Lead Opinion
OPINION
Appellants David Bicking, Michelle Gross, Janet Nye, and Jill Waite (collectively, “Bicking”) are members of a citizen group in Minneapolis that they contend they formed to advocate for measures to improve policing and police accountability in the City. In July 2016, Bicking’s group submitted a petition to the Minneapolis City Council for consideration of a question regarding a proposed amendment to the Minneapolis City Charter to be placed on the ballot for the November 2016 general election. The amendment, as proposed by Bicking’s group, would require City police officers to obtain and maintain professional liability insurance coverage and would impose other conditions for coverage and indemnification (“proposed insurance amendment”). The Minneapolis City Council directed the City Clerk not to include the proposed insurance amendment question on the ballot for the November 2016 election after concluding that the amendment conflicted with and was preempted by state law. Bicking filed a petition in Hennepin County District Court, under Minn. Stat. § 204B.44 (2016), to challenge that decision. The district court agreed with the Minneapolis City Council and dismissed the petition. We granted Bicking’s petition for accelerated review. In an order filed August 31, 2016, we affirmed the order and judgment of the district court dismissing Bicking’s petition, concluding that the proposed insurance amendment conflicts with state law. This opinion confirms the decision made in that order.
The facts are largely undisputed. Minneapolis is a home rule charter city. See Minn. Const, art. XII, § 4 (permitting “[ajny local government unit ... [to] adopt a home rule charter for its government”); Minn. Stat. § 410.04 (2016) (authorizing “[a]ny city in the state” to “frame a city charter for its own government in the manner” prescribed by chapter 410). “Subject to the limitations in” Minn. Stat. ch. 410 (2016), a charter “may provide for any scheme of municipal government not inconsistent with the constitution” and “may provide for the establishment and administration of all departments of a city government, and for the regulation of all local municipal functions, as fully as the legislature might have done before home rule charters for cities were authorized.” Minn. Stat. § 410.07. Once a municipal charter is adopted, proposals to amend a charter can be made by the city’s charter commission, see Minn. Const, art. XII, § 5; Minn. Stat. § 410.12, subd. 1; see also Minn. Stat. § 410.05, subd. 1 (explaining the appointment of a “charter commission to frame and amend a charter”); or “by a petition of five percent of the voters of the local government unit,” Minn. Const, art. XII, § 5; see Minn. Stat. § 410.12, subd. 1 (authorizing “voters equal in number to five percent of the total votes cast” in the last general election to petition for charter amendments).
When voters submit a petition to amend the charter, the city clerk verifies the signatures on a petition, Minn. Stat. § 410.12, subd. 3, then forwards the proposed amendment to the city council for consideration of the form of a ballot question for the proposed amendment, id., subd. 4. The
Bicking’s proposed insurance amendment, submitted to the Minneapolis City Council for consideration on July 11, 2016, would require Minneapolis police officers to carry professional liability insurance as the officer’s “primary” insurance. Specifically, the proposed insurance amendment states as follows:
Each appointed police officer must provide proof of professional liability insurance coverage in the amount consistent with current limits under the statutory immunity provision of state law and must maintain continuous coverage throughout the course of employment as a police officer with the city. Such insurance must be the primary insurance for the officer and must include coverage for willful or malicious acts and acts outside the scope of the officer’s employment by the city. If the City Council desires, the city may reimburse officers for the base rate of this coverage but officers must be responsible for any additional costs due to personal or claims history. The city may not indemnify police officers against liability in any amount greater than required by State Statute unless the officer’s insurance is exhausted. This amendment shall take effect one year after passage.
Before the Minneapolis City Council considered the proposed insurance amendment, the City Attorney concluded that the proposed amendment “is preempted by state law and conflicts with state public policy.” Relying on provisions in Minn. Stat. ch. 466 (2016), which impose obligations on municipalities to defend and indemnify an employee acting within the scope of the employee’s job duties, and Minn. Stat. § 471.44 (2016), which imposes a similar requirement on municipalities that is specific, among others, to police officers, the City Attorney concluded that the proposed insurance amendment “is not a legally appropriate charter amendment and the City Council should decline to place [it] on the ballot.”
