JESS A. BILLINGS, Respondent on Review, v. Edward L. GATES, Superintendent, Snake River Correctional Institution, Petitioner on Review.
(CC 94-02-26238M; CA A83424; SC S42241)
In the Supreme Court of the State of Oregon
May 9, 1996
916 P.2d 291 | 323 Or. 167
Philip Schradle, Assistant Attorney General, Salem, argued the cause for petitioner on review. With him on the brief were Theodore R. Kulongoski, Attorney General, Virginia L. Linder, Solicitor General, and Kristin N. Preston, Assistant Attorney General, Salem.
Garrett A. Richardson, Multnomah Defenders, Inc., Portland, argued the cause and filed the brief for respondent on review.
VAN HOOMISSEN, J.
Fadeley, J., specially concurred and filed an opinion.
This is a habeas corpus proceeding. See
Plaintiff Billings, an inmate at Snake River Correctional Institution (SRCI), petitioned for a writ of habeas corpus, alleging that defendant Gates, the superintendent of SRCI, had denied him proper medical treatment.2 Plaintiff‘s petition alleged in part:
“The shoes the institution has [have] no arch supports, and [plaintiff] has attempted to address this problem, because any walking causes the [plaintiff] pain to the point where he cannot walk. When the Doctor did see the [plaintiff], he told him that he has high arches, will have to buy arch supports off of the commissary, that SRCI will not provide arch supports, even where the [plaintiff] is indigent and unable to pay for arch supports for his bad feet. Thus, denying the [plaintiff] proper medical treatment.”
Plaintiff did not cite any authority in support of his claim. The trial court ordered defendant to show cause why the writ should not be allowed.3
Relying on defendant‘s response and on factual materials attached to that response by defendant, the trial court entered this judgment:
“Plaintiff suffers from Pes Cavus, an exaggeration of the normal arch of the foot. Plaintiff received a Physician‘s Order on December 27th, 1993, allowing him to purchase arch supports with his own funds. Obviously, Plaintiff and the Institution‘s Health Services Unit differ with respect to whether the arch supports are medically necessary.
“To prevail on this type of claim, Plaintiff must show that the Defendant was deliberately indifferent to his serious medical need. A difference of opinion as to whether the arch supports are ‘medically necessary’ does not establish deliberate indifference. Plaintiff chooses not to use any of the funds placed in his account for arch supports. Such is his right. Plaintiff cannot, however, in turn force [defendant] to pay for his arch supports under the circumstances found in this case. OAR 291-124-085(2) is not Constitutionally void on its face nor do the circumstances in this case involve a deprivation of a Constitutional right requiring immediate judicial attention. ORS 34.362 .“NOW THEREFORE, PLAINTIFF‘S PETITION IS MERITLESS IN THAT THE RELIEF HE SEEKS IS NOT AVAILABLE UNDER A HABEAS CORPUS PROCEEDING. NOW THERE [sic], IT IS HEREBY ORDERED THAT PLAINTIFF‘S PETITION BE, AND IT IS HEREBY, DISMISSED.
“IT IS FURTHER ORDERED THAT JUDGMENT BE, AND IT IS HEREBY, GIVEN IN FAVOR OF DEFENDANT.
ORS 34.370(2)(b)(A) .”7
In denying the petition, the trial court did not specify whether it was applying a state or federal constitutional standard, assuming that the two are different. However, from the text and context of the trial court‘s ruling, it is apparent that the court based its decision on a conclusion that plaintiff‘s petition did not meet either standard, state or federal. Plaintiff appealed.
The Court of Appeals first concluded that a summary ruling on a show cause order issued pursuant to
The Court of Appeals then reversed, reaffirming its holding in Priest v. Cupp, 24 Or App 429, 545 P2d 917, rev den (1976), that under
“‘be afforded such medical care in the form of diagnosis and treatment as is reasonably available under the circumstances of [their] confinement.’ 24 Or App at 431.” Billings, 133 Or App at 241.
The court concluded that, under a “reasonably available” standard, plaintiff‘s petition stated a sufficient claim for habeas corpus relief. Id. at 243. We allowed defendant‘s petition for review to consider whether the Court of Appeals applied the correct standard under
Defendant argues that this court should adopt the same standard under
In considering state law claims, particularly claims of first impression, this court has expressed a preference for principled arguments as opposed to mere citations from other jurisdictions. State v. Kennedy, 295 Or 260, 266-67, 666 P2d 1316 (1983). Litigants are expected to scrutinize and expound on state constitutional provisions. Id.; see also Dept. of Trans. v. Lundberg, 312 Or 568, 572 n 4, 825 P2d 641 (1992), cert den 113 S Ct 467 (1992) (because the defendants did not suggest any different analysis under the Oregon Constitution than under the United States Constitution, court would assume for purposes of the case, without deciding, that the analysis would be the same under the state constitution); State v. Mendez, 308 Or 9, 19, 774 P2d 1082 (1989) (refusing to consider a state constitutional claim when the party failed to raise any constitutional argument in the trial court and also failed to brief or argue any independent state constitutional theory on appeal).
