.
[For dissenting opinion of MR. JUSTICE REED, joined by MR. JUSTICE BURTON, see post, p. 92.]
APPENDIX.
POWER OF STATE COURTS TO VACATE THEIR OWN JUDGMENTS1
The diversities in State rules governing the power to vacate judgments are illustrated by the following:
(1) The common law rule, still followed by many States, including Maryland, is that for the duration of the term in which the judgment is entered the court may en-
(a) States differ very substantially in the length of court terms set by legislature or court. See 3 Martindale-Hubbell Law Directory, “Court Calendars” (1951). For example, in several counties of Kentucky the Circuit Court holds terms of only six days’ duration; in contrast, the terms of the Oklahoma District Courts are six months in length.
(b) Even within a State the length of terms may vary greatly. Consider Indiana, for example. The Marion County (Indianapolis), Superior Court has monthly terms; some judges of the Lake County Superior Court hold terms lasting for six months.4
(c) In a good many States the length of term may fluctuate with the amount of business that happens
(d) There is an inherent uncertainty in the “term rule.” Consider a court with a prescribed or permitted term of ten months. E. g., Rhode Island Superior Court in Providence, R. I. Gen. Laws, 1938, c. 498, § 2. A citizenship obtained by naturalization on the first day of the term might be vacated at any time within 10 months—under the reasoning of the Government; whereas the alien fortunate enough to be naturalized on the last day of the term would have citizenship indefeasibly except by the safeguarded procedure of § 338.
(2) A number of States have statutes similar to that of Alabama reading: “The circuit courts . . . shall be open for the transaction of any and all business, or judicial proceedings of every kind, at all times.”
(a) Some of these States provide by statute that a court has control of its judgments and may vacate them within some fixed time; the times vary greatly:
One year:
Minnesota—
60 days:
Kentucky (courts in continuous session)—
30 days:
Alabama—
(b) Other States provide that only the motion for setting aside the judgment need be filed within a fixed period; the length of these periods also varies considerably:
“A reasonable time not exceeding six months:”
Arizona—
6 months: Nevada—See Lauer v. Eighth Judicial District Court, 62 Nev. 78, 140 P. 2d 953 (1943).
(c) At any rate either the fixed period or the reasonable time for vacating judgments produces quite different rеsults from the erratic consequences of the “term rule.”
(3) In some States, it appears, a court has no control over its judgments after they are signed and entered. See, e. g., Louisiana Bank v. Hampton, 4 Mart. 94 (La. 1816); Nelson & Co. v. Rocquet & Co., 123 La. 91, 48 So. 756 (1909). In Massachusetts a court has no jurisdiction
MR. JUSTICE REED, with whom MR. JUSTICE BURTON joins, dissenting.
Upon filing of his petition for naturalization, an order and a certificate of naturalization were issued immediately by the Circuit Court of Frederick County, Maryland, on December 2, 1943, to petitioner Bindczyck, a soldier in the United States Army. Nationality Act of 1940, § 324,
Seven days after the naturalization and within the same term of the circuit court, the United States filеd in the naturalization proceeding a motion to vacate and set aside the order of naturalization on the ground that newly discovered evidence showed Bindczyck swore falsely concerning his loyalty toward the United States and its defense. Bindczyck in open court admitted the charge. Thereupon the Maryland court directed that the order of citizenship be vacated, the certificate of naturalization voided, and the case restored to the pending calendar for immediate hearing. The record shows no further proceedings in Maryland, either by further hearing or by appeal.
On June 15, 1948, while he was in custody for deportation, Bindczyck filed a complaint in the District Court for the District of Columbia prаying a declaration that he was a citizen of the United States. This was based on the contention that the order vacating his admission to citizenship was void because it had been issued without compliance with § 338 of the Nationality Act of 1940, set out in note 1 of the Court‘s opinion, ante, p. 77.
The Court upholds Bindczyck‘s contention. By that judgment the Court in a collateral proceeding determines that the vacation by the Maryland court of its order and the cancellation by that court of the certificate of naturalization are void because the proceedings were not taken in accordance with the above-mentioned § 338. That is, a state court with the alien before it has no power so to act, although it had jurisdictiоn to hear his application and enter an order for his naturalization. § 301.
The Court‘s judgment, we think, flows from its disregard of a postulate of statutory construction. This important principle is that new legislation is to be construed in the setting of existing law and practice.1 Since sound methods of statutory interpretation are important in the administration of justice, it seems worthwhile to state the reasons for disagreement. A dissent may help to avoid another and further departure from normal statutory interpretation.
