RULING ON MOTION FOR PARTIAL SUMMARY JUDGMENT
Plaintiff, Lucas Betancourt, brings this civil rights action pursuant to 42 U.S.C. § 1983, alleging that Sergeant Michael Slavin, Lieutenant Edward Apicella, Officer Stanley Stasaitis and Detective William Howard Jones deprived him of constitutional rights secured by the Fourth, Fifth, Sixth, Eighth and Fourteenth Amendments to the United States Constitution. 1 Plaintiff also alleges violations of state law as pendant claims to this action. 2
Pending is defendants’ Motion for Partial Summary Judgment on fourteen grounds. 3
Plaintiff consents to the entry of judgment on the following claims: (1) any claim regarding plaintiffs rights to be free from seizure, arrest and imprisonment without probable cause (as to all defendants); (2) Count Two, interference with plaintiffs right to counsel in violation of the Sixth Amendment (as to all defendants); (3) Count Three, wrongful custodial interrogation in violation of the Fifth and Fourteenth Amendment (as to all defendants); (4) Count Four, deliberate indifference to need for medical treatment in violation of the Eighth Amendment 4 (as to all defendants); and (5) Counts Five and Six, common law assault and battery (as to defendants Stasaitis and Jones only). [Doc. # 61 at 1],
For the reasons that follow, defendants’ Motion for Partial Summary Judgment [Doc. # 57] is GRANTED in part and DENIED in part.
Summary judgment is appropriate where there exists no genuine issue of material fact and, based on the undisputed facts, the moving party is entitled to judgment as a matter of law.
See D’Amico v. City of New York,
Pursuant to D. Conn. L. Civ. ft. 56(a)(3), Each statement of material fact in a Local Rule 56(a)l Statement by a movant or by an opponent in a Local Rule 56(a)2 Statement, and each denial in an opponent’s Local Rule 56(a)2 Statement, must be followed by a specific citation to (1) the affidavit of a witness competent to testify as to the facts at trial and/or (2) evidence that would be admissible at trial. The affidavits, deposition testimony, responses to discovery requests, or other documents containing such evidence shall be filed and served with the Local Rule 56(a)l and 2 Statements in conformity with Fed.R.Civ.P. 56(e). Counsel and pro se parties are hereby notified that failure to provide specific citations to evidence in the record as required by this Local Rule may result in sanctions, including, when the movant fails to comply, an order denying the motion for summary judgment, and, when the opponent fails to comply, an order granting the motion.
A party may not create a genuine issue of material fact by presenting contradictory or unsupported statements.
See Securities & Exchange Comm’n v. Research Automation Corp.,
If a nonmoving party has failed to make a sufficient showing on an essential element of his case with respect to which he has the burden of proof at trial, then summary judgment is appropriate.
Celotex Corp. v. Catrett, 477
U.S. 317, 322-23,
FACTS
Based on defendants’ Local 56(a)(1) Statement and exhibits [doc. #57-2], the following facts are undisputed. 5
1. On January 29 and 30, 2005, Sergeant Edward Apieella, Detective Michael Slavin, Detective William Howard Jones and Officer Stanley Stasaitis were active members of the Waterbury Police Department. [Def. Local 56(a)(1) Stat. ¶ 1],
2. On January 29, 2005, the Waterbury Police Department received a report of a home invasion at 63 Glenview Avenue. Id. at ¶ 2.
3. Mario Fusco, the victim of the home invasion, reported that three male parties knocked on his door and, when he opened the door, these males forced their way inside the home. Id. at ¶ 3.
4. Mr. Fusco was knocked to the floor of his home, and then his arms and legs were duct taped and a pillow case was placed over his head and taped around his neck. Id. at ¶ 4.
5. Mr. Fusco’s residence was robbed and he was left on the floor in the taped condition when the perpetrators left his home. Id. at ¶ 5.