That same day, Bicking filed a petition under Minn. Stat. § 204B.44 in Hennepin County District Court. In his petition, Bicking asserted that requiring City police officers “to obtain their own insurance does not forbid” the City from “defending and indemnifying [those officers] so long as the employee was acting within the scope of his or her job duties and was not guilty of malfeasance, willful neglect of duty, or bad faith.” The City asked the district court to dismiss the petition, asserting that the proposed insurance amendment conflicts with state law.
On August 22, 2016, the district court dismissed the petition. The court first found a “strong argument for field preemption” -with respect to “who shall be financially responsible for claims made against city police officers” because Minnesota Statutes chapter 466 “addresses municipal tort liability exhaustively.” If not field preemption, the district court concluded that express preemption applies because Minn. Stat. § 466.11, which makes
On August 25, 2016, Bicking filed a notice of appeal with the court of appeals and at the same time, filed a petition for accelerated review with our court. Minn. R. Civ. App. P. 118 (“Any party may petition the Supreme Court for accelerated review of any case pending in the Court of Appeals .... ”). We granted Bicking’s petition for accelerated review.
On appeal, Bicking asserts that the district could; erred in dismissing his petition because the plain language of the proposed insurance amendment reveals a meaning and intent with respect to police liability insurance coverage that are different from, yet consistent with, state law. The City urges us to affirm the district court, contending that state law preempts the proposed insurance amendment.
I.
We begin by addressing whether we have jurisdiction to resolve this dispute. Bicking contends that, having obtained the required number of citizen signatures and following other procedural steps for a citizen-initiated charter amendment, the City’s only authority was to approve the form of the question for the ballot. See Minn. Stat. § 410.12, subd. 4 (authorizing “[t]he form of the ballot” to be “fixed by the governing body”). The City argues that its authority is beyond ministerial. Specifically, the City argues that it is not required to undertake a futile election for the sake of a proposed charter amendment that will never be part of the charter, regardless of the election, because the amendment is unconstitutional or contrary to state law. See State ex rel. Andrews v. Beach,
We have express statutory authority to resolve the dispute between the parties; whether the Minneapolis City Council properly directed the City Clerk not to place the proposed question on the ballot for the 2016 election. See Minn. Stat. § 204B.44(a)(1) (conferring authority on the judicial branch to correct any error or omission “in the placement ... of ... any question on any official ballot”). Bicking invoked section 204B.44 when he filed his petition in the district court, the parties agree that section 204B.44 confers judicial authority to review a ballot-question decision, and none of the parties before us have questioned our authority to act in this case. The dissent, however, contends we lack jurisdiction based on the advisory-opinion doctrine. We disagree.
We “require the presence of a justiciable controversy as essential to our exercise of jurisdiction.” Schowalter v. State,
In Scfunualter, the Legislature conferred original jurisdiction on our court to validate certain tobacco appropriation bonds.
Similarly, in Minneapolis Federation of Men Teachers, we found that a justiciable controversy existed regarding the impact of a proposed contract on tenured teachers, even though the contract had not actually been submitted to the teachers for signature and no tenured teachers had actually refused to sign the contract.
The dissent’s view that the advisory-opinion doctrine prohibits us from resolving this genuine and concrete dispute cannot be squared with Schowalter or Minneapolis Federation of Men Teachers; the dissent does not demonstrate otherwise. The dissent, instead, turns to In re Application of the Senate,
Nothing in Winget suggests that we used the word “form” to limit pre-enactment review of procedural defects, while prohibiting pre-enactment review of the “underlying validity” of a proposed ballot question.
Unable to find support in Minnesota precedent, the dissent looks to other states. But the express limits on the initiative rights of Minneapolis residents stand in stark contrast to the constitutional and statutory right of initiative held by citizens in other states. For example, Arizona citizens reserved in their state constitution the “power to create legislation through initiative.” Winkle v. City of Tucson,
In sum, given the concrete, genuine, adversarial dispute before us, we conclude that the parties’ contest over Bicking’s right to place a proposed charter amendment question on the ballot is justiciable. This conclusion is consistent with our doctrine of stare decisis, our obligation to promote stability in the law and the integrity of the judicial process, and our reluctance to overrule our precedent absent a “compelling reason,” State v. Martin,
II.
