Memorandum Opinion
This cause comes on to be heard on a motion for summary judgment filed by the Defendants, the Board of Trustees of the University of Alabama (“UAB”), Dr. J. Foster Watkins (“Watkins”) and Dr. Dave Abrams (“Abrams”), on March 24, 1999 (Document 22), and on a motion to strike certain affidavit testimony of the Plaintiff, Mary Jo Bevill (“Bevill”), filed by the Defendants on May 11, 1999 (Document 29). In their motion for summary judgment, the Defendants argue that the Plaintiff cannot raise a genuine issue of material fact regarding: (1) her claim against UAB that she was terminated by UAB in retaliation for engaging in protected activity under Title VII of the Civil Rights Act of 1964, as amended by the Civil Rights Act of 1991, 42 U.S.C. §§ 1981a & 2000e, et seq. (“Title VII”); (2) her claim against UAB that it attempted to revoke her unemployment compensation benefits in retaliation for filing her EEOC charge under Title VII; (3) her claim against UAB that she was sexually harassed by her supervisor, Randell Pickering (“Pickering”) in violation of Title VII; (4) her claim against Abrams that she was terminated in retaliation for engaging in speech on a matter of public concern in violation of the First Amendment to the United States Constitution, brought pursuant to the Civil Rights Act of 1871, 42 U.S.C. § 1983; and (5) her claim against Watkins that he affirmed her termination in retaliation for having engaged in constitutionally protected speech in violation of the First Amendment, brought pursuant to § 1983.
Defendant UAB first contends that the Plaintiff fails to raise a genuine issue of material fact with regard to her retaliatory termination claim under Title VII because the matter of which the Plaintiff com
Defendants Watkins and Abrams contend that the Plaintiff cannot raise a genuine issue of triable fact with regard to her First Amendment retaliation claims against them because neither of the two violated any constitutional right of the Plaintiff and both are protected by qualified immunity from suit in the instant case. While the Plaintiff raises arguments against the Defendants’ contentions that she cannot present a genuine issue of triable fact on her Title VII retaliation and her First Amendment retaliation claims, the Plaintiff does not specifically argue against UAB’s assertions that she cannot raise an issue of triable fact with regard to her Title VII sexual harassment claim.
Summary judgment provides the parties an invaluable opportunity to test the mettle of a case before it ever reaches trial. In evaluating a motion for summary judgment, the court assesses all of the proof the parties can bring to bear to ascertain the presence of a genuine issue for trial.
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
It is the initial responsibility of the mov-ant to inform this court of the grounds for its motion and to specifically identify those portions of the pleadings, depositions, answers to interrogatories, admissions on file, and any affidavits that it believes demonstrate the absence of a genuine issue of material fact.
Id.
at 323,
Only after the moving party has satisfied this initial burden must the nonmoving party “make a sufficient showing to estab
While the district court is permitted to consider the offered “pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any” in deciding whether to grant or deny a summary judgment motion, Fed. R.Civ.P. 56(c), the non-movant bears the absolute responsibility of designating the specific facts in the record that support its claims.
See United States v. Four Parcels of Real Property in Greene and Tuscaloosa Counties in the State of Alabama,
In resolving whether a given factual dispute requires submission to a jury, the court must inspect the presented evidence through the looking glass of each party’s substantive evidentiary burden.
Anderson, 477
U.S. at 254-55,
Facts 2
On November 21, 1996, Bevill, an employee of UAB Walker College (“College”), came into possession of photographs of a young male student of the
That evening, the Plaintiff attended a basketball game at which the accountant for the campus in charge of payroll maintenance, Carol Morgan (“Morgan”), was present. The Plaintiff, who allegedly considered Morgan to be both a person in authority and Abrams’s assistant, sought out Morgan and showed her the copies she had made of Pickering’s photographs. It is unclear whether the Plaintiff asked Morgan to pass word of the photographs to Abrams or whether she simply expected Morgan to do so on her own initiative. The Plaintiff contends that this was the only time that she discussed with anyone or showed to anyone the offending photographs.
The following day, November 22, 1996, the Plaintiff received a telephone call from Abrams. Abrams, who had been informed about the photographs the prior evening by his secretary, 5 indicated his desire that the photographs not be made available for public distribution and stated that the Plaintiff should not discuss the existence of the pictures with anyone. 6 The Plaintiff complied by destroying the reproductions of the photographs that she had made. She then looked for the original photographs, only to discover that they had been removed from her desk and placed in Pickering’s office.
Bevill also alleges that beginning on November 22, 1996, Pickering’s treatment of her degraded to the point of incivility.
On November 26, 1996, Abrams and two other deans at the College began an investigation of the appropriateness of Pickering’s behavior in photographing the student and prospective ambassador. Pursuant to that investigation, Abrams interviewed Bevill on December 5, 1996. In the interview, according to notes taken by Abrams, the Plaintiff again promised to keep the matter private. After discussing the matter with other staff who had seen the photographs, Abrams gave all of the material he had collected to the incoming President, Watkins. Watkins instructed Abrams to provide the material to the UAB Human Resources department for further investigation.
As a part of the investigation undertaken by UAB Human Resources, Abrams was directed to obtain statements from those persons with whom he had previously spoken. In their statements, three people, Robert Epps, Joan Key and Millie Meadows, indicated that the Plaintiff had either told them about or shown them copies of the photographs taken by Pickering. 7 The Plaintiff, in her statement dated January 21, 1997, .expressed, in great detail, her initial reaction to the photographs when they first arrived in Pickering’s office, but made no mention of whether she had shown the photographs or her copies of the photographs to other people, or to whom she had shown them.
On February 13, 1997, Abrams and several individuals from UAB interviewed the Plaintiff. In the interview, Bevill discussed how the photographs had come into her possession and what she had done with the pictures once she had viewed them. The Plaintiff also reported that, prior to Pickering’s photography session with the student, she had been told by another student of the College that Pickering had once made sexually suggestive comments to him. After conducting interviews with the Plaintiff and other individuals who either were employed by the College or were students of the College, UAB concluded that Pickering should be dismissed from his position; he was permitted to resign in lieu of termination.
On March 4,1997, Chris Rossi, a Human Relations Representative for UAB, telephoned the Plaintiff and asked her if she had spoken with anyone other than Carol Morgan about the photographs. Contrary to the representations of Robert Epps, Joan Key and Millie Meadows, the Plaintiff asserted that she had not. Three days later, on March 7, 1997, Abrams informed the Plaintiff that she was being removed from her position with the College and gave her the choice of resignation or outright termination. In a memorandum provided to the Plaintiff, Abrams stated:
Mary Jo, you exercised very poor judgment regarding copying and subsequent showing of copies of pictures of a student at a basketball game to other staff members of UAB Walker. You indicated in your statements regarding the incident “for the .protection of the school and all involved I tried to hide the pictures till the next morning” and “I have to[o] much concern, love and appreciation of our school and students to approve of this situation”. However, this has not been exhibited by your actions. After talking to you and receiving statements from other UAB Walker employees, it has been decided that your employment with UAB Walker College will terminate effective March 7, 1997/or the following reasons:
• Inappropriate Behavior in the Workplace.
• Conduct which brings discredit to UAB and UAB Walker College.
You should return all property of UAB Walker College immediately.
Defendants’ Exhibit B, Appendix 10, at 100 (emphasis added). The Plaintiff chose to resign.
After she resigned, Bevill filed a grievance with UAB. After a hearing, the grievance committee recommended that the Plaintiff be reinstated, but disciplined. However, Watkins chose not to follow the grievance committee’s recommendation, and, in a letter dated August 4, 1997, he informed Bevill that her resignation would remain in force. No reasons for Watkins’s decision are given contemporaneously with the letter. Rather, Watkins simply affirmed Abrams’s decision to terminate the Plaintiff.
On September 9, 1997, Bevill filed a charge with the Equal Employment Opportunity Commission, alleging that UAB retaliated against her in violation of Title VII because she complained about the photographs taken by Pickering and alleging also that she was terminated because of her age in violation of the Age Discrimination in Employment Act. No reference was made to any sexual harassment endured by her. After the Plaintiff filed the charge, UAB twice sought to entirely revoke unemployment compensation from the Plaintiff on the basis that circumstances leading to her resignation involved criminal action. 8 On both appeals, UAB lost.
