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Bhatia v. Department of Employment Security
834 P.2d 574
Utah Ct. App.
1992
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*1 Board gory grievances over which the management may establish a Agency Regardless a job sharing jurisdiction. as means whether program of part- harmed, career not increasing opportunities for the Board could Lopez not was absence of an employment. time In the grievance. therefore need not hear the We employees agency program, individual address this final claim error. job sharing approval may request management. through agency status CONCLUSION (1991). Admin.Code § R468-5-12 hearing finding officer’s The hearing officer held the Com- Lopez’s jurisdiction lacked to hear Lopez job not to allow to mission’s decision grievance is affirmed. policy a of this not violation share was gives full rule the Commission because the job sharing. to allow discretion JJ., RUSSON, concur. ORME and since hearing officer reasoned that job sharing be no mandate that

there was

allowed, sharing privilege that job was a Commission, it

might granted be but right Lopez not to which was entitled

was decision

by law. Since Commission’s job sharing within its to allow was

discretion, logi- Lopez’s complaint could not personnel

cally a claim that a constitute BHATIA, Petitioner, S. Jasbir agree. rule had “violated.” We been Discretionary personnel powers granted agencies do not constitute mandates. DEPARTMENT OF EMPLOYMENT statutory that an em- SECURITY; mandate Absent Pizza Hut of benefit, a certain the em- ployee Utah, receive Respondents. right. ployee may not demand it as a Since No. 910498-CA. requiring the Com- there was no mandate share, Lopez Lopez job mission to allow Appeals Utah. Court identify any personnel rule has failed to June re- that was violated the Commission’s job him to share. Jurisdic- fusal allow properly denied.5

tion therefore Lopez

Harm hearing

Finally, Lopez claims that he had

officer erred when she found by being “required” to

not been harmed leave of absence because unpaid

take an position. return to his former

was able to directly by the Lopez was harmed

Whether third action is the factor

Commission’s hearing. jurisdictional determined at However, 67-19a-403(2)(a)(iii).

See section need reach hearing officer did not Lo- she determined that

this issue because cate- grievance did not fall within the

pez’s analysis job sharing policy since our on Lopez points to Resource the Human also policies. Under equally three Management regarding applies to all "Time Limited Po- Rules rules, given ability sitions,” (1991), agencies are R468-5-10 these § Utah Admin.Code Assistance,” positions provide edu- create time limited Utah Admin.Code and "Education (1991). discretion. assistance in their discussion to cation We limit our R468-10-4 *2 Challed, City,

