Bey v. MortonBey v. Morton
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Recommended Citation
“Bey v. Morton” (1997). 1997 Decisions. Paper 212. http://digitalcommons.law.villanova.edu/thirdcircuit_1997/212
** Hon. Louis H. Pollak, United States District Judge for the Eastern District of Pennsylvania, sitting by designation.
Susan L. Reisner, Public Defender; James K. Smith, Jr. (Argued), Assistant Deputy Public Defender, Office of Public Defender, Appellate Section, 31 Clinton Street - 9th Floor, P.O. Box 46003, Newark, NJ 07101, Attorneys for Appellant
Peter Verniero, Attorney General; Catherine A. Foddai (Argued), Deputy Attorney General, Office of Attorney General of New Jersey, Division of Criminal Justice, Richard J. Hughes Justice Complex, P.O. Box CN086,
OPINION OF THE COURT
STAPLETON, Circuit Judge:
While incarcerated on death row in New Jersey, Marko Bey engaged in numerous “everyday” conversations with Corrections Officer Alexander Pearson. These discussions covered many different topics from sports, to women, to the news. In the course of their discourse, Bey confessed to the murders of two women. When Bey‘s death sentence was subsequently vacated and the convictions for the murder and sexual assault of one of the victims were reversed, the state introduced Pearson‘s testimony at the retrial, and Bey was again found guilty and this time received a sentence of life imprisonment. After Bey‘s convictions were affirmed on direct appeal, he sought relief in the district court. Bey now appeals from the district court‘s denial of his petition for habeas corpus relief.
We hold that there was no violation of Bey‘s Sixth Amendment right to counsel because there was no
I. FACTUAL AND PROCEDURAL BACKGROUND
The bruised and battered body of Cheryl Alston was found by a jogger on April 2, 1983, in a vacant lot across the boardwalk from the beach in Ocean Grove, Neptune Township, New Jersey. A police investigation ensued, and Bey was arrested on May 6, 1983. On December 13, 1983, he was convicted for the murder, felony murder, aggravated assault, and aggravated sexual assault of Alston and two days later was sentenced to death. The New Jersey Supreme Court vacated Bey‘s death sentence on August 2, 1988, because he had been a juvenile at the time of the offense and was therefore not eligible for the death penalty. See State v. Bey I, 548 A.2d 846 (N.J. 1988). The Court also reversed the convictions, remanded the case, and ordered the suppression of Bey‘s confession to the police.
In a separate prosecution, Bey was also convicted of murdering Carol Peniston in 1983. On the day that the New
In the course of the state‘s preparation for Bey‘s retrial in 1988, an investigator from the Monmouth County Prosecutor‘s Office interviewed some 12 or 13 corrections officers regarding Bey. He discovered that, in addition to the earlier confession to the police, Bey had made statements to Pearson while incarcerated in late 1983 and early 1984 at the Capital Sentencing Unit (“CSU“) of the New Jersey State Prison in Trenton. In a statement taken September 19, 1988, Pearson told the investigator that shortly after Bey‘s arrival at the CSU he had “talked” with
Bey subsequently challenged the admissibility of Pearson‘s proposed testimony on Sixth Amendment grounds and a suppression hearing was held.1 At the hearing, Bey denied ever discussing the murders with Pearson, but Pearson reiterated the statements he had made to the investigator. Pearson also stated that he had never initiated a conversation about Bey‘s murders and had only discussed them when Bey brought up the subject. Pearson did, however, acknowledge asking Bey for clarification “if it was something I didn‘t understand.” The only specific example of a question Pearson remembered asking about the murders was “I asked him why would he do that. What kind of mind you was in.” Pearson also indicated that he was aware that Bey had an appeal pending and that he was represented by counsel.
At the close of the suppression hearing, the court found that the structure of the CSU was such that the prisoners, as a practical matter, could not converse with one another. Thus, conversations could be conducted only with the guards. As a corrections officer on the CSU, Pearson was charged with the responsibility of keeping Bey in custody and safe. His responsibilities, according to the court, included talking to and observing Bey to detect any suicidal tendencies. The court also observed that the dialogue between Bey and Pearson “touched a whole host of topics,”
The trial judge concluded that the Miranda rule2 was not violated, that there was nothing about the setting that was coercive, and that Bey‘s statements were entirely voluntary. While the isolation in the unit could fairly be described as involving pressure to converse with a guard, there was no physical or psychological pressure to converse about incriminating subject matters. The trial judge observed that the conversations between the men “had nothing to do ... with whether or not the Court ultimately was going to overturn the conviction.” The court ultimately ruled that Pearson‘s testimony would be allowed into evidence.