Contentions & Analysis 9
The Plaintiff, in her complaint, raises claims of retaliation in violation of Title VII, sexual harassment in violation of Title VII and retaliation in violation of the First Amendment under 42 U.S.C. § 1983. UAB contends that the Plaintiff cannot present a genuine issue of material fact with regard to her Title VII claims and Watkins and Abrams assert, in addition to the argument that the Plaintiff can state no First Amendment retaliation claim, that they are protected by qualified immunity from liability on her First Amendment claims. Each of these arguments will be developed in turn.
I. Retaliation claims against UAB undeR Title VII.
The Plaintiff claims that Defendant UAB retaliated against her, first, when she was terminated for speaking to Abrams and others, including Morgan, about the photographs made by Pickering and second, when UAB attempted to cut off her unemployment compensation benefits based upon her filing of an EEOC charge. Defendant UAB contends that the Plaintiff cannot raise a genuine issue of material fact against it regarding either claim of retaliation in violation of Title VII.
Title VII of the Civil Rights Act of 1964, as amended by the Civil Rights Act of 1991, 42 U.S.C. §§ 1981a & 2000e, et seq., prohibits retaliation against employees who voice opposition to discrimination that is covered by Title VII or who participate in a proceeding to determine the existence of illegal discrimination. See 42 U.S.C. § 2000e-3(a). Regarding retaliation by an employer for engaging in these protected activities, Title VII states, in relevant part:
(a) Discrimination for making charges, testifying, assisting, or participating in enforcement proceedings
It shall be an unlawful employment practice for an employer to discriminate against any of his employees or applicants for employment ... because he has opposed any practice-made an unlawful employment practice by this subchapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter.
42 U.S.C. § 2000e-3(a). As with an action for employment discrimination on the basis of race, sex, age, disability or other protected status, a plaintiff can prove a case of retaliatory treatment by providing direct evidence of retaliatory action, such as statements made by the decisionmaker to the effect that the plaintiff should suffer an adverse job action because she opposed discrimination.
See Merritt v. Dillard Paper Co.,
In
Sullivan v. National R.R. Passenger Corp.,
To make a prima facie case for retaliation, the plaintiff must show: 1) a statutorily protected expression; 2) an adverse employment action; 3) a causal link between the protected expression and the adverse action. See Olmsted v. Taco Bell Corp.,141 F.3d 1457 , 1460 (11th Cir.1998); Raney v. Vinson Guard Service,120 F.3d 1192 , 1196 (11th Cir.1997). Once the plaintiff makes out a prima facie case, “the burden shifts to the defendant to rebut the presumption of retaliation by producing legitimate reasons for the adverse employment action.” Raney,120 F.3d at 1196 (quoting Hairston v. Gainesville Sun Publishing Co.,9 F.3d 913 , 919 (11th Cir.1998)). If the defendant offers legitimate reasons, the presumption of retaliation disappears. Id. The plaintiff must then show that the employer’s proffered reasons for taking the adverse action were actually a pretext for prohibited retaliatory conduct. Olmsted,141 F.3d at 1460 .
UAB does not deny that an adverse employment action was taken by it — that is, it concurs that the Plaintiff was terminated. 11 Rather, it argues that the Plaintiffs discussions related to student harassment by Pickering and her display of copies of the photographs to other employees of the College did not constitute protected expression within the meaning of § 2000e-3(a) and that, even if her actions did constitute statutorily protected activity, the Plaintiff still cannot demonstrate a causal connection between her expression and her ultimate termination. 12
UAB argues that the Plaintiffs attempts to demonstrate that she engaged in statutorily protected activity fail on two grounds. First, UAB asserts, the Plaintiffs conduct falls outside of the boundaries of the activities protected by
To state a claim of retaliation, the plaintiff must object to conduct that, as a factual matter, touches on an
employment practice of the employer,
regardless of the reasonableness of a plaintiffs beliefs concerning whether the conduct constituted a violation of Title VII.
13
For example, in
Little v. United Technologies, Carrier Transicold Division,
In
Holt v. Lewis,
The initial element of plaintiffs prima facie case is “established if [he] can show that he opposed an unlawful employment practice which he reasonably believed occurred.” Bigge v. Albertsons, Inc.,894 F.2d 1497 (11th Cir.1990) (emphasis added). Title VII defines an employment practice as follows:
It shall be an unlawful employment practice for an employer—
(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin; or
(2) to limit, segregate, or classify his employees or applicants for employment in any way which would deprive or tend to deprive any individual of employment opportunities or otherwise adversely affect his status as an employee, because of such individual’s race, color, religion, sex, or national origin.
42 U.S.C. § 2000e-2(a). “[I]n enacting Title VII of the Civil Rights Act of 1964, Congress intended to prohibit all practices in whatever form which create inequality in employment opportunity due to discrimination on the basis of ... sex.... ” Franks v. Bowman Trans. Co.,424 U.S. 747 , 763,96 S.Ct. 1251 ,47 L.Ed.2d 444 (1976) (emphasis added).
Taking the facts alleged by plaintiff as true, plaintiffs complaint fails to state a cause for retaliation for which relief can be granted under Title VII. Plaintiff alleges that he championed the cause of “a woman student” who was “a victim of sexual discrimination” at Samford. Complaint at ¶ 7 (emphasis added). He has not alleged that this student was discharged from employment, not chosen for employment, or otherwise denied any privilege of employment by Sam-ford. Framing the allegations of the complaint in the light most favorable to plaintiff, he has only asserted that a female student was being unfairly treated by an instructor and that his opposition to this treatment ultimately led to his constructive discharge. This in no way indicts any employment practice on behalf of Samford. Without more, any retaliation by defendant ] for plaintiffs advocacy of a student’s rights is simply not prohibited by Title VII.
Id. at 1387-88. The reasoning of the district court in Holt is persuasive; the Plaintiffs statements — to Morgan, Abrams and UAB investigators regarding Pickering’s treatment of the subject of the photographs — concern, in large part, teacher-on-student harassment. Nonetheless, there is a distinguishing characteristic to.this action; arguably, on the recommendation of Pickering, the photographed student either was to be paid or was paid by the College for work done on behalf of Pickering in the recruiting and student affairs department. Were this, in fact, to be the case, the photographed student would be an employee protected from sexual harassment by Title VII. Therefore, if, as the Plaintiff posits, the photographed student either was a candidate for a position with the College or occupied a paid position with the College under the supervision of Pickering, a reasonable trier of fact could conclude that the photographing session was a precondition interposed by Pickering to the student’s being hired into the paid position or to his continuing in that position, and hence, an employment practice within the scope of Title VII. 14
UAB further argues that Bevill’s complaints about Pickering’s harassment of the student in the photographs and her display of those photographs to others was not protected activity because Bevill did not have an objectively reason
Under Title VII, it is well established that an employee need not prove the underlying claim of discrimination in order to establish a retaliation claim. Tipton v. Canadian Imperial Bank of Commerce,872 F.2d 1491 , 1494 (11th Cir.1989). Instead, an employee’s opposition to the discrimination is protected if she can reasonably form a good faith belief that the alleged discrimination existed. Tipton,872 F.2d at 1494 .
Taylor v. Runyon,
In support of its contention that the Plaintiff held an objectively unreasonable belief that the photographs demonstrated sexual harassment, UAB states:
Foremost, Bevill did nothing beyond reviewing the photographs and having a reaction to them to substantiate her claim that student sexual harassment had taken place. For example, Bevill never reported any conversations between her and Pickering concerning the photographs and the circumstances under which they were taken, and she certainly never talked with the student who was in the photographs to obtain a full accounting of what had occurred. Instead, she based her assumption that harassment had occurred upon alleged previous conversations with students concerning Pickering’s conduct, such alleged wrongful conduct that she had never reported to the administration. It is patently impossible to surmise that sexual harassment occurred from merely viewing the photographs. The individual depicted in the photographs is not nude. Bevill undertook no independent investigation to confirm her suspicions, but merely jumped to a conclusion that sexual harassment had occurred. As such, while she may have subjectively thought she was witnessing sexual harassment, such a belief was not objectively reasonable in light of the facts and circumstances as she knew them at the time she saw the subject photographs.
Defendants’ Brief in Support of Their Motion for Summary Judgment at 24. In so arguing, Defendant UAB attempts to separate the photographs from their context. The Plaintiff had knowledge, through discussions with various students, of prior sexual overtures made by Pickering toward the stüdents of the College. While the photographs in question did not depict Pickering in the act of inappropriately touching the student, they were taken of the student in either bikini underwear or swimwear and focused on the student’s genital region.
