In July 1984, Betty Archie, Special Administrator of the Estate of Rena M. DeLacy (“DeLacy”), and five other individuals 1 filed this complaint seeking $1,000,000 in compensatory and $1,000,000 in punitive damages from the City of Racine, Wisconsin, Ronald Chiapete, its Fire Chief, and George Giese, a Racine Fire Department dispatcher. 2 The complaint was brought under 42 U.S.C. § 1983 and claimed that defendant Giese twice failed to send a rescue squad to take DeLacy to a hospital and twice rendered improper medical advice, thus causing DeLacy’s death from respiratory failure and violating the Fourteenth Amendment.
I
The case was tried to the court in September 1985 and resulted in the dismissal of the action. The district court’s findings of fact and conclusions of law are reported in
Rena DeLacy was a black female, age 43. She lived alone in her Racine apartment and was visited by a long-time friend, Les Hiles, early on May 27, 1984. He noticed that DeLacy was having difficulty breathing and called the rescue squad of the Racine Fire Department at 7:19 a.m. Defendant Giese, age 36, was the sole dispatcher on duty at the time and had been employed by the Racine Fire Department since 1972 and as a dispatcher since March 4, 1980. In that year, he received 30 hours of job training before becoming a full-time telephone dispatcher.
The two conversations between DeLacy, Hiles, and Giese are reported verbatim in
Giese: Just relax and don’t breath[e] like you’re breathing.
DeLacy: Okay.
Giese: Do me a favor.
DeLacy: Yes.
Giese: Get, get a little paper bag.
DeLacy: A little what?
Giese: A paper bag.
DeLacy: Paper bag.
Giese: And put it over your mouth and breathe into that. That will slow your breathing down.
DeLacy: Okay, thank you.
Id.
Hiles left DeLacy’s apartment an hour later and returned at 3:00 p.m. Hiles telephoned the Racine Fire Department three minutes later to say that DeLacy was still hyperventilating and that he was “scare[d].” Dispatcher Giese again answered the call and Hiles told him that DeLacy had “tried the paper bag” and had “sat” in her apartment, yet still was having trouble breathing. Despite knowing that DeLacy’s breathing troubles had continued for at least six hours — it was actually eight hours — and that his prior medical advice had proven ineffective, Giese repeated that DeLacy should breathe into a paper bag:
Giese: Well, if she’s hyperventilating, just, just have her do what I told you to do. She’s going to have to breathe into that bag.
Hiles: Yeah, but.
Giese: Over her nose and her mouth and then slow her breathing down.
Hiles: Listen to me now. Is there anything [to] do with the heart?
Giese: No.
Id. Hiles asked whether this would “beat the heart out” and Giese said “No.” Hiles then said “maybe it’ll wear her heart out,” but Giese again responded “No” and did not send the rescue squad. Id.
Hiles left the apartment but returned later that night and found DeLacy dead. He then summoned the police, resulting in the 12:32 a.m. arrival of Sergeant Michael Ackley, who noted that a hospital was only five or six blocks away and then telephoned a fire department dispatcher who “very seriously doubt[ed] ... they would not respond to the califs]” from Hiles because the réscue squad “will respond to almost all calls for service irregardless [sic ] of the frivolity of the alleged problem.” Trial Tr. 14 and Exh. 1, at 3;
An autopsy on May 28 revealed that DeLacy’s death was from respiratory failure due to bilateral vesicular pulmonary emphysema with superimposed bronchopneumonia. Id. at 767. Hospitalization or administration of oxygen might have saved her life. Trial Tr. 56-57 (testimony of Dr. Baylon).
Giese admitted that this was the first time he had refused to send a rescue squad when requested.
Defendant Fire Chief Chiapete testified that the policy of his department was always to send rescue squads in emergencies and that Giese should have done so here. A Racine ordinance gave the Fire Chief the responsibility to delineate calls to respond to and established, by custom and usage, rescue squad service in emergencies as a right bestowed upon Racine inhabitants. Trial Tr. 143-144 (testimony of Chiapete). His assistant testified too that the fire department policy was to send rescue units to all emergency calls.
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The findings made by the district court show that Giese was aware of DeLacy’s need for emergency services. The court found that Giese “acknowledged that Hiles was coherent and DeLacy’s voice showed that she was in distress.”