David Salt Lake G. petitioner. Thomas,

R. Dam and Emma R. Paul Van City, respondent Dept, Salt Lake Employment Sec. BENCH, GARFF, BILLINGS and
Before JJ.

OPINION BILLINGS, Presiding Judge: Associate (Bhatia) seeks Petitioner Jasbir S. final decision of the Board of reversal of a Industrial Commission of Review employment, he was (Board) unemployment wished to continue his denying him discharged. meeting A We affirm. told he been benefits. following day, at which was scheduled FACTS sign suspension time Bhatia asked pursuant progressive Pizza notice Hut’s *3 (Pizza Hut) Bha- hired Pizza Hut of Utah policy, Pizza Hut discipline but he refused. April 2, On as a on October tia cook discipline pro- progressive has instituted a 1990, 24, was scheduled work Bhatia improve employee gram to substandard shift, approximately p.m. evening from 5:00 performance provides oral and which for duties closing time. Bhatia’s included until warnings. Bhatia received they written never cutting pizzas and as breadsticks warnings prior to any disciplinary special Due to a formal out of the ovens. came discharge. Hut his Pizza was crowded promotion, evening, particularly and the staff was Employment of Department The Utah busy. Security granted unemployment Bhatia filling 1990, Bhatia behind in orders. 21, was and benefits effective October Also, among reputation Bhatia had 12, 1991, a appealed. Pizza Hut On March preparing orders in the not servers for hearing an administrative was held before he them. sequence in which received judge The judge. law administrative law situation, of this one servers view decision, deter- department’s reversed cutting into area to occasionally went just mining Bhatia terminated for was her to ensure her cus- cut own breadsticks Board, appealed Bhatia to the cause. re- properly served. Bhatia tomers were which affirmed. presence in work the server’s sented court, claims he appeal On this Bhatia loudly times to and told her several area just for cause because: was not terminated leave. (1) incident” His conduct was an “isolated re- approximately p.m., At 7:30 Bhatia (2) and, thus, sufficiently culpable; and telephone call from another em- ceived knowledge he of did not have sufficient informing Bhatia he been dis- ployer, expected Hut because conduct Pizza what part-time position. Al- charged from a pro- management its failed to follow its accepted calmly news though Bhatia gressive discipline policy. work, again returned to became and irritated the server. with OF REVIEW STANDARD having manager, heard restaurant Employment Security Act Utah’s requests, Bhatia’s was aware Bhatia was liberally of af “construed favor upset with the server. v. fording Department Nielsen benefits.” register cash and asked turned from the 774, Sec., Employment 692 P.2d down,” of reminding “to him that him settle curiam); (Utah 1984) (per DeLuca accord pressure. everyone under She advised was Sec., Employment Department over, that, of the rush was him when (Utah However, App.1987). P.2d down and talk” about the “would all sit employee ineligible by throwing responded problem. Bhatia “discharged employee if the benefits announcing, air in a his hands in the determined cause” as hear, enough for customer to voice loud 35-4-5(b)(l) Ann. Board. leaving.” I “This is am bullshit. (1988). approximately out left at then checked was crowded p.m. the restaurant 8:00 while was terminated employee Whether end his shift. When and before the question of law is a mixed cause evening, return Bhatia did not to work Force v. Department Air fact. See em- manager decided to terminate his Sec., 786 Employment Department ployment. (Utah App.), cert. denied Industrial, 795 sub Pizza Hut the nom. United States Bhatia contacted

Although (Utah 1990); Depar Johnson v. he P.2d 1138 day next to advise his Sec., 782 P.2d if tment benefits it reasonable and ration- (Utah App.1989). Utah courts have al. recently traditional altered the character An is terminated for ization of the standard of review for such just “(1) cause if three factors are met: adoption issues because of the of the Utah (2) knowledge culpability, expected con Procedures Act. In Mor Administrative duct, offending control over the International, Auditing ton Inc. v. Divi conduct.” Nelson v. Em Commission, sion the Utah State Tax ployment 1991), 814 P.2d 581 the Utah Su App.1990); accord Utah Code Admin.P. that, preme Court held under the UAPA it (1991); R475-5b-102 Grinnell v. Board of only “appropriate grant agency [an] (Utah 1987) (per *4 explicit deference on the basis of an or curiam). bears the burden implicit grant of discretion contained the establishing just of cause for the dis 588; governing statute.” at Id. accord charge, see Utah Code Admin.P. R475-5b- Tasters, Department Employ Ltd. v. of (1991); Force, 103 Department the Air of Sec., 361, (Utah App. 819 P.2d 364 786 P.2d satisfy at and must all three 1991). If such an award of discretion ex conditions to employee demonstrate an is ists, agency’s the action af “should be unemployment not entitled to benefits. if firmed its decision is reasonable and ra Nelson, See 801 P.2d at Law Offices Department tional.” the Air Force v. of David Paul White & Assocs. v. Board of of Swider, (Utah App.1991); 824 P.2d Review, (Utah App.1989). 778 P.2d accord Johnson-Bowles Co. v. Division of Sec., (Utah App.1992); 829 P.2d CULPABILITY Tasters, Otherwise, P.2d at we Bhatia first claims his conduct was apply a correction-of-error standard. See sufficiently culpable him prevent Morton, 588; Johnson-Bowles, obtaining unemployment from benefits be 829 P.2d at 107. cause his behavior was an isolated incident poor judgment in of a stressful situation. proper