15
The mere subject of the photographs, without a context, might not lead a reasonable person to the inevitable
Defendant UAB asserts two allegedly nondiscriminatory reasons for the Plaintiffs termination. First, UAB contends, the Plaintiff was terminated because “Be-vill had circulated pictures that she herself had described as ‘lewd, sexually offensive and grossly inappropriate’ of a minor student,” Defendants’ Brief in Support of Their Motion for Summary Judgment at 19. UAB also asserts that the Plaintiff was terminated for legitimate reasons because “Bevill had been untruthful in representing her involvement in the circulation of the photographs in that during the investigation she consistently represented to Abrams and UAB Employee Relations Department representatives that she had carried the copies of the photographs she had made home and had not shown them to anyone, but [later] admitted to showing them to one person (Carol Morgan).” Id.
In
Combs v. Plantation Patterns,
... The effect of the presumption of discrimination created by establishment of the prima facie case is to shift to the employer the burden of producing legitimate, nondiscriminatory reasons for the challenged employment action. McDonnell Douglas,411 U.S. at 802 [,93 S.Ct. 1817 ]; Burdine,450 U.S. at 254 ,101 S.Ct. 1089 . To satisfy that burden of production, “[t]he defendant need not persuade the court that it was actually motivated by the proffered reasons. It is sufficient if the defendant’s evidence raises a genuine issue of fact as to whether it discriminated against the plaintiff.” Burdine,450 U.S. at 254-55 , [101 S.Ct. 1089 ] (citation and footnote omitted). “[T]o satisfy this intermediate burden, the employer need only produce admissible evidence which would allow the trier of fact rationally to conclude that the employment decision had not been motivated by discriminatory animus.” Id. at 257[101 S.Ct. 1089 ] (emphasis added).
The burden on the employer to come forward with a legitimate nondiscriminatory reason is “exceedingly light.”
See Meeks v. Computer Assocs. Int’l,
However, “the employer must articulate in a reasonably specific manner the legitimate, non-discriminatory reasons” for its employment decision.
Id.
In addition, the Eleventh Circuit Court of Appeals “has squarely held that an employer may not satisfy its burden of production by
The reason for the termination given by UAB that the Plaintiff was “untruthful” will be treated first. While there is evidence arguably indicating that the Plaintiff was, in fact, “untruthful” in her relations with Abrams and the individuals investigating Pickering’s actions, UAB has failed to offer anything at the present stage beyond a meager scintilla of evidence that such reason was offered for her termination contemporaneous with that termination. The document to which Defendant UAB refers in claiming that “untruthfulness” was a reason for the termination, drafted by Abrams, states that the “reasons I assume were used” by the Human Resources Department for terminating the Plaintiff included her untruthfulness in not stating that she had shown the photographs to Morgan (emphasis added). Further, no other memorandum contemporaneous with the Plaintiffs termination states her “untruthfulness” as a reason for her dismissal. In the deposition which relates to the drafting of the memorandum, no date for the memorandum is offered by Abrams; rather, the attorney speaking with Abrams offers a date which Abrams neither confirms nor denies. “Untruthfulness” as a basis for termination apparently appears as a basis for sustaining the termination in memoranda drafted after the initial termination decision. A reasonable trier of fact could, without difficulty conclude that the “untruthfulness” rationale for the Plaintiffs termination stated in Abrams’s memorandum, which only speculates on a reason for the termination, cannot count as a legitimate nondiscriminatory reason for the termination, as the reason is not contemporaneous with the decision made by Abrams. 18
Further, that “untruthfulness” became a reason for later ratification of the Plaintiffs termination by Watkins does not allow it to be considered as a basis for the earlier termination. In
Delaware State College v. Ricks,
The second averredly legitimate, nondiscriminatory reason offered by the Defendant UAB, that the Plaintiff had engaged in inappropriate behavior by showing the photographs to Morgan, also cannot constitute a legitimate nondiscriminatory reason. Taken at its worst, the reason offered by Defendant UAB is little more than a complaint that the Plaintiff engaged in protected activity through the wrong person. However, 42 U.S.C. § 2000e-3(a) does not specify that opposition to an employment practice must be made to a supervisor, or any other particular party, to constitute protected activity. Therefore, the rationale that the Plaintiff complained to the “wrong” individual is not a viable legitimate nondiscriminatory reason for the termination. To whom opposition, to employment discrimination is voiced is irrelevant when it is being voiced. Further, UAB has presented no reason to think and there exists no reason to believe, that this miscomplaint would have been the basis for termination were her complaint not activity opposing harassment. Had the Plaintiff complained about a broken water fountain or a student’s grades, there is no doubt that the Plaintiffs complaining to the wrong member of the staff would have been considered little more than an innocuous misstep. This is not a case in which the defendant contends that the plaintiff is not opposing harassment, but engaging in idle gossip, nor is it a case in which the reason articulated for the termination is that the manner in which the opposition to harassment was voiced caused harm to the victim of the harassment. 20 Rather, the reason offered by Defendant UAB amounts to little more than that it terminated her because she attempted to engage in protected activity and, as such, does not even qualify as a legitimate reason. 21 As the Plaintiffs claims of retaliatory termination against UAB have arguable merit, the Defendants’ motion for summary judgment will be DENIED on this claim.
B. Revocation Of Unemployment Benefits.
The Plaintiff also claims that UAB retaliated against her in violation of Title VII when it attempted to revoke her
II. Sexual Harassment.
The Plaintiff claims that she was subjected to sexual harassment by Pickering for which UAB is liable. Allegedly, after Pickering discovered the Plaintiffs knowledge of the photographs he had taken of the student, Pickering began to belittle the Plaintiff, yell at her and treat her as insignificant. UAB contends that the facts, as presented by the Plaintiff, do not support her claim of sexual harassment against it, first, because the comments were not severe and pervasive enough to create a hostile and abusive workplace and, second, because, whatever else his motivations may have been, Pickering’s rude treatment of the Plaintiff was not based upon sex. In her reply brief, the Plaintiff does not respond to UAB’s contention that the Plaintiff cannot state a claim of sexual harassment in violation of Title YII against it. Therefore, in order to prevail on summary judgment, UAB need only present some factual grounds supporting its arguments that the Plaintiff does not raise a genuine issue of material fact on the disputed elements of her sex harassment claim — , i.e., it must present some meager factual support for either its argument that Pickering’s action was not sufficiently severe and pervasive or its claim that the harassment was not based upon sex.
Celotex Corp. v. Catrett,
III. Retaliation In Violation Of The First Amendment.
The Plaintiff claims that Defendant Abrams retaliated against her in violation
Beyond the argument that the Plaintiff cannot raise a genuine issue of triable fact on the substantive constitutional claims — an argument which repeats many of the contentions raised by UAB in its argument with regard to its liability under Title VII already considered herein, 23 Abrams and Watkins also contend that they enjoy qualified immunity from suit on Plaintiffs First Amendment retaliation claims. The Plaintiff responds that she has stated a claim that her First Amendment free speech rights were violated and that neither Watkins nor Abrams is entitled to qualified immunity in the instant action.
... [Section] 1983 allow[s] a plaintiff to seek money damages from government officials who have violated his Fourth Amendment rights.
See
§ 1983[ ]. But government officials performing discretionary functions generally are granted a qualified immunity and are “shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
... A court evaluating a claim of qualified immunity “must first determine whether the plaintiff has alleged the deprivation of an actual constitutional right at all, and if so, proceed to determine whether that right was clearly established at the time of the alleged violation.” Conn v. Gabbert, 526 U.S. [286], -[,119 S.Ct. 1292 ,143 L.Ed.2d 399 ](1999) (slip op., at 4). This order of procedure is designed to “spare a defendant not only unwarranted liability, but unwarranted demands customarily imposed upon those defending a long drawn-out lawsuit.” Siegert v. Gilley, 500 U.S. 226 , 232,111 S.Ct. 1789 ,114 L.Ed.2d 277 (1991). Deciding the constitutional question before addressing the qualified immunity question also promotes clarity in the legal standards for official conduct, to the benefit of both the officers and the general public. See County of Sacramento v. Lewis,523 U.S. 833 , 840-842, n. 5,118 S.Ct. 1708 ,140 L.Ed.2d 1043 (1998).
Wilson v. Layne,
A. Constitutional Violation.
The First Amendment to the Constitution of the United States, as incorporated through the Due Process Clause of the Fourteenth Amendment, limits the power of a state or local government to regulate the ability of its citizens to engage in free expression.