It is clear from listening to the tape that Hiles was anxious to get help for DeLacy. It is also clear when DeLacy spoke that she was in distress. In his testimony Giese acknowledged that he recognized the difficulty she was having. The sounds of her heavy labored breathing are heard on the tape.
The district court found that at trial Giese could not explain why he had not sent the rescue squad or why on both occasions he merely told DeLacy to breathe into a paper bag. Id. at 770. Judge Evans explicitly rejected one possible explanation by finding'that Giese did not refuse to send a rescue squad because DeLacy was a black woman. The judge found that there was no pattern of discrimination against blacks and that Giese “sent rescue squads regularly into the black community.” Id. at 770, 773.
The reason why Giese refused to send an ambulance is not clear. At trial, Giese’s deposition was read wherein he testified that he had previously responded to requests for ambulance services made by Hiles and that the fact Hiles was the caller did not cause him to refuse to send an ambulance for DeLacy. Giese Tr. 24. Giese later changed his deposition answer by saying that in view of Hiles’ reputation as a “nuisance,” he did not send the rescue squad. Id. at 44-45. At trial he contradicted himself by first testifying that Hiles sounded “rational” and agreeing that DeLacy “talked in a manner which corroborated Mr. Hiles’ statement she was having trouble breathing,” id. at 24-25, and then, upon cross-examination by his own attorney, testifying that Hiles “sounded intoxicated” and the calls were “getting too casual,” id. at 48, 54. Later, he admitted on redirect examination that he did not believe that DeLacy’s breathing problem was a “casual situation” and that when questioned by the police about DeLacy’s death he did not mention that the “conversation got out of hand” or was too “conversational.” Id. at 61.
Not surprisingly, the district judge found “absurd” that Giese’s refusal to send the rescue squad could be justified because Hiles was the caller.
[O]n the tapes he is lucid; it is clear what he wants; his voice reflects the urgency of the situation. At trial he was articulate and perfectly capable, in my view, of judging when an emergency would exist, and also perfectly capable of describing it. In addition, it should be noted that, with no difficulty, the Racine Police Department responded to his call regarding DeLacy’s death.
Id. at 771. On the basis of the testimony and deposition, Judge Evans concluded, “Giese has no consistent explanation for his action or, more appropriately, his failure to act.” Id. at 770. 3
II
After rendering the foregoing findings of fact, Judge Evans dismissed the City of Racine and Fire Chief Chiapete under
Monell v. New York City Department of Social Services,
Plaintiffs place much reliance on the recent decision of
Pembaur v. City of Cincinnati,
Plaintiffs’ final argument for municipal liability is that the district judge erred when he found that Giese did not act pursuant to a City policy or custom because Chiapete’s behavior following the tragic events on May 27 proves otherwise. In
Grandstaff v. City of Borger,
*486 III
Our starting point for determining dispatcher Giese’s liability
4
under the facts of this case is consideration of what the Supreme Court has termed the “two essential elements” of a § 1983 action: whether the conduct complained of (1) “was committed by a person acting under color of state law” and (2) “deprived a person of rights, privileges, or immunities secured by the Constitution or laws of the United States.”
Parratt v. Taylor,
Our cases recognize that in large part the Constitution only creates negative duties for state actors.
Bowers v. DeVito,
Governments regularly sacrifice safety for other things. A city may decide to spend more money on parks or education and less on police, even though its officials know that the expenditure on police would reduce the cost of crime by more than the expenditure on the police. It may do this without answering in damages to people subsequently mugged in the parks.
Walker,
Although complaints about the level of governmental services are normally only concerns of the. political branches, when a state actor is under a duty to dispense protective services undertaken by the state and does so in a manner that deprives a person of life, liberty, or property, the Due Process Clause is violated. The Supreme Court has recently considered what type of conduct constitutes a “deprivation” in Fourteenth Amendment usage in
Daniels v. Williams,
Conduct of a person acting under color of state law that amounts to an “abuse of power” violates the Due Process Clause and is redressable in an action brought under § 1983. “ ‘The touchstone of due process is protection of the individual against arbitrary action of government.’ ”
Daniels,
We are mindful of the Supreme Court’s admonition that “[§] 1983 imposes liability for violations of rights protected by the Constitution, not for violations of duties of care arising out of tort law.”