To ascertain the standard of case, Employee “culpability” review this we must thus deter is the first factor 35-4-5(b)(l) grants regula- if just mine section in the test for cause. Board deciding culpability Board discretion in tions define as “the seriousness employee severity of the of- was terminated cause. conduct or operative language in section 35-4- fense as it affects continuance of the em- 5(b)(1) ployment relationship.” Ad- states that benefits Utah Code R475-5b-102(l)(a) (1991). employee if will not be awarded “was min.P. employers discharged by regulations cause ... if so found further state that Swider, “right expect employees In to re- the commission.” we concluded have that, through language, requisite “the frain from acts which are detrimental by Legis goodwill affect the grant of discretion was made the business” which business, Swider, customers, efficiency, or P.2d disci- lature the Board.” at Therefore, uphold pline. 451.1 Utah Code R475-5b-107 we will (1991).2 unemploy- Culpability may also be estab- denying Board’s decision Morton, cause.”); Tasters, ("In (The utilizing & 819 P.2d at 364 1. See also 814 P.2d at 588 n. 40 statutory language machinery by statutory language “sales or leases such as ‘as determined equipment purchased by commission,’ or leased a manu grant and facturer for use in new or legislature explicitly has expanding operations agencies.”). some ed discretion to by exempli the commission” ... as determined discretion.); legislative grant fies a Robinson Admin.P. R475-5b- 2. See abo Utah Code 108(l)(d) (“Culpability if is established (The App.1992) statutory lan employee required termination of the voluntarily good guage without "left work compa- necessary discipline in the maintain cause, explic so the commbsion ... if found ny.”). itly grants the commission discretion to deter involving good mine issues voluntariness ly employee’s expect insubordination.3 has no that one unex- lished reason cused absence will lead to his dis- employee misconduct Whether however, charge warning, No need .... poor judg incident of simply an “isolated knows, given when with- conduct, ment,” culpable thus not warned, being out will absence by balancing employee’s determined seriously interrupt employer’s opera- against work record” “[Ijongevity prior tions. the offense and how the seriousness of Id. at 1200. Ad likely repeated. it to be R475-5b-102(l)(a)(l); decision, Nel adopted min.P. accord In its final the Board son, at findings 161-62. and conclusions the adminis- judge trative law who stated: In v. Board Kehl right record shows that before the [T]he 1985), Supreme the Utah Court claimant elected leave shift with- single viola- rejected the contention that out told him authorization employ- to demonstrate tion insufficient down, assuring to calm him that the rush Kehl, culpability. operator, a forklift ee over, would soon be would violating safety company terminated problems all meet to discuss the rule, appealed the Board’s denial of unem- *5 evening at that time. Rather than ac- Relying on Board ployment benefits. the manager, cepting the direction of the the affirmed, stating: regulations, the court aggravated problem claimant further culpa- proper emphasis under the “[T]he remark, making inflammatory us- upon bility requirement should not be ing violations; rather, language foul which could be over- it should the number of customer, walking aby heard and then problem of dis- address the whether the duty off hours before his shift charge ‘necessary to avoid actual or several was end, leaving employer’s rightful was scheduled to the restau- potential harm to ” position. (quoting very rant in a short-handed Al- interest.’ Id. at R475-5b-102(l)(a)) (emphasis in that there though close case added). presented was no evidence that engaged in claimant had similar behav- Department Employ- In v. Trotta of (Utah 1983), past, iors in the the Administrative Law Security, P.2d 1195 ment Judge does find overall conduct of discharged for a construction worker was culpa- sufficiently the claimant to be of a report deliberately failing to when work disqualifica- to warrant a ble nature as backlog employer knew his had a purviews of 35-4- tion within the Section appealed unemploy- He a denial of work. 5(b)(1).... benefits, part, in on the that he ment basis Although following made sufficiently culpable. The Board also find- was Supreme ings: re- the Utah Court reversed and