Next, we consider the merits of the parties’ dispute. Preemption of municipal ordinances by state law is a legal question subject to de novo review. State v. Kuhlman,
We have said that charter provisions (and therefore charter amendments) must be consistent with state law and state public policy. See State ex rel. Lowell v. Crookston,
We turn first to the question of conflict preemption. A municipality “cannot enact a local regulation that conflicts with state law” or enact a regulation when state law “fully oecup[ies] a particular field of legislation.” City of Morris,
Bicking argues that the district court found conflicts where none exist because the proposed insurance amendment focuses on an area not addressed by state law— insurance coverage for acts that are willful, malicious, or outside the scope of an officer’s employment. Bicking further argues that state law does not require municipalities to pay for insurance purchased by public employees, nor does it prohibit a municipality from deciding to provide a defense for an officer accused of willful, malicious, or other bad-faith acts. Thus, Bicking concludes, the proposed insurance amendment is “merely additional and complementary to or in aid and furtherance of’ state law rather than in conflict with state law because the proposed amendment “covers specifically what the statute covers generally.” Kuhlman,
Under Minn. Stat. § 466.02, “every municipality,” including a home rule charter city such as Minneapolis, “is subject to liability for” the torts of its “officers, employees and agents acting within the scope of their employment or duties.” See Minn. Stat. § 466.01, subd. 1 (including a “home rule charter” within the definition of “municipality”). In addition, a municipality “shall defend and indemnify any of its officers and employees ... for damages, including punitive damages” claimed against the employee. Minn. Stat. § 466.07, subd. 1. By requiring City police officers to carry insurance that serves as the “primary” coverage for personal liability, the proposed insurance amendment “adds a requirement that is absent from the statute,” Kuhlman, 729 N.W.2d at 583 (citation omitted) (internal quotation marks omitted). Specifically, the proposed insurance amendment would place the officer’s personal coverage ahead of the City’s mandatory defense and indemnification obligation. See Auto Owners Ins. Co. v. Northstar Mut. Ins. Co.,
Moreover, state law allows a municipality to secure insurance coverage for “punitive damages,” for torts committed by its employees “for which the municipality is [otherwise] immune from liability,” and for coverage of the municipality’s liability “in excess of the liability imposed” by law. Minn. Stat. § 466.06. Yet the proposed insurance amendment would forbid the
But, Bicking contends, the proposed amendment “does not preclude” the City from procuring insurance if it chooses to do so. Bicking is correct to the extent that his argument rests on the permissive language of Minn. Stat. § 466.06 (stating that a municipality “may procure insurance” (emphasis added)); see Minn. Stat. § 645.44, subd. 15 (2016) (“ ‘May’ is permissive.”). Minnesota Statutes § 466.11, however, states that the provisions of chapter 466 “are exclusive of and supersede all home rule charter provisions and special laws on the same subject heretofore and hereafter adopted.” Given that the proposed insurance amendment would expressly prohibit what chapter 466 permits the City to do—procure additional insurance coverage, even for conduct for which the City would not otherwise be liable—we cannot conclude that the proposed insurance amendment is “in harmony with” state law. Power v. Nordstrom,
Finally, we consider Bicking’s argument that the “City can continue to defend officers whenever it opts to do so.” The City’s obligation to defend its police officers is not as permissive as Bicking suggests. Under state law, every municipality “shall ... furnish legal counsel to defend” a police officer and “pay the reasonable costs and expenses of defending” the officer, “notwithstanding any contrary provisions in ... the charter of’ the municipality. Minn. Stat. § 471.44, subd. 1. We construe statutes according to the plain and ordinary meaning of the language used. State v. Rick,
In sum, the proposed insurance amendment would add requirements that are absent from chapter 466, such as designating the officer’s required coverage as “primary”; would include provisions that permit what state law forbids, such as relieving the City of its liability for torts committed in the scope of the officer’s employment until the officer’s insurance coverage is first “exhausted”; and would include provisions that forbid what state law expressly permits, such as purchasing insurance coverage for acts for which the City would otherwise be immune.
For the foregoing reasons, we affirm the decision of the district court that dismissed Bieking’s petition under Minn. Stat. § 204B.44.