6. On January 29, 2005, a statement was taken from Mario Fusco at the Waterbury Police Department by Detective William Howard Jones. Mr. Fusco provided details of the crime. Id. at ¶ 6.
7. Based upon the information provided by the victim, Mario Fusco, the defendant officers identified an individual by the name of Michael Metevier to be a person of interest in the home invasion investigation. Id. at ¶ 7.
8. The defendants, Sergeant Apieella and Detective Slavin, located Michael Metevier on January 29, 2005, and Mr. Metevier provided them with a statement. Id. at ¶ 8.
9. In the statement, Mr. Metevier identified the perpetrators of the home invasion of Mr. Fusco’s residence to be himself, Lucas Betancourt, and Lucas’ two nephews, Ricky and Fi. Id. at ¶ 9.
10. A Search and Seizure Warrant for the person of Lucas Betancourt and his apartment at 59-2 Ridge Street in Naugatuck, Connecticut, was issued by a Judge of the Superior Court on January 30, 2005 at 4:20 a.m. Id. at ¶ 10.
11. After gaining entry into the apartment at 59-2 Ridge Street to execute the Search and Seizure Warrant, the defendant officers located the following occupants inside the residence: Felipe Buitrago, Rico Torres, Eldon Mauro, Alain Fauteux and Alia Betancourt. Lucas Betancourt was not present inside the residence at this time. Id. at ¶11.
12. During the execution of the Search and Seizure Warrant, one of the occupants of the dwelling, RicoTorres, identified himself as one of the perpetrators of the home invasion and told the defendants that Lucas Betancourt initiated, participated in and directed the home invasion of Mario Fusco’s residence. Id. at ¶ 12.
13. During the execution of the Search and Seizure Warrant, the defendant Slavin located a [silver .32 caliber] gun in Mr. Betancourt’s dwelling that was similar in kind to a gun belonging to Mario Fusco and stolen from him in the home invasion. Id. at ¶ 13.
14. During the execution of the Search and Seizure Warrant, Rico Torres, one of the perpetrators of the home invasion, told the defendant officers that the gun located in Mr. Betancourt’s dwelling was the gun stolen from Mr. Fusco. Id. at ¶ 14.
15. Rico Torres provided a written statement to the defendant Detective Michael Slavin, in which he detailed the involvement of Lucas Betancourt in the home invasion. Id. at ¶ 15.
16. On January 30, 2005, Felipe Buitrago, another of the perpetrators of the home invasion, provided a statement to the Waterbury Police detailing the involvement of Lucas Betancourt. Id. at ¶ 16.
17. During the execution of the Search and Seizure Warrant, Lucas Betancourt arrived at the residence and was placed under arrest and transported to the Waterbury Police Department. Id. at ¶ 17.
18. While in custody at the Waterbury Police Department, the plaintiff Lucas Betancourt did not give any written statement to anyone. Id. at ¶ 18.
19. According to Mr. Betancourt’s own testimony, while he was in custody at the Waterbury Police Department, he denied any knowledge of the home invasion and he denied any involvement pertaining to the home invasion. Id. at ¶ 19.
20. With regard to the home invasion of Mario Fusco’s residence, Lucas Betancourt was convicted of the following crimes and sentenced accordingly: Kidnaping First Degree, 15 years jail; Kidnaping First Degree With a Firearm, 15 years jail concurrent; Burglary First Degree, 5 years jail consecutive; a second charge of Burglary First Degree, 5 years jail concurrent; Robbery Second Degree, 5 years jail consecutive; a second charge of Robbery Second Degree, 5 years jail concurrent. Id. at ¶ 20.
DISCUSSION
Count One: Excessive Force
Plaintiff alleges that all four defendants violated his Fourth Amendment rights by employing excessive and unreasonable force against him during the course of his arrest and while he remained in custody. Defendants Edward Apicella and Michael Slavin are not seeking summary judgment on the excessive force claim, but Stanley Stasaitis and William Howard Jones are.