manded the basis for Board’s because affirming the decision of the Admin- unclear, the decision court noted: was Judge, *6 (1989)); 63-46b-16(4)(g) accord Salt § during that that time “he had used foul Comm’n, County Lake Tax State language argued before and he had with 776, (Utah 1991). P.2d “Substantial employees before.” The also “ evidence” is ‘such relevant evidence as a stated Bhatia a “had real hard time with a might accept adequate reasonable mind as supervisor. attempt argue He would ” support a Drilling conclusion.’ Grace people things way with and do his Co. v. Board we wanted him to or not.” (Utah App.1989) (quoting Idaho Ins. State evidence, Based on this the administra- Hunnicutt, Fund v. 110 Idaho judge tive law and the Board determined (1985)). sufficiently culpable Bhatia was to warrant review, To facilitate our it is Bha- denial of benefits. We can- record, duty “properly present the tia’s us, not, say on the record before this deter- by marshaling support all of the evidence mination was unreasonable. that, ing despite findings showing the that evidence and all reasonable inferences KNOWLEDGE OF CONDUCT therefrom, findings that can be drawn the EXPECTED supported by are not substantial evidence.” that, Swider, also because Piz accord Heinecke claims Commerce, progressive disci 810 P.2d za Hut did not follow its warning him App.1991). pline policy4 by of mar that his be Instead shaling supporting improper, the find havior was he did not have suffi evidence however, knowledge employer’s expecta ings, Bhatia has “insisted on em cient of his Bhatia, thus, argues way he had no phasizing supported that his tions. the evidence discharged knowing position, and left it to the court to sort out he would be performance discipline policy employee is con- progressive states 4. Pizza Hut's his/her problem, Warning a to let an Oral is tool and failure to im- "[a]n sidered a serious employee performance is un- know that his/her prove could result in termination.” acceptable," warning written notifies "[a] BENCH, Presiding (concurring): Judge leaving during a using vulgarity and work busy shift. review, setting our standard forth in the test for The second factor opinion generally main refers to a “knowledge” employee’s cause is legislature to grant of discretion from the employer expects. what behavior necessary to I it is the commission. believe regulations specify employee this a clarify that is at in case is what issue employ- not have intended harm need law, grant apply not of discretion reasonably have been able er “should but grant interpret a statute. of discretion anticipate the effect his conduct would resulting of review is While the standard Utah Admin.P. R475-5b- have.” Code same, grant each distinct under Mor- (1991). 102(l)(b) International, Inc. v. State Tax Com- ton mission, n. em employer may

An demonstrate the 1991).1 ployee knowledge employer’s through specific expectations warn “[a] case, not In this Bhatia does assert ing,” Utah Admin.P. R475-5b- Code interpretation “just the commission’s 102(l)(b); implementation progressive aof cause,” as set forth its administrative program, see Code Ad discipline erroneous; instead, rules, his claims R475-5b-102(l)(b)(l); estab min.P. “just simply did not constitute actions lishing the violation is one of a “universal” not, This case is cause” dismissal. pre standard of behavior therefore, in- of the commission’s review sumed to know.5 “just cause.” terpretation of term The Board concluded Bhatia’s behavior Rather, it is com- a review of whether the job angrily walking off the in the middle of proper- administrative rules were mission’s busy shift at a crucial time the em- ly to the facts this ease. applied business, leaving ployer’s others to assume notes, correctly opinion As the main responsibilities, vulgarity and his use of commission,” phrase “if found so hearing of customers was “a within 35-4-5(b)(l) in Utah Code Ann. located flagrant of a standard violation universal (1988), grant explicit of discretion to of behavior.” Utah Code R475- language designates This apply law. We, 5b-102(l)(b). again, do find must commission as tribunal that *7 decision unreasonable. is, not, “just there or is determine whether Bhatia terminated for We conclude In to such a determi- cause.” order make his conduct was suffi- cause because nation, apply the law the commission must knowledge of ciently culpable and he had to the facts of the case. expected.6 what behavior discretion, explicit grant of how- This Therefore, the Board’s denial of we affirm ever, goes only application to the of unemployment benefits. not, in It does as has been intimated law. court,2 GARFF, J., past explicitly of this decisions concurs. Nelson, P.2d at regulations cause. See 801 5. further state: establish 161; R475-5b-102(l)(c). Knowledge employer’s of standards of usually provided in the of is form behavior particular, 1. noted that In it should be instructions, written rules verbal and/or discovering analysis an in set forth Morton However, warning warnings. al- grant only implicit refers to the of discretion disqualification ways necessary apply for a to Morton, interpret a See discretion statute. of of a serious nature of in cases violations analysis is no set P.2d at There 588-89. of conduct of which the universal standards regarding implicit grant of in Morton an forth have aware without be- claimant should been analysis apply That has law. discretion ing warned. developed. yet to be R475-5b-108(l)(e); accord Utah Code Admin.P. Nelson, at Law David 801 P.2d of Offices See, e.g., v. Division 2. Johnson-Bowles Co. of White, P.2d at 25. Paul (Utah Secs., App.1992); Tast- 829 P.2d challenge he had control ers Ltd. does not conduct, required App.1991). 364-65 the third element over his issue”). agency determining to inter- not “aid in If an grant any discretion to the [the] explicit grant mistakenly of discretion is statutory terms. Ferro v. De- pret See found, Commerce, giving agen- 828 P.2d we risk deference to an partment of cy interpretation contrary In for there to the App.1991). n. 12 order grant legislature’s interpretation. own explicit of discretion Mor- to be Cf. ton, statute, (legislature’s interpre- 814 P.2d at 589 interpret legislature must governs Ferro, agency agency’s); to define the tation over direct or authorize Anything (agency’s interpretation reject- less is P.2d at 514 statutory by term rule.3 grant discretion to inter- ed because it would have nullified the stat- explicit not an utory provision).4 pret the statute. though explicit analytical Even