Affirmed.
Notes
. The City Attorney also relied on a potential conflict with Minn. Stat. ch. 179A (2016), the Public Employment Labor Relations Act (PELRA), which imposes obligations on public employers to meet and negotiate with certain employees. We do not address a possible conflict with PELRA because we conclude that the district court correctly determined that the proposed insurance amendment conflicts with other provisions of state law.
. The dissent contends that we rely on adversity alone for our jurisdiction here. We do not.
. State ex rel. Young v. Britt, which the dissent also cites in discussing the advisory-opinion doctrine, involved a challenge to a statute that required judges to appoint the board members to the Board of Control for Ramsey County.
. Similarly, nothing in McConaughy v. Secretary of State,
. Similarly, the Nebraska Supreme Court relied on the "precious” right of citizen initiatives, which "the courts are zealous to preserve to the fullest tenable measure of spirit as well as letter.” Stewart v. Advanced Gaming Techs., Inc.,
. There are, however, examples from other states similar to the dispute presented here and those examples confirm our jurisdiction. For example, the Washington Supreme Court acknowledges that pre-election review of "the subject matter of the measure” is permitted when the parties’ dispute "address[es] the more limited powers of initiatives under city or county charters.” Coppernoll v. Reed,
. Bicking explains that the proposed insurance amendment seeks to address "the incorrigible and longstanding problem” of police misconduct by "applying the proven risk management strategy of professional liability insurance,” Such policy arguments are not relevant to our analysis. See Kuhlman,
. The district court considered field preemption, express preemption, and conflict preemption, see In re Gillette Children's Specialty Healthcare,
Dissenting Opinion
(dissenting).
In an alleged effort to improve policing and police accountability within the City of Minneapolis, a group of citizens sought to include a proposed amendment to Minneapolis’s City Charter on the general-election ballot. The amendment would have required police officers to, among other things, procure professional-liability insurance. Even though the group satisfied all of the procedural requirements for placement of the question on the general-election ballot, the Minneapolis City Council struck the question based on an opinion by the City Attorney that the proposed amendment would, if passed, be “preempted by state law and conflict[] with state public policy,” The citizen group challenged the City Council’s decision in Hen-nepin County District Court, seeking a ruling requiring the question to be placed on the ballot. The district court dismissed the petition, concluding that the proposed amendment was preempted by state statute. In my view, the district court properly dismissed the citizen group’s petition, but it did so for the wrong reason. Instead of addressing the petition on the merits, as the district court did, I would conclude that this dispute is nonjusticiable.
The citizen group’s petition called for nothing more than a classic advisory opinion because, prior to the election, the city-charter amendment was not the law. It was the citizen-initiative equivalent of a bill winding its way through the legislative process. It had the potential to become law, to be sure, but until it garnered the necessary votes, it was nothing more than an idea. We do not give advice to the Legislature when a bill is being considered for passage—an uncontroversial proposition that traces back to the nation’s founding—nor can we give advice to a citizen group or a city council on whether a proposed law will violate the Minnesota Constitution or a state statute. See Hayburn’s Case,
The prohibition on the issuance of advisory opinions traces back to 1792, when the Supreme Court of the United States decided Haybum’s Case. In Haybum’s Case, a circuit court, and later the Supreme Court, were asked to decide whether William Hayburn, a war veteran, was entitled to disabled-veteran benefits.