Even the most comprehensive legislation cannot be considered as though it were the entire body of the law. The continuation of courts and practices is assumed. Congress may give concurrent jurisdiction over fеderal matters to both state and federal courts. Of course, the jurisdiction of federal courts over federal matters may be made exclusive of all other tribunals by Congress.2 That body may also, we assume, put limits on state court powers concerning federal rights. When Congress grants concurrent jurisdiction over federal matters, however, such a grant of power is to be exercised in accordance with the normal practices and procedure of the respective
We have had provisions for naturalization since March 26, 1790.4 They have grown in complexity through the years. Under the Act of 1906, as shown by the Court‘s opinion, the Congress sought to remedy the evils of fraudulent naturalization and to protect the new citizen against cancellation of his certificate in an inconvenient forum or without proper notice. This purpose has been carried out in the present 1940 Act practically by the same words, so far as the sections here involved are concerned. Power over naturalization has remained in both state and federal courts of general jurisdiction.5
There is not a suggestion in the acts or in the legislative history that, by the enactment of § 15 of the earlier Act
The certificate of naturalization, as evidence of citizenship, is issued when the judge signs the order. 8 CFR (1949 ed.) § 377.1. A successful appeal by the Government from an order of naturalization would result in can-
The ruling in the Tutun case compels a distinction sought to be made in today‘s opinion. The Court now holds that “§ 338 is the exclusive procedure for canceling citizenship on the score of fraudulent or illegal procurement based on evidence outside the record.” Since Tutun sustained review that would on appeal set aside naturalization orders and cancel certificates on facts of record, the judgment today differentiates that case by making the existence of facts dehors the reсord, at least where they amount to fraud or illegal procurement, the decisive incident to bar state action on rehearing for newly discovered evidence. We think today‘s decision departs from the reasoning of the Tutun case and engrafts “an exception upon an otherwise universal rule.”
The certainty that naturalization may be revoked by appeal determines another point. There is a suggestion in the Court‘s opinion, not elaborated; that Congress intended to bar state action for rehearing or vacation during term on facts dehors the record because to do otherwise “would gratuitously abandon the constitutional mandate to establish ‘an uniform Rule of Naturalization.‘” To allow procеdure to be determined according to the particular court that the alien might utilize would not violate
Interpretation of a statute by government officials charged with its administration carries weight.9 A practice under that interpretation increases its importance. Apparently the Government avails itself of the local methods of directly attacking a judgment of naturalization within the term, or within limited periods under appropriate rules.10 The Government, and in this Bindczyck case the Service, thus makes clear its understanding that § 338 does not limit the power of courts over judgments during term time.
When we consider that Congress was concerned with preventing fraud and illеgal practices in naturalization, the Court‘s conclusion does not seem justified. It disregards well-established principles of statutory construction, without furthering the congressional purpose, and puts a useless burden on the Government without any ultimate benefit to the naturalized citizen. Such a formalistic approach to legal problems is not helpful to the administration of justice.
We think the judgment should be affirmed.
Notes
“(a) It shall be the duty of the United States district attorneys for the respective districts, upon affidavit showing good cause therefor, to institute proceedings in any court specified in subsection (a) of section 301 in the judicial district in which the naturalized citizen may reside at the time of bringing suit, for the purpose of revoking and setting aside the order admitting such person to citizenship and canceling the certificate of naturalization on the ground of fraud or on the ground that such order and certificate of naturalization were illegally procured.
“(b) The party to whom was granted the naturalization alleged to have been fraudulently or illegally procured shall, in any such proceedings under subsection (a) of this section, have sixty days’ personal notice in which to make answer to the petition of the United States; and if such naturalized person be absent from the United States or from the judicial district in which such person last had his residence, such notice shall be given by publication in the manner provided for the service of summons by publication or upon absentees by thе laws of the State or the place where such suit is brought.”
It is hardly necessary to note that the best effort to secure fastidious accuracy and currency in such matters as the local rules here summarized cannot assure them. The interpretation of local law, especially as to practice, is treacherous business for an outsider. The very uncertainty of the local rules makes it all the more unlikely that Congress intended to subject citizenship by naturalization to such attack.Of course only State courts with power to naturalize, that is, “having a seal, a clerk, and jurisdiction in actions at law or equity, or law and equity, in which the amount in controversy is unlimited,”
A great many States provide procedures—statutory or common law—for vacating judgments by a separate proceeding in the nature of an equity suit. See, e. g.,
“Because of some general observations in the opinion of the Supreme Court of Errors, and to the end that the remaining ground of decision advanced therein may be more accurately understood, we deem it well to observe that there is not here involved any attempt by Congress to enlarge or regulate the jurisdiction of state courts or to control or affect their modes of procedure, but only a question of the duty of such a court, when its ordinary jurisdiction as prescribed by local laws is appropriate to the occasion and is invoked in conformity with those laws, to take cognizance of an action to enforce a right of civil recovery arising under the act of Congress and susceptible of adjudication according to the prevailing rules of procedure.”
“It does not follow that Congress may not authorize a direct attack upon certificates of citizenship in an independent proceeding such as is authorized by § 15 of the act of 1906.” Compare also United States v. Ness, 245 U. S. 319, 326, where the Court speaks of § 15 as affording a remedy by “independent suit.”
“... and if such naturalized person be absent from the United States or from the judicial district in which such person last had his residence, such notice shall be given by publication in the manner provided for the service of summons by publication or upon absentees by thе laws of the State or the place where such suit is brought.” (Emphasis added.)