At Bey‘s second trial, Pearson testified only that Bey told him that “he had beat [sic] and raped a woman on the beach” and that she “died.” The jury did not hear from Pearson any information about drugs, alcohol, or any other motivation for the crime.
The prosecution supplemented Bey‘s confession by offering the testimony of investigators from the prosecutor‘s offices of two other New Jersey oceanfront counties. The investigators confirmed that there had been no homicides of females in the vicinity of the beaches in either county between the defendant‘s return to New Jersey in March of 19833 and his arrest in May of that year; the prosecution used this evidence to link Bey‘s statement that he had “beat and raped a woman on the beach” to Cheryl Alston‘s death, arguing that Bey‘s statement could refer to no other murder. The other evidence included: (1) police testimony
The jury convicted Bey once again of murder, felony murder, aggravated assault, and aggravated sexual assault. The court sentenced him to life imprisonment with a 30-year parole disqualifier for the murder count and a consecutive term of 20 years with a 10-year parole disqualifier for the aggravated sexual assault count, and imposed a $2,000 Violent Crime Compensation Board penalty. The felony murder and aggravated assault counts were merged.
On appeal, the Appellate Division of New Jersey‘s Superior Court disagreed with the trial court‘s determination that Pearson was not acting as a “law enforcement agent” during his conversations with Bey. State v. Bey, 610 A.2d 403, 411-12 (N.J. Super. Ct. App. Div. 1992). The court observed that a corrections officer is a law enforcement agent by statute in New Jersey, see
The district court denied Bey‘s petition for habeas relief, holding that Pearson‘s casual discussions with Bey were not “deliberately designed to elicit statements from the defendant that would settle the outcome of the trial one way or another,” and that the sum of the evidence was sufficient to support Bey‘s conviction.
II. STANDARD OF REVIEW
In the briefing before us, Bey argued that we should conduct plenary review of the state court‘s conclusion that his Sixth Amendment right was not violated. See Miller v. Fenton, 474 U.S. 104, 115-17 (1985); Parry v. Rosemeyer, 64 F.3d 110, 113 (3d Cir. 1995), cert. denied, ___ U.S. ___, 116 S. Ct. 734 (1996). The state, on the other hand, urged us to examine the decision under the more deferential standard articulated in
III. RIGHT TO COUNSEL
A.
The Sixth Amendment, which is made applicable to the states through the Fourteenth Amendment, provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the assistance of counsel for his defense.”
In a line of cases involving incriminating statements made to police informants, the Supreme Court has held that an individual who stands indicted of a crime is denied
In Henry, the Court determined that the defendant‘s pretrial confession to a government informant who had been placed in the defendant‘s cell in order to listen to his comments should have been suppressed. 447 U.S. at 274. The Court applied Massiah‘s deliberate elicitation formulation, observing three relevant factors: (1) the paid informant was acting under the state‘s instructions and had an incentive to produce useful information; (2) the informant was ostensibly no more than a fellow inmate; and (3) the defendant was in custody and under indictment. Id. at 270. Despite the government‘s specific instructions to merely listen to the defendant, the informant had “stimulated” conversations with the defendant. Id. at 273. The Court held that “[b]y intentionally creating a situation likely to induce [the defendant] to make incriminating statements without the assistance of counsel, the Government violated [the defendant]‘s Sixth Amendment right to counsel.” Id. at 274. The case was not one where ” `the constable... blundered;’ rather, it [was] one where the `constable’ planned an impermissible interference with the right to the assistance of counsel.” Id. at 275.
In Kuhlmann, on the other hand, the Court did not find a Sixth Amendment violation where an inmate had followed police instructions and had merely listened to the confession of his cellmate. 477 U.S. at 456. After the defendant‘s arraignment, the police placed him in the same cell with the informant for the express purpose of determining who the defendant‘s accomplices were. The defendant initially told the informant the same story he had given to the police, whereupon the informant advised him that his story “didn‘t sound too good.” Later, the defendant related the actual events, an account which the informant surreptitiously noted in writing and rendered to the police. Id. at 440. The Court cited the Massiah and Henry decisions and observed that the “primary concern of the Massiah line of decisions is secret interrogation by investigatory techniques that are the equivalent of direct police interrogation.” Id. at 459. The Court stated:
Since “the Sixth Amendment is not violated whenever--by luck or happenstance--the State obtains
incriminating statements from the accused after the right to counsel has attached,” a defendant does not make out a violation of that right simply by showing that an informant, either through prior arrangement or voluntarily, reported his incriminating statements to the police. Rather, the defendant must demonstrate that the police and their informant took some action, beyond merely listening, that was designed deliberately to elicit incriminating remarks.