In determining the proper standard of medical care that Oregon prison officials owe inmates under
TEXT AND CONTEXT
Although the framers of the Oregon Constitution did not express what they meant by “cruel and unusual punishments,”8 that phrase appearing in the federal and early state
Throughout the nineteenth century, state and federal courts interpreted cruel and unusual punishments clauses narrowly and generally prohibited only physically torturous punishments ordered by sentencing judges. For the first half of the twentieth century, claims under
Interpretations of the “cruel and unusual punishments” clause and habeas corpus jurisprudence have evolved, however, so that now a prisoner may challenge circumstances that do not reach the severity of “a lingering death” or “barbarity.” See, e.g.,
In Estelle, the United States Supreme Court stated that the
“Thus, we have held repugnant to the
Eighth Amendment punishments which are incompatible with ‘the evolving standards of decency that mark the progress of a maturing society,’ * * * or which involve the unnecessary and wanton infliction of pain.” Id. at 102-03 (citations omitted).
Notwithstanding that evolution, the phrase “cruel and unusual punishments” still connotes a conscious choice on the part of prison officials to inflict punishment on an inmate. See Black‘s Law Dictionary, 1234 (6th ed 1990) (defining “punishments“). The reference in
CASE LAW
In Bedell, the plaintiff alleged that the environment in which she was confined subjected her to serious health hazards in violation of the cruel and unusual punishments clause of
“Plaintiff‘s replication alleges sufficient specific facts supporting her claim that the conditions of her confinement violate her constitutional rights. Construed liberally, the replication alleges that the environment in which she is confined unnecessarily subjects her to serious health hazards. If prisoners are entitled to reasonable and necessary medical care, it reasonably follows that they also are entitled to an environment that does not unnecessarily subject them to serious health hazards.
“In this case, we do not decide whether plaintiff‘s evidence will support her claim for habeas corpus relief. Construing her replication liberally and accepting her unchallenged allegations as true, we conclude that she has established her right to a hearing at which she will have a full and fair opportunity to present her evidence. It is simply too early in the judicial process to dismiss this action which raises a claim that is not wholly unsubstantial.” Bedell, 307 Or at 570 (emphasis added; footnote omitted).
As we read it, the Court of Appeals’ decision in this case recognizes a more generous substantive standard for obtaining habeas corpus relief in a medical treatment case under the Oregon Constitution than is recognized under the
HISTORY
We next consider the history of the cruel and unusual punishments clause of
OTHER SOURCES
Although stressing the importance of expounding principles of state constitutional analysis, this court also
“has high respect for the opinions of the [United States] Supreme Court, particularly when they provide insight into the origins of provisions common to the state and federal bills of rights rather than only a contemporary ‘balance’ of pragmatic considerations about which reasonable people may differ over time and among the several states.” Kennedy, 295 Or at 267.
This court‘s decision in this case is grounded solely on state constitutional principles. Notwithstanding, we find elements of the Supreme Court‘s opinion in Estelle persuasive in interpreting
“Regardless of how evidenced, deliberate indifference to a prisoner‘s serious illness or injury states a cause of action under § 1983.” Id. at 105.
See Delker v. Maass, 843 F Supp 1390 (D Or 1994) (applying “deliberate indifference” standard in context of Oregon prisoner‘s federal civil rights action against chief medical officer of state penitentiary). An accidental or inadvertent failure to provide adequate medical care would not constitute an “unnecessary and wanton infliction of pain.” Estelle, 429 US at 105. “It is only [deliberate] indifference that can offend ‘evolving standards of decency’ in violation of
The Supreme Court held that Estelle‘s complaint did not allege an
After considering the analysis in Estelle and its progeny, and having given due consideration to the briefs and arguments of counsel in this case, we conclude that the Court of Appeals’ “reasonably available” standard first announced in Priest employs the wrong standard for habeas corpus medical care claims under
We hold that the
Deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain, whether the indifference is manifested by prison doctors in their response to a prisoner‘s serious medical needs or by prison guards in intentionally denying or delaying access to medical care, or in intentionally interfering with prescribed treatment. Id. at 104-05. The “deliberate indifference” standard is not intended to insulate prison staff from judicial scrutiny of decisions made in the course of diagnosing and treating prison inmates. But, for the reasons explained above, it is true that an inmate ultimately will fail to prove an
Having articulated the correct standard under
Plaintiff‘s petition alleges that SRCI‘s doctor told him that he has high arches, that the shoes provided by SRCI have no arch supports, and that without arch supports “any walking causes [plaintiff] pain to the point where he cannot walk.” His petition further alleges that arch supports are available from SRCI‘s commissary, but that he is indigent and, therefore, unable to purchase them. Last, he alleges that SRCI knows that he is indigent and, yet, will not provide him with arch supports. Thus, plaintiff asserts, defendant is denying him “proper” medical care.17
We conclude that plaintiff‘s petition states a claim of deliberate indifference by prison officials to his serious medical needs, sufficient to defeat defendant‘s motion to dismiss under
We do not decide, of course, whether the evidence eventually will support a claim for habeas corpus relief.18 As in Bedell, we hold only that this petition should not have been denied on the basis of the pleadings alone.