Fiske v. Kansas,
The Supreme Court developed the law pertaining to a litigant’s claims of retaliation in violation of the First Amendment in the cases of
Pickering v. Board of Education of Township High School District 205, Will County, Illinois,
In
Connick v. Myers,
The Court, although finding a matter of public concern, stated that the plaintiffs interest in raising that concern needed to be balanced against countervailing concerns of “the government’s interest in the effective and efficient fulfillment of its responsibilities to the public.”
Id.
The Court noted that the questionnaire at issue had the potential to upset office affairs and lead to a mini-insurrection in the office.
Id.
at 152-53,
In
Beckwith v. City of Daytona Beach Shores, Fla.,
The First Amendment protects government employees from some, but not all, restraints on their right of free expression. See, e.g., United States v. National Treasury Employees Union, 513U.S. 454, 463, 115 S.Ct. 1003 , 1012[,130 L.Ed.2d 964 ] (1995); Pickering v. Board of Ed.,391 U.S. 563 , 568, [88 S.Ct. 1731 , 1734,20 L.Ed.2d 811 ] (1968). This Circuit examines First Amendment retaliatory discharge claims under the four part test announced in Bryson v. City of Waycross,888 F.2d 1562 (11th Cir.1989). Tindal,32 F.3d at 1539 ; Morgan,6 F.3d at 754 . The Bryson test examines (1) whether the employee’s speech involves a matter of public concern, (2) whether the employee’s interest in speaking outweighs the government’s legitimate interest in efficient public service, (3) whether the speech played a substantial part in the government’s challenged employment decision, and (4) whether the government would have made the same employment decision in the absence of the protected conduct. Bryson,888 F.2d at 1565-66 .
Abrams and Watkins deny that they can be held liable in the instant action, (1) because the Plaintiffs speech and her distribution of the photographs did not touch on a matter of public concern and (2) because Bevill’s interest in speaking did not outweigh the College’s interest in efficient public service. The Plaintiff responds that her speech concerning sexual harassment touched on a public concern and that her interest in speaking out about such harassment clearly outweighed any interest of the College in efficient public service. The issue of whether the Plaintiffs speech played a substantial or determining role in either the termination by Abrams or the ratification of the termination by Watkins will also be addressed.
1. Whether the Plaintiffs speech touched on a matter of public concern.
As an initial matter, in resolving the Plaintiffs First Amendment retaliation claim, it must first be determined whether the Plaintiffs speech touched on a matter of public concern.
Rankin v. McPherson,
In deciding whether the speech of the Plaintiff regarding Pickering’s sexual harassment of students touches on a matter of public concern, other cases relevant to the question that have been decided by the Eleventh Circuit Court of Appeals will be first examined. The first of these cases is
Deremo v. Watkins,
The Eleventh Circuit Court of Appeals affirmed the district court, finding that the plaintiffs’ speech in writing the letters did not touch on a matter of public concern. The Eleventh Circuit Court of Appeals first noted various factors to be considered in analyzing whether the speech of the employee touched on a matter of public concern:
In applying the “content, form, and context” analysis, the Supreme Court has directed courts to consider whether the speech at issue was made in the employee’s role as citizen or as employee. Connick,103 S.Ct. at 1690 . In addition, courts have considered “the employee’s efforts to communicate his or her concerns to the public” and “the content of the speech.” Kurtz,855 F.2d at 727 . Also relevant is the employee’s motivation in speaking. Ferrara,781 F.2d at 1515 .
Id. at 910-11 (footnotes omitted). Because the plaintiffs had been requested by the administration to keep the matter discrete, the Deremo court chose not to weigh the public communication factor against the plaintiffs. Id. at 910 n. 3. However, the Deremo court concluded, the speech in question did not involve a public concern:
... All three letters mentioned the sexual harassment of appellants by Don Peroddy. Deremo’s letter expressed her disappointment regarding her lack of promotion to Peroddy’s former position, and the letters by Fox and Mills referred to their compliance with Watkins’ request that appellants remain silent about the Peroddy situation. The action requested by the letters was in the form of individual compensation to each respective signatory.
We assume that an employee’s complaint to a superior reporting the wrongful conduct of a public official, including sexual harassment, would ordinarily be a matter of public concern. We also assume that the public concern aspect would not ordinarily be negated by the fact that the employee seeks compensation in addition to elimination of the ■wrongful conduct. In this case, however, appellants wrote the letters seeking compensation approximately six months after Watkins had eliminated the atmosphere of sexual harassment. Peroddy had resigned six months before the letters were written, and the record reflects that the atmosphere in the office thereafter had been completely free of that problem. The context in the instant case suggests that the claims for compensation were purely personal and unrelated to any purpose to serve the public goal of insuring that public offices are free of sexual harassment.
Not only were the letters seeking compensation written six months after the problem in the office had been completely resolved, but the immediate triggering event for writing the letters was appellants’ learning via a newspaper article that personal compensation had been awarded in another sexual harassment case. Appellants failed to carry their burden of proof in the district court of establishing that their letters implicated a matter of public concern. Under the particular circumstances of this case, we conclude that appellants’ letters constitute speech made in appellants’ own personal interest, rather than speech implicating a public concern.
Id. at 911.
In
Morgan v. Ford,
To fall within the realm of the “public concern,” an employee’s speech must “relat[e] to a[ ] matter of political, social, or other concern to the community.” Connick v. Myers, 461 U.S. 138 , 146[,103 S.Ct. 1684 , 1689,75 L.Ed.2d 708 ] (1983). Absent extraordinary circumstances, however, First Amendment protection remains unavailable when .“a public employee speaks not as a citizen upon matters of public concern, but instead as an employee upon matters only of personal interest....” Id. at 147[103 S.Ct. at 1690 ], A court must therefore discern the purpose of the employee’s speech — that is, whether she spoke on behalf of the public as a citizen, or whether the employee spoke for herself as an employee. Id. at 146[103 S.Ct. 1684 ]; Kurtz,855 F.2d at 730 ; Ferrara,781 F.2d at 1515-16 . To accomplish this, a court considers “the content, form and context of a given statement, as revealed by the whole record.” Deremo v. Watkins,939 F.2d 908 , 910 (11th Cir.1991) (citing Connick,461 U.S. at 147-48 [103 S.Ct. 1684 ]). A court may consider the employee’s attempts to make the concerns public, along with “the employee’s motivation in speaking.” Id. at 911 (citations omitted).
Id. at 754 (footnotes omitted).
While the Eleventh Circuit Court of Appeals noted that “the general subject of sexual harassment in the workplace is a matter of public concern,” id. at 755 n. 7, it concluded that the plaintiffs speech in that specific case did not involve a matter of public concern.
In the case at hand, Morgan’s speech largely focused upon how Ford behaved toward her and how that conduct affected her work. The speech that Morgan cites is in the form of complaints to official bodies — the Superintendent of ACMI, Internal Affairs, and the Office of Fair Employment Practices. She did not relate her concerns about sexual harassment to the public, or attempt to involve the public in any manner. Morgan’s expressions “in no way dr[ew] the public at large or its concerns into the picture.” Pearson v. Macon-Bibb County Hosp. Auth.,952 F.2d 1274 , 1279 (11th Cir.1992). The record shows that Morgan’s speech was driven by her own entirely rational self-interest in improving the conditions of her employment. Her complaints about Ford’s behavior, as serious as they were, centered around her private matters, not matters of social interest. As an employee grievance, Morgan’s speech was not a matter of public concern. See Connick,461 U.S. at 146-47 [103 S.Ct. 1684 ]; Ferrara,781 F.2d at 1512 ; Renfroe v. Kirkpatrick,722 F.2d 714 , 715 (11th Cir.), cert. denied,469 U.S. 823 ,105 S.Ct. 98 ,83 L.Ed.2d 44 [ ] (1984).
Id. at 755. Further, the fact that the plaintiff briefly mentioned the harassment of a co-employee as a secondary matter did not change the calculus of the Eleventh Circuit Court of Appeals. Recognizing that “[a]n employee’s speech will rarely be entirely private or entirely public” and that speaking out about sexual harassment of a co-employee “contains a public concern aspect,” it nonetheless concluded that in light of the entire record, the plaintiff “spoke as an employee in order to improve her work environment” and her speech “took the form of a private employee grievance.” Id. 26
Tindal’s speech took place in a public forum (a federal district court proceeding), not in a private context; it also supported the discrimination and harassment claims of other individuals, not of Tindal herself (as Tindal was not a plaintiff and could not recover damages if the suit succeeded). Tindal’s testimony, therefore, did not constitute an employee grievance motivated merely “by her ... rational self-interest in improving the conditions of her employment.” Morgan, 6 F.3d at 755 (holding that statement challenging sexual harassment, determined to be employee grievance driven by self-interest, was not matter of public concern). Instead, Tin-dal’s testimony on behalf of her eo-work-ers constituted speech touching upon a public concern; it thus merited First Amendment protection. See Marshall v. Allen,984 F.2d 787 , 796-97 (7th Cir.1993) (denying qualified immunity to employing officials who fired male employee after he supported female coworkers in their sexual discrimination lawsuit against their mutual employer).