In each case, those charged with Sixth Amendment violations were conducting, or working with others who were conducting, an investigation of crimes the defendant had been charged with committing. They were thus deliberately seeking to elicit information to be used in connection with the charges pending against the accused, the subject matter of the defendant‘s attorney-client relationship. In this line of cases, the Court struggled with the issue of whether there are any circumstances under which the state can deliberately undertake to secure incriminating information from a represented defendant in the absence of counsel and can thereafter use in court the incriminating information it obtains. The answer that has evolved is that it can, only if there is not “elicitation“--only if the government does no more than listen. See Kuhlmann, 477 U.S. at 459. It cannot if the police or their informants question or otherwise encourage or facilitate the defendant‘s discussion of the crime, and this is true even if the defendant initiates the discussion of the criminal conduct. See Henry, 447 U.S. at 271-72.
These strict rules are necessary in Massiah-type situations because the state has deliberately set out to secure information for use in a pending prosecution and because the accused, thinking he is communicating with a fellow inmate rather than a state investigator, is exercising no judgment as to whether counsel‘s advice should be sought. Under these circumstances, the risk of “dilut[ing] the protection afforded by the right to counsel” is great.
B.
Bey also relies on another line of cases, those involving court-ordered examinations to obtain information relevant to the prosecution of the defendant‘s case. See Powell v. Texas, 492 U.S. 680 (1989); Satterwhite v. Texas, 486 U.S. 249 (1988); Buchanan v. Kentucky, 483 U.S. 402 (1987); Estelle v. Smith, 451 U.S. 454 (1981). In Estelle, the Court held that a defendant in a capital case has “a Sixth Amendment right to the assistance of counsel before
C.
The critical distinction between this case and the Massiah and Estelle lines is that Pearson, while a state actor, was not a state actor deliberately engaged in trying to secure information from the defendant for use in connection with the prosecution that was the subject matter of counsel‘s representation. While it may be debatable whether any of the information used at trial was given by Bey in response to a question from Pearson, the state court found, based on undisputed facts, that no question asked by Pearson was part of an effort
Ordinarily, when a state agent converses with an indicted defendant under circumstances in which the agent should expect that incriminating information might be disclosed and such information is disclosed and is subsequently used in the prosecution, it can be presumed that there was a deliberate elicitation of information for use in connection with the case. The undisputed facts in this case, however, are simply inconsistent with a deliberate plan on the part of Pearson to garner information for use against Bey.7
IV. SUFFICIENCY OF THE EVIDENCE
We also find no merit in Bey‘s sufficiency of the evidence challenge. Pearson‘s testimony, if credited, established that Bey had “beat[en] and raped a woman on the beach” and that she had “died.” Investigators from the prosecutor‘s offices of two other New Jersey oceanfront counties confirmed that there were no homicides of females in the vicinity of the beaches in their jurisdiction during the relevant time period; this evidence narrowed the possibility that Bey was confessing to the murder of someone other than Alston when he admitted that he had beaten and raped a woman
Taking this evidence in the light most favorable to the state, as we must, we hold that Pearson‘s testimony and the other evidence that corroborates and supplements it provides a satisfactory basis for the jury‘s beyond a reasonable doubt verdict. See Jackson v. Virginia, 443 U.S. 307, 318-19 (1979); Jackson v. Byrd, 105 F.3d 145, 147-48 (3d Cir.), cert. denied, ___ U.S. ___, 117 S. Ct. 2442 (1997). In reaching this conclusion, we are not unmindful of the fact that the sperm found in the victim‘s vagina did not match Bey‘s enzyme type. The jury was entitled to evaluate this fact in light of the forensic scientist‘s uncontested testimony that sperm may remain in the body for up to 48 hours after sexual intercourse, although it is rarely discovered later than 16 hours after such activity. The jury was thus not required to conclude that this undisputed fact was inconsistent with Bey‘s guilt.
V. CONCLUSION
We will affirm the judgment of the district court.
A True Copy:
Teste:
Clerk of the United States Court of Appeals for the Third Circuit
Notes
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in the State court proceedings unless the adjudication of the claim--
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
Moulton thus instructs that the state‘s knowing exploitation of an opportunity to secure incriminating statements from a counseled defendant in the absence of his attorney may not be “cured” merely because the state has a right to obtain information for other purposes. Id. at 178. Such is not the issue in our case, as the government is not claiming that Pearson acted deliberately to secure the information for the investigating authorities but was justified in doing so because they also needed it, for example, in order to monitor Pearson‘s performance of his suicide watch. Where there is no deliberate attempt to secure prosecution information, the admission of the statements does not “invit[e] abuse by law enforcement personnel in the form of fabricated investigations;” nor does it “risk the evisceration of the Sixth Amendment right recognized in Massiah.” Id. at 180.