Baker v. McCollan,
Decisions of this Circuit and others have held persons acting under color of state law liable for abuses of power that deprived individuals of life, liberty, or property. All agree that “[t]here is a constitutional right not to be murdered by a state officer, for the state violates the Fourteenth Amendment when its officer, acting under color of state law, deprives a person of life without due process of law.”
Bowers,
The theory of liability common to all these cases is that an official’s deliberate misuse of state power resulting in an infringement of a constitutionally protected right or interest is actionable under § 1983. For example, the Tenth Circuit has held that some malicious prosecutions can violate the Constitution and not just the common law:
[I]f the misuse of the legal procedure is egregious there may be a deprivation of constitutional dimensions for which a plaintiff can invoke § 1983____ We believe that when private parties or public officials use criminal complaints to coerce a release of civil liability from injured persons, this action, as a malicious prosecution, is egregious and qualifies as a deprivation of due process that violates the Fourteenth Amendment.
Lusby v. T.G. & Y. Stores,
[T]he tort alleged, if such it be, was accomplished by an abuse of governmental power sufficient “ ‘to raise an ordinary tort by a government agent to the stature óf a violation of the Constitution.’ ” ... [Ajllegations that an individual’s property rights have been damaged, through a municipality’s arbitrary misuse of instituted but abandoned state-law expropriation proceedings, adequately state a claim of deprivation of property *490 without due process of law in violation of the federal constitution.
Suthoff,
The abuse of state power violates the Fourteenth Amendment and this is no less true when the misuse is a deliberate refusal to furnish a state-provided service. The Supreme Court has indicated that § 1983 applies to denials of state protective services:
While one main scourge of the evil— perhaps the leading one — was the Ku Klux Klan, the remedy created was not a remedy against it or its members but against those who representing a State in some capacity were unable or unwilling to enforce a state law.
Monroe,
[T]he Civil Rights Acts of 1871 were intended to safeguard constitutional rights which state authorities might deny by neglecting to enforce state statutes as well as by more affirmative action____ Failure to act where there is a duty to act can give rise to an actionable claim under [§] 1983.
Id.
at 18 n. 3. The day has long since passed to argue that unconstitutional conduct is only actionable under § 1983 upon a showing of class-based discrimination or racial animus. See
Joseph v. Rowlen,
It is inconsistent with notions of fundamental fairness and due process for a state actor, consciously indifferent to the repercussions of his or her decision, to single out one individual for a denial of state-provided services. Plaintiffs contend that the Equal Protection Clause was also violated by Giese when he arbitrarily singled out DeLacy for treatment different from that given all others requesting municipal ambulance services.
7
They rely on
Logan v. Zimmerman Brush Co.,
Our conclusion is supported by
Byrd v. Brishke,
We believe it is clear that one who is given the badge of authority of a police officer may not ignore the duty imposed by his office and fail to stop other officers who summarily punish a third person in his presence or otherwise within his knowledge. That responsibility obviously obtains when the nonfeasor is a supervisory officer to whose direction misfeasor officers are committed. So, too, the same responsibility must exist as to nonsupervisory officers who are present at the scene of such summary punishment, for to hold otherwise would be to insulate nonsupervisory officers from liability for reasonably foreseeable consequences of the neglect of their duty to enforce the laws and preserve the peace.
Id.
at 11. We followed
Byrd
in our later case of
Hampton v. Hanrahan,
We recently reaffirmed the holding and reasoning of
Byrd
in
Rascon v. Hardiman,
Implicit in the Byrd line of cases is the recognition that when a state actor is under a duty to use state power under state law and recklessly and arbitrarily refuses to exercise it, resulting naturally and foreseeably in a loss of life, liberty, or property, a violation of due process is made out. The duty of a state actor to employ state power in a non-arbitrary manner is founded on the Due Process Clause, but the state power and duty to act are based *492 on state law. The existence of a state law duty to act distinguishes one person’s failure to act from everyone else’s failure to act, and the deliberate refusal to exercise the concomitant state power is the state action implicating the Due Process Clause.