Id. at 1539.
Watkins v. Bowden,
... Watkins [the plaintiff] lodged her complaints to Howard privately and informally, and those complaints focused primarily on how her colleagues “behaved toward her and how that conduct affected her work.” Morgan,6 F.3d at 755 . Moreover, Watkins’s discussions with Blum, Adams, and Dr. Moore did not draw the public at large or its concerns into the picture. Morgan,6 F.3d at 755 . Indeed, Dr. Moore’s testimony revealed that he initiated their discussions about the office’s environment. Furthermore, Watkins’s expression of concern over her colleagues’ treatment of Emken was made in her capacity as employee, rather than in her “role as citizen.” Kurtz v. Vickrey,855 F.2d 723 , 727 (11th Cir.1988).
‡ ‡ ‡
Watkins’s other First Amendment claim, which alleges that Bowden (and thus the county) terminated her in retaliation for her complaint about the bar luncheon speaker, fails for the same reason. Watkins’s informal and private comment to Bowden that she found the speaker’s comments offensive, without more, does not constitute speech affecting a matter of public concern.
Id. at 1353-54.
A case marginally similar to this case is
Wallace v. School Board of Orange County, Fla.,
In respectful disagreement, the salient issue is whether the speech in question is about a matter of public concern — , i.e., whether the content and purpose of the
speech
indicate a public concern. The identity of the speaker and her audience are irrelevant except insofar as they provide the context by which the
speech
is determined to have a public character.
See Connick v. Myers,
Given the context in which the Plaintiff in,this case complained, her complaints in UAB’s investigation and her displays to Morgan of copies of the photographs taken by Pickering touched on matters of public concern. First, the speech of the Plaintiff was about sexual harassment, which is, as a general matter, a subject of public concern.
Morgan v. Ford,
Further support of this conclusion lies in
Marshall v. Allen,
The Seventh Circuit Court of Appeals found that the plaintiffs statements involved a matter of public concern. It first reiterated that not merely the content of given speech, but “ ‘the point of the speech in question’ ” was to be evaluated.
Id.
at 794 (quoting
Callaway v. Hafeman,
... Prior to [June 1988], this court had decided Yatvin v. Madison Metropolitan Sch. Dist.,840 F.2d 412 , 419 (7th Cir.1988), which dealt with a claim of retaliation for filing a charge of sex discrimination. In Yatvin, the panel noted that “[s]ex discrimination is a matter of public concern, obviously debate over it is protected by the First Amendment.” Id. Similarly, Callaway v. Hafeman,832 F.2d 414 , 417 (7th Cir.1987), stated that it was “undoubtedly true that incidences of sexual harassment in a public school district are inherently matters of public concern.” See also Connick,461 U.S. at 148 n. 8,103 S.Ct. 1684 (describing as involving “a matter inherently of public concern” the speech at issue in Givhan v. Western Line Consolidated Sch. Dist.,439 U.S. 410 , [99 S.Ct. 693 ,58 L.Ed.2d 619 ](1979), where an employee protested racial discrimination privately to her employer). Reinforcing our conclusion that the alleged gender discrimination at issue was of public concern is the fact that both the allegations and the subsequent terminations had received coverage in the Chicago newspapers and had been the subject of a press conference held by several women’s interest organizations prior to Mr. Marshall’s firing. See Auriemma,910 F.2d at 1460 (noting that newspaper story was some evidence of public interest and concern).
Likewise, we believe that the form and context of Mr. Marshall’s alleged speech clearly established its public character. Although the speech appears primarily to have occurred in the office, this fact does not prevent it from relating to a matter of public concern. Prior to June 1988, the Supreme Court had decided Givhan and Connick in whichstatements made in a work environment were found to relate to matters of public concern. In addition, some of Mr. Marshall’s speech was directed in part at General Counsel Thomas and Mr. Fusco, who were involved in the Cary plaintiffs’ grievances and would have been persons to whom speech regarding the case would have been most forcefully directed.
Id. at 795-96. Similarly here, the Plaintiffs speech touched on a matter of public concern.
2. Whether the College’s interest in the “effective and efficient fulfillment of its responsibilities to the public” outweighs the Plaintiffs interest in speaking.
Determining that Bevill’s speech touched on a matter of public concern does not complete the inquiry into whether the Plaintiff was protected by the First Amendment from Abrams’s termination of her and Watkins’s ratification of the decision to terminate her. The issue next to be resolved is “whether the employee’s interest in speaking outweighs the government’s legitimate interest in effi-dent public service.”
Beckwith v. City of Daytona Beach Shores, Fla.,
In
Tindal v. Montgomery County Com’n,
The second part of the Bryson [Pickering ] test, as applied in this case, asks whether Tindal’s interest in her speech in the district court outweighed the state’s interest in promoting efficient public service. Bryson,888 F.2d at 1565 (quoting Pickering v. Board of Educ.,391 U.S. 563 , 568[,88 S.Ct. 1731 , 1734,20 L.Ed.2d 811 ] (1968)). Courts have recognized that some speech, even though about a matter of public concern, may unreasonably disrupt the efficient conduct of government operations; in order to promote efficient public service, therefore, government employers may take action against employees who engage in such disruptive speech. Specifically, Tindal would merit no First Amendment protection if her speech “so severely impeded [her] own effectiveness and the effectiveness of [the Sheriff] that the governmental interest at stake in this case [e.g„ efficient operation of the Sheriffs office] clearly out-weighted Tindal’s] speech interest,” Morales v. Stierheim,848 F.2d 1145 , 1151 (11th Cir.1988), cert. denied,489 U.S. 1013 [,109 S.Ct. 1124 ,103 L.Ed.2d 187 ] (1989). As observed above, Tindal clearly had an interest in her speech describing the discrimination present in the Sheriffs office. The state interest half of the balance, however, is empty: Butler has proffered no evidence indicating that Tindal’s speech inhibited either her work or the work of the office. Tindal satisfies this part of the Bryson test.
(Emphasis added.)
While the defendants in
Tindal
failed to articulate and present evidence of any interests that were hampered or limited by the plaintiffs speech, Watkins and Abrams assert that the Plaintiffs First Amendment interest in the display of the copies of photographs to Morgan and her speech regarding Pickering’s alleged harassment of students in UAB’s investigation was outweighed by the College’s interest in handling the matter confidentially and in protecting the student who was photographed from harm — the College desired sensitivity to the situation because if the allegations were true, it might harm students who did not wish to be pulled into the limelight as having been harassed and if not true, the allegations could further sully the already tarnished name of Pickering to an irreparable degree.
30
The Plaintiff responds, citing
Beckwith v. City of Daytona Beach,
There are, essentially, two ways in which a plaintiffs speech might disrupt the efficiency and effectiveness of the government. First, the speech may, in and of itself, disrupt the abihty of the governmental body to pursue one of its purposes or duties. For example, an allegation that a County tax collector is pilfering from the pubhc tih would engender suspicion about the collector’s department and increase resistance to revenue collection.
31
Second,
The Plaintiff contends that she publicly spoke to no one other than Morgan and only to her because she was an individual who could get word of Pickering’s behavior to Abrams. A reasonable trier of fact could determine that the Plaintiff conducted herself in a manner calculated to keep the issue of harassment discreet and to limit damage to the reputation of any individual or the College. Contrary to the assertions of Defendants Abrams and Watkins, therefore, there exists a genuine issue of triable fact that the Plaintiffs actions did not implicate the valid interests of the College in making certain that its students and teachers were protected from unnecessary intrusions and embarrassment.
Tindal v. Montgomery County Com’n,
If, as the Plaintiff alleges, Abrams terminated her because of her speech during the investigation by UAB, as well as because of her “public” speech about Pickering’s conduct, a reasonable inference could be made that Abrams terminated the Plaintiff not because of the manner in which she stated her concerns, but based purely upon the content of her commentary. Similarly, if the ratification of the termination in the grievance proceeding by Watkins was based upon her speech in the investigation as well as her “public” display of copies of the photographs, a reasonable inference could be drawn that Watkins’s decision not to reinstate the Plaintiff was based purely on the
content
of her speech. If so, the interests stated
3. Whether the Plaintiffs speech played a substantial role in the employment decision.
Under
Beckwith v. City of Daytona Beach Shores, Fla.,
In
Rutan v. Republican Party of Illinois,
While
Rutan
involved only the issue of political patronage, several circuit courts of appeals addressing the issue have applied its statements regarding covered employment decisions “to cases involving public employer retaliation for employees’ exercise of their free speech rights.”
