Beth B. v. Van ClayBeth B. v. Van Clay
MEMORANDUM OPINION AND ORDER
Plaintiffs brought this action alleging defendants failed to provide Beth B. a free
BACKGROUND
Beth is a thirteen year old girl with Rett Syndrome. This neurodevelopmental disorder affects only one in ten thousand girls, and does not affect boys. It is characterized in the American Psychological Association Diagnostic and Stаtistical Manual IV as a form of autism, resulting in severe to profound disabilities to motor functioning, communication and cognition. Beth’s motor skills are estimated between five and seven months. She can only walk with one-on-one assistance and is largely wheelchair-bound. These limitations, combined with her inability to speak, make traditional communication and cognition tests inappropriate. Estimates of cognition based on observations by private and District experts range from one to six years. Beth primarily communicates through eye gaze, looking at or away from a person to indicate “Yes” or “No,” respectively, or looking at one item or picture from among several choices. She can sometimes manipulate a switch with her hand, although her motor skills may deteriorate as the disorder progresses to. its next stage.
Beth began receiving services from the North Suburban Special Education School District (the Co-op), a special educational cooperative to which Lake Bluff belongs, in 1990, at age two, and was diagnosed with Rett Syndrome in 1991. She participated in the Co-op’s Early Childhood Program from 1991 through 1994. The Co-op provided Beth with a one-on-one aide, adaptive physical education, speech/language therapy, occupational therapy and physical therapy. To begin the 1994-95 school year, at her parents urging, Beth was placed in a regular kindergarten class, with a continuation of those services offered in the Early Childhood Program. The district convened a conference annually to review and update Beth’s Individualized Education Program (IEP). In Junе 1997, at the IEP conference following Beth’s second grade year, the District recommended Beth be placed in the Co-op’s self-contained Educational Life Skills (ELS) program. For most of the school day Beth would be in a classroom with five to seven other students, many of whom also have forms of autism. The special education teachers are specifically trained and experienced in dealing with students with severe cognitive and communicative disabilities. ■ ■
Beth’s parents rejected this placement, demanded a due process review and invoked the IDEA’S “stay put” provision. 20 U.S.C. § 1415(j). The impartial hearing officer (IHO), on May 26, 2000, ruled in favor of the district. Plaintiff sought review here. During the pendency of the due process hearing and these proceedings, Beth has continued in regular education, progressing with her peers through sixth grade.
DISCUSSION
I. Standard of Review .
The IDEA brings cases to district courts in a rather uncommon procedural posture.
First, we have discretion whether to decide the matter solely on the administrative record or to accept additional evidence. The seminal case interpreting the “additional evidence” clause is
Town of Burlington v. Department of Education for Massachusetts,
the trial court must be careful not to allow such evidence to change the character of the hearing from one of review to a trial de novo.... [A] court should weigh heavily the important concerns of not allowing a party to undercut the statutory role of the administrative expertise, the unfairness involved in one party’s reserving its best evidence for trial, the reason the [evidence was not available] at the administrative hearing, and conservation of judicial resources.
Id.
at 791,
cited with approval by Monticello School Dist. No. 25 v. George L.,
Second, we apply a unique standard of review. Our review here is more stringent than merely ensuring that the hearing officer’s decision is supported by substantial evidence, but it is not completely
de novo
either. We are to give “due weight” to the hearing officer’s findings.
See Heather S. v. Wisconsin,
Currently pending are the parties’ cross-motions for summary judgment. There are many disputed facts and. ordinarily this would preclude summary judgment.
See Anderson v. Liberty Lobby,
II. The Placement Decision
The crux of this case is the Least Restrictive Environment (LRE) requirement, 20 U.S.C. § 1412(a)(5), and how it interacts with the district’s obligation to provide an FAPE. 20 U.S.C. § 1412(a)(1). The IDEA’S primary purpose is to ensure that disabled children have access to educational opportunities. School districts are obligated to provide services “reasonably calculated to enable the child to recеive educational benefits.”