The First Circuit has looked to state law in § 1983 actions to determine whether the state actor is under a duty to act. In
DiMarzo v. Cahill,
In the present case, plaintiffs proved that Giese had a duty under state law to send an ambulance if one were available. The district court’s findings show that pursuant to Racine Municipal Ordinance 5.11.-020 and custom and usage established by the Fire Chief as a policymaker “the verbal policy of the Fire Department was to send rescue units to all emergency calls.”
Given this duty to act under state law, if Giese exercised state power in a reckless and arbitrary manner causing DeLacy’s death, a violation of due process would be shown. Here the district court’s findings of fact could support a conclusion that Giese acted at least recklessly and arbitrarily, if not intentionally, in twice re
*493
fusing to send an ambulance. The district court found that Giese knew the situation was serious and that an ambulance was twice requested,
In sum, the evidence presented at trial and the district court’s findings of fact could support a finding that Giese who was under a state duty to act exercised state power in at least a reckless and arbitrary-fashion because he twice refused to send an ambulance for no articulable reason in conscious disregard of a substantial risk. The district court did not address this issue because it erroneously thought that no denial of state services could ever be actionable under § 1983. On the record before us, we cannot determine that as a matter of law an actionable abuse of power occurred. It requires an understanding of the totality of the circumstances of the case, see
supra
at p. 488, in order to distinguish abusive denials of state services from denials that are merely the product of exercises of poor judgment or incompetence, for the Constitution does not provide a remedy for merely tortious conduct. Remand is needed to allow the district judge to determine (based on further fact-finding to the extent he feels is necessary) whether Giese’s conduct crossed the line from tort to constitutional violation. To find liability, the trier of fact on remand will have to determine that Giese had reason to foresee that there was a substantial risk -that DeLacy might die or suffer grievous harm if rescue services were withheld and that he deliberately and consciously imposed such a risk on DeLacy. Further, it will have to be found that Giese refused to carry out his state-law duty to act and thus created this grave risk for illegitimate reasons such as malice or arbitrariness but not because of an honest error or mistaken judgment. The trier of fact should also consider Giese’s actions of assuming control over DeLacy — by offering facile medical advice and telling her to remain in her apartment — as additional evidence of a possible abuse of power. See
infra
Part IV. Finally, if the trier of fact determines that an abuse of power occurred here, then it will have to determine whether the abuse of power caused DeLacy’s suffering and death. See
infra
Part V. We have previously observed that liability under § 1983 should not “turn on the tenuous metaphysical construct which differentiates sins of
*494
omission and commission,”
White v. Rockford,
Tortious conduct is an unavoidable facet of human activity and its presence in the provision of state services, though unfortunate, is not surprising. It is very difficult to distinguish between a negligent or merely reckless denial of state-provided services — including one characterized by abysmally poor judgment and blatant irresponsibility — and a denial that rises to the level of an unconstitutional abuse of power. But when an act or failure to act implicates constitutional concerns over the relationship between the individual and the state, the real need not to trivialize the Due Process Clause by making it a “font of tort law” should not become an excuse for leaving unredressed abuses of state power and in turn trivializing the Constitution.! In cases such as the present one, when the state actor fails to act rather than acts and is not a traditional wielder of state power, like a police officer, the distinction between common law tort and abuse of power is even murkier, yet the difficulty of the task is an unsatisfying retort to Congress’ plain command in enacting § 1983 that federal courts be available to redress constitutional violations.
Today’s decision is consistent with our earlier cases considering liability under § 1983 for a failure to act. In
Beard v. O’Neal,
Today’s decision does not depart from decisions which have held that state actors cannot be held liable under § 1983 for failing to provide the community with an adequate level of protective services. For example, in
Jackson v. Byrne,
Our decision today is also consistent with
Jackson v. City of Joliet,
It would be a different case if intentional misconduct were alleged; we may assume that if officer Taylor, knowing the car was occupied and wanting the occupants to be burned to death, directed traffic away from the scene in order to prevent any passing driver from saving them, he would be liable under [§] 1983 for having under color of the city ordinance making him a public officer deprived the plaintiffs’ decedents of their lives without due process of law.