Colson v. Grohman,
From these cases, some rules of thumb emerge about what constitutes an “employment decision” for purposes of the
Pickering-Connick
test. First, an employee’s retaliation claim is not limited to circumstances in which the employee was terminated; it also includes, but is not restricted to, cases in which an employee is refused a promotion or rehiring, or is transferred because of engaging in protected speech. Second, it appears that while the term “employment decision” in a First Amendment retaliation claim is close kin to the term “adverse employment decision” utilized in employment discrimination cases — for example, both involve common employment decisions — in an important respect the two are greatly different. The employment discrimination statutes are directed toward preventing an employer from making decisions that would affect the work status of an employee based upon her being a member of a protected class or engaging in protected activity. As has been stated by the Eleventh Circuit Court of Appeals, “not ‘every unkind act’ amounts to an adverse employment action.”
Doe v. Dekalb County School District,
In the instant case, the ratification of the Plaintiffs termination could constitute an “émployment decision” impermissible if motivated by the Plaintiffs having engaged in constitutionally protected expression. First, the ratification is sufficiently similar to a decision not to rehire that it would be a covered' decision. Second, while facts permitting an inference that the decision of Watkins to ratify the termination was reasonably calculated to punish the Plaintiff for engaging in constitutionally protected expression are meager, a reasonable trier of fact could conclude that such it the case. The Plaintiff has stated a claim against Watkins under the present substantive law regarding First Amendment retaliation claims. 34
B. ' Qualified immunity.
Abrams and Watkins contend that they cannot be held hable for any First Amendment violation because they are protected by qualified immunity from an action for damages. In
Lassiter v. Alabama A & M University, Bd. of Trustees,
“I. Qualified immunity protects government officials performing discretionary functions from civil trials (and the other burdens of litigation, including discovery) and from liability if their conduct violates no ‘clearly established statutory or constitutional rights of which a reasonable person would have known.’ ”
Id.
at 1149 (quoting
Harlow v. Fitzgerald,
“II. That qualified immunity protects government actors is the usual rule; only in exceptional cases will government actors have no shield against claims made against them in their individual capacities.”
Lassiter v. Alabama A & M University, Bd. of Trustees,
“III. For the law to be clearly established to the point that qualified immunity does not apply, the law must have earher been developed in such a concrete and factually defined context to make it obvious to all reasonable government actors, in the defendant’s place, that ‘what he is doing’ violates federal law.”
Id.
(citing
Anderson v. Creighton,
“General propositions have little to do with the concept of qualified immunity.” Muhammad v. Wainwright,839 F.2d 1422 , 1424 (11th Cir.1987). “If case law, in factual terms, has not staked out a bright line, qualified immunity almost always protects the defendant.” Post v. City of Fort Lauderdale,7 F.3d 1552 , 1557 (11th Cir.1993), modified,14 F.3d 583 (11th Cir.1994); accord Kelly v. Curtis,21 F.3d 1544 , 1554 (11th Cir.1994). “The line is not to be found in abstractions — to act reasonably, to act with probable causé, and so forth — -but in studying how these abstractions have been applied in concrete circumstances.” Barts,865 F.2d at 1194 . And, as the en banc court recently accepted:
“When considering whether the law applicable to certain facts is clearly established, the facts of cases relied upon as precedent are important. The facts need not be the same as the facts of the immediate case. But they do need to be materially similar. See, e.g., Edwards v. Gilbert,867 F.2d 1271 , 1277 (11th Cir.1989). Public officials are not obligated to be creative or imaginative in drawing analogies from previously decided cases.
Adams v. St. Lucie County Sheriff's Dept.,962 F.2d, 1563 , 1573, 1575 (11th Cir.1992), (Edmondson, J., dissenting) (emphasis added), approved en banc,998 F.2d 923 (11th Cir.1993).
Id. at 1149-50. Factual similarity as described here is not factual similarity for its own sake. Rather, factual similarity acts, in some respects, as an aid to defining, in concrete form, the constitutional or statutory right at issue. To some degree the material similarity requirement is an outgrowth of earher easelaw of qualified immunity, under which a district court was advised to avoid the question of whether a constitutional violation exists under present law. Under the prior regime, a district court need only look to see if, in another case with materially similar facts, a constitutional or statutory violation had been found. If not, then there was no need to proceed any further; the officer was entitled to qualified immunity.
As district courts have been instructed by the Supreme Court to consider whether a statutory or constitutional violation exists under present law before addressing the issue of qualified immunity, the issue of factual similarity does not serve entirely the same role. Under present law, a court determining whether a statutory or constitutional right exists under present law will be required to analyze the facts of the case and present the factors relevant to determining the existence of the right in some detail. If a statutory or constitutional right is found, the fine-grain contours of the explicated right are to be compared to similar or identical rights described in previous relevant cases to determine whether the specific right recognized in the present case has been clearly established.
“For qualified immunity to be surrendered, pre-existing law must dictate, that is, truly compel (not just suggest or allow or raise a question about), the conclusion for every like-situated, reasonable government agent that what defendant is doing violates federal law in the circumstances.”
Lassiter v. Alabama A & M University, Bd. of Trustees,
“IV. Because qualified immunity is a doctrine of practical application to real-life situations, courts judge the acts of defendant government officials against the law and facts at the time defendants acted, not by hindsight, based on later events.”
Lassiter v. Alabama A & M University, Bd. of Trustees,
VI. A decision on qualified immunity is separate and distinct from the merits of the case — a principle illustrated by the Supreme Court’s willingness to treat the denial of qualified immunity at summary judgment as an appealable collateral order. Mitchell,472 U.S. at 527-29 [105 S.Ct. 2806 ] (“it follows from the recognition that qualified immunity is in part an entitlement not to be forced to litigate the consequences of official conduct that a claim of immunity is conceptually distinct from the merits of the plaintiffs claim that his rights have been violated”); Green v. Brantley,941 F.2d 1146 , 1151-52 (11th Cir.1991) (en banc) (“whether the defendant official is entitled to qualified immunity on a particular damage claim is also conceptually distinct from the substantive merits” for purposes of collateral review doctrine). Immunity contemplates exemption fromliability that would otherwise exist on the merits.
Id.
at 1151. See
also Jenkins by Hall v. Talladega City Board of Education,
Abrams and Watkins, citing
Post v. City of Fort Lauderdale,
The First Amendment right at issue in this case has been sufficiently defined in relevant detail by prior Supreme Court and Eleventh Circuit decisions, most particularly
Tindal v. Montgomery County Com’n,
Finally,
Marshall v. Allen,
However, it was by no means clear at the time of Watkins’s ratification of the Plaintiffs termination that the ratification of her termination would constitute an “employment decision” actionable in the First Amendment context. Therefore, as to Watkins, qualified immunity will be GRANTED.
For the foregoing reasons, the Defendants’ motion for summary judgment will be GRANTED, in part, and Denied, in part. There being no genuine issues of material fact and judgment being appropriate as a matter of law, (1) the Plaintiffs claim against UAB for retaliation arising out of the attempted discontinuation of the Plaintiffs unemployment compensation benefits in violation of Title VII; (2) the Plaintiffs claim against UAB for ratification of her termination in the grievance proceeding in violation of Title VII (to the extent that such exists); (3) the Plaintiffs claim of sexual harassment under Title VII and (4) the Plaintiffs claims for damages against Watkins for retaliation in violation of the First Amendment will all be Dismissed, with prejudice. The following claims remain for trial: (1) the Plaintiffs claim against UAB for retaliatory termination in violation of Title VII; (2) the Plaintiffs claim against Dr. Dave Abrams for retaliatory termination under 42 U.S.C. § 1983; and (3) the Plaintiffs claims against Abrams and Watkins in their official capacities for injunctive relief.
Notes
. The Defendants also contend that the Plaintiff cannot demonstrate that the legitimate, non-retaliatory reasons for the termination offered by UAB are pretext. The same argument is raised with respect to the Plaintiffs constitutional claims against Abrams and Watkins.
. "The facts set out below are gleaned from the parties' submission of facts claimed to be undisputed, their respective responses to those submissions, and the court’s own examination of the record.”