The decision of the Court of Appeals is affirmed on different grounds. The judgment of the circuit court is
FADELEY, J., specially concurring.
I concur in the result of remand to develop the actual issues in this habeas corpus, conditions of confinement case.
The petitioner alleged that the prison authorities would not provide necessary prosthetics (in his case, arch supports) by paying for them “even where” a petitioner is unable to pay. That allegation is less than a direct claim that this petitioner is unable to pay. The trial judge, in a show cause proceeding1 on the petition for writ of habeas corpus, found as fact:
“Plaintiff chooses not to use any of the funds placed in his account for arch supports.”
I disagree with the Court of Appeals’ holding that the affidavits, medical records, and other materials were impermissibly considered by the judge in a show cause proceeding. He was justified in considering them, in my view. Thus, his findings must be considered.
The most likely meaning of the trial court‘s findings, mentioning funds placed in petitioner‘s account, is that petitioner has funds in his prison account with which to purchase the medically necessary arch supports that are for sale at the prison store, but that meaning is not free from doubt, so I concur in the remand. On this state of ambiguity, however, it seems to me premature to issue an advisory opinion about what constitutional standard will apply if medical indigency is the fact.
Assuming medical indigency is alleged, the lead opinion holds that the petitioner‘s allegations are sufficient to meet a standard of “deliberate indifference” and, for that reason, that the judgment of dismissal should be vacated. I would agree that they are sufficient to meet that standard. However, assuming medical indigency is present, I would
The lead opinion declares that the terms “deliberate indifference” and “unnecessary and wanton infliction of pain” are synonymous and that those terms represent the minimum constitutional standards for condition of confinement cases in Oregon. I do not agree that either of those different descriptions is an accurate description of the “evolving standards of decency,” existing in Oregon today, regarding provision of necessary medical care to those who are prevented from obtaining such care for themselves because of incarceration.
Instead, I think that providing a medically necessary and reasonably available prosthetic appliance to a medically indigent inmate is dictated by this state‘s standards of decency when, as here, the appliance permits the prisoner to walk and, therefore, to work. I would hold that a petition for a writ alleging denial of a prosthetic appliance should be tested under the “medically necessary and reasonably available” standard. That is the Oregon standard of decency for provision of medical care to those who are prevented from obtaining the care by reason of incarceration, in my opinion.
“(1) The Department of Corrections is created. The department shall: ***** (d) Provide adequate food, clothing, health and medical care, sanitation and security for persons confined[.]”
OAR 291-124-085 provides:
“(2) Prosthetics and Self Care Items:
“(a) Inmates shall be required to pay for prostheses and/or other devices which become the personal property of the inmate;
“*****
“(d) An inmate shall not be denied prostheses and/or other devices which are medically necessary because of lack of funds[.]”
OAR 291-124-050 provides:
“(1) The provision of medical/dental treatment during incarceration is limited to medically necessary interventions that correct: ***** (b) A functional deficit substantial enough to jeopardize the inmate‘s current health status or safety during incarceration.”
Reliance on Estelle v. Gamble, 429 US 97, 97 S Ct 285, 50 L Ed 2d 251 (1976), reh‘g den 429 US 1066 (1976), is misplaced. First, Estelle is essentially a tort case. In Estelle, the Court characterized the part of the action brought against a prison‘s chief medical officer as a “malpractice” case.
In Estelle, the prisoner refused to work because of pain related to a back injury. He received medical attention. Also, the prison guards provided pain medicine, including refills. He later was diagnosed also to have a heart condition. No X-ray was taken. A medical doctor obtained by the prison diagnosed and prescribed medication for the heart condition and, when asked, extended that prescription. Later, while the prisoner was in “administrative segregation,” guards refused on three separate days either to obtain a doctor or to take the prisoner to a doctor based on his oral complaints of pain and blanking out. The foregoing facts were held by the Supreme Court to be insufficient to establish a civil tort claim under
Commenting on Estelle, Professor Tribe states:
“Surely Justice Stevens was right to insist in Estelle v. Gamble, for example, that ‘[w]hether the conditions in Andersonville were the product of design, negligence, or mere poverty, they were cruel and inhuman,’36 and to conclude that governmental indifference to a prisoner‘s medical needs violates the eighth and fourteenth amendments.37
The United States Supreme Court has not limited its application of the
However, and in any event, the case before us is habeas corpus concerning conditions of confinement. In such