Board of Educ. v. Rowley,
Congress left local school authorities wide discretion as to how to achieve this mandate. Courts are not to second-guess pedagogical or educational policy decisions. But Congress did make one clear policy choice, that disabled students benefit from interaction with non-disabled peers and should do so to the maximum extent possible — the LRE requirement. 20 U.S.C. § 1412(a)(5). This does not, however, override the primary obligation to provide educational benefits. A district need not, indeed may not, place a child in a program that does not confer educational benefits simply because it is less restrictive.
Here the parties each claim that their placement is the only one that will provide Beth any benefits. Because the district’s obligation to provide an FAPE is paramount, the sufficiency of the district’s proposed placement is a threshold question. We must resolve this before even considering whether it is least restrictive.
Rowley,
the seminal FAPE case, defines a school district’s obligations as “providing personalized instruction with sufficient support services to permit the child to benefit educationally from that instruction.”
A. Educational Benefit
First, we discuss the IHO’s FAPE analysis. His opinion discusses how the district madе “careful and competent analysis that includes reasonable efforts to obtain relevant information needed to develop a beneficial placement.” (IHO Op. at 35). Plaintiffs argue that this is a more permissive standard than pronounced by
Rowley.
We disagree.
Rowley
explicitly recognized that the IDEA grants school districts flexibility to deal with a wide range of disabilities. For example, in
Rowley
itself, the Court found that the “instruction and services ... must approximate the grade levels used in the State’s
Having approved the IHO’s legal standard, we must review his application of it to the facts. He found that the district made sufficient attempts to learn about Rett Syndrome in developing its IEP for Beth. We agree. As we noted above, neither the scientific nor the educational community fully understands Rett Syndrome. The studies completed thus far have been limited in scope and the theоries they developed have not been sufficiently tested to reach any authoritative conclusions. Given these limits, the district consulted with some of the most knowledgeable experts available. Plaintiffs make much of the fact that the district agreed to consult an independent expert, Dr. Joseph Vaal, in developing Beth’s IEP, but then did not follow his recommendations. The district, in fact, consulted with multiple “experts.”
2
Besides Dr. Vaal, the district also consulted with Dr. Richard Van Acker, who reached very different conclusions. The district’s special education teachers, who have experience with cognitive disabilities in general,
3
and Beth’s teachers, aides and inclusion coordi
Plaintiffs also challenge the IHO’s opinion on the ground that he misapplied the burden of proof. At the administrative level the school district does bear the burden to prove that its proposed IEP is adequate under the statute.
See
105 ILCS 5/14-8.02(h). But the party challenging the administrative decision bears the burden in the district court.
See Dist. 21,
B. Least Restrictive Environment
Plaintiffs maintain that Beth should remain in regular classes at Lake Bluff Middle School because this is the
Again, plaintiffs attack the standard applied by the IHO, arguing that he erroneously used Rowley in determining whether the district’s placement satisfied the LRE requirement. Plaintiffs are correct that Rowley is not the proper standard for LRE analysis. In fact, however, the IHO never reached that question. He found that the parents’ placement would not confer educational benefit to Beth and, therefor, could never be appropriate. Because educational benefit is paramount, and the parents’ placement (in his opinion) failed this test, he did not consider whether it was less restrictive. We agree that benefit to the student is of primary importance and share many of the IHO’s reservations about the parents’ placement. But the district is obliged to provide a FAPE, which includes compliance with the LRE requirement, regardless of any proposal from the parents. We must review the district’s placement to determine whether it is consistent with law. The statute itself does not prescribe a substantive standard for balancing educational benefits with mainstreaming, so the courts have developed their own. The circuits are split into at least three camps, and neither the Supreme Court nor the Seventh Circuit has indicated a preference among these tests.
The Sixth Circuit has focused on the feasibility of keeping the student in regular education.