While the distinction between framework implicit grant by supreme set forth court in grant of discretion and an Morton esoteric, admittedly quite complex, parties may discretion seem an erroneous would finding explicit grant properly of an of discretion be wise to assist this court determining prematurely analysis by set forth in our standard of review dis- ends (an Morton, tinguishing P.2d at 589 and non-UAPA Morton. See between UAPA cases, interpret parties cases.5 For implicit grant of discretion to UAPA only distinguish grants unsuc- should then may statute be found after an between interpret apply grants discretion to attempt cessful the statute law interpret through statutory traditional rules of con- discretion statute. some cases, struction); grants may Corp. v. Tax both need to be shown. Nucor State (Utah 1992) Comm’n, grant We must also know whether the (no explicit implicit. prac- implicit grant of discretion found until discretion is reality is that we do not supreme after court concluded that tradi- tical have judicial possible all the statutory tional rules of construction did resources test See, (1988) 7-3-19(4) agen- e.g., statutory interpretation, nor whether the § Utah Code Ann. (“The regulation, cy’s interpretation legislative may, by at with the rule or odds commissioner intent. define the terms ‘loans and extensions of credit’ section.”); ‘person’ this as used in 26-6-3(2)(b) (1989) ("The depart- Code Ann. § understanding helps 5.It Morton to note that shall, rule, by persons define who shall be supreme court refers to the common while the 'partners' purposes considered of this sec- law," Morton, "prior at law tests as 26-21-13.5(3) (1989) tion.”); Utah Code Ann. § applicable still in non-UAPAcases. See are (“The authority department to define has 63-46b-l(2) (1989). The com Utah Code Ann. facility’ purposes rule health care ‘small through mon law tests are therefore referred to section....”); Utah Code tense, licensure under this thereby present in the creat out Morton 31A-20-107(5)(b) (“The Ann. commis- § ing some confusion as to whether the tradition ‘insignificant sioner shall define market share’ statutory new tests al common law tests or the 59-12-104(16) rule.”); law, non-UAPA, Utah Code Ann. being Common are discussed. subsection, (1987) (“For purposes of past in Morton from administra tests identified *8 expand- by shall rule define ‘new or commission (1) the issue tive law cases include whether ”). ing operations’ Utah and ‘establishment.’ may question characterized as a mixed raised be Cf. 63-46a-3(2), (3) (1989) (when Code Ann. rule- law, Morton, P.2d at see abo of fact and making required). 107, Tasters, Johnson-Bowles, 829 P.2d at 363-64; (2) agency was in a P.2d at whether give position effect to may agency’s interpreta- than the courts to to an better 4. We not defer intent, Morton, legislature legislative P.2d at and itself did until we know that the tion generalized statutory of broad and inter- whether use not render its own discernible "bespeaks” legislative statutory language in pretation. Indus. Inc. v. Board Re- Mor-Flo Comm’n, agency. delegate interpretation Id. to the tent to view the Indus. (Utah express ("where Despite supreme legislative court's App.1991) can at 588. intent discerned, analysis does not agency’s interpretation giv- that common law declaration apply be cases, language deference"). the fore presume legisla- UAPA from that the en no We way unfortunately going found its into anticipating tests has ture drafted the statute Johnson-Bowles, See, e.g., statutory opinions. UAPA rules of construction would traditional 363-64, 107, 113; Tasters, Ferro, P.2d at agency. applied P.2d at 365; See Employ Armstrong Department apply and the traditional rules of 509. Until we statutory construction, App. n. 6 simply cannot know we 1992). legislature rendered its own has each case statutory construction