In order to determine whether a police officer used excessive force, the finder of fact must consider whether the force was reasonable in light of the circumstances and facts confronting the officer at the time of the incident. In doing so, its assessment may include the following factors: 1) the severity of the crime at issue; 2) whether the suspect posed an immediate threat to the officer or others; and 3) whether the suspect was resisting arrest
It is well settled that a police officer “has an affirmative duty to intercede on the behalf of a citizen whose constitutional rights are being violated in his presence by other officers.”
O’Neill v. Krzeminski,
In opposing the motion for summary judgment, plaintiff alleges that defendants Stasaitis and Jones failed to intervene when other defendants were using excessive force against him. [Betancourt Aff. ¶¶ 7-8, 10-11, 12-21, 25, 28-30, 32-33]. On this record, there are disputed issues of material fact as to whether any of the defendants used force, the degree of force used, the necessity for force, whether any force was excessive, and whether any defendant failed to intervene, having a realistic opportunity to do so. All defendants deny using any force. 6 [PI. Ex. A-D],
The question of whether the officers’ actions were objectively so unreasonable as to constitute excessive force is a question for the jury.
Universal Calvary Church v. City of New York,
No. 96CIV.4606(RPP),
On this record, summary judgment is DENIED on the Count One claim of excessive force as to defendants Stasaitis and Jones.
Count Four: Denial of Medical Treatment
In Count Four, plaintiff alleges that defendants Apicella, Slavin, Stasaitis and Jones are liable for denying him medical treatment. [Amend. Compl. Count Four ¶ 70]. “[T]he official custodian of a pretrial detainee may be found liable for
The objective test
On this record, the Court finds that all the defendants are entitled to summary judgment on the ground that Betancourt’s medical needs were insufficiently serious to meet the Estelle test.
“There is no settled, precise metric to guide a court in its estimation of the seriousness of a prisoner’s medical condition. In many cases, however, we have set forth factors that should guide the analysis.”
Id.
The Second Circuit has identified “a non-exhaustive list of such factors, including: (1) whether a reasonable doctor or patient would perceive the medical need in question as ‘important and worthy of comment or treatment,’ (2) whether the medical condition significantly affects daily activities, and (3) ‘the existence of chronic and substantial pain.’ ”
Id.
(quoting
Chance,
Betancourt alleges that as a result of the assault and battery, he was “bleeding profusely from his nose and mouth,” (Pl. Aff. ¶¶ 20, 30); defendant “Apicella drove his elbow into Mr. Betancourt’s face, causing one of his teeth to crack,” (Id. ¶ 20); his “injuries prevented him from being able to turn his neck to the left or the right while his mug shot was being taken,” (Id. ¶ 36); “he was unable to eat for the two day period he was incarcerated in the lock-up,” (Id. ¶ 31); and in March 2005, he was treated at the MacDougal Walker Correctional facility for a cracked tooth. [PI. Ex. 4]. Plaintiff also alleges that his requests for medical treatment were ignored by defendants. PI. Local 56(a)(2) Stat. ¶¶ 22, 24, 26, 29.
Plaintiff was initially held in the Waterbury Police Station lock-up.
7
Id.
¶ 30. After plaintiffs arraignment, he was transported to the New Haven Correctional facility, where he received medical attention on January 31 and February 1, 2005. [PI. Ex. 2, 3]. The clinical record dated January 31, 2005, titled “intake screening,” records that plaintiff “states while being arrested Waterbury PD Officer Slavin repeated [sic] stepped on l[eft] foot and punched him in l[eft] eye and repeatedly kicked in ribs [without] difficulty with eyesight or breathing.” [PL Ex. 2], The clinical record dated February 1, 2009, noted an “ecchymosis of the l[eft] orbit, no diplopia, dry abrasion l[eft] forearm, alert, walks and stands well, lungs clear, contusions and abrasion.”