See Roncker v. Walter,
The Fifth Circuit found that
Roncker
'“necessitates too intrusive an inquiry into policy choices that Congress deliberately left to state and local school officials. Whether a particular service feasibly can be provided in a regular or special education setting is an administrative determination that state and local school officials are far better qualified and situated than are we to make.”
Daniel R.R. v. State Bd. of Educ.,
The Ninth Circuit has added yet another analytical framework to the mix. Its mul-ti-factored balancing test includes elements drawn from both
Roncker
and
Daniel R.R. See Sacramento City Unified School Dist. v. Rachel H. by Holland,
The Seventh Circuit has not adopted any of these tests.
See Monticello School Dist. No. 25 v. George L.,
We find the
Daniel R.R.
test superior, particularly as applied in
D.F.
It tracks the statutory language more closely than does
Roncker,
and, in our opinion, strikes a better balance between the competing policies. First, we agree with the Fifth Circuit that basing a test on “feasibility” is too intrusive. Courts are poorly suited to decide what can or cannot be done effectively in a classroom. The IDEA leaves local officials discretion in implementing the statute’s goals, and feasibility requires policy determinations more appropriately left to educators than to judges. Second, feasibility places - too much emphasis on what services can be delivered and not enough on whаt the student actually learns. Some services may be feasible in regular education, but more effectively delivered in a special education setting! Although Congress has expressed a preference for integration, its primary goal, and
1. The Daniel R.R. Test
We first consider whether Beth can receive a satisfactory education in a regular classroom setting. After reviewing the steps the district has taken to accommodate Beth’s disability, the educational and non-educational benefits she receives, and Beth’s impact on the classroom environment, we conclude she will not.
First, the district has made adequate attempts to accommodate Beth with individualized services. Beth has two teachers’ aides and an inclusion facilitator who work with her. They have developed a special curriculum for Beth to follow, focusing on the goals stated in her IEP, including special books with laminated pages, puffed-up pictures and modified text. The district also provided numerous assistive technologies for Beth, including jelly-bean switches, One Step Communicator, Step-by-Step Communicator and In-tellikeys. 7 Teachers and other students have received special instruction in how to communicate with Beth. The school has also modified her schedule, such as scheduling extended bathroom breaks into her day. The IHO found that these measures constituted an adequate attempt by the district to аccommodate Beth, and we agree.
Next we consider the educational benefits she will receive. There is a stark factual dispute about the level of progress Beth has made in her current placement. Plaintiffs contend she has progressed dramatically, despite inadequate services from the school. Defendants contend that she has progressed little, if not regressed, despite their herculean efforts. The IHO struggled with the conflicting evidence from Beth’s teachers and private therapists, but ultimately decided it was not necessary to reconcile their differing views. Our independent review shows that Beth’s progress has been inconsistent. Due to the nature of her disability, Beth’s progress must be measured in fine increments and involves a large degree of subjectivity. She has shown occasional imprоvement in certain areas, but she has appeared to regress in others. She also does not duplicate learned skills regularly, but sporadically. This is not to diminish what she has accomplished. But we believe, at least we hope, she can learn much
Beth has severe cognitive limitations. At the middle school level the material in the regular curriculum is too complex and the pace too quick for Beth to comprehend. She will gain no benefit from it. The IDEA requires that the school provide sufficient supplemental services to allow the disabled student to benefit from a regular education. It does not, however, require changes so extensive that the curriculum becomes unrecognizable.