Underwood v. Life Ins. Co. of Georgia,
. Pickering was employed as an administrator for the recruiting and student affairs department of the College. The Plaintiff was employed as his secretary.
. This testimony by Bevill in her affidavit is the subject of a motion to strike filed by the Defendants on May 11, 1999, as hearsay attributable to Pickering. However, in
Celotex Corporation v. Catrett,
. Abrams’s secretary had been apprized of the existence of the photographs by other individuals employed by the College.
. In a later memorandum, the Plaintiff indicated that she had not initiated any discussion about the photographs. She stated, though, that students and other staff had approached her inquiring about the photographs Pickering had produced.
. Joan Key claimed to have seen the photographs at the basketball game at which Bevill displayed the photographs to Morgan.
. Defendant UAB also sought to have Bevill's unemployment compensation benefits reduced on the ground that she had engaged in "misconduct” by spreading information related to the pictures. This action was successful and the Plaintiff apparently asserts no claims concerning it.
. The parties, in their briefs, devote too much effort to detailing superfluous facts and far too little effort in explicating the sometimes difficult and convoluted law that applies to those facts. To the extent possible, an attempt has been made to "flesh out” the arguments of the parties in the instant case and present them in a more resolvable form.
.
Although the parties have not argued the issue, it may be the case that, if the Plaintiff has, in fact, engaged in protected activity, there exists direct evidence of retaliation with regard to Plaintiff’s termination claim. Direct evidence of discrimination is evidence which, without inference or presumption, could lead a reasonable trier of fact to conclude that discrimination occurred.
Carter v. City of Miami,
The reason given for the Plaintiff's termination in Abrams’s letter is that the Plaintiff’s showing of copies of the photographs indicating that Pickering sexually harassed a student to another staff member — in particular, Morgan — constituted inappropriate behavior in the workplace and conduct bringing discredit to UAB and the College. A reasonable trier of fact could interpret this statement, winnowed down to its essentials, to be no more than that UAB terminated the Plaintiff's employment for the reason that she opposed the existence of discriminatory conduct in a manner that drew attention to the conduct.
See Claughton v. National Weight Loss Centers of Alabama, Inc.,
Denial of Motion to Reconsider, CV 97-BU-2577-S at 1 (N.D.Ala.1999) ("AH statements are made in a context; determining the meaning of a statement involves the interpretation of that statement in its context. The mere fact that, in determining the meaning of the statement by the Plaintiff's supervisor, a context must be imported does not render determination of that meaning a matter of inference. Otherwise, no utterance could qualify as direct evidence; ‘inference’ would be required to demonstrate that the comment was not meant in jest or was not a report of a statement by another person.”) A reasonable trier of fact could find that the notice to the Plaintiff by Abrams constitutes direct evidence that she was terminated in retaliation for complaining of the alleged harassment, in that, without inference (but with interpretation), it demonstrates a retaliatory motive for the termination.
See Taylor v. Runyon,
. Apparently, the Plaintiff does not raise a Title VII claim against UAB because of Watkins’s ratification of the Plaintiff's termination in the letter dated August 4, 1997. This decision was perhaps the result of a misconception on the part of the Plaintiff that the termination by Abrams and its ultimate ratification by Watkins comprise part-and-parcel of a single adverse action. However, such a conclusion would be incorrect for a series of reasons. First, the adverse employment actions were performed by entirely separate parties. Second, the three-month ordeal cannot be considered a “continuing termination” — the Plaintiff's employment was over when she was terminated by Abrams. If Watkins chose not to reinstate her, that is a separate decision. Third, a grievance proceeding and its consequences do not extend the time in which a plaintiff is required to file her EEOC charge on the termination.
See Delaware State College v. Ricks,
. UAB’s argument that there is no causal connection between the actions of the Plaintiff and her ultimate termination is based upon the argument that “her employer had legitimate nondiscriminatory reasons to request her resignation.” Defendants' Brief in Support of Their Motion for Summary Judgment at 25. As such, UAB's concerns about "causation” will be addressed alongside issues of whether UAB articulated a legitimate non-retaliatoiy reason for the termination and of whether the Plaintiff can demonstrate that the reasons offered for the termination are a pretext for discrimination.
. In actuality, the validity of this proposition is unclear. While the Eleventh Circuit and district court caselaw cited herein would indicate that a plaintiff must demonstrate, as a factual matter, that she complains of an employment practice, such has not been unequivocally stated. It may be the case that all Title VII requires of the whistleblowing employee is a reasonable good faith belief that the discrimination of which she complains is an employment practice. If the practice of which an employee complains is not, in actuality, an employment practice, it is of no consequence, except insofar as such demonstrates that the plaintiff could not have had a reasonable, good faith belief that the actions of which she complained were an employment practice.
While it could, therefore, be rationally concluded that an employee need only show that she reasonably believed an action to be an employment practice, requiring the employee to demonstrate that to which she is opposed is, in fact, an employment practice, is the better rule. Title VII strikes only at employment practices. Therefore, at its outer limits, a practice opposed as unlawful by an employee must be an employment practice. A plaintiff who complains because an employer’s advertising to consumers is sexist or who complains because the employer donates solely to programs that benefit women is not protected under the anti-retaliation provision of Title VII, the purpose of which is to protect employees who voice opposition to employment practices.
See also,
the discussion of
Holt v. Lewis,
Were it the case that the Plaintiff here need only demonstrate that she reasonably believed that the unlawful practice in which UAB engaged was an employment practice, the Plaintiff would handily satisfy this requirement. Bevill had been informed by Pickering that the student "ambassadors” were to be paid by the College for their work and that the student who was the subject of the photographs was an "ambassador” who was going to receive payment from the College, if approved by Pickering. This raises a genuine issue of triable fact that the Plaintiff (or a reasonable person in her stead) could rationally have come to the conclusion that any harassment by Pickering was an employment practice.
. There exists an additional argument that the Plaintiff did not oppose an employment practice because the Plaintiff complained of harassment to the student qua student. However, there is no indication that the Plaintiff did any more in this case than show the photographs to Morgan and answer questions in interviews about harassment of the student. There is no requirement that the Plaintiff, in complaining of harassment, indicate that the person who is the subject of harassment is an employee, even where the victim has a dual character both as an employee and as a student.
. Others who had viewed the photographs before they came into the Plaintiffs possession had allegedly found them to be revolting and upsetting due to their content and had apparently believed them to be consequence of harassment by Pickering.
. For example, one student, Alton Davis Blanton, told Bevill that Pickering had once approached him and asked him if he would like to be "rubbed down” with "hot oil.” Also, Bevill witnessed Pickering regularly try to give extended back massages to Mr. Blan-ton.
. For a contrast, however,
see Trotter v. Board of Trustees of University of Alabama,
. Arguably, "untruthfulness” can be treated as a legitimate non-discriminatory reason and the plaintiff has demonstrated the necessary degree of pretext by presenting evidence that would convince a reasonable trier of fact that the proffered reason was not a motivating factor, but a later offered reason. While, in the body of the opinion the issue of contempo-raneousness is treated as an aspect of what a defendant must offer in positing a legitimate non-discriminatory reason, no stance is being taken on whether such a determination is parL of a defendant’s burden to advance a legitimate nondiscriminatory reason or part of a plaintiff’s demonstration of pretext. There is no need to make that determination here, although it seems, based upon the decision of the Eleventh Circuit Court of Appeals in
Turnes v. AmSouth Bank, NA,
. A circumstance can be envisioned in which an employee is terminated and files both a grievance and an EEOC charge on the same day. The next day, the EEOC acts to investigate the charge and analyze the reasons of the employer for terminating the employee. After the EEOC provides the employee with a "right to sue" letter, her grievance is denied, for a previously unstated non-discriminatory reason. In such a circumstance it would be clearly inappropriate for the employer to have access to a reason for the dismissal that would destroy liability that was not available for the EEOC to consider. The determination that only reasons contemporaneous with the adverse decision, not with any later ratification, can constitute legitimate, non-discriminatory reasons is a bulwark against this possibility.
. For example, had UAB given as a reason for the Plaintiff’s termination that she had either revealed the identity of the student who was harassed or that, in showing the copies of the photographs had further complicated the student's tenure at the College, both of which were arguably available reasons for the termination, such would constitute legitimate non-discriminatoiy reasons, as such reasons are directed at the Plaintiff's ill-treatment of the harassed student, not her opposition to his treatment.
.In fact, the articulated "reason” may amount to nothing less than an admission of retaliation on the part of UAB.