8
[PL Ex. 3]. In March 2005, plaintiff was treated at the dental clinic at MacDougal Walker Correctional facility. The record states,
Defendants argue that plaintiff cannot meet his burden to show that he suffered from an objectively serious medical condition. The Court agrees. Viewing the facts in the light most favorable to plaintiff, he has not presented evidence that he required specific medical treatment prior to January 31, or that his medical condition “significantly” affected his daily activities, or that he was in “chronic and substantial pain.”
Chance,
Accordingly, summary judgment is GRANTED in favor of defendants on plaintiffs Count Four claim that they denied him treatment in violation of the Fourteenth Amendment.
Counts Five and Six: Assault and Battery
Plaintiff claims that defendants Apicella and Slavin subjected him to assault and battery while effectuating his arrest, and the others failed to intercede to stop the “brutal and unnecessary beating,” causing him apprehension and fear. To prevail on a claim for assault and battery, plaintiff must establish that a defendant applied force or violence to him and that the application of such force or violence was unlawful.
Williams v. Lopes,
Because the Court has found that a genuine issue of material fact exists as to plaintiffs claim of excessive force, it necessarily follows that questions arise as to the reasonableness of defendants’ use of physical force pursuant to state law.
9
See Miller v. Lovett,
Accordingly, summary judgment is DENIED plaintiffs assault and battery claims as to defendants Apicella and Slavin on Counts Five and Six.
Count Seven: Intentional Infliction of Emotional Distress
All defendants move for summary judgment on plaintiffs claim of intentional infliction of emotional distress. To prevail on his claim of intentional infliction of emotional distress, plaintiff must establish (1) that defendants intended to inflict emotional distress or knew or should have known that their conduct would likely result in emotional distress; (2) that the conduct was extreme and outrageous; (3) that the conduct in question was the cause of plaintiffs distress; and (4) that the emotional distress experienced by plaintiff was severe.
Appleton v. Board of Education of Town of Stonington,
“Courts have held that the use of excessive force can establish a claim for intentional infliction of emotional distress.”
Frappier,
Accordingly, summary judgment is DENIED on plaintiffs Count Seven intentional infliction of emotional distress claim.
Count Eight: Negligence
Defendants move for summary judgment on Count Eight, arguing that “[p]laintiff may not prevail on a negligence claim when he has brought claims of intentional use of excessive force and intentional infliction of emotional distress.” [Doc. 57-3 at 11];
see Frappier v. City of Waterbury,
3:07-CV-1457(WWE),
Further, a municipal employee enjoys qualified immunity from tort liability based on unintentional conduct related to the performance of governmental or discretionary acts. See Elliott v. City of Waterbury,245 Conn. 385 , 411,715 A.2d 27 (1998). “The hallmark of a discretionary act is that it requires the exercise of judgment.” Lombard v. Edward J. Peters, Jr. P.C.,252 Conn. 623 , 628,749 A.2d 630 (2000). The manner in which a police officer makes an arrest, including when to use force, is a discretionary act. See Gordon v. Bridgeport Housing Authority,208 Conn. 161 , 180-181,544 A.2d 1185 (1988) (policing community and investigating those who break the law is discretionary function); see also Galindez v. Miller, 285 F.Supp.2d 190 , 195 (D.Conn.2003) (determination of what level of force to use under the circumstances “appears to fit” within framework of police discretion).
Frappier,
Here, there is a material issue of fact whether defendants used force and if so, whether the force was excessive. Defendants Apicella, Slavin, Jones and Stasaitis all denied using any force and/or observing any use of force while plaintiff was in the custody of the Waterbury police. [PI. Ex. A-D]. This is not a nuanced argument. On this record, the jury will need to determine whether defendants used force and whether the intentional use of any force was excessive. “The manner in which a police officer makes an arrest or otherwise intervenes to remove an individual from a residence, including determining what level of force to use under the circumstances, appears to fit within the framework of the day to day discretion exercised by police officers.”