Daniel R.R.,
She does not participate in the class lectures and discussions, but works one-on-one with her aide, effectively segregated from the rest of the class. The district has designed exercises for Beth that are parallel to what her peers are studying. For example, when the class studied the composition of clouds, Beth looked at pictures of clouds. Beth misses a substantial portion of instructional time. Middle school students switch classrooms six or seven times per day, with three minutes allotted between periods. Transporting and setting up Beth’s equipment and support items takes considerably longer. She frequently falls asleep in school, has 20-80 minute scheduled toilet breaks, and is frequently absent. 10 All these factors inhibit Beth’s ability to keep pace with the class, even with her parallel curriculum. In an attempt to maintain the parallelism, when the class moves on to the next unit, so does Beth, regardless of her progress. Plaintiffs argue that the teachers’ failure to integrate her into the classroom activities demonstrates the inadequacy of the district’s efforts to accommodate her. Because the lessons are mostly lectures, Beth is working on a completely different skill set. There is little a teacher could do to involve Beth that would not detract from the other students.
We also consider any non-academic benefits Beth might derive from a regular education setting. Our preference for mainstreaming is based, in part, on the belief that exposure to non-disabled students allows the disabled student to model their speech and behavior. Beth’s private therapists report that she does imitate some behavior models observed from her non-disabled peers. Plaintiffs maintain that Beth must remain in a language-rich environment, that she is motivated to com
Lastly, we consider the effect of Beth’s presence on the regular education environment. This generally falls into two categories, her effects on the other students and on the teacher. First, does the disabled student cause any disruptions in the classroom? Beth’s aides must use special tones and inflections to maintain her attention, which has a tendency to distract other students. Beth also periodically makes loud vocalizations. She regularly falls asleep аnd has occasionally vomited in class. Because of complaints from other students and parents, Beth is often removed from the classroom when tests are administered. This is unfair to the other students in the class. Nonetheless, this problem appears to be infrequent and relatively mild, so we do not ascribe much weight to it. Second, ’does the student require so much attention from the teacher that it detracts from the other studénts? This is more problematic. Because Beth is on a separate curriculum from the other students, the classroom' teacher cannot work with her and with the rest of the class simultaneously. ■ This is particularly so in middle school, whére teachers tend to use a lecture format and the classes are only 42 minutes long. The teacher cannot spend time working with Beth on her separate lessons without neglecting the other students. Any time the teacher does spend with Beth is taken away from the rest of the class.
Having determined that Beth cannot be satisfactorily educated in regular education, we turn to the second prong of the Daniel R.R. test. The district’s proposal also mainstreams Beth to,the maximum extent possible. It includes “reverse mainstreaming,”, where non-handicapped students are brought into the special education classroom to interact with the special education students, and also integrates her at lunch and other non-academic activities, such as art, music, lunch and field trips. These opportunities will allow Beth the non-educational benefits discussed above, such, as modeling other students and motivating her to communicate. But putting Beth in a regular classroom for academic subjects, as we have repeatedly emphasized, would not benefit her.
Considering all these factors, we agree with the IHO that regular education will not satisfactorily benefit Beth. The school
2. The Roncker Test
First, we consider what makes the ELS program superior. Quite simply, it provides Beth with more direct contact with teachers, and teachers who are trained and experienced in dealing with cоgnitive disabilities. In either placement, Beth has an aide with her at all times. But this is not a substitute for contact with the teacher. Here, she can receive one-on-one contact without detracting from other students. Moreover, the ELS teachers are specially trained to deal with children who have cognitive disabilities. The administrator who runs ELS has worked with four Rett Syndrome students, and there is currently one other such girl in the program. Although the district can certainly train Beth’s teachers about Rett Syndrome and how to use Beth’s assistive technology, this does not equate to the training and experience of a special education teacher. Special education is also more conducive to systematic instruction. Rather than attempting to keep pace, even in modified form, with her non-disabled сlassmates’ lessons, Beth can repeat skills until she learns them. The district’s professional educators believe this is the most effective way for girls with Rett Syndrome to learn, and judges should not second-guess them on educational methodology. Another advantage is that in ELS, Beth would not have to move classrooms every period. Because of her restricted mobility and special equipment, this takes her much longer than the three minutes allotted between classes in the regular middle school, reducing the time available for instruction. Finally, ELS allows the school to incorporate physical therapy into Beth’s program. This is essential to help her maintain her mobility as her Rett Syndrome progresses.