In any case, as Defendant UAB has not come forward with a legitimate non-discriminatory reason, there is no reason to evaluate whether the Plaintiff can demonstrate pretext. In any case, though, the Plaintiff has come forward with enough evidence to convince a reasonable trier of fact that the reasons offered by Defendant UAB, even were they contemporaneous with the termination or legitimate, were a pretext for discrimination.
. As the Defendants note, it is unclear whether the Plaintiff is suing Watkins and Abrams in their official capacities as presidents of the College, and, hence, UAB, or in their individual capacities as the persons making the decision to terminate the Plaintiff, or both. However, if the Plaintiff is asserting claims against Watkins and Abrams in their official capacities, it can only be to obtain prospective injunctive relief, that is, an injunction to return the Plaintiff to her position with the College in its present form. As the structure of the University of Alabama system has changed since the Plaintiff's termination, the Plaintiff may be incapable of obtaining the requested relief from the named parties. However, such matter has not been raised and there exists no reason to address it here. Only those claims against Abrams and Watkins in their individual capacities will be examined.
. In rebuffing the Plaintiffs actual constitutional claim, Abrams and Watkins only raise issues corresponding to the "statutorily protected activity” element of the Title VII claim, i.e., whether the Plaintiffs conduct involved constitutionally protected expression. Beyond that issue, the arguments of Abrams and Watkins regarding to Plaintiff's actual First Amendment claim (as opposed to qualified immunity), parallel those that UAB raised with regard to its liability in the Plaintiff's Title VII retaliation claim. However, the issue of whether Watkins's ratification constitutes an employment decision under present law will be examined, insofar as it affects the qualified immunity determination in the instant action.
.
Nolin v. Town of Springville,
. Not only a popular and well-known district attorney of the City of New Orleans, Louisiana, Harry Connick is also the father of a well-known crooner of the same name.
. In
Azzaro v. County of Allegheny,
... [W]e have considered several distinctions that other courts of appeals have found to be controlling on the issue of whether a public employee's speech is speech of public concern. Although in each instance we find relevance in the factor relied upon by our sister courts, we respectfully decline to give those factors controlling significance.
A distinction has been suggested between speech uttered by a public employee "as an employee” and speech uttered by a public employee "as a citizen.” See, e.g., David v. City and County of Denver, 101 F.3d 1344 , 1355 (10th Cir.1996) (stating that this distinction is "the fundamental inquiry” in deciding whether speech involves matter of public concern). An employee speaks as an "employee,” it is said, when her primary purpose is to secure relief for herself, and as a "citizen” only when her primary purpose is to bring about systemic reform. See id. at 1356. Under this view, if the employee’s purpose was primarily to solve her own personal problem, the fact that her statement would be of value to the process of self-governance does not make the speech public concern speech. See, e.g., Morgan v. Ford,6 F.3d 750 , 754 (11th Cir.1993).
The distinction between speaking as a citizen and speaking as an employee, then, is simply an alternative way of describing the inquiry into the speaker's motive. While, as we have explained, an employee's motive may be relevant to whether speech is on a matter of public concern, giving controlling significance to "primary purpose” is inconsistent with the result in Connick. Myers' purpose in asking her question about pressure to participate in political campaigns was no different than her purpose in asking her questions on the same questionnaire about office morale and the general reputation of the office supervisors for trustworthiness. Her purpose with respect to each of these questions was clearly "to gather ammunition for another round of controversy with her superiors.”461 U.S. at 148 ,103 S.Ct. at 1691 . Nevertheless, the question regarding pressure to campaign was speech about a matter of public concern because, even taking into account its form and context, it was important to a self-governing society that public employees be free to express themselves about it. As the Court explained:
[T]here is a demonstrated interest in this country that government service should depend upon meritorious performance rather than political service. Given this history, we believe it apparent that the issue of whether assistant district attorneys are pressured to work in political campaigns is a matter of interest to the community upon which it is essential that public employees be able to speak out freely without fear of retaliatory dismissal.
Id. at 149[103 S.Ct. 1684 ] (emphasis added) (citations omitted).
The Azzaro court also noted the existence of a dichotomy between "situations in which the employee is seeking to bring information to the attention of the public and those in which the employee did not want her speech to be publicly circulated.” Id. at 980. It stated that, while such is a factor to be examined, it should not be given controlling weight in determining whether certain speech touches on a matter of public concern. Id. at 980. Finally, the Azzaro court noted a distinction between those cases in which a plaintiff complains of systemic harassment of more than one employee and those cases in which the employee complains only of a single incident or set of incidents directed at herself. Rejecting that distinction as a governing consideration, the Third Circuit Court of Appeals stated that reporting a single incident of harassment to oneself could constitute speech on a matter of public concern. Id.
It appears that the
Azzaro
court, if it meant to impart to the Eleventh Circuit Court of Appeals a narrow-minded adherence to dichotomous factors in analyzing First Amendment retaliation claims, has misconstrued the approach developed by the Eleventh Circuit Court of Appeals in evaluating the public concern issue. First, none of the factors listed by the
Azzaro
court has "controlling” weight in the determination of whether an employee’s speech touches on a matter of public concern in the Eleventh Circuit. Rather, reference to those factors has been used to explain why, in a given circumstance, speech having an ostensibly public content is driven to private ends that are unrelated to the public character of the speech.
See Morgan v. Ford,
. There is the further difficulty that under the Pickering analysis as presented in Wallace v. School Board, no plaintiff could prevail. The plaintiff who complained silently would be deemed to have not acted on a matter of public concern, while the government’s interests in promoting efficiency enunciated in the second part of the Pickering test would be paramount to those of the plaintiff who does not attempt to present its concerns in a quiet manner.
. It is also the case that the Plaintiff's complaints about harassment of
non-employee
students are clearly not made in her role as anything other than a citizen, as, in such circumstance, she is not complaining about an employment practice suffered by any other individual.
See Deremo v. Watkins,
. In this vein, the Eleventh Circuit Court of Appeals has marked out a set of employees whose First Amendment protection from retaliation is "thinner” than that of other employees — “the confidential employee and the policy-making employee,” as well as "the employee whose job requires extensive public contact on the employer’s behalf.”
Bates v. Hunt,
. These are not legitimate non-discriminatory reasons for the decisions of Watkins and Abrams and should not be read as such. Rather, they are articulated government reasons for why the speech disrupted UAB’s ability to efficiently and effectively perform its public functions.
. However, this interest of the government would not automatically weigh substantially
. This latter interest would seem to be a relatively weak one. Dissent is a requirement of a democracy; any government office that cannot tolerate a reasonable degree of dissent within its own ranks may its authoritarian reach into the public sphere, as no contrarian voice is present to protect or explain opposing interests before a one-sided policy decision is made.
But see Connick v. Myers,
. For example, a transfer that might not qualify as an adverse employment action under Title VII because the employee would receive the same pay, perform the same duties, and so forth, might be an employment decision which is impermissible if substantially motivated by the plaintiffs First Amendment protected activity, as a reasonable person in the circumstances could comprehend the transfer as a punishment for protected speech or an attempt to "chill” that speech by moving the individual from a position in which that speech would be pertinent.
. The Plaintiff has raised a genuine issue of material fact rebutting a Mt. Healthy defense of either Abrams or Watkins.
. In
Jordan v. Doe,
In Rich v. Dollar,841 F.2d 1558 (11th Cir.1988), we acknowledged that Zeigler provided no guidance for determining whether a government official's conduct fell " ‘within the scope of his discretionary authority.’ ” Id. at 1564. Relying on pre- Harlow cases from this circuit, however, we then defined "discretionary authority” in this manner:
[A] government official can prove he acted within the scope of his discretionary authority by showing 'objective circumstances which would compel the conclusion that his actions were undertaken pursuant to the performance of his duties and within the scope of his authority.'
Id. (quoting Barker v. Norman,651 F.2d 1107 , 1121 (5th Cir.1981)). We thus interpreted the term “discretionaiy authority” to include all actions of a governmental official that (1) “were undertaken pursuant to the performance of his duties,” and (2) were "within the scope of his authority.” Rich,841 F.2d at 1564 .
The extent of the authority is apparently limited, at its broadest levels, by state law definitions of the officer’s general authority and within those limits by delegations of authority from those who do have the discretionary authority under state law.
See Rich v. Dollar,
. "When a defendant government official raises the defense of qualified immunity, first he must prove that 'he was acting within the scope of his discretionaiy authority when the allegedly wrongful acts occurred.’ ”
Suissa v. Fulton County, Georgia,