Id. at 1202. Similarly, a claim under § 1983 would be stated if the police officer knew that occupants were in the car and could be saved while exposing himself to no risk of serious injury, yet decided not to carry out his duty to rescue them for no reason at all. However, nothing in the facts of Jackson v. City of Joliet suggested that the police officer and firefighters made deliberate, reckless decisions to deny arbitrarily the benefits of state power to a particular individual. There was no abuse of power actionable under § 1983.
The recent decision of
DeShaney v. Winnebago County Department of Social Services,
DeShaney
makes clear that not all reckless conduct by state actors rises to the level of a constitutional violation. In this sense,
DeShaney
is similar to
Whitley v. Albers,
IV
The present case fits within the “special relationship” rubric that allows recovery under § 1983 for certain denials of state services. The district court here reasoned that no special relationship existed between DeLacy and the City of Racine because the Racine ordinance guaranteed rescue services to all members of the public rather than just a particular citizen such as DeLacy.
When the state exercises actual control or custody over an individual it may have a constitutional duty to provide services. For example, the state has a duty under the Eighth Amendment not to be deliberately indifferent to prisoners’ medical needs.
Estelle v. Gamble,
A special relationship between the state and a particular person can also arise where there is no actual control or custody by the state. A municipality that puts a person in a position of danger from private persons and subsequently fails to protect that person can be held liable under § 1983 for the resulting deprivation of life or liberty.
Bowers v. DeVito,
In the present case, the trier of fact could find the existence of a special relationship. The findings of fact by the district judge and the evidence presented at trial would support a conclusion that Giese deliberately assumed control over DeLacy’s physical welfare. As already discussed, see supra at pp. 492-93, the trier of fact could find that Giese, acting recklessly and arbitrarily, dissuaded DeLacy from leaving her apartment and lulled her and Hiles into believing that nothing more need be done than for DeLacy to sit still and breathe into a paper bag. Their reliance on Giese’s advice could be found foreseeable (as well as reasonable) because he acted with the apparent authority of a responsible municipal agency and was insistent that all DeLacy need do was to breathe into that paper bag. The fact that DeLacy and Hiles thanked Giese at the end of both conversations is evidence of their acquiescence and trust. Hiles’ testimony also supports the view that Giese’s unsolicited advice led Hiles and DeLacy to conclude erroneously that the problem was not serious and caused Hiles to leave without seeking other aid:
I left, yeah, because they told her to take a paper bag and hyperventilate her. I said, “I’m not a doctor, I’m not a doctor, I don’t know[.]” I said, “blow in that bag,” and [she] kind of had a[ — ]I didn’t know it, she didn’t know it[ — ]she was having a heart attack [while] all the time breathing like that.
Trial Tr. 262. If Giese had failed to answer the phone or, having answered the phone, failed to send a rescue squad, DeLacy could have arranged for another source of aid in the hours she lay dying. A special relationship could be found based on Giese’s exercise of constructive control over DeLacy, and his possibly reckless and arbitrary refusal to send an ambulance could violate the limitation on state action imposed by the Due Process Clause.
It is not merely coincidental that the facts of this case might establish a violation under a special relationship theory and an abuse of power theory. The special relationship line of cases is a subset of the abuse of power cases. In special relationship cases, the state actor has exercised his or her state power — even if he or she does so by refusing to act — in an unconstitutional manner, given the totality of the circumstances including the relationship between the state and the plaintiff. When a special relationship can be said to exist, a court is more likely to find that a failure to act
*498
rises to the level of a constitutional violation because the state actor is on notice of the need to protect a particular person, as opposed to a member of the general public, and is less likely to have an adequate reason for failing to act. Similarly, the Eleventh Circuit has concluded that the nexus between the state and an individual captured by the phrase “special relationship” is particularly relevant because “the more important the relationship and its attendant duties, the more likely it is that an act or omission on the part of one party has the potential to deprive the other of a constitutional right.”