Turning to the second prong of the test, these advantages cannot be feasibly duplicated in a regular education setting. The classroom teacher would have to develop two distinct lesson plans, one for Beth and another for the rest of the class. Any time spent working with Beth would be time taken away from the other students’ instruction. The school would have to assign a second teacher to the classroom specifically to deal with Beth, which brings us back to the scenario of segregated special education within a regular classroom. It is one thing to modify the curriculum to accommodate the disabled student, to provide supplemental support, or to emphasize the simpler skills, but Beth will gain nothing from listening to a middle school lecture. She uses unrelated materials and is working on a completely different skill set.
The rest of the class cannot wait for Beth to master a particular skill before moving on to anоther lesson. Beth could not keep pace with the class under any circumstances; she would also miss time each period for private therapy, physical therapy, additional absences and setting up her equipment. The need to “move on” to the next unit with the class makes it impossible to use the systematic approach. Under this standard, as well, special education is the more appropriate placement for Beth.
III. Reimbursement for Private Therapy
If a school district fails to provide an FAPE, a parent may, under certain circumstances, unilaterally secure the necessary services and seek reimbursement. This is not one of those cases. The district already paid for an independent evaluation by Dr. Vaal. It does not need to pay for another evaluation. Defendants have provided a program which satisfies the IDEA, i.e., is reasonably calculated to confer educational benefit. It is not required to pay for Beth’s private therapy as well.
IV. ADA and § SOI Claims
Although these claims are not identical, they both require proof of intentional discrimination or failure to provide the most reasonable modifications.
See Washington v. Indiana High School Athletic Ass’n,
There is no such proof here. Instructing district officials to maintain records in anticipation of a due process hearing does not equal bad faith. Plaintiff may quarrel with the district’s placement decision, but there is no evidence that the district was .trying to segregate Beth because of animus towards the disabled. To the contrary, it is apparent district officials believed, in good faith, that ELS would provide the best education for Beth. And although the district may not have cooperated with Beth’s parents and private therapists to the degree that they would have liked, there was no conspiracy to make Beth fail. In short, there is no evidence of intentional discrimination here.
CONCLUSION
For the reasons abоve, judgment is granted in favor of defendants on all counts.
Notes
. Age-equivalence measures can be misleading.
See D.F. v. Western School Corp.,
. Both parties vigorously attack the opposing experts’ credentials and credibility. These are all competent professionals. Their experiences with Rett Syndrome are limited, but given the paucity of research on this disorder, they are among the most knowledgeable available. We give great deference to the IHO's credibility determinations, and he found these witnesses credible.
.The ELS program administrator has direct experience with four girls who have Rett Syndrome, including one who is currently in the program.
. This is the general rule governing review of administrative decisions. There is some debate among the circuits about whether the burden should shift in LRE cases because of the statutory presumption for mainstreaming. The majority of circuits have said no.
See Clyde K. v. Puyallup School Dist. No. 3,
. Cost may also be a factor in some circumstances, but is not at issue here.
. We note that the D.F. case predates La-Grange, but as we mentioned ..above, that opinion does not appear to settle on any particular test.
. These devices allow Beth to communicate preprogrammed messages in various ways, such as by activating a switch.
. We describe the proposed setting and its benefits in more detail in the section applying the Roncker test.
. Many experts believe girls with Rett Syndrome are incapable of grasping any symbol-based system, such as the alphabet.
.For example, she misses one day per week to attend private therapy. She was also absent approximately 25% of the remaining days.
. Plaintiffs also argue that Beth benefits socially from being in a regular classroom; that she has progressed through school with these same children, some of whom have become her friends. Although this may be desirable, it is not a factor under the IDEA. The district is obligated to integrate her with non-disabled students so that she may be exposed to language and behavior models, not necessarily with her friends.