Galindez v. Miller,
Accordingly, summary judgment is GRANTED in favor of defendants on plaintiffs Count Eight negligence claim. CONCLUSION
For the reasons stated, defendants’ Motion for Summary Judgement [Doc. # 57] is GRANTED 10 on the following claims: Count Four, deliberate indifference to need for medical treatment in violation of the Fourteenth Amendment (as to all defendants); and Count Eight, negligence (as to all defendants); and DENIED as to Count One, plaintiffs claim of excessive force (as to Stasaitis and Jones), Count Five, assault (as to Apicella and Slavin), Count Six, battery (as to Apicella and Slavin) and Count Seven, intentional infliction of emotional distress (all defendants).
The motion is GRANTED on consent on the following claims: (1) any claim regarding plaintiffs rights to be free from seizure, arrest and imprisonment without probable cause (as to all defendants); (2) Count Two, interference with plaintiffs right to counsel in violation of the Sixth Amendment (as to all defendants); (3) Count Three, wrongful custodial interrogation in violation of the Fifth and Fourteenth Amendment (as to all defendants); (4) Count Four, deliberate indifference to need for medical treatment in violation of the Eighth Amendment (as to all defendants); and (5) Counts Five and Six, common law assault and battery (as to defendants Stasaitis and Jones only). [Doc. # 61 at 1],
The causes of action remaining for trial are: Count One, plaintiffs claim of excessive force (all defendants), Count Five, assault (as to Apicella and Slavin), Count Six, battery (as to Apicella and Slavin) and Count Seven, intentional infliction of emotional distress (all defendants).
Notes
. Plaintiff alleges his civil rights were violated as follows: excessive force in violation of the Fourth and Fourteenth Amendments (Count One), interference with plaintiff’s right to counsel in violation of the Sixth Amendment (Count Two), wrongful custodial interrogation in violation of the Fifth and Fourteenth Amendments (Count Three) and deliberate indifference to medical needs in violation of the Eighth and Fourteenth Amendments (Count Four).
. Plaintiff alleges state law claims of Common Law Assault (Count Five), Common Law Battery (Count Six), Intentional Infliction of Emotional Distress (Count Seven), and Negligence (Count Eight).
. The motion does not address the use of excessive force and assault and battery claims against defendants Edward Apicella and Michael Slavin.
. The due process clause of the Fourteenth Amendment applies to pretrial detainee’s claim of deliberate indifference to medical needs.
City of Revere v. Massachusetts Gen. Hosp.,
. Plaintiff admits all of the facts set forth in defendants' Local 56(a)(1) Statement. [Doc. # 61 at 2],
. Plaintiff states that “defendants’ position is not that their use of force was reasonable under the circumstances-rather, their position is that force was not used against Mr. Bentancourt, period.” [Doc. # 66-7 at 3 (emphasis in original) ].
. Mr. Betancourt was arrested on Sunday, January 30, 2005 at approximately 4:00 a.m.; an Intake Screening was performed at the New Haven Correctional facility on Monday, January 31, 2005 and again on Tuesday, February 1, 2005. [PL Ex. 3].
. Ecchymosis is the medical term for a subcutaneous hematoma larger than 1 centimeter, commonly called a bruise. Diplopia, commonly known as double vision, is the simultaneous perception of two images of a single object.
. Conn. Gen.Stat. § 53a-22(b) provides in relevant part: “a peace officer ... is justified in using physical force upon another person when and to the extent that he reasonably believes such to be necessary to: (1) effect an arrest or prevent the escape from custody of a person whom he reasonably believes to have committed an offense ...; or (2) defend himself or a third person from the use or imminent use of physical force while effecting or attempting to effect an arrest or while preventing or attempting to prevent an escape.”
. This is not a recommended ruling. The parties consented to proceed before a United States Magistrate Judge [Doc. # 37] on January 22, 2009, with appeal to the Court of Appeals.