Taylor v. Ledbetter,
There is no provision of the Constitution that addresses special relationships as such, 11 but there are provisions that regulate the manner in which state power can be exercised. One provision is the Due Process Clause of the Fourteenth Amendment. When a police officer guns down a person in circumstances not justifying the use of deadly force the abuse of power is obvious. Even though at first glance the abuse of power may be less apparent, certain failures to act by state actors can also violate the Due Process Clause and thus are redressable under § 1983. In the present case, the trier of fact could find that Giese's possibly reckless and arbitrary failure to act when under a state duty to act amounted to an unconstitutional abuse of power, given the totality of the circumstances of the case, including his exercise of constructive control over DeLacy. The inquiry upon remand of this case is whether such an abuse of power in fact occurred.
V
Plaintiffs must prove a causal connection between DeLacy’s death and Giese’s unconstitutional conduct to prevail under § 1983.
Martinez v. California,
Absent the presentation of contrary evidence by Giese, the evidence presented by plaintiffs would be sufficient to establish causation. For example, in
Bass v. Wallenstein,
In
DeShaney
we approached the causation issue by asking what would have happened if the county agency had never existed.
VI
The evidence presented at the trial of this case was sufficient to support a verdict that Giese’s conduct amounted to an abuse of power violative of the Due Process Clause. Therefore, the district court’s judgment in favor of defendant Giese must be reversed. The judgments in favor of defendants Chiapete and the City of Racine are affirmed. On remand, the district judge, who is sitting as the trier of fact in this case, should determine consistent with this opinion whether Giese’s conduct was an unconstitutional abuse of power. The district judge should rely on the evidence presented at the prior trial, his previous findings of fact, and any new evidence which he may decide is necessary to his decision and directs the parties to present. Circuit Rule 36 shall not apply on remand.
Reversed in part and remanded for further proceedings consistent herewith.
Notes
. The other plaintiffs were Rena DeLacy's five surviving children. Betty Archie was her sister.
. Additional defendants were Racine County and two of its officials but all three were dismissed by the trial court when plaintiffs rested their case, and plaintiffs do not appeal their dismissals.
. The district judge's conclusion that Giese’s explanation based on the fact that Hiles was the caller was "absurd” could mean that Giese was actually motivated by dislike, distrust, or malice towards Hiles but that this was not a reasonable justification for his actions. Whether Giese was motivated by ill will or plain arbitrariness, his conduct under the facts of this case could be found to be an unconstitutional abuse of power. See Infra Part III.
. Although plaintiffs’ complaint did not specify whether they were suing Giese in his personal or official capacity, contrary to defendants’ arguments, the course of the proceedings, including the district court’s decision, clearly indicates that Giese was sued in his personal capacity. See
Kentucky v. Graham,
In the present case, plaintiffs' pretrial brief and brief on appeal predicate municipal liability only on the basis of Chiapete’s actions as a policymaker and the City of Racine’s policy. Plaintiffs’ Pretrial Br. 2 n. 1, 17; Appellants’ Br. 14, 44-47. Plaintiffs asked for a determination of “liability and a judgment" against Giese for his own actions, which is consistent with a personal-capacity suit. Plaintiffs’ Pretrial Br. 18. Furthermore, the district court viewed Giese as being sued in that capacity. Despite concluding that Giese’s actions were not pursuant to a municipal policy and dismissing Chiapete and the City, the judge then considered whether Giese’s conduct, although contrary to policy, was sufficient to establish a constitutional violation.
Archie,
. The Court left open the question of whether negligent conduct might be enough to state a claim under a constitutional provision other than the Due Process Clause.
. When a § 1983 claim is based on a violation of substantive due process or an incorporated guarantee of the bill of rights, the plaintiff need not exhaust state remedies. See
Patsy v. Board of Regents,
. Plaintiffs contend that the district court erred in holding that Giese’s refusal to send an ambulance was not due to the fact that DeLacy was black. This factual finding was not clearly erroneous; it was supported by evidence that Giese "sent rescue squads regularly into the black community.”
Archie,
. Our holding that a state official can be liable under § 1983 for conduct that amounts to an abuse of state power is consistent with
Pennhurst State School & Hospital v. Halderman,
.
DiMarzo
and
Clark
are distinguishable from the later First Circuit case of
Estate of Gilmore
v.
Buckley,
. Some of our other cases are distinguishable on the same basis as
Jackson v. Byrne.
In
Ellsworth
v.
City of Racine,
. We previously made a similar observation in
DeShaney v. Winnebago County Department of Social Services,