rules of implicit is an concluding that there

before legislative

grant of discretion. Unless obvious, peti- or is identified

intent is agency’s

tioner, likely defer to we will that an petitioner If a believes

action. legislative contrary to

agency’s action

intent, petitioner present must that will statutory construction

rules of intent. legislature’s Other-

disclose

wise, may erroneously implicit find an we agen- to the

grant of discretion and defer petition-

cy’s detriment of action

er. INC., SONS, &

HERM HUGHES Appellant,

corporation, Plaintiff and

QUINTEK, corporation, a Utah Appellee.

Defendant

No. 900529-CA. Appeals of Utah. Court of B. and Patrick S. Hendrick- Fetzer Clark June son, City, plaintiff appel- Lake Salt

lant. M. Fer- and Danielle

D. David Lambert Provo, appellee. ron, for defendant BILLINGS, Before JACKSON RUSSON, JJ.

AMENDED OPINION1 RUSSON, Judge: Sons, (Hughes) Hughes ap- & Inc. Herm ruling that no con- peals trial court’s *9 Quintek. Hughes and tract existed between We affirm. FACTS

I. doing general Hughes is a contractor October in the state Utah. business May opinion replaces opinion of name issued the same This notes istrative Law Board generally single had warning required A in that while the claimant not violated cases, employer’s prior usual- rules last absence where regulations recognize language response profane or in to a civil that may request if it is condu- be insubordination [a]uthority required place to in the work routine, disruption negation of au- cive to efficiency. employer order and An maintain efficiency. thority impairment authority right expect lines of has the that R475-5b-108(4) (1991); see Code Admin.P. orders, maintained; that will be given reasonable also Hohmann manner, obeyed; that in a civil will 1984) (per 465-66 supervisors respected and their will be curiam) vulgar (employee angry, who ‘Recame authority In deter- will not be undermined. supervisor presence profane" in and oth (resistance mining when insubordination conduct, properly ers denied benefits authority) disqualifying becomes insubordination); Myers Employ accord disregard employ- fact that there was a (Iowa Bd., importance.... Appeal 462 N.W.2d 737-38 major er’s is the interests vulgar superior Ct.App.1990). remarks [P]rovocative night actually supported of work and while the acts result- what evidence the find- ing discharge ings.” Heinecke, in his were an “isolated 810 P.2d at 464. Bhatia incident”, the incident itself was serious adequately challenged has not the Board’s enough just findings to constitute cause for the duty and has failed in his to mar- case, discharge. Therefore, In this the claimant had shal the evidence. accept we already been told his concerns would be findings the Board’s as conclusive. See addressed when swarm of customers Merriam v. Board Nelson, in the restaurant subsided. Rather than App.1991); continuing wait for an hour or two while work, loudly the claimant swore findings The Board’s reveal Bhatia knew enough for hear customers extremely busy, the restaurant was and he shift, putting employ- walked off his closing up was scheduled to assist in possibly er in a serious bind and offend- night. vulgar response Bhatia was ing customers. Under the circum- manager’s request to settle down until stances, agrees the Board with the rea- vulgarity the rush was over. His could be soning of the AU concludes that the heard Pizza Hut’s customers. Further- discharging cause for more, departure Bhatia’s unauthorized the claimant. busy the middle of a placed shift unex- successfully challenge To pected pressure on the restaurant staff. findings, Board’s Bhatia must demonstrate Finally, deciding in terms of “ ‘supported by are not substan Bhatia’s conduct was an “isolated inci- light tial evidence viewed in when poor judgment,” dent of the record indi- ” Swider, whole record before court.’ cates that Bhatia worked for Pizza Hut (quoting 824 P.2d at 451 Utah Code Ann. only seven months. The testified

Case Details

Case Name: Bhatia v. Department of Employment Security
Court Name: Court of Appeals of Utah
Date Published: Jun 2, 1992
Citation: 834 P.2d 574
Docket Number: 910498-CA
Court Abbreviation: Utah Ct. App.
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