Betancourt v. BloombergBetancourt v. Bloomberg
Alan Beckoff, Assistant Corporation Counsel, New York, New York (Michael A. Cardozo, Corporation Counsel of the City of New York, Stephen J. McGrath, of counsel, New York, New York, on the brief), for Defendants-Appellees.
Before: KEARSE, WINTER, and CALABRESI, Circuit Judges.
Judge CALABRESI dissents, in a separate opinion.
KEARSE, Circuit Judge.
Plaintiff Augustine Betancourt appeals from so much of a judgment of the United States District Court for the Southern District of New York as dismissed his claims against defendants City of New York (“City“), its mayor, and its police commissioner, brought under
I. BACKGROUND
This case arises out of the 1997 arrest of Betancourt and other homeless persons pursuant to a City program designed to improve the quality of life in the City‘s public spaces. Viewed in the light most favorable to Betancourt, as the party against whom summary judgment was granted on the claims at issue on this appeal, the following facts are not in dispute except as indicated.
A. The Events
In 1994, the City undertook a “Quality of Life” initiative designed to reducе a wide range of street crimes including prostitution, panhandling, and drug sales. Betancourt asserted that the initiative was thereafter expanded to, inter alia, reduce the number of homeless persons residing in public spaces. The City‘s Police Department issued a guide for law enforcement officers, listing laws that prohibited conduct targeted by the initiative. Those laws included City Administrative Code
[i]t shall be unlawful for any person, such person‘s agent or employee to leave, or to suffer or permit to be left, any box, barrel, bale of merchandise or other movable property whether or not owned by such person, upon any marginal or public street or any public place, or to erect or cause to be erected thereon any shed, building or оther obstruction.
In the early morning hours of February 28, 1997, in or around certain parks in lower Manhattan, police officers arrested 25 individuals, including Betancourt. Betancourt had come to the park at approximately 10:30 p.m. on February 27 with some personal possessions, three folded cardboard boxes, and a loose piece of cardboard. He used the three boxes to construct a “tube” large enough to accommodate most of his body; he placed the tube on a park bench, climbed into the tube, covered the exposed part of his body with the loose piece of cardboard, and went to sleep. At approximately 1:00 a.m. on February 28, the police roused Betancourt from his sleep and arrested him. At approximately 5:00 a.m. on March 1, 1997, Betancourt was given a Desk Appearance Ticket, noting that he was charged with violating
B. The Present Action
The present action was commenced in September 1997 under
As to the vagueness challenge, defendants contended that
In addressing Betancourt‘s vagueness challenge, the district court stated that a statute is not unconstitutionally vague if it (1) “givе[s] the person of ordinary intelligence a reasonable opportunity to know what is prohibited,” and (2) “provide[s] explicit standards for those who apply [it].” Id. at *3 (internal quotation marks omitted). The court also noted that “`[b]ecause the statute is judged on an as applied basis, one whose conduct is clearly proscribed by the statute cannot successfully challenge it for vagueness.‘” Id. (quoting United States v. Nadi, 996 F.2d 548, 550 (2d Cir.1993)).
The district court found the plain language of
had erected a human-sized cardboard structure, housing a human inside, in a public space. He was not simply occupying a park bench with a few personal items. Rather, he had erected an obstruction in a public space.
. . . . Because Plaintiff had sufficient notice that his conduct was prohibited by Section 16-122(b), the statute passes the first prong of the vague as applied test,
The district court rejected Betancourt‘s argument that subsection (b) implicitly included subsection (a)‘s reference to motor vehicles. The court noted that the predecessor to
the prohibition against leaving boxes, barrels, bales of merchandise, and erecting sheds or obstructions in public spaces remained in subsection (b). While subsection (a) explained the purpose of the new subsections regarding motor vehicles, no such explanation was needed to explain the purpose of the prohibition against leaving other things in public spaces. Moreover, the plain meaning of subsection (b), which unlike the other subsections contains no reference to vehicles, requires that it be read as prohibiting leaving boxes and erecting obstructions in public spaces.
Betancourt I, 2000 WL 1877071, at *3 (emphases added).
The district court also found that
the ordinance at issue in this case offers law enforcement personnel guidance in the form of a list of specific objects, including boxes, that should not be left in public spaces.
Similarly, there is less uncertainty involved in a police determination of what constitutes an obstruction of a public space than in a police determination of what constitutes loitеring in a public space. The fact that the police must exercise some discretion in the application of Section 16-122(b) does not render the regulation void. . . . The text of Section 16-122(b) provides sufficient guidelines to limit police discretion in its application, and therefore it is not void in its application to Plaintiff‘s conduct. Plaintiff‘s constitutional challenge to Section 16-122(b) therefore fails.
Betancourt I, 2000 WL 1877071, at *4-*5 (emphasis added).