Our advisory-opinion doctrine, built from cases like Hayburn’s Case, requires us to decline to answer legal questions until we are presented with a concrete case or controversy. See In re Application of the Senate,
The court relies on a single statute, Minn. Stat. § 204B.44(a)(1) (2016), to conclude that the district court had jurisdiction over the citizen group’s petition. The court’s analysis is, at best, partially complete. It is true that section 204B.44(a) provides statutory authority for the district court’s actions, but subject-matter jurisdiction requires more. See Zweber v. Credit River Twp.,
It is true that some of our case law beginning in the 1930s purports to allow us to determine the legality of a ballot initiative in advance, but these cases cannot be squared with our longstanding jurisprudence prohibiting courts from issuing advisory opinions. This leaves us with two possible choices: either adhere to the prohibition on advisory opinions that traces
Even so, it is not clear, despite the court’s assertion to the contrary, that our cases really require us to choose between these two seemingly distinct paths. Our preenactment-review cases begin with Winget v. Holm,
We have therefore held, quite correctly in my view, that courts have the constitutional authority to strike questions from the ballot when the party sponsoring the initiative has failed to follow the procedural requirements for placing it on the ballot. E.g., Winget,
In support of its license to strike the proposed city-charter amendment in this
The court nevertheless insists that its conclusion is the only one supported by stare decisis, and that I advocate overruling “our longstanding precedent” that has “stood the test of time over almost 100 years.” Nothing could be further from the truth. First, the court makes only a halfhearted attempt to explain why the action it takes today does not require an advisory opinion, which is a departure from even older and more longstanding precedent. Second, even if I were to accept that Homing & Redevelopment Authority and Keefe permit substantive preenactment review despite the advisory-opinion doctrine (which neither opinion addresses), those two cases still do not provide authority for the court’s opinion today. Rather, these cases only permit courts to preemptively strike questions from the ballot after finding manifest unconstitutionality, a conclusion that is nowhere to be found in today’s majority opinion.
The fact that the court’s rule in this case is inconsistent with the Minnesota Constitution and a close reading of our cases is alone sufficient to cast doubt on the court’s decision. But in addition, most jurisdictions that allow preenactment review limit it to procedural defects and have rejected invitations to expand it to encompass other types of challenges. See, e.g., Winkle v. City of Tucson,
Our premature consideration of this case also artificially circumscribes our own review. Ordinarily, courts have the authority to sever unconstitutional portions of a statute or ordinance and allow the remaining, constitutional provisions to continue
The court repeatedly justifies its approach based on its concerns about futility, asserting that it is our job to prevent voters from undertaking a “futile” election on a ballot initiative that would be invalid if passed. But that, in fact, is not our job. It is equally futile to ask legislators to vote on proposed bills that are likely preempted by federal law or unconstitutional, and I do not understand the court to be suggesting that we have the power to give advice to the Legislature before it votes on proposed legislation. This case is no different.
No matter the policy considerations involved, we simply cannot exercise judicial authority that we do not have. Nowhere does the court cast doubt on the central claim that we are not empowered to prejudge the validity of proposals before they become law. Haybum’s Case and In re Application of the Senate remind us that constitutional limits are not a matter of convenience or preventing futility, but rather are fundamental constraints on our authority that preserve the separation of powers, a principle itself enshrined in the Minnesota Constitution. See Minn. Const. art. Ill, § 1. Because I would conclude that the question posed by this case is nonjusticiable, I would vacate the district court’s order and dismiss the petition.
I respectfully dissent.
. Although the City Council's decision remains in place under my approach, which appears at first glance to be the same as the result reached by the court, the court would affirm the district court’s decision, whereas I would vacate the district court’s decision. The differing dispositions mean that my separate writing is a dissent rather than a concurrence.
. The court says that nothing in Winget suggested that our statement about the "form” of a proposed amendment meant that only procedural, rather than substantive, review can occur prior to enactment. For support, the court seizes on the fact that we also mentioned the "object and purpose of [the amendment]” in Winget. However, the court omits perhaps the most important fact about Win-get: when we referred to the "object and purpose of [the amendment],” it was only to determine whether the amendment complied with the procedural requirement of Article XIV, Section 1, to have the voters consider separate amendments independently, not to determine the amendment’s underlying substantive validity. Winget,
. In addition, the court's robust judicial review of citizen initiatives will undermine democracy by having a chilling effect on such measures, because its arguments apply to all initiatives, not just those proposed under Article XII, Section 5. The court, in effect, makes us a super city council, requiring us to decide which initiatives should be placed on the ballot. This is a determination that should be made by the legislative branches: either the Legislature itself, or a city council operating in a legislative capacity.
. The court suggests that my position "cannot be squared with” Schowalter and Minneapolis Federation of Men Teachers, Local 238 v. Board of Education,
An example illustrates the court’s error. Suppose that two parties took adverse positions under the Senate resolution at issue in In re Application of the Senate, arguing that a proposed bill that would impose land-use regulations violates the Minnesota Constitution. On one side of the dispute is a group of
